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16 U.S.C. § 1362 — Definitions

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16 U.S.C. § 1362 — Definitions

Page 1765 TITLE 16—CONSERVATION § 1362 ‘‘(a) PURPOSES.—The purposes of this Act [see Short Title of 1997 Amendment note above] are— ‘‘(1) to give effect to the Declaration of Panama, signed October 4, 1995, by the Governments of Belize, Colombia, Costa Rica, Ecuador, France, Honduras, Mexico, Panama, Spain, the United States of Amer- ica, Vanuatu, and Venezuela, including the establish- ment of the International Dolphin Conservation Pro- gram, relating to the protection of dolphins and other species, and the conservation and management of tuna in the eastern tropical Pacific Ocean; ‘‘(2) to recognize that nations fishing for tuna in the eastern tropical Pacific Ocean have achieved sig- nificant reductions in dolphin mortality associated with that fishery; and ‘‘(3) to eliminate the ban on imports of tuna from those nations that are in compliance with the Inter- national Dolphin Conservation Program. ‘‘(b) FINDINGS.—The Congress finds that— ‘‘(1) the nations that fish for tuna in the eastern tropical Pacific Ocean have achieved significant re- ductions in dolphin mortality associated with the purse seine fishery from hundreds of thousands annu- ally to fewer than 5,000 annually; ‘‘(2) the provisions of the Marine Mammal Protec- tion Act of 1972 [16 U.S.C. 1361 et seq.] that impose a ban on imports from nations that fish for tuna in the eastern tropical Pacific Ocean have served as an in- centive to reduce dolphin mortalities; ‘‘(3) tuna canners and processors of the United States have led the canning and processing industry in promoting a dolphin-safe tuna market; and ‘‘(4) 12 signatory nations to the Declaration of Pan- ama, including the United States, agreed under that Declaration to require that the total annual dolphin mortality in the purse s

