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16 U.S.C. § 1371 — Moratorium on taking and importing ma-
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Page 1769
TITLE 16—CONSERVATION
§ 1371
[The Secretary of Commerce made the certification
referred to in section 8(a)(1) of Pub. L. 105–42, set out
above, on July 27, 1998, and the Secretary of State made
the certification referred to in section 8(a)(2) of Pub. L.
105–42 on Mar. 3, 1999.]
EFFECTIVE DATE OF 1996 AMENDMENT
Pub. L. 104–208, div. A, title I, § 101(a) [title II,
§ 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41, provided
that the amendment made by that section is effective
15 days after Oct. 11, 1996.
EFFECTIVE DATE OF 1994 AMENDMENT
Pub. L. 103–238, § 24(e), Apr. 30, 1994, 108 Stat. 566, pro-
vided that: ‘‘The amendments made by subsection (a)
[amending this section] shall be effective as if enacted
as part of section 3004 of the Marine Mammal Health
and Stranding Response Act (106 Stat. 5067) [Pub. L.
102–587].’’
EFFECTIVE DATE OF 1992 AMENDMENT
Amendment by Pub. L. 102–251 effective on date on
which Agreement between United States and Union of
Soviet Socialist Republics on the Maritime Boundary,
signed June 1, 1990, enters into force for United States,
with authority to prescribe implementing regulations
effective Mar. 9, 1992, but with no such regulation to be
effective until date on which Agreement enters into
force for United States, see section 308 of Pub. L.
102–251, set out as a note under section 773 of this title.
EFFECTIVE DATE OF 1976 AMENDMENT
Pub. L. 94–265, title IV, § 404(b), Apr. 13, 1976, 90 Stat.
361, provided that the amendment made by section
404(a) of Pub. L. 94–265 to this section was to take effect
Mar. 1, 1977, prior to the general amendment of title IV
of Pub. L. 94–265 by Pub. L. 104–297.
EFFECTIVE DATE OF 1973 AMENDMENT
Amendment by Pub. L. 93–205 effective Dec. 28, 1973,
see section 16 of Pub. L.
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Page 1769
TITLE 16—CONSERVATION
§ 1371
[The Secretary of Commerce made the certification
referred to in section 8(a)(1) of Pub. L. 105–42, set out
above, on July 27, 1998, and the Secretary of State made
the certification referred to in section 8(a)(2) of Pub. L.
105–42 on Mar. 3, 1999.]
EFFECTIVE DATE OF 1996 AMENDMENT
Pub. L. 104–208, div. A, title I, § 101(a) [title II,
§ 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41, provided
that the amendment made by that section is effective
15 days after Oct. 11, 1996.
EFFECTIVE DATE OF 1994 AMENDMENT
Pub. L. 103–238, § 24(e), Apr. 30, 1994, 108 Stat. 566, pro-
vided that: ‘‘The amendments made by subsection (a)
[amending this section] shall be effective as if enacted
as part of section 3004 of the Marine Mammal Health
and Stranding Response Act (106 Stat. 5067) [Pub. L.
102–587].’’
EFFECTIVE DATE OF 1992 AMENDMENT
Amendment by Pub. L. 102–251 effective on date on
which Agreement between United States and Union of
Soviet Socialist Republics on the Maritime Boundary,
signed June 1, 1990, enters into force for United States,
with authority to prescribe implementing regulations
effective Mar. 9, 1992, but with no such regulation to be
effective until date on which Agreement enters into
force for United States, see section 308 of Pub. L.
102–251, set out as a note under section 773 of this title.
EFFECTIVE DATE OF 1976 AMENDMENT
Pub. L. 94–265, title IV, § 404(b), Apr. 13, 1976, 90 Stat.
361, provided that the amendment made by section
404(a) of Pub. L. 94–265 to this section was to take effect
Mar. 1, 1977, prior to the general amendment of title IV
of Pub. L. 94–265 by Pub. L. 104–297.
EFFECTIVE DATE OF 1973 AMENDMENT
Amendment by Pub. L. 93–205 effective Dec. 28, 1973,
see section 16 of Pub. L. 93–205, set out as an Effective
Date note under section 1531 of this title.
EFFECTIVE DATE
Section effective upon the expiration of the sixty-day
period following Oct. 21, 1972, see section 4 of Pub. L.
92–522, set out as a note under section 1361 of this title.
CONSTRUCTION OF AMENDMENT BY PUB. L. 102–587
Pub. L. 103–238, § 24(a)(1), Apr. 30, 1994, 108 Stat. 565,
provided that: ‘‘The amendments set forth in section
3004(b) of the Marine Mammal Health and Stranding
Response Act (106 Stat. 5067) [Pub. L. 102–587, amending
this section]—
‘‘(A) are deemed to have been made by that section
to section 3(12) of the Marine Mammal Protection Act
of 1972 (16 U.S.C. 1362(12)); and
‘‘(B) shall not be considered to have been made by
that section to section 3(11) of that Act (16 U.S.C.
1362(11)).’’
TERMINATION OF UNITED STATES DISTRICT COURT FOR
THE DISTRICT OF THE CANAL ZONE
For termination of the United States District Court
for the District of the Canal Zone at end of the ‘‘transi-
tion period’’, being the 30-month period beginning Oct.
1, 1979, and ending midnight Mar. 31, 1982, see Para-
graph 5 of Article XI of the Panama Canal Treaty of
1977 and sections 2101 and 2201 to 2203 of Pub. L. 96–70,
title II, Sept. 27, 1979, 93 Stat. 493, formerly classified to
sections 3831 and 3841 to 3843, respectively, of Title 22,
Foreign Relations and Intercourse.
TERMINATION OF ADVISORY COMMITTEES
Advisory committees in existence on Jan. 5, 1973, to
terminate not later than the expiration of the 2-year
period following Jan. 5, 1973, unless, in the case of a
committee established by the President or an officer of
the Federal Government, such committee is renewed by
appropriate action prior to the expiration of such 2-
year period, or in the case of a committee established
by the Congress, its duration is otherwise provided by
law. See section 1013 of Title 5, Government Organiza-
tion and Employees.
Executive Documents
TERMINATION OF TRUST TERRITORY OF THE PACIFIC
ISLANDS
For termination of Trust Territory of the Pacific Is-
lands, see note set out preceding section 1681 of Title
48, Territories and Insular Possessions.
TERRITORIAL SEA AND CONTIGUOUS ZONE OF UNITED
STATES
For extension of territorial sea and contiguous zone
of United States, see Proc. No. 5928 and Proc. No. 7219,
respectively, set out as notes under section 1331 of Title
43, Public Lands.
SUBCHAPTER II—CONSERVATION AND
PROTECTION OF MARINE MAMMALS
§ 1371. Moratorium on taking and importing ma-
rine mammals and marine mammal products
(a) Imposition; exceptions
There shall be a moratorium on the taking
and importation of marine mammals and marine
mammal products, commencing on the effective
date of this chapter, during which time no per-
mit may be issued for the taking of any marine
mammal and no marine mammal or marine
mammal product may be imported into the
United States except in the following cases:
(1) Consistent with the provisions of section
1374 of this title, permits may be issued by the
Secretary for taking, and importation for pur-
poses of scientific research, public display,
photography for educational or commercial
purposes, or enhancing the survival or recov-
ery of a species or stock, or for importation of
polar bear parts (other than internal organs)
taken in sport hunts in Canada. Such permits,
except permits issued under section 1374(c)(5)
of this title, may be issued if the taking or im-
portation proposed to be made is first re-
viewed by the Marine Mammal Commission
and the Committee of Scientific Advisors on
Marine
Mammals
established
under
sub-
chapter III. The Commission and Committee
shall recommend any proposed taking or im-
portation, other than importation under sec-
tion 1374(c)(5) of this title, which is consistent
with the purposes and policies of section 1361
of this title. If the Secretary issues such a per-
mit for importation, the Secretary shall issue
to the importer concerned a certificate to that
effect in such form as the Secretary of the
Treasury prescribes, and such importation
may be made upon presentation of the certifi-
cate to the customs officer concerned.
