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21 U.S.C. § 343 — Misbranded food
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Page 83
TITLE 21—FOOD AND DRUGS
§ 343
EFFECTIVE DATE OF 1950 AMENDMENT
Amendment by act Mar. 16, 1950, effective July 1, 1950,
see section 7 of act Mar. 16, 1950, set out as an Effective
Date note under section 347 of this title.
EFFECTIVE DATE; POSTPONEMENT
Par. (c) effective Jan. 1, 1940, see act June 23, 1939, ch.
242, 53 Stat. 853, set out as an Effective Date; Postpone-
ment in Certain Cases note under section 301 of this
title.
SHORT TITLE
Pub. L. 88–625, § 1, Oct. 3, 1964, 78 Stat. 1002, provided:
‘‘That this Act [amending provisions set out as a note
under this section and section 135 of Title 7, Agri-
culture] may be cited as the ‘Food Additives Transi-
tional Provisions Amendment of 1964’.’’
UPDATING GUIDANCE RELATING TO FISH AND FISHERIES
PRODUCTS HAZARDS AND CONTROLS
Pub. L. 111–353, title I, § 103(h), Jan. 4, 2011, 124 Stat.
3898, provided that: ‘‘The Secretary shall, not later
than 180 days after the date of enactment of this Act
[Jan. 4, 2011], update the Fish and Fisheries Products
Hazards and Control Guidance to take into account ad-
vances in technology that have occurred since the pre-
vious publication of such Guidance by the Secretary.’’
GUIDANCE RELATING TO POST HARVEST PROCESSING OF
RAW OYSTERS
Pub. L. 111–353, title I, § 114, Jan. 4, 2011, 124 Stat. 3921,
provided that:
‘‘(a) IN GENERAL.—Not later than 90 days prior to the
issuance of any guidance, regulation, or suggested
amendment by the Food and Drug Administration to
the National Shellfish Sanitation Program’s Model Or-
dinance, or the issuance of any guidance or regulation
by the Food and Drug Administration relating to the
Seafood Hazard Analysis Critical Control Points Pro-
gram of the Food and Drug Administration (parts 123
and 1240 of title 21, Code of Federal
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Page 83
TITLE 21—FOOD AND DRUGS
§ 343
EFFECTIVE DATE OF 1950 AMENDMENT
Amendment by act Mar. 16, 1950, effective July 1, 1950,
see section 7 of act Mar. 16, 1950, set out as an Effective
Date note under section 347 of this title.
EFFECTIVE DATE; POSTPONEMENT
Par. (c) effective Jan. 1, 1940, see act June 23, 1939, ch.
242, 53 Stat. 853, set out as an Effective Date; Postpone-
ment in Certain Cases note under section 301 of this
title.
SHORT TITLE
Pub. L. 88–625, § 1, Oct. 3, 1964, 78 Stat. 1002, provided:
‘‘That this Act [amending provisions set out as a note
under this section and section 135 of Title 7, Agri-
culture] may be cited as the ‘Food Additives Transi-
tional Provisions Amendment of 1964’.’’
UPDATING GUIDANCE RELATING TO FISH AND FISHERIES
PRODUCTS HAZARDS AND CONTROLS
Pub. L. 111–353, title I, § 103(h), Jan. 4, 2011, 124 Stat.
3898, provided that: ‘‘The Secretary shall, not later
than 180 days after the date of enactment of this Act
[Jan. 4, 2011], update the Fish and Fisheries Products
Hazards and Control Guidance to take into account ad-
vances in technology that have occurred since the pre-
vious publication of such Guidance by the Secretary.’’
GUIDANCE RELATING TO POST HARVEST PROCESSING OF
RAW OYSTERS
Pub. L. 111–353, title I, § 114, Jan. 4, 2011, 124 Stat. 3921,
provided that:
‘‘(a) IN GENERAL.—Not later than 90 days prior to the
issuance of any guidance, regulation, or suggested
amendment by the Food and Drug Administration to
the National Shellfish Sanitation Program’s Model Or-
dinance, or the issuance of any guidance or regulation
by the Food and Drug Administration relating to the
Seafood Hazard Analysis Critical Control Points Pro-
gram of the Food and Drug Administration (parts 123
and 1240 of title 21, Code of Federal Regulations (or any
successor regulations)[)], where such guidance, regula-
tion or suggested amendment relates to post harvest
processing for raw oysters, the Secretary shall prepare
and submit to the Committee on Health, Education,
Labor, and Pensions of the Senate and the Committee
on Energy and Commerce of the House of Representa-
tives a report which shall include—
‘‘(1) an assessment of how post harvest processing
or other equivalent controls feasibly may be imple-
mented in the fastest, safest, and most economical
manner;
‘‘(2) the projected public health benefits of any pro-
posed post harvest processing;
‘‘(3) the projected costs of compliance with such
post harvest processing measures;
‘‘(4) the impact post harvest processing is expected
to have on the sales, cost, and availability of raw oys-
ters;
‘‘(5) criteria for ensuring post harvest processing
standards will be applied equally to shellfish im-
ported from all nations of origin;
‘‘(6) an evaluation of alternative measures to pre-
vent, eliminate, or reduce to an acceptable level the
occurrence of foodborne illness; and
‘‘(7) the extent to which the Food and Drug Admin-
istration has consulted with the States and other reg-
ulatory agencies, as appropriate, with regard to post
harvest processing measures.
‘‘(b) LIMITATION.—Subsection (a) shall not apply to
the guidance described in section 103(h) [section 103(h)
of Pub. L. 111–353, set out as a note above].
‘‘(c) REVIEW AND EVALUATION.—Not later than 30 days
after the Secretary issues a proposed regulation or
guidance described in subsection (a), the Comptroller
General of the United States shall—
‘‘(1) review and evaluate the report described in (a)
and report to Congress on the findings of the esti-
mates and analysis in the report;
‘‘(2) compare such proposed regulation or guidance
to similar regulations or guidance with respect to
other regulated foods, including a comparison of risks
the Secretary may find associated with seafood and
the instances of those risks in such other regulated
foods; and
‘‘(3) evaluate the impact of post harvest processing
on the competitiveness of the domestic oyster indus-
try in the United States and in international mar-
kets.