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Page 1765 TITLE 16—CONSERVATION § 1362 ‘‘(a) PURPOSES.—The purposes of this Act [see Short Title of 1997 Amendment note above] are— ‘‘(1) to give effect to the Declaration of Panama, signed October 4, 1995, by the Governments of Belize, Colombia, Costa Rica, Ecuador, France, Honduras, Mexico, Panama, Spain, the United States of Amer- ica, Vanuatu, and Venezuela, including the establish- ment of the International Dolphin Conservation Pro- gram, relating to the protection of dolphins and other species, and the conservation and management of tuna in the eastern tropical Pacific Ocean; ‘‘(2) to recognize that nations fishing for tuna in the eastern tropical Pacific Ocean have achieved sig- nificant reductions in dolphin mortality associated with that fishery; and ‘‘(3) to eliminate the ban on imports of tuna from those nations that are in compliance with the Inter- national Dolphin Conservation Program. ‘‘(b) FINDINGS.—The Congress finds that— ‘‘(1) the nations that fish for tuna in the eastern tropical Pacific Ocean have achieved significant re- ductions in dolphin mortality associated with the purse seine fishery from hundreds of thousands annu- ally to fewer than 5,000 annually; ‘‘(2) the provisions of the Marine Mammal Protec- tion Act of 1972 [16 U.S.C. 1361 et seq.] that impose a ban on imports from nations that fish for tuna in the eastern tropical Pacific Ocean have served as an in- centive to reduce dolphin mortalities; ‘‘(3) tuna canners and processors of the United States have led the canning and processing industry in promoting a dolphin-safe tuna market; and ‘‘(4) 12 signatory nations to the Declaration of Pan- ama, including the United States, agreed under that Declaration to require that the total annual dolphin mortality in the purse seine fishery for yellowfin tuna in the eastern tropical Pacific Ocean not exceed 5,000 animals, with the objective of progressively re- ducing dolphin mortality to a level approaching zero through the setting of annual limits and with the goal of eliminating dolphin mortality.’’ RELATIONSHIP OF MARINE MAMMAL PROTECTION ACT AMENDMENTS OF 1994 TO OTHER LAW Pub. L. 103–238, § 2(b), Apr. 30, 1994, 108 Stat. 532, pro- vided that: ‘‘Except as otherwise expressly provided, nothing in this Act [see Short Title of 1994 Amendment note above] is intended to amend, repeal, or otherwise affect any other provision of law.’’ INDIAN TREATY RIGHTS; ALASKA NATIVE SUBSISTENCE Pub. L. 103–238, § 14, Apr. 30, 1994, 108 Stat. 558, pro- vided that: ‘‘Nothing in this Act [see Short Title of 1994 Amendment note above], including any amendments to the Marine Mammal Protection Act of 1972 [16 U.S.C. 1361 et seq.] made by this Act— ‘‘(1) alters or is intended to alter any treaty be- tween the United States and one or more Indian tribes; or ‘‘(2) affects or otherwise modifies the provisions of section 101(b) of the Marine Mammal Protection Act of 1972 (16 U.S.C. 1371(b)), except as specifically pro- vided in the amendment made by section 4(b) of this Act [amending section 1371 of this title].’’ STUDY ON EFFECTS OF DOLPHIN FEEDING Pub. L. 102–567, title III, § 306, Oct. 29, 1992, 106 Stat. 4284, directed Secretary of Commerce to conduct a study in the eastern Gulf of Mexico on the effects of feeding of noncaptive dolphins by human beings, such study to be designed to detect any behavior or diet modification resulting from this feeding and to identify the effects, if any, of these modifications on the health and well-being of the dolphins, directed Secretary to consult with National Academy of Sciences and Marine Mammal Commission in design and conduct of the study, and directed Secretary, within 18 months after Oct. 29, 1992, to submit to Congress a report on results of the study. STUDY ON MORTALITY OF ATLANTIC DOLPHIN Pub. L. 100–711, § 7, Nov. 23, 1988, 102 Stat. 4771, di- rected Secretary of Commerce to conduct a study re- garding east coast epidemic during 1987 and 1988 which caused substantial mortality within North Atlantic coastal population of Atlantic bottle-nosed dolphin, such study to examine (1) cause or causes of epidemic, (2) effect of epidemic on coastal and offshore popu- lations of Atlantic bottle-nosed dolphin, (3) extent to which pollution may have contributed to epidemic, (4) whether other species and populations of marine mam- mals were affected by those factors which contributed to epidemic, and (5) any other matters pertaining to causes and effects of epidemic, with Secretary to sub- mit on or before Jan. 1, 1989, to Committee on Com- merce, Science, and Transportation of the Senate and Committee on Merchant Marine and Fisheries of the House of Representatives a plan for conducting the study. INTERNATIONAL DISCUSSION TO ADVANCE UNDERSTANDING OF CETACEAN LIFE Pub. L. 95–426, title VI, § 602, Oct. 7, 1978, 92 Stat. 985, provided that: ‘‘It is the sense of the Congress that the President should convey to all countries having an in- terest in cetacean sea life the serious concern of the Congress regarding the continuing destruction of these marine mammals (highlighted by the recent slaughter of dolphins in the Sea of Japan by Japanese fishermen) and should encourage such countries— ‘‘(1) to join in international discussions with other such countries in order to advance general under- standing of cetacean life and thereby facilitate an ef- fective use of the living marine resources of the world which does not jeopardize the natural balance of the aquatic environment; ‘‘(2) to participate in an exchange of information with the National Marine Fisheries Service of the United States Department of Commerce, including cooperation in studies of— ‘‘(A) the impact of cetaceans on ecologically re- lated human foodstuffs, and ‘‘(B) alternative methods of dealing with cetacean problems as they occur; ‘‘(3) to cooperate in establishing an international cetacean commission to advance understanding of ce- tacean life and to insure the effective conservation and protection of cetaceans on a global scale; and ‘‘(4) to adopt comprehensive marine mammal pro- tection legislation.’’ § 1362. Definitions For the purposes of this chapter— (1) The term ‘‘depletion’’ or ‘‘depleted’’ means any case in which— (A) the Secretary, after consultation with the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under subchapter III of this chapter, determines that a species or pop- ulation stock is below its optimum sustain- able population; (B) a State, to which authority for the con- servation and management of a species or pop- ulation stock is transferred under section 1379 of this title, determines that such species or stock is below its optimum sustainable popu- lation; or (C) a species or population stock is listed as an endangered species or a threatened species under the Endangered Species Act of 1973 [16 U.S.C. 1531 et seq.]. (2) The terms ‘‘conservation’’ and ‘‘manage- ment’’ mean the collection and application of bi- ological information for the purposes of increas- Page 1766 TITLE 16—CONSERVATION § 1362 1 So in original. Probably should be capitalized. ing and maintaining the number of animals within species and populations of marine mam- mals at their optimum sustainable population. Such terms include the entire scope of activities that constitute a modern scientific resource pro- gram, including, but not limited to, research, census, law enforcement, and habitat acquisi- tion and improvement. Also included within these terms, when and where appropriate, is the periodic or total protection of species or popu- lations as well as regulated taking. (3) The term ‘‘district court of the United States’’ includes the District Court of Guam, District Court of the Virgin Islands, District Court of Puerto Rico, District Court of the Canal Zone, and, in the case of American Samoa and the Trust Territory of the Pacific Islands, the District Court of the United States for the District of Hawaii. (4) The term ‘‘humane’’ in the context of the taking of a marine mammal means that method of taking which involves the least possible de- gree of pain and suffering practicable to the mammal involved. (5) The term ‘‘intermediary nation’’ means a nation that exports yellowfin tuna or yellowfin tuna products to the United States and that im- ports yellowfin tuna or yellowfin tuna products that are subject to a direct ban on importation into the United States pursuant to section 1371(a)(2)(B) of this title. (6) The term ‘‘marine mammal’’ means any mammal which (A) is morphologically adapted to the marine environment (including sea otters and members of the orders Sirenia, Pinnipedia and Cetacea), or (B) primarily inhabits the ma- rine environment (such as the polar bear); and, for the purposes of this chapter, includes any part of any such marine mammal, including its raw, dressed, or dyed fur or skin. (7) The term ‘‘marine mammal product’’ means any item of merchandise which consists, or is composed in whole or in part, of any ma- rine mammal. (8) The term ‘‘moratorium’’ means a complete cessation of the taking of marine mammals and a complete ban on the importation into the United States of marine mammals and marine mammal products, except as provided in this chapter. (9) The term ‘‘optimum sustainable popu- lation’’ means, with respect to any population stock, the number of animals which will result in the maximum productivity of the population or the species, keeping in mind the carrying ca- pacity of the habitat and the health of the eco- system of which they form a constituent ele- ment. (10) The term ‘‘person’’ includes (A) any pri- vate person or entity, and (B) any officer, em- ployee, agent, department, or instrumentality of the Federal Government, of any State or polit- ical subdivision thereof, or of any foreign gov- ernment. (11) The term ‘‘population stock’’ or ‘‘stock’’ means a group of marine mammals of the same species or smaller taxa in a common spatial ar- rangement, that interbreed when mature. (12)(A) Except as provided in subparagraph (B), the term ‘‘Secretary’’ means— (i) the Secretary of the department in which the National Oceanic and Atmospheric Admin- istration is operating, as to all responsibility, authority, funding, and duties under this chap- ter with respect to members of the order Ceta- cea and members, other than walruses, of the order Pinnipedia, and (ii) the Secretary of the Interior as to all re- sponsibility, authority, funding, and duties under this chapter with respect to all other marine mammals covered by this chapter. (B) in 1 section 1387 of this title and subchapter V (other than section 1421f–1 of this title) the term ‘‘Secretary’’ means the Secretary of Com- merce. (13) The term ‘‘take’’ means