(2) Marine mammals may be taken inciden-
tally in the course of commercial fishing oper-
ations and permits may be issued therefor
under section 1374 of this title subject to regu-
lations prescribed by the Secretary in accord-
ance with section 1373 of this title, or in lieu
of such permits, authorizations may be grant-
ed therefor under section 1387 of this title, sub-
ject to regulations prescribed under that sec-
Page 1770
TITLE 16—CONSERVATION
§ 1371
tion by the Secretary without regard to sec-
tion 1373 of this title. Such authorizations
may be granted under subchapter IV with re-
spect to purse seine fishing for yellowfin tuna
in the eastern tropical Pacific Ocean, subject
to regulations prescribed under that sub-
chapter by the Secretary without regard to
section 1373 of this title. In any event it shall
be the immediate goal that the incidental kill
or incidental serious injury of marine mam-
mals permitted in the course of commercial
fishing operations be reduced to insignificant
levels approaching a zero mortality and seri-
ous injury rate. The Secretary of the Treasury
shall ban the importation of commercial fish
or products from fish which have been caught
with commercial fishing technology which re-
sults in the incidental kill or incidental seri-
ous injury of ocean mammals in excess of
United States standards. For purposes of ap-
plying the preceding sentence, the Secretary—
(A) shall insist on reasonable proof from
the government of any nation from which
fish or fish products will be exported to the
United States of the effects on ocean mam-
mals of the commercial fishing technology
in use for such fish or fish products exported
from such nation to the United States;
(B) in the case of yellowfin tuna harvested
with purse seine nets in the eastern tropical
Pacific Ocean, and products therefrom, to be
exported to the United States, shall require
that the government of the exporting nation
provide documentary evidence that—
(i)(I) the tuna or products therefrom
were not banned from importation under
this paragraph before the effective date of
section 4 of the International Dolphin Con-
servation Program Act; or
(II) the tuna or products therefrom were
harvested after the effective date of sec-
tion 4 of the International Dolphin Con-
servation Program Act by vessels of a na-
tion which participates in the Inter-
national Dolphin Conservation Program,
and such harvesting nation is either a
member of the Inter-American Tropical
Tuna Commission or has initiated (and
within 6 months thereafter completed) all
steps required of applicant nations, in ac-
cordance with article V, paragraph 3 of the
Convention establishing the Inter-Amer-
ican Tropical Tuna Commission, to be-
come a member of that organization;
(ii) such nation is meeting the obliga-
tions of the International Dolphin Con-
servation Program and the obligations of
membership in the Inter-American Trop-
ical Tuna Commission, including all finan-
cial obligations; and
(iii) the total dolphin mortality limits,
and per-stock per-year dolphin mortality
limits permitted for that nation’s vessels
under the International Dolphin Conserva-
tion Program do not exceed the limits de-
termined for 1997, or for any year there-
after, consistent with the objective of pro-
gressively reducing dolphin mortality to a
level approaching zero through the setting
of annual limits and the goal of elimi-
nating dolphin mortality, and require-
ments of the International Dolphin Con-
servation Program;
(C) shall not accept such documentary evi-
dence if—
(i) the government of the harvesting na-
tion does not provide directly or authorize
the Inter-American Tropical Tuna Com-
mission to release complete and accurate
information to the Secretary in a timely
manner—
(I) to allow determination of compli-
ance with the International Dolphin
Conservation Program; and
(II) for the purposes of tracking and
verifying compliance with the minimum
requirements established by the Sec-
retary in regulations promulgated under
section 1385(f) of this title; or
(ii) after taking into consideration such
information, findings of the Inter-Amer-
ican Tropical Tuna Commission, and any
other relevant information, including in-
formation that a nation is consistently
failing to take enforcement actions on vio-
lations which diminish the effectiveness of
the International Dolphin Conservation
Program, the Secretary, in consultation
with the Secretary of State, finds that the
harvesting nation is not in compliance
with the International Dolphin Conserva-
tion Program.
(D) shall require the government of any
intermediary nation to certify and provide
reasonable proof to the Secretary that it has
not imported, within the preceding six
months, any yellowfin tuna or yellowfin
tuna products that are subject to a direct
ban on importation to the United States
under subparagraph (B);
(E) shall, six months after importation of
yellowfin tuna or tuna products has been
banned under this section, certify such fact
to the President, which certification shall be
deemed to be a certification for the purposes
of section 1978(a) of title 22 for as long as
such ban is in effect; and
(F)(i) except as provided in clause (ii), in
the case of fish or products containing fish
harvested by a nation whose fishing vessels
engage in high seas driftnet fishing, shall re-
quire that the government of the exporting
nation provide documentary evidence that
the fish or fish product was not harvested
with a large-scale driftnet in the South Pa-
cific Ocean after July 1, 1991, or in any other
water of the high seas after January 1, 1993,
and
(ii) in the case of tuna or a product con-
taining tuna harvested by a nation whose
fishing vessels engage in high seas driftnet
fishing, shall require that the government of
the exporting nation provide documentary
evidence that the tuna or tuna product was
not harvested with a large-scale driftnet
anywhere on the high seas after July 1, 1991.
For purposes of subparagraph (F), the term
‘‘driftnet’’ has the meaning given such term in
section 4003 of the Driftnet Impact Moni-
toring, Assessment, and Control Act of 1987 (16
Page 1771
TITLE 16—CONSERVATION
§ 1371
U.S.C. 1822 note), except that, until January 1,
1994, the term ‘‘driftnet’’ does not include the
use in the northeast Atlantic Ocean of gillnets
with a total length not to exceed five kilo-
meters if the use is in accordance with regula-
tions adopted by the European Community
pursuant to the October 28, 1991, decision by
the Council of Fisheries Ministers of the Com-
munity.
(3)(A) The Secretary, on the basis of the best
scientific evidence available and in consulta-
tion with the Marine Mammal Commission, is
authorized and directed, from time to time,
having due regard to the distribution, abun-
dance, breeding habits, and times and lines of
migratory movements of such marine mam-
mals, to determine when, to what extent, if at
all, and by what means, it is compatible with
this chapter to waive the requirements of this
section so as to allow taking, or importing of
any marine mammal, or any marine mammal
product, and to adopt suitable regulations,
issue permits, and make determinations in ac-
cordance with sections 1372, 1373, 1374, and 1381
of this title permitting and governing such
taking and importing, in accordance with such
determinations: Provided, however, That the
Secretary, in making such determinations
must be assured that the taking of such ma-
rine mammal is in accord with sound prin-
ciples of resource protection and conservation
as provided in the purposes and policies of this
chapter: Provided, further, however, That no
marine mammal or no marine mammal prod-
uct may be imported into the United States
unless the Secretary certifies that the pro-
gram for taking marine mammals in the coun-
try of origin is consistent with the provisions
and policies of this chapter. Products of na-
tions not so certified may not be imported
into the United States for any purpose, includ-
ing processing for exportation.
(B) Except for scientific research purposes,
photography for educational or commercial
purposes, or enhancing the survival or recov-
ery of a species or stock as provided for in
paragraph (1) of this subsection, or as provided
for under paragraph (5) of this subsection, dur-
ing the moratorium no permit may be issued
for the taking of any marine mammal which
has been designated by the Secretary as de-
pleted, and no importation may be made of
any such mammal.
(4)(A) Except as provided in subparagraphs
(B) and (C), the provisions of this chapter shall
not apply to the use of measures—
(i) by the owner of fishing gear or catch, or
an employee or agent of such owner, to deter
a marine mammal from damaging the gear
or catch;
(ii) by the owner of other private property,
or an agent, bailee, or employee of such
owner, to deter a marine mammal from dam-
aging private property;
(iii) by any person, to deter a marine
mammal from endangering personal safety;
or
(iv) by a government employee, to deter a
marine mammal from damaging public prop-
erty,
so long as such measures do not result in the
death or serious injury of a marine mammal.
(B) The Secretary shall, through consulta-
tion with appropriate experts, and after notice
and opportunity for public comment, publish
in the Federal Register a list of guidelines for
use in safely deterring marine mammals. In
the case of marine mammals listed as endan-
gered species or threatened species under the
Endangered Species Act of 1973 [16 U.S.C. 1531
et seq.], the Secretary shall recommend spe-
cific measures which may be used to non-
lethally deter marine mammals. Actions to
deter marine mammals consistent with such
guidelines or specific measures shall not be a
violation of this chapter.
(C) If the Secretary determines, using the
best scientific information available, that cer-
tain forms of deterrence have a significant ad-
verse effect on marine mammals, the Sec-
retary may prohibit such deterrent methods,
after notice and opportunity for public com-
ment, through regulation under this chapter.
(D) The authority to deter marine mammals
pursuant to subparagraph (A) applies to all
marine mammals, including all stocks des-
ignated as depleted under this chapter.