‘‘(d) WAIVER.—The requirement of preparing a report
under subsection (a) shall be waived if the Secretary
issues a guidance that is adopted as a consensus agree-
ment between Federal and State regulators and the
oyster industry, acting through the Interstate Shellfish
Sanitation Conference.
‘‘(e) PUBLIC ACCESS.—Any report prepared under this
section shall be made available to the public.’’
DOMESTIC
FISH
OR
FISH
PRODUCT
COMPLIANCE
WITH
FOOD
SAFETY
STANDARDS
OR
PROCEDURES
DEEMED
TO
HAVE
MET
REQUIREMENTS
FOR
FEDERAL
COM-
MODITY PURCHASE PROGRAMS
Pub. L. 104–180, title VII, § 733, Aug. 6, 1996, 110 Stat.
1601, provided that: ‘‘Hereafter, notwithstanding any
other provision of law, any domestic fish or fish prod-
uct produced in compliance with food safety standards
or procedures accepted by the Food and Drug Adminis-
tration as satisfying the requirements of the ‘Proce-
dures for the Safe and Sanitary Processing and Import-
ing of Fish and Fish Products’ (published by the Food
and Drug Administration as a final regulation in the
Federal Register of December 18, 1995), shall be deemed
to have met any inspection requirements of the Depart-
ment of Agriculture or other Federal agency for any
Federal commodity purchase program, including the
program authorized under section 32 of the Act of Au-
gust 24, 1935 (7 U.S.C. 612c) except that the Department
of Agriculture or other Federal agency may utilize lot
inspection to establish a reasonable degree of certainty
that fish or fish products purchased under a Federal
commodity purchase program, including the program
authorized under section 32 of the Act of August 24, 1935
(7 U.S.C. 612c), meet Federal product specifications.’’
Executive Documents
TRANSFER OF FUNCTIONS
For transfer of functions of Federal Security Admin-
istrator to Secretary of Health, Education, and Welfare
[now Health and Human Services], and of Food and
Drug Administration in the Department of Agriculture
to Federal Security Agency, see notes set out under
section 321 of this title.
§ 343. Misbranded food
A food shall be deemed to be misbranded—
(a) False or misleading label
If (1) its labeling is false or misleading in any
particular, or (2) in the case of a food to which
section 350 of this title applies, its advertising is
false or misleading in a material respect or its
labeling is in violation of section 350(b)(2) of this
title.
(b) Offer for sale under another name
If it is offered for sale under the name of an-
other food.
(c) Imitation of another food
If it is an imitation of another food, unless its
label bears, in type of uniform size and promi-
nence, the word ‘‘imitation’’ and, immediately
thereafter, the name of the food imitated.
(d) Misleading container
If its container is so made, formed, or filled as
to be misleading.
Page 84
TITLE 21—FOOD AND DRUGS
§ 343
1 So in original. Probably should be followed by a comma.
(e) Package form
If in package form unless it bears a label con-
taining (1) the name and place of business of the
manufacturer, packer, or distributor; and (2) an
accurate statement of the quantity of the con-
tents in terms of weight, measure, or numerical
count, except that under clause (2) of this para-
graph reasonable variations shall be permitted,
and exemptions as to small packages shall be es-
tablished, by regulations prescribed by the Sec-
retary.
(f) Prominence of information on label
If any word, statement, or other information
required by or under authority of this chapter to
appear on the label or labeling is not promi-
nently placed thereon with such conspicuous-
ness (as compared with other words, statements,
designs, or devices, in the labeling) and in such
terms as to render it likely to be read and un-
derstood by the ordinary individual under cus-
tomary conditions of purchase and use.
(g) Representation as to definition and standard
of identity
If it purports to be or is represented as a food
for which a definition and standard of identity
has been prescribed by regulations as provided
by section 341 of this title, unless (1) it conforms
to such definition and standard, and (2) its label
bears the name of the food specified in the defi-
nition and standard, and, insofar as may be re-
quired by such regulations, the common names
of optional ingredients (other than spices, fla-
voring, and coloring) present in such food.
(h) Representation as to standards of quality and
fill of container
If it purports to be or is represented as—
(1) a food for which a standard of quality has
been prescribed by regulations as provided by
section 341 of this title, and its quality falls
below such standard, unless its label bears, in
such manner and form as such regulations
specify, a statement that it falls below such
standard;
(2) a food for which a standard or standards
of fill of container have been prescribed by
regulations as provided by section 341 of this
title, and it falls below the standard of fill of
container applicable thereto, unless its label
bears, in such manner and form as such regu-
lations specify, a statement that it falls below
such standard; or
(3) a food that is pasteurized unless—
(A) such food has been subjected to a safe
process or treatment that is prescribed as
pasteurization for such food in a regulation
promulgated under this chapter; or
(B)(i) such food has been subjected to a
safe process or treatment that—
(I) is reasonably certain to achieve de-
struction or elimination in the food of the
most resistant microorganisms of public
health significance that are likely to occur
in the food;
(II) is at least as protective of the public
health as a process or treatment described
in subparagraph (A);
(III) is effective for a period that is at
least as long as the shelf life of the food
when stored under normal and moderate
abuse conditions; and
(IV) is the subject of a notification to
the Secretary, including effectiveness data
regarding the process or treatment; and
(ii) at least 120 days have passed after the
date of receipt of such notification by the
Secretary without the Secretary making a
determination that the process or treatment
involved has not been shown to meet the re-
quirements of subclauses (I) through (III) of
clause (i).
For purposes of paragraph (3), a determination
by the Secretary that a process or treatment
has not been shown to meet the requirements of
subclauses (I) through (III) of subparagraph
(B)(i) shall constitute final agency action under
such subclauses.