to harass, hunt, capture, or kill, or attempt to harass, hunt, cap- ture, or kill any marine mammal. (14) The term ‘‘United States’’ includes the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Is- lands of the United States, American Samoa, Guam, and Northern Mariana Islands. (15) The term ‘‘waters under the jurisdiction of the United States’’ means— (A) the territorial sea of the United States; (B) the waters included within a zone, con- tiguous to the territorial sea of the United States, of which the inner boundary is a line coterminous with the seaward boundary of each coastal State, and the other boundary is a line drawn in such a manner that each point on it is 200 nautical miles from the baseline from which the territorial sea is measured; and (C) the areas referred to as eastern special areas in Article 3(1) of the Agreement between the United States of America and the Union of Soviet Socialist Republics on the Maritime Boundary, signed June 1, 1990; in particular, those areas east of the maritime boundary, as defined in that Agreement, that lie within 200 nautical miles of the baselines from which the breadth of the territorial sea of Russia is measured but beyond 200 nautical miles of the baselines from which the breadth of the terri- torial sea of the United States is measured, except that this subparagraph shall not apply before the date on which the Agreement be- tween the United States and the Union of So- viet Socialist Republics on the Maritime Boundary, signed June 1, 1990, enters into force for the United States. (16) The term ‘‘fishery’’ means— (A) one or more stocks of fish which can be treated as a unit for purposes of conservation and management and which are identified on the basis of geographical, scientific, technical, recreational, and economic characteristics; and (B) any fishing for such stocks. (17) The term ‘‘competent regional organiza- tion’’— (A) for the tuna fishery in the eastern trop- ical Pacific Ocean, means the Inter-American Tropical Tuna Commission; and (B) in any other case, means an organization consisting of those nations participating in a tuna fishery, the purpose of which is the con- servation and management of that fishery and Page 1767 TITLE 16—CONSERVATION § 1362 the management of issues relating to that fishery. (18)(A) The term ‘‘harassment’’ means any act of pursuit, torment, or annoyance which— (i) has the potential to injure a marine mammal or marine mammal stock in the wild; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or shel- tering. (B) In the case of a military readiness activity (as defined in section 315(f) of Public Law 107–314; 16 U.S.C. 703 note) or a scientific re- search activity conducted by or on behalf of the Federal Government consistent with section 1374(c)(3) of this title, the term ‘‘harassment’’ means— (i) any act that injures or has the significant potential to injure a marine mammal or ma- rine mammal stock in the wild; or (ii) any act that disturbs or is likely to dis- turb a marine mammal or marine mammal stock in the wild by causing disruption of nat- ural behavioral patterns, including, but not limited to, migration, surfacing, nursing, breeding, feeding, or sheltering, to a point where such behavioral patterns are abandoned or significantly altered. (C) The term ‘‘Level A harassment’’ means harassment described in subparagraph (A)(i) or, in the case of a military readiness activity or scientific research activity described in subpara- graph (B), harassment described in subparagraph (B)(i). (D) The term ‘‘Level B harassment’’ means harassment described in subparagraph (A)(ii) or, in the case of a military readiness activity or scientific research activity described in subpara- graph (B), harassment described in subparagraph (B)(ii). (19) The term ‘‘strategic stock’’ means a ma- rine mammal stock— (A) for which the level of direct human- caused mortality exceeds the potential bio- logical removal level; (B) which, based on the best available sci- entific information, is declining and is likely to be listed as a threatened species under the Endangered Species Act of 1973 [16 U.S.C. 1531 et seq.] within the foreseeable future; or (C) which is listed as a threatened species or endangered species under the Endangered Spe- cies Act of 1973 (16 U.S.C. 1531 et seq.), or is designated as depleted under this chapter. (20) The term ‘‘potential biological removal level’’ means the maximum number of animals, not including natural mortalities, that may be removed from a marine mammal stock while al- lowing that stock to reach or maintain its opti- mum sustainable population. The potential bio- logical removal level is the product of the fol- lowing factors: (A) The minimum population estimate of the stock. (B) One-half the maximum theoretical or es- timated net productivity rate of the stock at a small population size. (C) A recovery factor of between 0.1 and 1.0. (21) The term ‘‘Regional Fishery Management Council’’ means a Regional Fishery Manage- ment Council established under section 1852 of this title. (22) The term ‘‘bona fide research’’ means sci- entific research on marine mammals, the results of which— (A) likely would be accepted for publication in a referred scientific journal; (B) are likely to contribute to the basic knowledge of marine mammal biology or ecol- ogy; or (C) are likely to identify, evaluate, or re- solve conservation problems. (23) The term ‘‘Alaska Native organization’’ means a group designated by law or formally chartered which represents or consists of Indi- ans, Aleuts, or Eskimos residing in Alaska. (24) The term ‘‘take reduction plan’’ means a plan developed under section 1387 of this title. (25) The term ‘‘take reduction team’’ means a team established under section 1387 of this title. (26) The term ‘‘net productivity rate’’ means the annual per capita rate of increase in a stock resulting from additions due to reproduction, less losses due to mortality. (27) The term ‘‘minimum population estimate’’ means an estimate of the number of animals in a stock that— (A) is based on the best available scientific information on abundance, incorporating the precision and variability associated with such information; and (B) provides reasonable assurance that the stock size is equal to or greater than the esti- mate. (28) The term ‘‘International Dolphin Con- servation Program’’ means the international program established by the agreement signed in LaJolla, California, in June, 1992, as formalized, modified, and enhanced in accordance with the Declaration of Panama. (29) The term ‘‘Declaration of Panama’’ means the declaration signed in Panama City, Republic of Panama, on October 4, 1995. (Pub. L. 92–522, § 3, Oct. 21, 1972, 86 Stat. 1028; Pub. L. 93–205, § 13(e)(1), Dec. 28, 1973, 87 Stat. 903; Pub. L. 94–265, title IV, § 404(a), Apr. 13, 1976, 90 Stat. 360; Pub. L. 97–58, § 1(a), (b)(2), Oct. 9, 1981, 95 Stat. 979; Pub. L. 102–251, title III, § 304, Mar. 9, 1992, 106 Stat. 65; Pub. L. 102–523, § 2(c), Oct. 26, 1992, 106 Stat. 3432; Pub. L. 102–582, title IV, § 401(a), Nov. 2, 1992, 106 Stat. 4909; Pub. L. 102–587, title III, § 3004(b), Nov. 4, 1992, 106 Stat. 5067; Pub. L. 103–238, §§ 12, 16(a), 24(a)(2), Apr. 30, 1994, 108 Stat. 557, 559, 565; Pub. L. 104–208, div. A, title I, § 101(a) [title II, § 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41; Pub. L. 104–297, title IV, § 405(b)(2), (3), Oct. 11, 1996, 110 Stat. 3621; Pub. L. 105–42, § 3, Aug. 15, 1997, 111 Stat. 1123; Pub. L. 106–555, title II, § 202(b), Dec. 21, 2000, 114 Stat. 2768; Pub. L. 108–136, div. A, title III, § 319(a), Nov. 24, 2003, 117 Stat. 1433.) Editorial Notes REFERENCES IN TEXT The Endangered Species Act of 1973, referred to in pars. (1)(C) and (19)(B), (C), is Pub. L. 93–205, Dec. 28, Page 1768 TITLE 16—CONSERVATION § 1362 1973, 87 Stat. 884, which is classified generally to chap- ter 35 (§ 1531 et seq.) of this title. For complete classi- fication of this Act to the Code, see Short Title note set out under section 1531 of this title and Tables. AMENDMENTS 2003—Par. (18)(B) to (D). Pub. L. 108–136 added sub- pars. (B) to (D) and struck out former subpars. (B) and (C) which read as follows: ‘‘(B) The term ‘Level A harassment’ means harass- ment described in subparagraph (A)(i). ‘‘(C) The term ‘Level B harassment’ means harass- ment described in subparagraph (A)(ii).’’ 2000—Par. (12)(B). Pub. L. 106–555 inserted ‘‘(other than section 1421f–1 of this title)’’ after ‘‘subchapter V’’. 1997—Pars. (28), (29). Pub. L. 105–42 added pars. (28) and (29). 1996—Par. (15). Pub. L. 104–297, § 405(b)(2), repealed Pub. L. 102–251, § 304. See 1992 Amendment note below. Pub. L. 104–297, § 404(b)(3), amended par. (15) gen- erally. Prior to amendment, par. (15) read as follows: ‘‘The term ‘waters under the jurisdiction of the United States’ means— ‘‘(A) the territorial sea of the United States, and ‘‘(B) the waters included within a zone, contiguous to the territorial sea of the United States, of which the inner boundary is a line coterminous with the seaward boundary of each coastal State, and the outer boundary is a line drawn in such a manner that each point on it is 200 nautical miles from the base- line from which the territorial sea is measured.’’ Par. (21). Pub. L. 104–208 made technical amendment to reference in original act which appears in text as reference to section 1852 of this title. 1994—Par. (12)(B). Pub. L. 103–238, § 24(a)(2), sub- stituted ‘‘in section 1387 of this title and subchapter V’’ for ‘‘in subchapter V’’. Pars. (15) to (17). Pub. L. 103–238, § 16(a), redesignated par. (15) defining ‘‘fishery’’, and par. (16), as pars. (16) and (17), respectively, and struck out former par. (17) which defined ‘‘intermediary nation’’. Pars. (18) to (27). Pub. L. 103–238, § 12, added pars. (18) to (27). 1992—Pars. (5) to (11). Pub. L. 102–582 added par. (5) and redesignated former pars. (5) to (10) as (6) to (11), respectively. Par. (12). Pub. L. 102–587 substituted ‘‘(A) Except as provided in subparagraph (B), the term’’ for ‘‘The term’’, redesignated former subpars. (A) and (B) as cls. (i) and (ii), respectively, and added subpar. (B). See Construction of Amendment by Pub. L. 102–587 note below. Pub. L. 102–582 redesignated par. (11) as (12). Former par. (12) redesignated (13). Pars. (13), (14). Pub. L. 102–582 redesignated pars. (12) and (13) as (13) and (14), respectively. Former par. (14) redesignated (15). Par. (15). Pub. L. 102–582 redesignated par. (14), defin- ing waters under the jurisdiction of the United States, as (15). Pub. L. 102–523 added par. (15) defining fishery. Pub. L. 102–251, § 304, which directed the general amendment of par. (15) by reenacting the introductory provisions and subpars. (A) and (B) without substantial change and adding subpar. (C) which read ‘‘the areas re- ferred to as eastern special areas in Article 3(1) of the Agreement between the United States of America and the Union of Soviet Socialist Republics on the Mari- time Boundary, signed June 1, 1990; in particular, those areas east of the maritime boundary, as defined in that Agreement, that lie within 200 nautical miles of the baselines from which the breadth of the territorial sea of Russia is measured but beyond 200 nautical miles of the baselines from which the breadth of the territorial sea of the United States is measured.’’, was repealed by Pub. L. 104–297, § 405(b)(2). Pars. (16), (17). Pub. L. 102–523 added pars. (16) and (17). 