(5)(A)(i) Except as provided by clause (ii),
upon request therefor by citizens of the United
States who engage in a specified activity
(other than commercial fishing) within a spec-
ified geographical region, the Secretary shall
allow, during periods of not more than five
consecutive years each, the incidental, but not
intentional, taking by citizens while engaging
in that activity within that region of small
numbers of marine mammals of a species or
population stock if the Secretary, after notice
(in the Federal Register and in newspapers of
general circulation, and through appropriate
electronic media, in the coastal areas that
may be affected by such activity) and oppor-
tunity for public comment—
(I) finds that the total of such taking dur-
ing each five-year (or less) period concerned
will have a negligible impact on such species
or stock and will not have an unmitigable
adverse impact on the availability of such
species or stock for taking for subsistence
uses pursuant to subsection (b) or section
1379(f) of this title or, in the case of a coop-
erative agreement under both this chapter
and the Whaling Convention Act of 1949 (16
U.S.C. 916 et seq.), pursuant to section
1382(c) of this title; and
(II) prescribes regulations setting forth—
(aa) permissible methods of taking pur-
suant to such activity, and other means of
effecting the least practicable adverse im-
pact on such species or stock and its habi-
tat, paying particular attention to rook-
eries, mating grounds, and areas of similar
significance, and on the availability of
such species or stock for subsistence uses;
and
(bb) requirements pertaining to the mon-
itoring and reporting of such taking.
(ii) In the case of a military readiness activ-
ity (as defined in section 315(f) of the Bob
Stump National Defense Authorization Act for
Fiscal Year 2003 (Public Law 107–314; 16 U.S.C.
703 note), clause (i) shall be applied—
Page 1772
TITLE 16—CONSERVATION
§ 1371
1 So in original. Probably should be a reference to cl. (ii)(I).
(I) in the matter preceding clause (I), by
substituting ‘‘seven consecutive years’’ for
‘‘five consecutive years’’; and
(II) in clause (I), by substituting ‘‘seven-
year’’ for ‘‘five-year’’.
(iii) For a military readiness activity (as de-
fined in section 315(f) of Public Law 107–314; 16
U.S.C. 703 note), a determination of ‘‘least
practicable adverse impact on such species or
stock’’ under clause (i)(II)(aa) shall include
consideration of personnel safety, practicality
of implementation, and impact on the effec-
tiveness of the military readiness activity. Be-
fore making the required determination, the
Secretary shall consult with the Department
of Defense regarding personnel safety, practi-
cality of implementation, and impact on the
effectiveness of the military readiness activ-
ity.
(iv) Notwithstanding clause (i), for any au-
thorization affecting a military readiness ac-
tivity (as defined in section 315(f) of Public
Law 107–314; 16 U.S.C. 703 note), the Secretary
shall publish the notice required by such
clause only in the Federal Register.
(B) The Secretary shall withdraw, or suspend
for a time certain (either on an individual or
class basis, as appropriate) the permission to
take marine mammals under subparagraph (A)
pursuant to a specified activity within a speci-
fied geographical region if the Secretary finds,
after notice and opportunity for public com-
ment (as required under subparagraph (A) un-
less subparagraph (C)(i) applies), that—
(i) the regulations prescribed under sub-
paragraph (A) regarding methods of taking,
monitoring, or reporting are not being sub-
stantially complied with by a person engag-
ing in such activity; or
(ii) the taking allowed under subparagraph
(A) pursuant to one or more activities with-
in one or more regions is having, or may
have, more than a negligible impact on the
species or stock concerned.
(C)(i) The requirement for notice and oppor-
tunity for public comment in subparagraph (B)
shall not apply in the case of a suspension of
permission to take if the Secretary determines
that an emergency exists which poses a sig-
nificant risk to the well-being of the species or
stock concerned.
(ii) Sections 1373 and 1374 of this title shall
not apply to the taking of marine mammals
under the authority of this paragraph.
(D)(i) Upon request therefor by citizens of
the United States who engage in a specified
activity (other than commercial fishing) with-
in a specific geographic region, the Secretary
shall authorize, for periods of not more than 1
year, subject to such conditions as the Sec-
retary may specify, the incidental, but not in-
tentional, taking by harassment of small num-
bers of marine mammals of a species or popu-
lation stock by such citizens while engaging in
that activity within that region if the Sec-
retary finds that such harassment during each
period concerned—
(I) will have a negligible impact on such
species or stock, and
(II) will not have an unmitigable adverse
impact on the availability of such species or
stock for taking for subsistence uses pursu-
ant to subsection (b), or section 1379(f) of
this title or pursuant to a cooperative agree-
ment under section 1388 of this title.
(ii) The authorization for such activity shall
prescribe, where applicable—
(I) permissible methods of taking by har-
assment pursuant to such activity, and
other means of effecting the least prac-
ticable impact on such species or stock and
its habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the availability
of such species or stock for taking for sub-
sistence uses pursuant to subsection (b) or
section 1379(f) of this title or pursuant to a
cooperative agreement under section 1388 of
this title,
(II) the measures that the Secretary deter-
mines
are
necessary
to
ensure
no
unmitigable adverse impact on the avail-
ability of the species or stock for taking for
subsistence uses pursuant to subsection (b)
or section 1379(f) of this title or pursuant to
a cooperative agreement under section 1388
of this title, and
(III) requirements pertaining to the moni-
toring and reporting of such taking by har-
assment, including requirements for the
independent peer review of proposed moni-
toring plans or other research proposals
where the proposed activity may affect the
availability of a species or stock for taking
for subsistence uses pursuant to subsection
(b) or section 1379(f) of this title or pursuant
to a cooperative agreement under section
1388 of this title.
(iii) The Secretary shall publish a proposed
authorization not later than 45 days after re-
ceiving an application under this subpara-
graph and request public comment through
notice in the Federal Register, newspapers of
general circulation, and appropriate electronic
media and to all locally affected communities
for a period of 30 days after publication. Not
later than 45 days after the close of the public
comment period, if the Secretary makes the
findings set forth in clause (i), the Secretary
shall issue an authorization with appropriate
conditions to meet the requirements of clause
(ii).
(iv) The Secretary shall modify, suspend, or
revoke an authorization if the Secretary finds
that the provisions of clauses (i) or (ii) are not
being met.
(v) A person conducting an activity for
which an authorization has been granted
under this subparagraph shall not be subject
to the penalties of this chapter for taking by
harassment that occurs in compliance with
such authorization.
(vi) For a military readiness activity (as de-
fined in section 315(f) of Public Law 107–314; 16
U.S.C. 703 note), a determination of ‘‘least
practicable adverse impact on such species or
stock’’ under clause (i)(I) 1 shall include con-
sideration of personnel safety, practicality of
implementation, and impact on the effective-
Page 1773
TITLE 16—CONSERVATION
§ 1371
ness of the military readiness activity. Before
making the required determination, the Sec-
retary shall consult with the Department of
Defense regarding personnel safety, practi-
cality of implementation, and impact on the
effectiveness of the military readiness activ-
ity.
(vii) Notwithstanding clause (iii), for any au-
thorization affecting a military readiness ac-
tivity (as defined in section 315(f) of Public
Law 107–314; 16 U.S.C. 703 note), the Secretary
shall publish the notice required by such
clause only in the Federal Register.
(E)(i) During any period of up to 3 consecu-
tive years, the Secretary shall allow the inci-
dental, but not the intentional, taking by per-
sons using vessels of the United States or ves-
sels which have valid fishing permits issued by
the Secretary in accordance with section
1824(b) of this title, while engaging in commer-
cial fishing operations, of marine mammals
from a species or stock designated as depleted
because of its listing as an endangered species
or threatened species under the Endangered
Species Act of 1973 (16 U.S.C. 1531 et seq.) if the
Secretary, after notice and opportunity for
public comment, determines that—
(I) the incidental mortality and serious in-
jury from commercial fisheries will have a
negligible impact on such species or stock;
(II) a recovery plan has been developed or
is being developed for such species or stock
pursuant to the Endangered Species Act of
1973; and
(III) where required under section 1387 of
this title, a monitoring program is estab-
lished under subsection (d) of such section,
vessels engaged in such fisheries are reg-
istered in accordance with such section, and
a take reduction plan has been developed or
is being developed for such species or stock.
(ii) Upon a determination by the Secretary
that the requirements of clause (i) have been
met, the Secretary shall publish in the Fed-
eral Register a list of those fisheries for which
such determination was made, and, for vessels
required to register under section 1387 of this
title, shall issue an appropriate permit for
each authorization granted under such section
to vessels to which this paragraph applies.
Vessels engaged in a fishery included in the
notice published by the Secretary under this
clause which are not required to register under
section 1387 of this title shall not be subject to
the penalties of this chapter for the incidental
taking of marine mammals to which this para-
graph applies, so long as the owner or master
of such vessel reports any incidental mortality
or injury of such marine mammals to the Sec-
retary in accordance with section 1387 of this
title.
(iii) If, during the course of the commercial
fishing season, the Secretary determines that
the level of incidental mortality or serious in-
jury from commercial fisheries for which a de-
termination was made under clause (i) has re-
sulted or is likely to result in an impact that
is more than negligible on the endangered or
threatened species or stock, the Secretary
shall use the emergency authority granted
under section 1387 of this title to protect such
species or stock, and may modify any permit
granted under this paragraph as necessary.