(i) Label where no representation as to defini-
tion and standard of identity
Unless its label bears (1) the common or usual
name of the food, if any there be, and (2) in case
it is fabricated from two or more ingredients,
the common or usual name of each such ingre-
dient and if the food purports to be a beverage
containing vegetable or fruit juice, a statement
with appropriate prominence on the information
panel of the total percentage of such fruit or
vegetable juice contained in the food; except
that spices, flavorings, and colors not required
to be certified under section 379e(c) of this title 1
unless sold as spices, flavorings, or such colors,
may be designated as spices, flavorings, and
colorings without naming each. To the extent
that compliance with the requirements of clause
(2) of this paragraph is impracticable, or results
in deception or unfair competition, exemptions
shall be established by regulations promulgated
by the Secretary.
(j) Representation for special dietary use
If it purports to be or is represented for special
dietary uses, unless its label bears such informa-
tion concerning its vitamin, mineral, and other
dietary properties as the Secretary determines
to be, and by regulations prescribes as, nec-
essary in order fully to inform purchasers as to
its value for such uses.
(k) Artificial flavoring, artificial coloring, or
chemical preservatives
If it bears or contains any artificial flavoring,
artificial coloring, or chemical preservative, un-
less it bears labeling stating that fact, except
that to the extent that compliance with the re-
quirements of this paragraph is impracticable,
exemptions shall be established by regulations
promulgated by the Secretary. The provisions of
this paragraph and paragraphs (g) and (i) with
respect to artificial coloring shall not apply in
the case of butter, cheese, or ice cream. The pro-
visions of this paragraph with respect to chem-
ical preservatives shall not apply to a pesticide
chemical when used in or on a raw agricultural
commodity which is the produce of the soil.
(l) Pesticide chemicals on raw agricultural com-
modities
If it is a raw agricultural commodity which is
the produce of the soil, bearing or containing a
Page 85
TITLE 21—FOOD AND DRUGS
§ 343
pesticide chemical applied after harvest, unless
the shipping container of such commodity bears
labeling which declares the presence of such
chemical in or on such commodity and the com-
mon or usual name and the function of such
chemical, except that no such declaration shall
be required while such commodity, having been
removed from the shipping container, is being
held or displayed for sale at retail out of such
container in accordance with the custom of the
trade.
(m) Color additives
If it is a color additive, unless its packaging
and labeling are in conformity with such pack-
aging and labeling requirements, applicable to
such color additive, as may be contained in reg-
ulations issued under section 379e of this title.
(n) Packaging or labeling of drugs in violation of
regulations
If its packaging or labeling is in violation of
an applicable regulation issued pursuant to sec-
tion 1472 or 1473 of title 15.
(o) Repealed. Pub. L. 106–554, § 1(a)(1) [title V,
§ 517], Dec. 21, 2000, 114 Stat. 2763, 2763A–73
(p) Repealed. Pub. L. 104–124, § 1, Apr. 1, 1996,
110 Stat. 882
(q) Nutrition information
(1) Except as provided in subparagraphs (3), (4),
and (5), if it is a food intended for human con-
sumption and is offered for sale, unless its label
or labeling bears nutrition information that pro-
vides—
(A)(i) the serving size which is an amount
customarily consumed and which is expressed
in a common household measure that is appro-
priate to the food, or
(ii) if the use of the food is not typically ex-
pressed in a serving size, the common house-
hold unit of measure that expresses the serv-
ing size of the food,
(B) the number of servings or other units of
measure per container,
(C) the total number of calories—
(i) derived from any source, and
(ii) derived from the total fat,
in each serving size or other unit of measure
of the food,
(D) the amount of the following nutrients:
Total fat, saturated fat, cholesterol, sodium,
total carbohydrates, complex carbohydrates,
sugars, dietary fiber, and total protein con-
tained in each serving size or other unit of
measure,
(E) any vitamin, mineral, or other nutrient
required to be placed on the label and labeling
of food under this chapter before October 1,
1990, if the Secretary determines that such in-
formation will assist consumers in maintain-
ing healthy dietary practices.
The Secretary may by regulation require any in-
formation required to be placed on the label or
labeling by this subparagraph or subparagraph
(2)(A) to be highlighted on the label or labeling
by larger type, bold type, or contrasting color if
the Secretary determines that such highlighting
will assist consumers in maintaining healthy di-
etary practices.
(2)(A) If the Secretary determines that a nu-
trient other than a nutrient required by sub-
paragraph (1)(C), (1)(D), or (1)(E) should be in-
cluded in the label or labeling of food subject to
subparagraph (1) for purposes of providing infor-
mation regarding the nutritional value of such
food that will assist consumers in maintaining
healthy dietary practices, the Secretary may by
regulation require that information relating to
such additional nutrient be included in the label
or labeling of such food.
(B) If the Secretary determines that the infor-
mation relating to a nutrient required by sub-
paragraph (1)(C), (1)(D), or (1)(E) or clause (A) of
this subparagraph to be included in the label or
labeling of food is not necessary to assist con-
sumers in maintaining healthy dietary prac-
tices, the Secretary may by regulation remove
information relating to such nutrient from such
requirement.
(3) For food that is received in bulk containers
at a retail establishment, the Secretary may, by
regulation, provide that the nutrition informa-
tion required by subparagraphs (1) and (2) be dis-
played at the location in the retail establish-
ment at which the food is offered for sale.
(4)(A) The Secretary shall provide for fur-
nishing the nutrition information required by
subparagraphs (1) and (2) with respect to raw ag-
ricultural commodities and raw fish by issuing
voluntary nutrition guidelines, as provided by
clause (B) or by issuing regulations that are
mandatory as provided by clause (D).
(B)(i) Upon the expiration of 12 months after
November 8, 1990, the Secretary, after providing
an opportunity for comment, shall issue guide-
lines for food retailers offering raw agricultural
commodities or raw fish to provide nutrition in-
formation specified in subparagraphs (1) and (2).
Such guidelines shall take into account the ac-
tions taken by food retailers during such 12-
month period to provide to consumers nutrition
information on raw agricultural commodities
and raw fish. Such guidelines shall only apply—
(I) in the case of raw agricultural commod-
ities, to the 20 varieties of vegetables most fre-
quently consumed during a year and the 20 va-
rieties of fruit most frequently consumed dur-
ing a year, and
(II) to the 20 varieties of raw fish most fre-
quently consumed during a year.