1981—Par. (1). Pub. L. 97–58, § 1(b)(2)(A), substituted a single management standard, that is, the maintenance of species at their optimum sustainable population, for the former management standard which had included the decline of a species or population stock that had de- clined to a significant degree over a period of years, the decline of a species or population stock which, if con- tinued or resumed, would place the species or stock within the provisions of the Endangered Species Act of 1973, and a species or population stock that was below the optimum carrying capacity for the species or stock within its environment. Par. (2). Pub. L. 97–58, § 1(b)(2)(B), substituted ‘‘their optimum sustainable population’’ for ‘‘the optimum carrying capacity of their habitat’’. Par. (8). Pub. L. 97–58, § 1(a), (b)(2)(C), (D), redesig- nated par. (9) as (8) and substituted ‘‘carrying capac- ity’’ for ‘‘optimum carrying capacity’’. Former par. (8), which defined ‘‘optimum carrying capacity’’ was struck out. Pars. (9) to (12). Pub. L. 97–58, § 1(b)(2)(C), redesig- nated pars. (9) to (13) as (8) to (12), respectively. Par. (13). Pub. L. 97–58, § 1(b)(2)(C), (E), redesignated par. (14) as (13) and substituted ‘‘the Virgin Islands of the United States, American Samoa, Guam, and North- ern Mariana Islands’’ for ‘‘the Canal Zone, the posses- sions of the United States, and the Trust Territory of the Pacific Islands’’. Former par. (13) redesignated (12). Pars. (14), (15). Pub. L. 97–58, § 1(b)(2)(C), redesignated pars. (14) and (15) as (13) and (14), respectively. 1976—Par. (15)(B). Pub. L. 94–265 substituted ‘‘the wa- ters included within a zone, contiguous to the terri- torial sea of the United States, of which the inner boundary is a line coterminous with the seaward boundary of each coastal State, and the outer boundary is a line drawn in such a manner that each point on it is 200 nautical miles from the baseline from which the territorial sea is measured’’ for ‘‘the fisheries zone es- tablished pursuant to the Act of October 14, 1966’’. 1973—Par. (1)(B). Pub. L. 93–205 substituted ‘‘Endan- gered Species Act of 1973’’ for ‘‘Endangered Species Conservation Act of 1969’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 1997 AMENDMENT Pub. L. 105–42, § 8, Aug. 15, 1997, 111 Stat. 1139, pro- vided that: ‘‘(a) AMENDMENTS TO TAKE EFFECT WHEN IDCP IN FORCE.—Sections 3 through 7 of this Act [enacting sec- tions 962, 1412, 1413, 1414a to 1416 of this title, amending sections 952, 953, 1362, 1371, 1374, 1378, 1380, 1385, 1411, and 1417 of this title, and repealing sections 1412 to 1416 and 1418 of this title] (except for section 304 of the Marine Mammal Protection Act of 1972 as added by section 6 of this Act [section 1414a of this title]) shall become effec- tive upon— ‘‘(1) certification by the Secretary of Commerce that— ‘‘(A) sufficient funding is available to complete the first year of the study required under section 304(a) of the Marine Mammal Protection Act of 1972, as so added; and ‘‘(B) the study has commenced; and ‘‘(2) certification by the Secretary of State to Con- gress that a binding resolution of the Inter-American Tropical Tuna Commission or other legally binding instrument establishing the International Dolphin Conservation Program has been adopted and is in force. ‘‘(b) SPECIAL EFFECTIVE DATE.—Notwithstanding sub- section (a), the Secretary of Commerce may issue regu- lations under— ‘‘(1) subsection (f)(2) of the Dolphin Protection Con- sumer Information Act (16 U.S.C. 1385(f)(2)), as added by section 5(b) of this Act; ‘‘(2) section 303(a) of the Marine Mammal Protec- tion Act of 1972 (16 U.S.C. 1413(a)), as added by section 6(c) of this Act, at any time after the date of enactment of this Act [Aug. 15, 1997].’’ Page 1769 TITLE 16—CONSERVATION § 1371 [The Secretary of Commerce made the certification referred to in section 8(a)(1) of Pub. L. 105–42, set out above, on July 27, 1998, and the Secretary of State made the certification referred to in section 8(a)(2) of Pub. L. 105–42 on Mar. 3, 1999.] EFFECTIVE DATE OF 1996 AMENDMENT Pub. L. 104–208, div. A, title I, § 101(a) [title II, § 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41, provided that the amendment made by that section is effective 15 days after Oct. 11, 1996. EFFECTIVE DATE OF 1994 AMENDMENT Pub. L. 103–238, § 24(e), Apr. 30, 1994, 108 Stat. 566, pro- vided that: ‘‘The amendments made by subsection (a) [amending this section] shall be effective as if enacted as part of section 3004 of the Marine Mammal Health and Stranding Response Act (106 Stat. 5067) [Pub. L. 102–587].’’ EFFECTIVE DATE OF 1992 AMENDMENT Amendment by Pub. L. 102–251 effective on date on which Agreement between United States and Union of Soviet Socialist Republics on the Maritime Boundary, signed June 1, 1990, enters into force for United States, with authority to prescribe implementing regulations effective Mar. 9, 1992, but with no such regulation to be effective until date on which Agreement enters into force for United States, see section 308 of Pub. L. 102–251, set out as a note under section 773 of this title. EFFECTIVE DATE OF 1976 AMENDMENT Pub. L. 94–265, title IV, § 404(b), Apr. 13, 1976, 90 Stat. 361, provided that the amendment made by section 404(a) of Pub. L. 94–265 to this section was to take effect Mar. 1, 1977, prior to the general amendment of title IV of Pub. L. 94–265 by Pub. L. 104–297. EFFECTIVE DATE OF 1973 AMENDMENT Amendment by Pub. L. 93–205 effective Dec. 28, 1973, see section 16 of Pub. L. 93–205, set out as an Effective Date note under section 1531 of this title. EFFECTIVE DATE Section effective upon the expiration of the sixty-day period following Oct. 21, 1972, see section 4 of Pub. L. 92–522, set out as a note under section 1361 of this title. CONSTRUCTION OF AMENDMENT BY PUB. L. 102–587 Pub. L. 103–238, § 24(a)(1), Apr. 30, 1994, 108 Stat. 565, provided that: ‘‘The amendments set forth in section 3004(b) of the Marine Mammal Health and Stranding Response Act (106 Stat. 5067) [Pub. L. 102–587, amending this section]— ‘‘(A) are deemed to have been made by that section to section 3(12) of the Marine Mammal Protection Act of 1972 (16 U.S.C. 1362(12)); and ‘‘(B) shall not be considered to have been made by that section to section 3(11) of that Act (16 U.S.C. 1362(11)).’’ TERMINATION OF UNITED STATES DISTRICT COURT FOR THE DISTRICT OF THE CANAL ZONE For termination of the United States District Court for the District of the Canal Zone at end of the ‘‘transi- tion period’’, being the 30-month period beginning Oct. 1, 1979, and ending midnight Mar. 31, 1982, see Para- graph 5 of Article XI of the Panama Canal Treaty of 1977 and sections 2101 and 2201 to 2203 of Pub. L. 96–70, title II, Sept. 27, 1979, 93 Stat. 493, formerly classified to sections 3831 and 3841 to 3843, respectively, of Title 22, Foreign Relations and Intercourse. TERMINATION OF ADVISORY COMMITTEES Advisory committees in existence on Jan. 5, 1973, to terminate not later than the expiration of the 2-year period following Jan. 5, 1973, unless, in the case of a committee established by the President or an officer of the Federal Government, such committee is renewed by appropriate action prior to the expiration of such 2- year period, or in the case of a committee established by the Congress, its duration is otherwise provided by law. See section 1013 of Title 5, Government Organiza- tion and Employees. Executive Documents TERMINATION OF TRUST TERRITORY OF THE PACIFIC ISLANDS For termination of Trust Territory of the Pacific Is- lands, see note set out preceding section 1681 of Title 48, Territories and Insular Possessions. TERRITORIAL SEA AND CONTIGUOUS ZONE OF UNITED STATES For extension of territorial sea and contiguous zone of United States, see Proc. No. 5928 and Proc. No. 7219, respectively, set out as notes under section 1331 of Title 43, Public Lands. SUBCHAPTER II—CONSERVATION AND PROTECTION OF MARINE MAMMALS § 1371. Moratorium on taking and importing ma- rine mammals and marine mammal products (a) Imposition; exceptions There shall be a moratorium on the taking and importation of marine mammals and marine mammal products, commencing on the effective date of this chapter, during which time no per- mit may be issued for the taking of any marine mammal and no marine mammal or marine mammal product may be imported into the United States except in the following cases: (1) Consistent with the provisions of section 1374 of this title, permits may be issued by the Secretary for taking, and importation for pur- poses of scientific research, public display, photography for educational or commercial purposes, or enhancing the survival or recov- ery of a species or stock, or for importation of polar bear parts (other than internal organs) taken in sport hunts in Canada. Such permits, except permits issued under section 1374(c)(5) of this title, may be issued if the taking or im- portation proposed to be made is first re- viewed by the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under sub- chapter III. The Commission and Committee shall recommend any proposed taking or im- portation, other than importation under sec- tion 1374(c)(5) of this title, which is consistent with the purposes and policies of section 1361 of this title. If the Secretary issues such a per- mit for importation, the Secretary shall issue to the importer concerned a certificate to that effect in such form as the Secretary of the Treasury prescribes, and such importation may be made upon presentation of the certifi- cate to the customs officer concerned. (2) Marine mammals may be taken inciden- tally in the course of commercial fishing oper- ations and permits may be issued therefor under section 1374 of this title subject to regu- lations prescribed by the Secretary in accord- ance with section 1373 of this title, or in lieu of such permits, authorizations may be grant- ed therefor under section 1387 of this title, sub- ject to regulations prescribed under that sec-