(iv) The Secretary may suspend for a time
certain or revoke a permit granted under this
subparagraph only if the Secretary determines
that the conditions or limitations set forth in
such permit are not being complied with. The
Secretary may amend or modify, after notice
and opportunity for public comment, the list
of fisheries published under clause (ii) when-
ever the Secretary determines there has been
a significant change in the information or con-
ditions used to determine such list.
(v) Sections 1373 and 1374 of this title shall
not apply to the taking of marine mammals
under the authority of this subparagraph.
(vi) This subparagraph shall not govern the
incidental taking of California sea otters and
shall not be deemed to amend or repeal the
Act of November 7, 1986 (Public Law 99–625; 100
Stat. 3500).
(F) Notwithstanding the provisions of this
subsection, any authorization affecting a mili-
tary readiness activity (as defined in section
315(f) of Public Law 107–314; 16 U.S.C. 703 note)
shall not be subject to the following require-
ments:
(i) In subparagraph (A), ‘‘within a specified
geographical region’’ and ‘‘within that re-
gion of small numbers’’.
(ii) In subparagraph (B), ‘‘within a speci-
fied geographical region’’ and ‘‘within one or
more regions’’.
(iii) In subparagraph (D), ‘‘within a spe-
cific geographic region’’, ‘‘of small num-
bers’’, and ‘‘within that region’’.
(6)(A) A marine mammal product may be im-
ported into the United States if the product—
(i) was legally possessed and exported by
any citizen of the United States in conjunc-
tion with travel outside the United States,
provided that the product is imported into
the United States by the same person upon
the termination of travel;
(ii) was acquired outside of the United
States as part of a cultural exchange by an
Indian, Aleut, or Eskimo residing in Alaska;
or
(iii) is owned by a Native inhabitant of
Russia, Canada, or Greenland and is im-
ported for noncommercial purposes in con-
junction with travel within the United
States or as part of a cultural exchange with
an Indian, Aleut, or Eskimo residing in Alas-
ka.
(B) For the purposes of this paragraph, the
term—
(i) ‘‘Native inhabitant of Russia, Canada,
or Greenland’’ means a person residing in
Russia, Canada, or Greenland who is related
by blood, is a member of the same clan or
ethnological grouping, or shares a common
heritage with an Indian, Aleut, or Eskimo
residing in Alaska; and
(ii) ‘‘cultural exchange’’ means the sharing
or exchange of ideas, information, gifts,
clothing, or handicrafts between an Indian,
Aleut, or Eskimo residing in Alaska and a
Native inhabitant of Russia, Canada, or
Greenland, including rendering of raw ma-
Page 1774
TITLE 16—CONSERVATION
§ 1371
rine mammal parts as part of such exchange
into clothing or handicrafts through carv-
ing, painting, sewing, or decorating.
(b) Exemptions for Alaskan natives
Except as provided in section 1379 of this title,
the provisions of this chapter shall not apply
with respect to the taking of any marine mam-
mal by any Indian, Aleut, or Eskimo who resides
in Alaska and who dwells on the coast of the
North Pacific Ocean or the Arctic Ocean if such
taking—
(1) is for subsistence purposes; or
(2) is done for purposes of creating and sell-
ing authentic native articles of handicrafts
and clothing: Provided, That only authentic
native articles of handicrafts and clothing
may be sold in interstate commerce: And pro-
vided further, That any edible portion of ma-
rine mammals may be sold in native villages
and towns in Alaska or for native consump-
tion. For the purposes of this subsection, the
term ‘‘authentic native articles of handicrafts
and clothing’’ means items composed wholly
or in some significant respect of natural mate-
rials, and which are produced, decorated, or
fashioned in the exercise of traditional native
handicrafts without the use of pantographs,
multiple carvers, or other mass copying de-
vices. Traditional native handicrafts include,
but are not limited to weaving, carving,
stitching, sewing, lacing, beading, drawing and
painting; and
(3) in each case, is not accomplished in a
wasteful manner.
Notwithstanding the preceding provisions of
this subsection, when, under this chapter, the
Secretary determines any species or stock of
marine mammal subject to taking by Indians,
Aleuts, or Eskimos to be depleted, he may pre-
scribe regulations upon the taking of such ma-
rine mammals by any Indian, Aleut, or Eskimo
described in this subsection. Such regulations
may be established with reference to species or
stocks, geographical description of the area in-
cluded, the season for taking, or any other fac-
tors related to the reason for establishing such
regulations and consistent with the purposes of
this chapter. Such regulations shall be pre-
scribed after notice and hearing required by sec-
tion 1373 of this title and shall be removed as
soon as the Secretary determines that the need
for their imposition has disappeared. In promul-
gating any regulation or making any assess-
ment pursuant to a hearing or proceeding under
this subsection or section 1386(b)(2) of this title,
or in making any determination of depletion
under this subsection or finding regarding
unmitigable adverse impacts under subsection
(a)(5) that affects stocks or persons to which
this subsection applies, the Secretary shall be
responsible for demonstrating that such regula-
tion, assessment, determination, or finding is
supported by substantial evidence on the basis
of the record as a whole. The preceding sentence
shall only be applicable in an action brought by
one or more Alaska Native organizations rep-
resenting persons to which this subsection ap-
plies.
(c) Taking in defense of self or others
It shall not be a violation of this chapter to
take a marine mammal if such taking is immi-
nently necessary in self-defense or to save the
life of a person in immediate danger, and such
taking is reported to the Secretary within 48
hours. The Secretary may seize and dispose of
any carcass.
(d) Good Samaritan exemption
It shall not be a violation of this chapter to
take a marine mammal if—
(1) such taking is imminently necessary to
avoid serious injury, additional injury, or
death to a marine mammal entangled in fish-
ing gear or debris;
(2) reasonable care is taken to ensure the
safe release of the marine mammal, taking
into consideration the equipment, expertise,
and conditions at hand;
(3) reasonable care is exercised to prevent
any further injury to the marine mammal; and
(4) such taking is reported to the Secretary
within 48 hours.
(e) Chapter not to apply to incidental takings by
United States citizens employed on foreign
vessels outside United States EEZ
The provisions of this chapter shall not apply
to a citizen of the United States who inciden-
tally takes any marine mammal during fishing
operations outside the United States exclusive
economic zone (as defined in section 1802 of this
title) when employed on a foreign fishing vessel
of a harvesting nation which is in compliance
with the International Dolphin Conservation
Program.
(f) Exemption of actions necessary for national
defense
(1) The Secretary of Defense, after conferring
with the Secretary of Commerce, the Secretary
of the Interior, or both, as appropriate, may ex-
empt any action or category of actions under-
taken by the Department of Defense or its com-
ponents from compliance with any requirement
of this chapter, if the Secretary determines that
it is necessary for national defense.
(2) An exemption granted under this sub-
section—
(A) subject to subparagraph (B), shall be ef-
fective for a period specified by the Secretary
of Defense; and
(B) shall not be effective for more than 2
years.
(3)(A) The Secretary of Defense may issue ad-
ditional exemptions under this subsection for
the same action or category of actions, after—
(i) conferring with the Secretary of Com-
merce, the Secretary of the Interior, or both
as appropriate; and
(ii) making a new determination that the ad-
ditional exemption is necessary for national
defense.
(B) Each additional exemption under this
paragraph shall be effective for a period speci-
fied by the Secretary of Defense, of not more
than 2 years.
(4) Not later than 30 days after issuing an ex-
emption under paragraph (1) or an additional ex-
emption under paragraph (3), the Secretary of
Defense shall submit to the Committee on
Armed Services of the House of Representatives
and the Committee on Armed Services of the
Page 1775
TITLE 16—CONSERVATION
§ 1371
Senate notice describing the exemption and the
reasons therefor. The notice may be provided in
classified form if the Secretary of Defense deter-
mines that use of the classified form is nec-
essary for reasons of national security.
(Pub. L. 92–522, title I, § 101, Oct. 21, 1972, 86 Stat.
1029; Pub. L. 93–205, § 13(e)(2), Dec. 28, 1973, 87
Stat. 903; Pub. L. 97–58, § 2, Oct. 9, 1981, 95 Stat.
979; Pub. L. 98–364, title I, § 101, July 17, 1984, 98
Stat. 440; Pub. L. 99–659, title IV, § 411(a), Nov. 14,
1986, 100 Stat. 3741; Pub. L. 100–711, §§ 4(a), 5(c),
(e)(1), Nov. 23, 1988, 102 Stat. 4765, 4769, 4771; Pub.
L. 101–627, title IX, § 901(g), Nov. 28, 1990, 104
Stat. 4467; Pub. L. 102–582, title I, § 103, title IV,
§ 401(b), Nov. 2, 1992, 106 Stat. 4903, 4909; Pub. L.
103–238, § 4, Apr. 30, 1994, 108 Stat. 532; Pub. L.