The vegetables, fruits, and raw fish to which
such guidelines apply shall be determined by the
Secretary by regulation and the Secretary may
apply such guidelines regionally.
(ii) Upon the expiration of 12 months after No-
vember 8, 1990, the Secretary shall issue a final
regulation defining the circumstances that con-
stitute substantial compliance by food retailers
with the guidelines issued under subclause (i).
The regulation shall provide that there is not
substantial compliance if a significant number
of retailers have failed to comply with the
guidelines. The size of the retailers and the por-
tion of the market served by retailers in compli-
ance with the guidelines shall be considered in
determining whether the substantial-compliance
standard has been met.
(C)(i) Upon the expiration of 30 months after
November 8, 1990, the Secretary shall issue a re-
port on actions taken by food retailers to pro-
Page 86
TITLE 21—FOOD AND DRUGS
§ 343
vide consumers with nutrition information for
raw agricultural commodities and raw fish
under the guidelines issued under clause (A).
Such report shall include a determination of
whether there is substantial compliance with
the guidelines.
(ii) If the Secretary finds that there is sub-
stantial compliance with the guidelines, the
Secretary shall issue a report and make a deter-
mination of the type required in subclause (i)
every two years.
(D)(i) If the Secretary determines that there is
not substantial compliance with the guidelines
issued under clause (A), the Secretary shall at
the time such determination is made issue pro-
posed regulations requiring that any person who
offers raw agricultural commodities or raw fish
to consumers provide, in a manner prescribed by
regulations, the nutrition information required
by subparagraphs (1) and (2). The Secretary shall
issue final regulations imposing such require-
ments 6 months after issuing the proposed regu-
lations. The final regulations shall become ef-
fective 6 months after the date of their promul-
gation.
(ii) Regulations issued under subclause (i) may
require that the nutrition information required
by subparagraphs (1) and (2) be provided for
more than 20 varieties of vegetables, 20 varieties
of fruit, and 20 varieties of fish most frequently
consumed during a year if the Secretary finds
that a larger number of such products are fre-
quently consumed. Such regulations shall per-
mit such information to be provided in a single
location in each area in which raw agricultural
commodities and raw fish are offered for sale.
Such regulations may provide that information
shall be expressed as an average or range per
serving of the same type of raw agricultural
commodity or raw fish. The Secretary shall de-
velop and make available to the persons who
offer such food to consumers the information re-
quired by subparagraphs (1) and (2).
(iii) Regulations issued under subclause (i)
shall permit the required information to be pro-
vided in each area of an establishment in which
raw agricultural commodities and raw fish are
offered for sale. The regulations shall permit
food retailers to display the required informa-
tion by supplying copies of the information pro-
vided by the Secretary, by making the informa-
tion available in brochure, notebook or leaflet
form, or by posting a sign disclosing the infor-
mation. Such regulations shall also permit pres-
entation of the required information to be sup-
plemented by a video, live demonstration, or
other media which the Secretary approves.
(E) For purposes of this subparagraph, the
term ‘‘fish’’ includes freshwater or marine fin
fish, crustaceans, and mollusks, including shell-
fish, amphibians, and other forms of aquatic ani-
mal life.
(F) No person who offers raw agricultural com-
modities or raw fish to consumers may be pros-
ecuted for minor violations of this subparagraph
if there has been substantial compliance with
the requirements of this paragraph.
(5)(A) Subparagraphs (1), (2), (3), and (4) shall
not apply to food—
(i) except as provided in clause (H)(ii)(III),
which is served in restaurants or other estab-
lishments in which food is served for imme-
diate human consumption or which is sold for
sale or use in such establishments,
(ii) except as provided in clause (H)(ii)(III),
which is processed and prepared primarily in a
retail establishment, which is ready for
human consumption, which is of the type de-
scribed in subclause (i), and which is offered
for sale to consumers but not for immediate
human consumption in such establishment
and which is not offered for sale outside such
establishment,
(iii) which is an infant formula subject to
section 350a of this title,
(iv) which is a medical food as defined in sec-
tion 360ee(b) of this title, or
(v) which is described in section 345(2) of this
title.
(B) Subparagraphs (1) and (2) shall not apply
to the label of a food if the Secretary determines
by regulations that compliance with such sub-
paragraphs is impracticable because the package
of such food is too small to comply with the re-
quirements of such subparagraphs and if the
label of such food does not contain any nutrition
information.
(C) If a food contains insignificant amounts, as
determined by the Secretary, of all the nutri-
ents required by subparagraphs (1) and (2) to be
listed in the label or labeling of food, the re-
quirements of such subparagraphs shall not
apply to such food if the label, labeling, or ad-
vertising of such food does not make any claim
with respect to the nutritional value of such
food. If a food contains insignificant amounts,
as determined by the Secretary, of more than
one-half the nutrients required by subpara-
graphs (1) and (2) to be in the label or labeling
of the food, the Secretary shall require the
amounts of such nutrients to be stated in a sim-
plified form prescribed by the Secretary.
(D) If a person offers food for sale and has an-
nual gross sales made or business done in sales
to consumers which is not more than $500,000 or
has annual gross sales made or business done in
sales of food to consumers which is not more
than $50,000, the requirements of subparagraphs
(1), (2), (3), and (4) shall not apply with respect
to food sold by such person to consumers unless
the label or labeling of food offered by such per-
son provides nutrition information or makes a
nutrition claim.
(E)(i) During the 12-month period for which an
exemption from subparagraphs (1) and (2) is
claimed pursuant to this subclause, the require-
ments of such subparagraphs shall not apply to
any food product if—
(I) the labeling for such product does not
provide nutrition information or make a claim
subject to paragraph (r),
(II) the person who claims for such product
an exemption from such subparagraphs em-
ployed fewer than an average of 100 full-time
equivalent employees,
(III) such person provided the notice de-
scribed in subclause (iii), and
(IV) in the case of a food product which was
sold in the 12-month period preceding the pe-
riod for which an exemption was claimed,
fewer than 100,000 units of such product were
sold in the United States during such pre-
Page 87
TITLE 21—FOOD AND DRUGS
§ 343
ceding period, or in the case of a food product
which was not sold in the 12-month period pre-
ceding the period for which such exemption is
claimed, fewer than 100,000 units of such prod-
uct are reasonably anticipated to be sold in
the United States during the period for which
such exemption is claimed.