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1361 — Congressional findings and declaration of policy

The Congress finds that— (1) certain species and population stocks of marine mammals are, or may be, in danger of extinction or depletion as a result of man’s activities; (2) such species and population stocks should not be permitted to diminish beyond the point at which they cease to be a significant functioning element in the ecosystem of which they are a part, and, consistent with this major objective, they should not be permitted to diminish below their optimum sustainable population. Further measures should be immediately taken to replenish any species or population stock which has already diminished below that population. In particular, efforts should be made to protect essential habitats, including the rookeries, mating grounds, and areas of similar significance for each species of marine mammal from the adverse effect of man’s actions; (3) there is inadequate knowledge of the ecology and population dynamics of such marine mammals and of the factors which bear upon their ability to reproduce themselves successfully; (4) negotiations should be undertaken immediately to encourage the development of international arrangements for research on, and conservation of, all marine mammals; (5) marine mammals and marine mammal products either— (A) move in interstate commerce, or (B) affect the balance of marine ecosystems in a manner which is important to other animals and animal products which move in interstate commerce, and that the protection and conservation of marine mammals and their habitats is therefore necessary to insure the continuing availability of those products which move in interstate commerce; and (6) marine mammals have proven themselves to be resources of great international significance, esthetic and recreational as well as economic, and i