104–208, div. A, title I, § 101(a) [title II, § 211(b)],
Sept. 30, 1996, 110 Stat. 3009, 3009–41; Pub. L.
105–18, title II, § 2003, June 12, 1997, 111 Stat. 174;
Pub. L. 105–42, § 4(a)–(c), Aug. 15, 1997, 111 Stat.
1123, 1124; Pub. L. 108–136, div. A, title III,
§ 319(b), (c), Nov. 24, 2003, 117 Stat. 1434; Pub. L.
115–232, div. A, title III, § 316, Aug. 13, 2018, 132
Stat. 1714.)
Editorial Notes
REFERENCES IN TEXT
The effective date of this chapter, referred to in sub-
sec. (a), means the effective date of Pub. L. 92–522. See
section 4 of Pub. L. 92–522, set out as an Effective Date
note under section 1361 of this title.
For effective date of section 4 of the International
Dolphin Conservation Program Act [Pub. L. 105–42], re-
ferred to in subsec. (a)(2)(B)(i), see section 8 of Pub. L.
105–42 set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
The Endangered Species Act of 1973, referred to in
subsec. (a)(4)(B), (5)(E)(i), is Pub. L. 93–205, Dec. 28, 1973,
87 Stat. 884, which is classified principally to chapter 35
(§ 1531 et seq.) of this title. For complete classification
of this Act to the Code, see Short Title note set out
under section 1531 of this title and Tables.
The Whaling Convention Act of 1949, referred to in
subsec. (a)(5)(A)(i)(I), is act Aug. 9, 1950, ch. 653, 64 Stat.
421, which is classified generally to subchapter II (§ 916
et seq.) of chapter 14 of this title. For complete classi-
fication of this Act to the Code, see Short Title note
set out under section 916 of this title and Tables.
Act of November 7, 1986, referred to in subsec.
(a)(5)(E)(vi), is Pub. L. 99–625, Nov. 7, 1986, 100 Stat. 3500,
which amended section 718b of this title and provisions
listed in a table of National Wildlife Refuges set out
under section 668dd of this title and enacted provisions
set out as a note under section 1536 of this title. For
complete classification of this Act to the Code, see Ta-
bles.
AMENDMENTS
2018—Subsec. (a)(5)(A)(i). Pub. L. 115–232, § 316(1), sub-
stituted ‘‘Except as provided by clause (ii), upon re-
quest’’ for ‘‘Upon request’’ in introductory provisions.
Subsec. (a)(5)(A)(ii) to (iv). Pub. L. 115–232, § 316(2), (3),
added cl. (ii) and redesignated former cls. (ii) and (iii)
as (iii) and (iv), respectively.
2003—Subsec. (a)(5)(A). Pub. L. 108–136, § 319(c)(1), des-
ignated existing provisions as cl. (i), redesignated
former cls. (i) and (ii) as subcls. (I) and (II), respec-
tively, redesignated former subcls. (I) and (II) of former
cl. (ii) as items (aa) and (bb) of subcl. (II), respectively,
and added cls. (ii) and (iii).
Subsec. (a)(5)(D)(vi), (vii). Pub. L. 108–136, § 319(c)(2),
added cls. (vi) and (vii).
Subsec. (a)(5)(F). Pub. L. 108–136, § 319(c)(3), added sub-
par. (F).
Subsec. (f). Pub. L. 108–136, § 319(b), added subsec. (f).
1997—Subsec. (a)(2). Pub. L. 105–42, § 4(a), (b)(4), in in-
troductory provisions, inserted after first sentence
‘‘Such authorizations may be granted under subchapter
IV with respect to purse seine fishing for yellowfin
tuna in the eastern tropical Pacific Ocean, subject to
regulations prescribed under that subchapter by the
Secretary without regard to section 1373 of this title.’’
and struck out ‘‘; provided that this goal shall be satis-
fied in the case of the incidental taking of marine
mammals in the course of purse seine fishing for yel-
lowfin tuna by a continuation of the application of the
best marine mammal safety techniques and equipment
that are economically and technologically practicable’’
after ‘‘serious injury rate’’ and, in closing provisions,
substituted ‘‘For purposes of subparagraph (F)’’ for
‘‘For purposes of subparagraph (E)’’.
Subsec. (a)(2)(B). Pub. L. 105–42, § 4(b)(1), added sub-
par. (B) and struck out former subpar. (B) which con-
tained requirement that nations exporting yellowfin
tuna harvested with purse seines in eastern tropical
Pacific Ocean provide documentary evidence of adop-
tion of regulatory program governing incidental taking
of other mammals and comparison of the average rates
of incidental taking between harvesting nation and
United States.
Subsec. (a)(2)(C) to (F). Pub. L. 105–42, § 4(b)(2), (3),
added subpar. (C) and redesignated former subpars. (C)
to (E) as (D) to (F), respectively.
Subsec. (d). Pub. L. 105–18 added subsec. (d).
Subsec. (e). Pub. L. 105–42, § 4(c), added subsec. (e).
1996—Subsec. (a)(5)(E)(i). Pub. L. 104–208 made tech-
nical amendment to reference in original act which ap-
pears in text as reference to section 1824(b) of this title.
1994—Subsec. (a)(1). Pub. L. 103–238, § 4(a)(1), amended
par. (1) generally. Prior to amendment, par. (1) read as
follows: ‘‘Consistent with the provisions of section 1374
of this title, permits may be issued by the Secretary for
taking and importation for purposes of scientific re-
search, public display, or enhancing the survival or re-
covery of a species or stock if—
‘‘(A) the taking proposed in the application for any
such permit, or
‘‘(B) the importation proposed to be made,
is first reviewed by the Marine Mammal Commission
and the Committee of Scientific Advisors on Marine
Mammals established under subchapter III of this chap-
ter. The Commission and Committee shall recommend
any proposed taking or importation which is consistent
with the purposes and policies of section 1361 of this
title. The Secretary shall, if he grants approval for im-
portation, issue to the importer concerned a certificate
to that effect which shall be in such form as the Sec-
retary of the Treasury prescribes and such importation
may be made upon presentation of the certificate to
the customs officer concerned.’’
Subsec. (a)(2). Pub. L. 103–238, § 4(a)(2), inserted before
period at end of first sentence ‘‘, or in lieu of such per-
mits, authorizations may be granted therefor under
section 1387 of this title, subject to regulations pre-
scribed under that section by the Secretary without re-
gard to section 1373 of this title’’.
Subsec. (a)(3)(B). Pub. L. 103–238, § 4(a)(3), inserted
‘‘, photography for educational or commercial pur-
poses,’’ after ‘‘purposes’’ and ‘‘or as provided for under
paragraph (5) of this subsection,’’ after ‘‘subsection,’’.
Subsec. (a)(4). Pub. L. 103–238, § 4(a)(4), amended par.
(4) generally. Prior to amendment, par. (4) read as fol-
lows:
‘‘(4)(A) During any period of five consecutive years,
the Secretary shall allow the incidental, but not the in-
tentional, taking, by citizens of the United States
while engaging in commercial fishing operations, of
small numbers of marine mammals of a species or pop-
ulation stock that is not depleted if the Secretary,
after notice and opportunity for public comment—
‘‘(i) finds that the total of such taking during such
five-year period will have a negligible impact on such
species or stock; and
‘‘(ii) provides guidelines pertaining to the establish-
ment of a cooperative system among the fishermen
involved for the monitoring of such taking.
Page 1776
TITLE 16—CONSERVATION
§ 1371
‘‘(B) The Secretary shall withdraw, or suspend for a
time certain, the permission to take marine mammals
under subparagraph (A) if the Secretary finds, after no-
tice and opportunity for public comment, that—
‘‘(i) the taking allowed under subparagraph (A) is
having more than a negligible impact on the species
or stock concerned; or
‘‘(ii) the policies, purposes and goals of this chapter
would be better served through the application of this
title without regard to this subsection.
Sections 1373 and 1374 of this title shall not apply to the
taking of marine mammals under the authority of this
paragraph.’’
Subsec. (a)(5)(D), (E). Pub. L. 103–238, § 4(a)(5), added
subpars. (D) and (E).
Subsec. (a)(6). Pub. L. 103–238, § 4(a)(6), added par. (6).
Subsec. (b). Pub. L. 103–238, § 4(b), inserted at end ‘‘In
promulgating any regulation or making any assess-
ment pursuant to a hearing or proceeding under this
subsection or section 1386(b)(2) of this title, or in mak-
ing any determination of depletion under this sub-
section or finding regarding unmitigable adverse im-
pacts under subsection (a)(5) that affects stocks or per-
sons to which this subsection applies, the Secretary
shall be responsible for demonstrating that such regu-
lation, assessment, determination, or finding is sup-
ported by substantial evidence on the basis of the
record as a whole. The preceding sentence shall only be
applicable in an action brought by one or more Alaska
Native organizations representing persons to which
this subsection applies.’’