(ii) During the 12-month period after the appli-
cable date referred to in this sentence, the re-
quirements of subparagraphs (1) and (2) shall not
apply to any food product which was first intro-
duced into interstate commerce before May 8,
1994, if the labeling for such product does not
provide nutrition information or make a claim
subject to paragraph (r), if such person provided
the notice described in subclause (iii), and if—
(I) during the 12-month period preceding
May 8, 1994, the person who claims for such
product an exemption from such subpara-
graphs employed fewer than an average of 300
full-time equivalent employees and fewer than
600,000 units of such product were sold in the
United States,
(II) during the 12-month period preceding
May 8, 1995, the person who claims for such
product an exemption from such subpara-
graphs employed fewer than an average of 300
full-time equivalent employees and fewer than
400,000 units of such product were sold in the
United States, or
(III) during the 12-month period preceding
May 8, 1996, the person who claims for such
product an exemption from such subpara-
graphs employed fewer than an average of 200
full-time equivalent employees and fewer than
200,000 units of such product were sold in the
United States.
(iii) The notice referred to in subclauses (i)
and (ii) shall be given to the Secretary prior to
the beginning of the period during which the ex-
emption under subclause (i) or (ii) is to be in ef-
fect, shall state that the person claiming such
exemption for a food product has complied with
the applicable requirements of subclause (i) or
(ii), and shall—
(I) state the average number of full-time
equivalent employees such person employed
during the 12 months preceding the date such
person claims such exemption,
(II) state the approximate number of units
the person claiming the exemption sold in the
United States,
(III) if the exemption is claimed for a food
product which was sold in the 12-month period
preceding the period for which the exemption
was claimed, state the approximate number of
units of such product which were sold in the
United States during such preceding period,
and, if the exemption is claimed for a food
product which was not sold in such preceding
period, state the number of units of such prod-
uct which such person reasonably anticipates
will be sold in the United States during the pe-
riod for which the exemption was claimed, and
(IV) contain such information as the Sec-
retary may require to verify the information
required by the preceding provisions of this
subclause if the Secretary has questioned the
validity of such information.
If a person is not an importer, has fewer than 10
full-time equivalent employees, and sells fewer
than 10,000 units of any food product in any
year, such person is not required to file a notice
for such product under this subclause for such
year.
(iv) In the case of a person who claimed an ex-
emption under subclause (i) or (ii), if, during the
period of such exemption, the number of full-
time equivalent employees of such person ex-
ceeds the number in such subclause or if the
number of food products sold in the United
States exceeds the number in such subclause,
such exemption shall extend to the expiration of
18 months after the date the number of full-time
equivalent employees or food products sold ex-
ceeded the applicable number.
(v) For any food product first introduced into
interstate commerce after May 8, 2002, the Sec-
retary may by regulation lower the employee or
units of food products requirement of subclause
(i) if the Secretary determines that the cost of
compliance with such lower requirement will
not place an undue burden on persons subject to
such lower requirement.
(vi) For purposes of subclauses (i), (ii), (iii),
(iv), and (v)—
(I) the term ‘‘unit’’ means the packaging or,
if there is no packaging, the form in which a
food product is offered for sale to consumers,
(II) the term ‘‘food product’’ means food in
any sized package which is manufactured by a
single manufacturer or which bears the same
brand name, which bears the same statement
of identity, and which has similar preparation
methods, and
(III) the term ‘‘person’’ in the case of a cor-
poration includes all domestic and foreign af-
filiates of the corporation.
(F) A dietary supplement product (including a
food to which section 350 of this title applies)
shall comply with the requirements of subpara-
graphs (1) and (2) in a manner which is appro-
priate for the product and which is specified in
regulations of the Secretary which shall provide
that—
(i) nutrition information shall first list
those dietary ingredients that are present in
the product in a significant amount and for
which a recommendation for daily consump-
tion has been established by the Secretary, ex-
cept that a dietary ingredient shall not be re-
quired to be listed if it is not present in a sig-
nificant amount, and shall list any other die-
tary ingredient present and identified as hav-
ing no such recommendation;
(ii) the listing of dietary ingredients shall
include the quantity of each such ingredient
(or of a proprietary blend of such ingredients)
per serving;
(iii) the listing of dietary ingredients may
include the source of a dietary ingredient; and
(iv) the nutrition information shall imme-
diately precede the ingredient information re-
quired under subclause (i), except that no in-
gredient identified pursuant to subclause (i)
shall be required to be identified a second
time.
(G) Subparagraphs (1), (2), (3), and (4) shall not
apply to food which is sold by a food distributor
if the food distributor principally sells food to
restaurants or other establishments in which
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TITLE 21—FOOD AND DRUGS
§ 343
food is served for immediate human consump-
tion and does not manufacture, process, or re-
package the food it sells.
(H) RESTAURANTS, RETAIL
FOOD
ESTABLISH-
MENTS, AND VENDING MACHINES.—
(i) GENERAL REQUIREMENTS FOR RESTAURANTS
AND
SIMILAR
RETAIL
FOOD
ESTABLISHMENTS.—
Except for food described in subclause (vii), in
the case of food that is a standard menu item
that is offered for sale in a restaurant or simi-
lar retail food establishment that is part of a
chain with 20 or more locations doing business
under the same name (regardless of the type of
ownership of the locations) and offering for
sale substantially the same menu items, the
restaurant or similar retail food establish-
ment shall disclose the information described
in subclauses (ii) and (iii).