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16 U.S.C. § 1361 — Congressional findings and declaration of

Page 1763 TITLE 16—CONSERVATION § 1361 (Pub. L. 92–195, § 11, formerly § 10, Dec. 15, 1971, 85 Stat. 651, renumbered Pub. L. 94–579, title IV, § 404, Oct. 21, 1976, 90 Stat. 2775.) Statutory Notes and Related Subsidiaries TERMINATION OF REPORTING REQUIREMENTS For termination, effective May 15, 2000, of provisions of this section relating to the Secretaries of the Inte- rior and Agriculture submitting a joint report to Con- gress every twenty-four months on the administration of this chapter, see section 3003 of Pub. L. 104–66, as amended, set out as a note under section 1113 of Title 31, Money and Finance, and page 147 of House Docu- ment No. 103–7. CHAPTER 31—MARINE MAMMAL PROTECTION SUBCHAPTER I—GENERALLY Sec. 1361. Congressional findings and declaration of pol- icy. 1362. Definitions. SUBCHAPTER II—CONSERVATION AND PROTECTION OF MARINE MAMMALS 1371. Moratorium on taking and importing marine mammals and marine mammal products. 1372. Prohibitions. 1373. Regulations on taking of marine mammals. 1374. Permits. 1375. Penalties. 1375a. Use of fines for protection and recovery of manatees, polar bears, sea otters, and wal- ruses. 1376. Seizure and forfeiture of cargo. 1377. Enforcement. 1378. International program. 1379. Transfer of management authority. 1380. Marine mammal research grants. 1381. Commercial fisheries gear development. 1382. Regulations and administration. 1383. Application to other treaties and conven- tions. 1383a. Interim exemption for commercial fisheries. 1383b. Status review; conservation plans. 1384. Authorization of appropriations. 1385. Dolphin protection. 1386. Stock assessments. 1387. Taking of marine mammals incidental to commercial fishing operations. 1388. Marine mammal cooperative a