Subsec. (c). Pub. L. 103–238, § 4(c), amended subsec. (c)
generally. Prior to amendment, subsec. (c) read as fol-
lows: ‘‘In order to minimize undue economic hardship
to persons subject to this chapter, other than those en-
gaged in commercial fishing operations referred to in
subsection (a)(2) of this section, the Secretary, upon
any such person filing an application with him and
upon filing such information as the Secretary may re-
quire showing, to his satisfaction, such hardship, may
exempt such person or class of persons from provisions
of this chapter for no more than one year from October
21, 1972, as he determines to be appropriate.’’
1992—Subsec. (a)(2). Pub. L. 102–582, § 103(2), inserted
before period at end ‘‘, except that, until January 1,
1994, the term ‘driftnet’ does not include the use in the
northeast Atlantic Ocean of gillnets with a total length
not to exceed five kilometers if the use is in accordance
with regulations adopted by the European Community
pursuant to the October 28, 1991, decision by the Coun-
cil of Fisheries Ministers of the Community’’.
Subsec. (a)(2)(C). Pub. L. 102–582, § 401(b), amended
subpar. (C) generally. Prior to amendment, subpar. (C)
read as follows: ‘‘shall require the government of any
intermediary nation from which yellowfin tuna or tuna
products will be exported to the United States to cer-
tify and provide reasonable proof that it has acted to
prohibit the importation of such tuna and tuna prod-
ucts from any nation from which direct export to the
United States of such tuna and tuna products is banned
under this section within sixty days following the effec-
tive date of such ban on importation to the United
States;’’.
Subsec. (a)(2)(E)(i). Pub. L. 102–582, § 103(1), sub-
stituted ‘‘January 1, 1993’’ for ‘‘July 1, 1992’’.
1990—Subsec. (a)(2). Pub. L. 101–627 added subpar. (E)
and concluding provisions.
1988—Subsec. (a)(1). Pub. L. 100–711, § 5(c), which di-
rected that par. (1) be amended generally to read as fol-
lows: ‘‘(1) Consistent with the provisions of section 1374
of this title, permits may be issued by the Secretary for
taking and importation for purposes of scientific re-
search, public display, or enhancing the survival or re-
covery of a species or stock if—’’, was executed as the
probable intent of Congress by substituting such provi-
sions for provisions of par. (1) before subpar. (A) which
read as follows: ‘‘Permits may be issued by the Sec-
retary for taking and importation for purposes of sci-
entific research and for public display if—’’.
Subsec. (a)(2). Pub. L. 100–711, § 4(a), inserted provi-
sions at end of subpar. (B) relating to finding by Sec-
retary that regulatory program, or average rate of inci-
dental taking by vessels, of harvesting nation is com-
parable to that of United States, and added subpars. (C)
and (D).
Subsec. (a)(3)(B). Pub. L. 100–711, § 5(e)(1), inserted ‘‘or
enhancing the survival or recovery of a species or
stock’’ after ‘‘scientific research purposes’’.
1986—Subsec. (a)(5)(A). Pub. L. 99–659, § 411(a)(1), in
provisions preceding cl. (i) struck out ‘‘that is not de-
pleted’’ after ‘‘population stock’’.
Subsec. (a)(5)(A)(i). Pub. L. 99–659, § 411(a)(2), sub-
stituted ‘‘will not have an unmitigable adverse impact’’
for ‘‘its habitat, and’’, and inserted ‘‘or, in the case of
a cooperative agreement under both this chapter and
the Whaling Convention Act of 1949 (16 U.S.C. 916 et
seq.), pursuant to section 1382(c) of this title’’.
Subsec. (a)(5)(A)(ii)(I). Pub. L. 99–659, § 411(a)(3), in-
serted ‘‘, and on the availability of such species or
stock for subsistence uses’’.
1984—Subsec. (a)(2). Pub. L. 98–364 amended last sen-
tence generally, restating existing provisions in cl. (A)
and adding cl. (B).
1981—Subsec. (a)(2). Pub. L. 97–58, § 2(1)(A), provided
that the immediate goal of reducing to insignificant
levels approaching a zero mortality and serious injury
rate the incidental kill or serious injury of marine
mammals permitted in the course of commercial fish-
ing operations be satisfied in the case of purse seine
fishing for yellowfin tuna by a continuation of the ap-
plication of the best marine mammal safety techniques
and equipment that are economically and techno-
logically practicable.
Subsec. (a)(3)(B). Pub. L. 97–58, § 2(1)(B), struck out
‘‘is classified as belonging to an endangered species or
threatened species pursuant to the Endangered Species
Act of 1973 or’’ after ‘‘the taking of any marine mam-
mal which’’.
Subsec. (a)(4), (5). Pub. L. 97–58, § 2(1)(C), added pars.
(4) and (5).
Subsec. (b). Pub. L. 97–58, § 2(2), substituted ‘‘Except
as provided in section 1379 of this title, the provisions
of this chapter shall not apply with respect to the tak-
ing of any marine mammal by any Indian, Aleut, or Es-
kimo who resides in Alaska and’’ for ‘‘The provisions of
this chapter shall not apply with respect to the taking
of any marine mammal by any Indian, Aleut, or Es-
kimo’’ in provisions preceding par. (1) and, in par. (1),
substituted ‘‘is for subsistence purposes; or’’ for ‘‘is for
subsistence purposes by Alaskan natives who reside in
Alaska, or’’.
1973—Subsec. (a)(3)(B). Pub. L. 93–205 substituted ‘‘or
threatened species pursuant to the Endangered Species
Act of 1973’’ for ‘‘pursuant to the Endangered Species
Conservation Act of 1969’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 1997 AMENDMENT
For effective date of amendment by Pub. L. 105–42,
see section 8 of Pub. L. 105–42, set out as a note under
section 1362 of this title.
EFFECTIVE DATE OF 1996 AMENDMENT
Pub. L. 104–208, div. A, title I, § 101(a) [title II,
§ 211(b)], Sept. 30, 1996, 110 Stat. 3009, 3009–41, provided
that the amendment made by that section is effective
15 days after Oct. 11, 1996.
EFFECTIVE DATE OF 1973 AMENDMENT
Amendment by Pub. L. 93–205 effective Dec. 28, 1973,
see section 16 of Pub. L. 93–205, set out as an Effective
Date note under section 1531 of this title.
EFFECTIVE DATE
Section effective upon the expiration of the sixty-day
period following Oct. 21, 1972, see section 4 of Pub. L.
92–522, set out as a note under section 1361 of this title.
TERMINATION OF ADVISORY COMMITTEES
Advisory committees in existence on Jan. 5, 1973, to
terminate not later than the expiration of the 2-year
Page 1777
TITLE 16—CONSERVATION
§ 1372
period following Jan. 5, 1973, unless, in the case of a
committee established by the President or an officer of
the Federal Government, such committee is renewed by
appropriate action prior to the expiration of such 2-
year period, or in the case of a committee established
by the Congress, its duration is otherwise provided by
law. See section 1013 of Title 5, Government Organiza-
tion and Employees.
§ 1372. Prohibitions
(a) Taking
Except as provided in sections 1371, 1373, 1374,
1379, 1381, 1383, 1383a, and 1387 of this title and
subchapter V, it is unlawful—
(1) for any person subject to the jurisdiction
of the United States or any vessel or other
conveyance subject to the jurisdiction of the
United States to take any marine mammal on
the high seas;
(2) except as expressly provided for by an
international treaty, convention, or agree-
ment to which the United States is a party
and which was entered into before the effec-
tive date of this subchapter or by any statute
implementing any such treaty, convention, or
agreement—
(A) for any person or vessel or other con-
veyance to take any marine mammal in wa-
ters or on lands under the jurisdiction of the
United States; or
(B) for any person to use any port, harbor,
or other place under the jurisdiction of the
United States to take or import marine
mammals or marine mammal products; and
(3) for any person, with respect to any ma-
rine mammal taken in violation of this sub-
chapter, to possess that mammal or any prod-
uct from that mammal;
(4) for any person to transport, purchase,
sell, export, or offer to purchase, sell, or ex-
port any marine mammal or marine mammal
product—
(A) that is taken in violation of this chap-
ter; or
(B) for any purpose other than public dis-
play, scientific research, or enhancing the
survival of a species or stock as provided for
under subsection 1374(c) of this title; and
(5) for any person to use, in a commercial
fishery, any means or methods of fishing in
contravention of any regulations or limita-
tions, issued by the Secretary for that fishery
to achieve the purposes of this chapter.