(ii) INFORMATION REQUIRED TO BE DISCLOSED
BY RESTAURANTS AND RETAIL FOOD ESTABLISH-
MENTS.—Except as provided in subclause (vii),
the restaurant or similar retail food establish-
ment shall disclose in a clear and conspicuous
manner—
(I)(aa) in a nutrient content disclosure
statement adjacent to the name of the
standard menu item, so as to be clearly asso-
ciated with the standard menu item, on the
menu listing the item for sale, the number
of calories contained in the standard menu
item, as usually prepared and offered for
sale; and
(bb) a succinct statement concerning sug-
gested daily caloric intake, as specified by
the Secretary by regulation and posted
prominently on the menu and designed to
enable the public to understand, in the con-
text of a total daily diet, the significance of
the caloric information that is provided on
the menu;
(II)(aa) in a nutrient content disclosure
statement adjacent to the name of the
standard menu item, so as to be clearly asso-
ciated with the standard menu item, on the
menu board, including a drive-through menu
board, the number of calories contained in
the standard menu item, as usually prepared
and offered for sale; and
(bb) a succinct statement concerning sug-
gested daily caloric intake, as specified by
the Secretary by regulation and posted
prominently on the menu board, designed to
enable the public to understand, in the con-
text of a total daily diet, the significance of
the nutrition information that is provided
on the menu board;
(III) in a written form, available on the
premises of the restaurant or similar retail
establishment and to the consumer upon re-
quest, the nutrition information required
under clauses (C) and (D) of subparagraph
(1); and
(IV) on the menu or menu board, a promi-
nent, clear, and conspicuous statement re-
garding the availability of the information
described in item (III).
(iii) SELF-SERVICE
FOOD
AND
FOOD
ON
DIS-
PLAY.—Except as provided in subclause (vii),
in the case of food sold at a salad bar, buffet
line, cafeteria line, or similar self-service fa-
cility, and for self-service beverages or food
that is on display and that is visible to cus-
tomers, a restaurant or similar retail food es-
tablishment shall place adjacent to each food
offered a sign that lists calories per displayed
food item or per serving.
(iv) REASONABLE BASIS.—For the purposes of
this clause, a restaurant or similar retail food
establishment shall have a reasonable basis
for its nutrient content disclosures, including
nutrient databases, cookbooks, laboratory
analyses, and other reasonable means, as de-
scribed in section 101.10 of title 21, Code of
Federal Regulations (or any successor regula-
tion) or in a related guidance of the Food and
Drug Administration.
(v)
MENU
VARIABILITY
AND
COMBINATION
MEALS.—The Secretary shall establish by regu-
lation standards for determining and dis-
closing the nutrient content for standard
menu items that come in different flavors, va-
rieties, or combinations, but which are listed
as a single menu item, such as soft drinks, ice
cream, pizza, doughnuts, or children’s com-
bination meals, through means determined by
the Secretary, including ranges, averages, or
other methods.
(vi) ADDITIONAL
INFORMATION.—If the Sec-
retary determines that a nutrient, other than
a nutrient required under subclause (ii)(III),
should be disclosed for the purpose of pro-
viding information to assist consumers in
maintaining healthy dietary practices, the
Secretary may require, by regulation, disclo-
sure of such nutrient in the written form re-
quired under subclause (ii)(III).
(vii) NONAPPLICABILITY TO CERTAIN FOOD.—
(I) IN
GENERAL.—Subclauses (i) through
(vi) do not apply to—
(aa) items that are not listed on a menu
or menu board (such as condiments and
other items placed on the table or counter
for general use);
(bb) daily specials, temporary menu
items appearing on the menu for less than
60 days per calendar year, or custom or-
ders; or
(cc) such other food that is part of a cus-
tomary market test appearing on the
menu for less than 90 days, under terms
and conditions established by the Sec-
retary.
(II) WRITTEN FORMS.—Subparagraph (5)(C)
shall apply to any regulations promulgated
under subclauses (ii)(III) and (vi).
(viii) VENDING MACHINES.—
(I) IN GENERAL.—In the case of an article of
food sold from a vending machine that—
(aa) does not permit a prospective pur-
chaser to examine the Nutrition Facts
Panel before purchasing the article or does
not otherwise provide visible nutrition in-
formation at the point of purchase; and
(bb) is operated by a person who is en-
gaged in the business of owning or oper-
ating 20 or more vending machines,
the vending machine operator shall provide
a sign in close proximity to each article of
food or the selection button that includes a
clear and conspicuous statement disclosing
the number of calories contained in the arti-
cle.
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TITLE 21—FOOD AND DRUGS
§ 343
(ix) VOLUNTARY PROVISION OF NUTRITION IN-
FORMATION.—
(I) IN GENERAL.—An authorized official of
any restaurant or similar retail food estab-
lishment or vending machine operator not
subject to the requirements of this clause
may elect to be subject to the requirements
of such clause, by registering biannually the
name and address of such restaurant or simi-
lar retail food establishment or vending ma-
chine operator with the Secretary, as speci-
fied by the Secretary by regulation.
(II) REGISTRATION.—Within 120 days of
March 23, 2010, the Secretary shall publish a
notice in the Federal Register specifying the
terms and conditions for implementation of
item (I), pending promulgation of regula-
tions.
(III) RULE
OF
CONSTRUCTION.—Nothing in
this subclause shall be construed to author-
ize the Secretary to require an application,
review, or licensing process for any entity to
register with the Secretary, as described in
such item.
(x) REGULATIONS.—
(I) PROPOSED REGULATION.—Not later than
1 year after March 23, 2010, the Secretary
shall promulgate proposed regulations to
carry out this clause.
(II) CONTENTS.—In promulgating regula-
tions, the Secretary shall—
(aa) consider standardization of recipes
and methods of preparation, reasonable
variation in serving size and formulation
of menu items, space on menus and menu
boards, inadvertent human error, training
of food service workers, variations in in-
gredients, and other factors, as the Sec-
retary determines; and
(bb) specify the format and manner of
the nutrient content disclosure require-
ments under this subclause.
(III) REPORTING.—The Secretary shall sub-
mit to the Committee on Health, Education,
Labor, and Pensions of the Senate and the
Committee on Energy and Commerce of the
House of Representatives a quarterly report
that describes the Secretary’s progress to-
ward promulgating final regulations under
this subparagraph.