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1362 — Definitions

For the purposes of this chapter— (1) The term “depletion” or “depleted” means any case in which— (A) the Secretary, after consultation with the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under subchapter III of this chapter, determines that a species or population stock is below its optimum sustainable population; (B) a State, to which authority for the conservation and management of a species or population stock is transferred under [section 1379 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1379&num=0&edition=prelim), determines that such species or stock is below its optimum sustainable population; or (C) a species or population stock is listed as an endangered species or a threatened species under the Endangered Species Act of 1973 [[16 U.S.C. 1531](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1531&num=0&edition=prelim) et seq.]. (2) The terms “conservation” and “management” mean the collection and application of biological information for the purposes of increasing and maintaining the number of animals within species and populations of marine mammals at their optimum sustainable population. Such terms include the entire scope of activities that constitute a modern scientific resource program, including, but not limited to, research, census, law enforcement, and habitat acquisition and improvement. Also included within these terms, when and where appropriate, is the periodic or total protection of species or populations as well as regulated taking. (3) The term “district court of the United States” includes the District Court of Guam, District Court of the Virgin Islands, District Court of Puerto Rico, District Court of the Ca

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1371 — Moratorium on taking and importing marine mammals and marine mammal products

**(a) Imposition; exceptions** There shall be a moratorium on the taking and importation of marine mammals and marine mammal products, commencing on the effective date of this chapter, during which time no permit may be issued for the taking of any marine mammal and no marine mammal or marine mammal product may be imported into the United States except in the following cases: (1) Consistent with the provisions of [section 1374 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374&num=0&edition=prelim), permits may be issued by the Secretary for taking, and importation for purposes of scientific research, public display, photography for educational or commercial purposes, or enhancing the survival or recovery of a species or stock, or for importation of polar bear parts (other than internal organs) taken in sport hunts in Canada. Such permits, except permits issued under [section 1374(c)(5) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374/c/5&num=0&edition=prelim), may be issued if the taking or importation proposed to be made is first reviewed by the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under subchapter III. The Commission and Committee shall recommend any proposed taking or importation, other than importation under [section 1374(c)(5) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374/c/5&num=0&edition=prelim), which is consistent with the purposes and policies of [section 1361 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1361&num=0&edition=prelim). If the Secretary issues such a permit for importation, the Secretary shall issue to t

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1371 — Moratorium on taking and importing ma-

Page 1769 TITLE 16—CONSERVATION § 1371 [The Secretary of Commerce made the certification referred to in section 8(a)(1) of Pub. L. 105–42, set out above, on July 27, 1998, and the Secretary of State made the certification referred to in section 8(a)(2) of Pub. L. 105–42 on Mar. 3, 1999.] EFFECTIVE DATE OF 1996 AMENDMENT Pub. L. 104–208, div. A, title I, § 101(a) [title II, § 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41, provided that the amendment made by that section is effective 15 days after Oct. 11, 1996. EFFECTIVE DATE OF 1994 AMENDMENT Pub. L. 103–238, § 24(e), Apr. 30, 1994, 108 Stat. 566, pro- vided that: ‘‘The amendments made by subsection (a) [amending this section] shall be effective as if enacted as part of section 3004 of the Marine Mammal Health and Stranding Response Act (106 Stat. 5067) [Pub. L. 102–587].’’ EFFECTIVE DATE OF 1992 AMENDMENT Amendment by Pub. L. 102–251 effective on date on which Agreement between United States and Union of Soviet Socialist Republics on the Maritime Boundary, signed June 1, 1990, enters into force for United States, with authority to prescribe implementing regulations effective Mar. 9, 1992, but with no such regulation to be effective until date on which Agreement enters into force for United States, see section 308 of Pub. L. 102–251, set out as a note under section 773 of this title. EFFECTIVE DATE OF 1976 AMENDMENT Pub. L. 94–265, title IV, § 404(b), Apr. 13, 1976, 90 Stat. 361, provided that the amendment made by section 404(a) of Pub. L. 94–265 to this section was to take effect Mar. 1, 1977, prior to the general amendment of title IV of Pub. L. 94–265 by Pub. L. 104–297. EFFECTIVE DATE OF 1973 AMENDMENT Amendment by Pub. L. 93–205 effective Dec. 28, 1973, see section 16 of Pub. L.

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1385 — Dolphin protection

**(a) Short title** This section may be cited as the “Dolphin Protection Consumer Information Act”. **(b) Findings** The Congress finds that— (1) dolphins and other marine mammals are frequently killed in the course of tuna fishing operations in the eastern tropical Pacific Ocean and high seas driftnet fishing in other parts of the world; (2) it is the policy of the United States to support a worldwide ban on high seas driftnet fishing, in part because of the harmful effects that such driftnets have on marine mammals, including dolphins; and (3) consumers would like to know if the tuna they purchase is falsely labeled as to the effect of the harvesting of the tuna on dolphins. **(c) Definitions** For purposes of this section— (1) the terms “driftnet” and “driftnet fishing” have the meanings given those terms in section 4003 of the Driftnet Impact Monitoring, Assessment, and Control Act of 1987 ([16 U.S.C. 1822](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1822&num=0&edition=prelim) note); (2) the term “eastern tropical Pacific Ocean” means the area of the Pacific Ocean bounded by 40 degrees north latitude, 40 degrees south latitude, 160 degrees west longitude, and the western coastlines of North, Central, and South America; (3) the term “label” means a display of written, printed, or graphic matter on or affixed to the immediate container of any article; (4) the term “Secretary” means the Secretary of Commerce; and (5) the term “tuna product” means a food item which contains tuna and which has been processed for retail sale, except perishable sandwiches, salads, or other products with a shelf life of less than 3 days. **(d) Labeling standard** (1) It is a violation of [section 45 of title 15](https://uscode.house.gov/view.xhtml