(b) Importation of pregnant or nursing mam-
mals; depleted species or stock; inhumane
taking
Except pursuant to a permit for scientific re-
search, or for enhancing the survival or recovery
of a species or stock, issued under section 1374(c)
of this title, it is unlawful to import into the
United States any marine mammal if such mam-
mal was—
(1) pregnant at the time of taking;
(2) nursing at the time of taking, or less
than eight months old, whichever occurs later;
(3) taken from a species or population stock
which the Secretary has, by regulation pub-
lished in the Federal Register, designated as a
depleted species or stock; or
(4) taken in a manner deemed inhumane by
the Secretary.
Notwithstanding the provisions of paragraphs (1)
and (2), the Secretary may issue a permit for the
importation of a marine mammal, if the Sec-
retary determines that such importation is nec-
essary for the protection or welfare of the ani-
mal.
(c) Importation of illegally taken mammals
It is unlawful to import into the United States
any of the following:
(1) Any marine mammal which was—
(A) taken in violation of this subchapter;
or
(B) taken in another country in violation
of the law of that country.
(2) Any marine mammal product if—
(A) the importation into the United States
of the marine mammal from which such
product is made is unlawful under paragraph
(1) of this subsection; or
(B) the sale in commerce of such product
in the country of origin of the product is il-
legal;
(3) Any fish, whether fresh, frozen, or other-
wise prepared, if such fish was caught in a
manner which the Secretary has proscribed for
persons subject to the jurisdiction of the
United States, whether or not any marine
mammals were in fact taken incident to the
catching of the fish.
(d) Nonapplicability of prohibitions
Subsections (b) and (c) of this section shall not
apply—
(1) in the case of marine mammals or marine
mammal products, as the case may be, to
which subsection (b)(3) of this section applies,
to such items imported into the United States
before the date on which the Secretary pub-
lishes notice in the Federal Register of his
proposed rulemaking with respect to the des-
ignation of the species or stock concerned as
depleted; or
(2) in the case of marine mammals or marine
mammal
products
to
which
subsection
(c)(1)(B) or (c)(2)(B) of this section applies, to
articles imported into the United States be-
fore the effective date of the foreign law mak-
ing the taking or sale, as the case may be, of
such marine mammals or marine mammal
products unlawful.
(e) Retroactive effect
This chapter shall not apply with respect to
any marine mammal taken before the effective
date of this chapter, or to any marine mammal
product consisting of, or composed in whole or
in part of, any marine mammal taken before
such date.
(f) Commercial taking of whales
It is unlawful for any person or vessel or other
conveyance to take any species of whale inci-
dent to commercial whaling in waters subject to
the jurisdiction of the United States.
(Pub. L. 92–522, title I, § 102, Oct. 21, 1972, 86 Stat.
1032; Pub. L. 93–205, § 13(e)(3), Dec. 28, 1973, 87
Stat. 903; Pub. L. 95–136, § 4, Oct. 18, 1977, 91 Stat.
1167; Pub. L. 97–58, § 3(a), Oct. 9, 1981, 95 Stat. 981;
Pub. L. 100–711, §§ 2(b), 5(b), (e)(2), Nov. 23, 1988,
102 Stat. 4763, 4769, 4771; Pub. L. 102–587, title III,
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
For the purposes of this chapter—
(1) The term “depletion” or “depleted” means any case in which—
(A) the Secretary, after consultation with the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under subchapter III of this chapter, determines that a species or population stock is below its optimum sustainable population;
(B) a State, to which authority for the conservation and management of a species or population stock is transferred under [section 1379 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1379&num=0&edition=prelim), determines that such species or stock is below its optimum sustainable population; or
(C) a species or population stock is listed as an endangered species or a threatened species under the Endangered Species Act of 1973 [[16 U.S.C. 1531](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1531&num=0&edition=prelim) et seq.].
(2) The terms “conservation” and “management” mean the collection and application of biological information for the purposes of increasing and maintaining the number of animals within species and populations of marine mammals at their optimum sustainable population. Such terms include the entire scope of activities that constitute a modern scientific resource program, including, but not limited to, research, census, law enforcement, and habitat acquisition and improvement. Also included within these terms, when and where appropriate, is the periodic or total protection of species or populations as well as regulated taking.
(3) The term “district court of the United States” includes the District Court of Guam, District Court of the Virgin Islands, District Court of Puerto Rico, District Court of the Ca
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 1362
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Federal law — U.S. Code and appendices · legal_authorities
Page 1765
TITLE 16—CONSERVATION
§ 1362
‘‘(a) PURPOSES.—The purposes of this Act [see Short
Title of 1997 Amendment note above] are—
‘‘(1) to give effect to the Declaration of Panama,
signed October 4, 1995, by the Governments of Belize,
Colombia, Costa Rica, Ecuador, France, Honduras,
Mexico, Panama, Spain, the United States of Amer-
ica, Vanuatu, and Venezuela, including the establish-
ment of the International Dolphin Conservation Pro-
gram, relating to the protection of dolphins and other
species, and the conservation and management of
tuna in the eastern tropical Pacific Ocean;
‘‘(2) to recognize that nations fishing for tuna in
the eastern tropical Pacific Ocean have achieved sig-
nificant reductions in dolphin mortality associated
with that fishery; and
‘‘(3) to eliminate the ban on imports of tuna from
those nations that are in compliance with the Inter-
national Dolphin Conservation Program.
‘‘(b) FINDINGS.—The Congress finds that—
‘‘(1) the nations that fish for tuna in the eastern
tropical Pacific Ocean have achieved significant re-
ductions in dolphin mortality associated with the
purse seine fishery from hundreds of thousands annu-
ally to fewer than 5,000 annually;
‘‘(2) the provisions of the Marine Mammal Protec-
tion Act of 1972 [16 U.S.C. 1361 et seq.] that impose a
ban on imports from nations that fish for tuna in the
eastern tropical Pacific Ocean have served as an in-
centive to reduce dolphin mortalities;
‘‘(3) tuna canners and processors of the United
States have led the canning and processing industry
in promoting a dolphin-safe tuna market; and
‘‘(4) 12 signatory nations to the Declaration of Pan-
ama, including the United States, agreed under that
Declaration to require that the total annual dolphin
mortality in the purse s
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 1362
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Imposition; exceptions** There shall be a moratorium on the taking and importation of marine mammals and marine mammal products, commencing on the effective date of this chapter, during which time no permit may be issued for the taking of any marine mammal and no marine mammal or marine mammal product may be imported into the United States except in the following cases:
(1) Consistent with the provisions of [section 1374 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374&num=0&edition=prelim), permits may be issued by the Secretary for taking, and importation for purposes of scientific research, public display, photography for educational or commercial purposes, or enhancing the survival or recovery of a species or stock, or for importation of polar bear parts (other than internal organs) taken in sport hunts in Canada. Such permits, except permits issued under [section 1374(c)(5) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374/c/5&num=0&edition=prelim), may be issued if the taking or importation proposed to be made is first reviewed by the Marine Mammal Commission and the Committee of Scientific Advisors on Marine Mammals established under subchapter III. The Commission and Committee shall recommend any proposed taking or importation, other than importation under [section 1374(c)(5) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1374/c/5&num=0&edition=prelim), which is consistent with the purposes and policies of [section 1361 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1361&num=0&edition=prelim). If the Secretary issues such a permit for importation, the Secretary shall issue to t
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 1371
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Findings** The Congress finds and declares that—
(1) various species of fish, wildlife, and plants in the United States have been rendered extinct as a consequence of economic growth and development untempered by adequate concern and conservation;
(2) other species of fish, wildlife, and plants have been so depleted in numbers that they are in danger of or threatened with extinction;
(3) these species of fish, wildlife, and plants are of esthetic, ecological, educational, historical, recreational, and scientific value to the Nation and its people;
(4) the United States has pledged itself as a sovereign state in the international community to conserve to the extent practicable the various species of fish or wildlife and plants facing extinction, pursuant to—
(A) migratory bird treaties with Canada and Mexico;
(B) the Migratory and Endangered Bird Treaty with Japan;
(C) the Convention on Nature Protection and Wildlife Preservation in the Western Hemisphere;
(D) the International Convention for the Northwest Atlantic Fisheries;
(E) the International Convention for the High Seas Fisheries of the North Pacific Ocean;
(F) the Convention on International Trade in Endangered Species of Wild Fauna and Flora; and
(G) other international agreements; and
(5) encouraging the States and other interested parties, through Federal financial assistance and a system of incentives, to develop and maintain conservation programs which meet national and international standards is a key to meeting the Nation’s international commitments and to better safeguarding, for the benefit of all citizens, the Nation’s heritage in fish, wildlife, and plants.