(xi) DEFINITION.—In this clause, the term
‘‘menu’’ or ‘‘menu board’’ means the primary
writing of the restaurant or other similar re-
tail food establishment from which a con-
sumer makes an order selection.
(r) Nutrition levels and health-related claims
(1) Except as provided in clauses (A) through
(C) of subparagraph (5), if it is a food intended
for human consumption which is offered for sale
and for which a claim is made in the label or la-
beling of the food which expressly or by implica-
tion—
(A) characterizes the level of any nutrient
which is of the type required by paragraph
(q)(1) or (q)(2) to be in the label or labeling of
the food unless the claim is made in accord-
ance with subparagraph (2), or
(B) characterizes the relationship of any nu-
trient which is of the type required by para-
graph (q)(1) or (q)(2) to be in the label or label-
ing of the food to a disease or a health-related
condition unless the claim is made in accord-
ance with subparagraph (3) or (5)(D).
A statement of the type required by paragraph
(q) that appears as part of the nutrition infor-
mation required or permitted by such paragraph
is not a claim which is subject to this paragraph
and a claim subject to clause (A) is not subject
to clause (B).
(2)(A) Except as provided in subparagraphs
(4)(A)(ii) and (4)(A)(iii) and clauses (A) through
(C) of subparagraph (5), a claim described in sub-
paragraph (1)(A)—
(i) may be made only if the characterization
of the level made in the claim uses terms
which are defined in regulations of the Sec-
retary,
(ii) may not state the absence of a nutrient
unless—
(I) the nutrient is usually present in the
food or in a food which substitutes for the
food as defined by the Secretary by regula-
tion, or
(II) the Secretary by regulation permits
such a statement on the basis of a finding
that such a statement would assist con-
sumers in maintaining healthy dietary prac-
tices and the statement discloses that the
nutrient is not usually present in the food,
(iii) may not be made with respect to the
level of cholesterol in the food if the food con-
tains, as determined by the Secretary by regu-
lation, fat or saturated fat in an amount
which increases to persons in the general pop-
ulation the risk of disease or a health related
condition which is diet related unless—
(I) the Secretary finds by regulation that
the level of cholesterol is substantially less
than the level usually present in the food or
in a food which substitutes for the food and
which has a significant market share, or the
Secretary by regulation permits a statement
regarding the absence of cholesterol on the
basis of a finding that cholesterol is not usu-
ally present in the food and that such a
statement would assist consumers in main-
taining healthy dietary practices and the
regulation requires that the statement dis-
close that cholesterol is not usually present
in the food, and
(II) the label or labeling of the food dis-
closes the level of such fat or saturated fat
in immediate proximity to such claim and
with appropriate prominence which shall be
no less than one-half the size of the claim
with respect to the level of cholesterol,
(iv) may not be made with respect to the
level of saturated fat in the food if the food
contains cholesterol unless the label or label-
ing of the food discloses the level of choles-
terol in the food in immediate proximity to
such claim and with appropriate prominence
which shall be no less than one-half the size of
the claim with respect to the level of satu-
rated fat,
(v) may not state that a food is high in die-
tary fiber unless the food is low in total fat as
defined by the Secretary or the label or label-
ing discloses the level of total fat in the food
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TITLE 21—FOOD AND DRUGS
§ 343
in immediate proximity to such statement and
with appropriate prominence which shall be no
less than one-half the size of the claim with
respect to the level of dietary fiber, and
(vi) may not be made if the Secretary by
regulation prohibits the claim because the
claim is misleading in light of the level of an-
other nutrient in the food.
(B) If a claim described in subparagraph (1)(A)
is made with respect to a nutrient in a food and
the Secretary makes a determination that the
food contains a nutrient at a level that in-
creases to persons in the general population the
risk of a disease or health-related condition that
is diet related, the label or labeling of such food
shall contain, prominently and in immediate
proximity to such claim, the following state-
ment: ‘‘See nutrition information for lll con-
tent.’’ The blank shall identify the nutrient as-
sociated with the increased disease or health-re-
lated condition risk. In making the determina-
tion described in this clause, the Secretary shall
take into account the significance of the food in
the total daily diet.
(C) Subparagraph (2)(A) does not apply to a
claim described in subparagraph (1)(A) and con-
tained in the label or labeling of a food if such
claim is contained in the brand name of such
food and such brand name was in use on such
food before October 25, 1989, unless the brand
name contains a term defined by the Secretary
under subparagraph (2)(A)(i). Such a claim is
subject to paragraph (a).
(D) Subparagraph (2) does not apply to a claim
described in subparagraph (1)(A) which uses the
term ‘‘diet’’ and is contained in the label or la-
beling of a soft drink if (i) such claim is con-
tained in the brand name of such soft drink, (ii)
such brand name was in use on such soft drink
before October 25, 1989, and (iii) the use of the
term ‘‘diet’’ was in conformity with section
105.66 of title 21 of the Code of Federal Regula-
tions. Such a claim is subject to paragraph (a).
(E) Subclauses (i) through (v) of subparagraph
(2)(A) do not apply to a statement in the label or
labeling of food which describes the percentage
of vitamins and minerals in the food in relation
to the amount of such vitamins and minerals
recommended for daily consumption by the Sec-
retary.
(F) Subclause (i) clause (A) does not apply to
a statement in the labeling of a dietary supple-
ment that characterizes the percentage level of
a dietary ingredient for which the Secretary has
not established a reference daily intake, daily
recommended value, or other recommendation
for daily consumption.