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1385 — Dolphin protection

Page 1801 TITLE 16—CONSERVATION § 1385 under paragraph (1). Each year, the Secretary shall specify in the annual report prepared under section 1373(f) of this title what measures have been taken to prepare and implement such plans. (4) If the Secretary determines that a take re- duction plan is necessary to reduce the inci- dental taking of marine mammals in the course of commercial fishing operations from a stra- tegic stock, or for species or stocks which inter- act with a commercial fishery for which the Sec- retary has made a determination under section 1387(f)(1) of this title, any conservation plan pre- pared under this subsection for such species or stock shall incorporate the take reduction plan required under section 1387 of this title for such species or stock. (Pub. L. 92–522, title I, § 115, as added Pub. L. 100–711, § 3(a), Nov. 23, 1988, 102 Stat. 4763; amend- ed Pub. L. 103–238, § 8, Apr. 30, 1994, 108 Stat. 543.) Editorial Notes AMENDMENTS 1994—Subsec. (b)(4). Pub. L. 103–238 added par. (4). § 1384. Authorization of appropriations (a) Department of Commerce (1) There are authorized to be appropriated to the Department of Commerce, for purposes of carrying out its functions and responsibilities under this subchapter (other than sections 1386 and 1387 of this title) and subchapter V, $12,138,000 for fiscal year 1994, $12,623,000 for fis- cal year 1995, $13,128,000 for fiscal year 1996, $13,653,000 for fiscal year 1997, $14,200,000 for fis- cal year 1998, and $14,768,000 for fiscal year 1999. (2) There are authorized to be appropriated to the Department of Commerce, for purposes of carrying out sections 1386 and 1387 of this title, $20,000,000 for each of the fiscal years 1994 through 1999. (b) Department of the Interior There

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1531 — Congressional findings and declaration of purposes and policy

**(a) Findings** The Congress finds and declares that— (1) various species of fish, wildlife, and plants in the United States have been rendered extinct as a consequence of economic growth and development untempered by adequate concern and conservation; (2) other species of fish, wildlife, and plants have been so depleted in numbers that they are in danger of or threatened with extinction; (3) these species of fish, wildlife, and plants are of esthetic, ecological, educational, historical, recreational, and scientific value to the Nation and its people; (4) the United States has pledged itself as a sovereign state in the international community to conserve to the extent practicable the various species of fish or wildlife and plants facing extinction, pursuant to— (A) migratory bird treaties with Canada and Mexico; (B) the Migratory and Endangered Bird Treaty with Japan; (C) the Convention on Nature Protection and Wildlife Preservation in the Western Hemisphere; (D) the International Convention for the Northwest Atlantic Fisheries; (E) the International Convention for the High Seas Fisheries of the North Pacific Ocean; (F) the Convention on International Trade in Endangered Species of Wild Fauna and Flora; and (G) other international agreements; and (5) encouraging the States and other interested parties, through Federal financial assistance and a system of incentives, to develop and maintain conservation programs which meet national and international standards is a key to meeting the Nation’s international commitments and to better safeguarding, for the benefit of all citizens, the Nation’s herit­age in fish, wildlife, and plants. **(b) Purposes** The purposes of this chapter are to provide a means whereby the ecosystems upon which endangered

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 1531 — Congressional findings and declaration of

Page 1909 TITLE 16—CONSERVATION § 1531 maintenance of continuing and stable supply of agri- cultural commodities and forest products. Section 1502, Pub. L. 91–524, title X, § 1002, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 242, required eligible landowners and operators to furnish plan of farming operations or land use to Secretary. Section 1503, Pub. L. 91–524, title X, § 1003, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 242; amended Pub. L. 93–125, § 1(g)(i), Oct. 18, 1973, 87 Stat. 450, related to approved conservation plans as basis for contracts, duties under contracts, and termination or modifica- tion of contracts. Section 1504, Pub. L. 91–524, title X, § 1004, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 243, author- ized furnishing of conservation materials to eligible owners and operators. Section 1505, Pub. L. 91–524, title X, § 1005, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 243; amended Pub. L. 95–113, title XV, § 1509, Sept. 29, 1977, 91 Stat. 1022, authorized establishment of multiyear set-aside contracts. Section 1506, Pub. L. 91–524, title X, § 1006, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244, author- ized issuance of rules and regulations as well as limita- tions on total retired acreage. Section 1507, Pub. L. 91–524, title X, § 1007, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244; amended Pub. L. 93–125, § 1(g)(ii), Oct. 18, 1973, 87 Stat. 450, di- rected appointment of advisory boards to assist in de- velopment of programs under this chapter. Section 1508, Pub. L. 91–524, title X, § 1008, as added Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244, directed coordination with and utilization of Federal, State, and local services and facili

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Federal law — U.S. Code and appendices · legal_authorities

16 U.S.C. § 703 — Taking, killing, or possessing migratory birds unlawful

**(a) In general** Unless and except as permitted by regulations made as hereinafter provided in this subchapter, it shall be unlawful at any time, by any means or in any manner, to pursue, hunt, take, capture, kill, attempt to take, capture, or kill, possess, offer for sale, sell, offer to barter, barter, offer to purchase, purchase, deliver for shipment, ship, export, import, cause to be shipped, exported, or imported, deliver for transportation, transport or cause to be transported, carry or cause to be carried, or receive for shipment, transportation, carriage, or export, any migratory bird, any part, nest, or egg of any such bird, or any product, whether or not manufactured, which consists, or is composed in whole or part, of any such bird or any part, nest, or egg thereof, included in the terms of the conventions between the United States and Great Britain for the protection of migratory birds concluded August 16, 1916 (39 Stat. 1702), the United States and the United Mexican States for the protection of migratory birds and game mammals concluded February 7, 1936, the United States and the Government of Japan for the protection of migratory birds and birds in danger of extinction, and their environment concluded March 4, 1972, and the convention between the United States and the Union of Soviet Socialist Republics for the conservation of migratory birds and their environments concluded November 19, 1976. **(b) Limitation on application to introduced species** (1) **In general** — This subchapter applies only to migratory bird species that are native to the United States or its territories. (2) **Native to the United States defined** (A) *In general* — Subject to subparagraph (B), in this subsection the term “native to the United States or its territories” me

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