**(b) Purposes** The purposes of this chapter are to provide a means whereby the ecosystems upon which endangered
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 1531
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Federal law — U.S. Code and appendices · legal_authorities
Page 1909
TITLE 16—CONSERVATION
§ 1531
maintenance of continuing and stable supply of agri-
cultural commodities and forest products.
Section 1502, Pub. L. 91–524, title X, § 1002, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 242, required
eligible landowners and operators to furnish plan of
farming operations or land use to Secretary.
Section 1503, Pub. L. 91–524, title X, § 1003, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 242; amended
Pub. L. 93–125, § 1(g)(i), Oct. 18, 1973, 87 Stat. 450, related
to approved conservation plans as basis for contracts,
duties under contracts, and termination or modifica-
tion of contracts.
Section 1504, Pub. L. 91–524, title X, § 1004, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 243, author-
ized furnishing of conservation materials to eligible
owners and operators.
Section 1505, Pub. L. 91–524, title X, § 1005, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 243; amended
Pub. L. 95–113, title XV, § 1509, Sept. 29, 1977, 91 Stat.
1022, authorized establishment of multiyear set-aside
contracts.
Section 1506, Pub. L. 91–524, title X, § 1006, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244, author-
ized issuance of rules and regulations as well as limita-
tions on total retired acreage.
Section 1507, Pub. L. 91–524, title X, § 1007, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244; amended
Pub. L. 93–125, § 1(g)(ii), Oct. 18, 1973, 87 Stat. 450, di-
rected appointment of advisory boards to assist in de-
velopment of programs under this chapter.
Section 1508, Pub. L. 91–524, title X, § 1008, as added
Pub. L. 93–86, § 1(28), Aug. 10, 1973, 87 Stat. 244, directed
coordination with and utilization of Federal, State, and
local services and facili
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 1531
Stored review status: historical_2024_not_currentness_verified. The source passage cites 16 U.S.C. § 1531. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** Unless and except as permitted by regulations made as hereinafter provided in this subchapter, it shall be unlawful at any time, by any means or in any manner, to pursue, hunt, take, capture, kill, attempt to take, capture, or kill, possess, offer for sale, sell, offer to barter, barter, offer to purchase, purchase, deliver for shipment, ship, export, import, cause to be shipped, exported, or imported, deliver for transportation, transport or cause to be transported, carry or cause to be carried, or receive for shipment, transportation, carriage, or export, any migratory bird, any part, nest, or egg of any such bird, or any product, whether or not manufactured, which consists, or is composed in whole or part, of any such bird or any part, nest, or egg thereof, included in the terms of the conventions between the United States and Great Britain for the protection of migratory birds concluded August 16, 1916 (39 Stat. 1702), the United States and the United Mexican States for the protection of migratory birds and game mammals concluded February 7, 1936, the United States and the Government of Japan for the protection of migratory birds and birds in danger of extinction, and their environment concluded March 4, 1972, and the convention between the United States and the Union of Soviet Socialist Republics for the conservation of migratory birds and their environments concluded November 19, 1976.
**(b) Limitation on application to introduced species**
(1) **In general** — This subchapter applies only to migratory bird species that are native to the United States or its territories.
(2) **Native to the United States defined**
(A) *In general* — Subject to subparagraph (B), in this subsection the term “native to the United States or its territories” me
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 703
Stored review status: release_metadata_unconfirmed. The source passage cites 16 U.S.C. § 703. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 1262
TITLE 16—CONSERVATION
§ 702
(12) provide training and information to appropriate
employees on methods and means of avoiding or mini-
mizing the take of migratory birds and conserving and
restoring migratory bird habitat;
(13) promote migratory bird conservation in inter-
national activities and with other countries and inter-
national partners, in consultation with the Department
of State, as appropriate or relevant to the agency’s au-
thorities;
(14) recognize and promote economic and recreational
values of birds, as appropriate; and
(15) develop partnerships with non-Federal entities to
further bird conservation.
(f) Notwithstanding the requirement to finalize an
MOU within 2 years, each agency is encouraged to im-
mediately begin implementing the conservation meas-
ures set forth above in subparagraphs (1) through (15) of
this section, as appropriate and practicable.
(g) Each agency shall advise the public of the avail-
ability of its MOU through a notice published in the
Federal Register.
SEC. 4. Council for the Conservation of Migratory Birds.
(a) The Secretary of Interior shall establish an inter-
agency Council for the Conservation of Migratory Birds
(Council) to oversee the implementation of this order.
The Council’s duties shall include the following: (1)
sharing the latest resource information to assist in the
conservation and management of migratory birds; (2)
developing an annual report of accomplishments and
recommendations related to this order; (3) fostering
partnerships to further the goals of this order; and (4)
selecting an annual recipient of a Presidential Migra-
tory Bird Federal Stewardship Award for contributions
to the protection of migratory birds.
(b) The Council shall include representation, at the
bureau di
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 703
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Federal law — U.S. Code and appendices · legal_authorities
When used in this subchapter—
**(a)** Convention: The word “convention” means the International Convention for the Regulation of Whaling signed at Washington under date of December 2, 1946, by the United States of America and certain other governments.
**(b)** Commission: The word “Commission” means the International Whaling Commission established by article III of the convention.
**(c)** United States Commissioner: The words “United States Commissioner” mean the member of the International Whaling Commission representing the United States of America appointed pursuant to article III of the convention and [section 916a of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section916a&num=0&edition=prelim).
**(d)** Person: The word “person” denotes every individual, partnership, corporation, and association subject to the jurisdiction of the United States.
**(e)** Vessel: The word “vessel” denotes every kind, type, or description of water craft or contrivance subject to the jurisdiction of the United States used, or capable of being used, as a means of transportation.
**(f)** Factory ship: The words “factory ship” mean a vessel in which or on which whales are treated or processed, whether wholly or in part.
**(g)** Land station: The words “land station” mean a factory on the land at which whales are treated or processed, whether wholly or in part.
**(h)** Whale catcher: The words “whale catcher” mean a vessel used for the purpose of hunting, killing, taking, towing, holding onto, or scouting for whales.
**(i)** Whale products: The words “whale products” mean any unprocessed part of a whale and blubber, meat, bones, whale oil, sperm oil, spermaceti, meal, and baleen.
**(j)** Whaling: The word “whaling” means the scouting for, huntin
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 916
Stored review status: release_metadata_unconfirmed. The source passage cites 16 U.S.C. § 916. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 1545
TITLE 16—CONSERVATION
§ 916
held invalid, neither the remainder of section
839b of this title or any other provisions of this
chapter, nor the application of such provisions
to other persons, States, Indian tribes, entities,
or circumstances, shall be affected thereby.
(Pub. L. 96–501, § 12, Dec. 5, 1980, 94 Stat. 2736.)
CHAPTER 13—REGULATION OF TRANSPOR-
TATION
IN
INTERSTATE
OR
FOREIGN
COMMERCE OF BLACK BASS AND OTHER
FISH
§§ 851 to 856. Repealed. Pub. L. 97–79, § 9(b)(1),
Nov. 16, 1981, 95 Stat. 1079
Section 851, acts May 20, 1926 ch 346, § 1, 44 Stat. 576;
July 2, 1930, ch. 801, 46 Stat. 845; July 30, 1947, ch. 348,
61 Stat. 517; July 16, 1952, ch. 911, § 1, 66 Stat. 736; Dec.
5, 1969, Pub. L. 91–135, § 9(d), 83 Stat. 282, defined the
terms ‘‘person’’ and ‘‘State’’. See section 3371 of this
title.
Section 852, acts May 20, 1926, ch. 346, § 2, 44 Stat. 576;
July 2, 1930, ch. 801, 46 Stat. 845; July 30, 1947, ch. 348,
61 Stat. 517; July 16, 1952, ch. 911, § 2, 66 Stat. 736; Dec.
5, 1969, Pub. L. 91–135, § 9(a), 83 Stat. 281, made illegal
the transportation of illegally taken black bass or
other fish. See section 3372 of this title.
Section 852a, act May 20, 1926, ch. 346, § 3, as added
July 2, 1930, ch. 801, 46 Stat. 846; amended July 30, 1947,
ch. 348, 61 Stat. 517; July 16, 1952, ch. 911, § 2, 66 Stat. 736;
Dec. 5, 1969, Pub. L. 91–135, § 9(b), 83 Stat. 282, provided
for the markings on the outside of packages and con-
tainers used in the transportation of fish. See section
3376(a) of this title.
Section 852b, act May 20, 1926, ch. 346, § 4, as added
July 2, 1930, ch. 801, 46 Stat. 846; amended July 30, 1947,
ch. 348, 61 Stat. 517; July 16, 1952, ch. 911, § 2, 66 Stat. 736,
related to the application of State laws with rega
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 916
Stored review status: historical_2024_not_currentness_verified. The source passage cites 16 U.S.C. § 916. This identifies an authority to review, not proof of applicability.