(G) A claim of the type described in subpara-
graph (1)(A) for a nutrient, for which the Sec-
retary has not promulgated a regulation under
clause (A)(i), shall be authorized and may be
made with respect to a food if—
(i) a scientific body of the United States
Government with official responsibility for
public health protection or research directly
relating to human nutrition (such as the Na-
tional Institutes of Health or the Centers for
Disease Control and Prevention) or the Na-
tional Academy of Sciences or any of its sub-
divisions has published an authoritative state-
ment, which is currently in effect, which iden-
tifies the nutrient level to which the claim re-
fers;
(ii) a person has submitted to the Secretary,
at least 120 days (during which the Secretary
may notify any person who is making a claim
as authorized by clause (C) that such person
has not submitted all the information required
by such clause) before the first introduction
into interstate commerce of the food with a
label containing the claim, (I) a notice of the
claim, which shall include the exact words
used in the claim and shall include a concise
description of the basis upon which such per-
son relied for determining that the require-
ments of subclause (i) have been satisfied, (II)
a copy of the statement referred to in sub-
clause (i) upon which such person relied in
making the claim, and (III) a balanced rep-
resentation of the scientific literature relating
to the nutrient level to which the claim refers;
(iii) the claim and the food for which the
claim is made are in compliance with clauses
(A) and (B), and are otherwise in compliance
with paragraph (a) and section 321(n) of this
title; and
(iv) the claim is stated in a manner so that
the claim is an accurate representation of the
authoritative statement referred to in sub-
clause (i) and so that the claim enables the
public to comprehend the information pro-
vided in the claim and to understand the rel-
ative significance of such information in the
context of a total daily diet.
For purposes of this clause, a statement shall be
regarded as an authoritative statement of a sci-
entific body described in subclause (i) only if the
statement is published by the scientific body
and shall not include a statement of an em-
ployee of the scientific body made in the indi-
vidual capacity of the employee.
(H) A claim submitted under the requirements
of clause (G) may be made until—
(i) such time as the Secretary issues a regu-
lation—
(I) prohibiting or modifying the claim and
the regulation has become effective, or
(II) finding that the requirements of clause
(G) have not been met, including finding
that the petitioner had not submitted all the
information required by such clause; or
(ii) a district court of the United States in
an enforcement proceeding under subchapter
III has determined that the requirements of
clause (G) have not been met.
(3)(A) Except as provided in subparagraph (5),
a claim described in subparagraph (1)(B) may
only be made—
(i) if the claim meets the requirements of
the regulations of the Secretary promulgated
under clause (B), and
(ii) if the food for which the claim is made
does not contain, as determined by the Sec-
retary by regulation, any nutrient in an
amount which increases to persons in the gen-
eral population the risk of a disease or health-
related condition which is diet related, taking
into account the significance of the food in the
total daily diet, except that the Secretary
may by regulation permit such a claim based
on a finding that such a claim would assist
Page 91
TITLE 21—FOOD AND DRUGS
§ 343
consumers in maintaining healthy dietary
practices and based on a requirement that the
label contain a disclosure of the type required
by subparagraph (2)(B).
(B)(i) The Secretary shall promulgate regula-
tions authorizing claims of the type described in
subparagraph (1)(B) only if the Secretary deter-
mines, based on the totality of publicly avail-
able scientific evidence (including evidence from
well-designed studies conducted in a manner
which is consistent with generally recognized
scientific procedures and principles), that there
is significant scientific agreement, among ex-
perts qualified by scientific training and experi-
ence to evaluate such claims, that the claim is
supported by such evidence.
(ii) A regulation described in subclause (i)
shall describe—
(I) the relationship between a nutrient of the
type required in the label or labeling of food
by paragraph (q)(1) or (q)(2) and a disease or
health-related condition, and
(II) the significance of each such nutrient in
affecting such disease or health-related condi-
tion.
(iii) A regulation described in subclause (i)
shall require such claim to be stated in a man-
ner so that the claim is an accurate representa-
tion of the matters set out in subclause (ii) and
so that the claim enables the public to com-
prehend the information provided in the claim
and to understand the relative significance of
such information in the context of a total daily
diet.
(C) Notwithstanding the provisions of clauses
(A)(i) and (B), a claim of the type described in
subparagraph (1)(B) which is not authorized by
the Secretary in a regulation promulgated in ac-
cordance with clause (B) shall be authorized and
may be made with respect to a food if—
(i) a scientific body of the United States
Government with official responsibility for
public health protection or research directly
relating to human nutrition (such as the Na-
tional Institutes of Health or the Centers for
Disease Control and Prevention) or the Na-
tional Academy of Sciences or any of its sub-
divisions has published an authoritative state-
ment, which is currently in effect, about the
relationship between a nutrient and a disease
or health-related condition to which the claim
refers;
(ii) a person has submitted to the Secretary,
at least 120 days (during which the Secretary
may notify any person who is making a claim
as authorized by clause (C) that such person
has not submitted all the information required
by such clause) before the first introduction
into interstate commerce of the food with a
label containing the claim, (I) a notice of the
claim, which shall include the exact words
used in the claim and shall include a concise
description of the basis upon which such per-
son relied for determining that the require-
ments of subclause (i) have been satisfied, (II)
a copy of the statement referred to in sub-
clause (i) upon which such person relied in
making the claim, and (III) a balanced rep-
resentation of the scientific literature relating
to the relationship between a nutrient and a
disease or health-related condition to which
the claim refers;
(iii) the claim and the food for which the
claim is made are in compliance with clause
(A)(ii) and are otherwise in compliance with
paragraph (a) and section 321(n) of this title;
and
(iv) the claim is stated in a manner so that
the claim is an accurate representation of the
authoritative statement referred to in sub-
clause (i) and so that the claim enables the
public to comprehend the information pro-
vided in the claim and to understand the rel-
ative significance of such information in the
context of a total daily diet.
For purposes of this clause, a statement shall be
regarded as an authoritative statement of a sci-
entific body described in subclause (i) only if the
statement is published by the scientific body
and shall not include a statement of an em-
ployee of the scientific body made in the indi-
vidual capacity of the employee.
(D) A claim submitted under the requirements
of clause (C) may be made until—
(i) such time as the Secretary issues a regu-
lation under the standard in clause (B)(i)—
(I) prohibiting or modifying the claim and
the regulation has become effective, or
(II) finding that the requirements of clause
(C) have not been met, including finding
that the petitioner has not submitted all the
information required by such clause; or
(ii) a district court of the United States in
an enforcement proceeding under subchapter
III has determined that the requirements of
clause (C) have not been met.
(4)(A)(i) Any person may petition the Sec-
retary to issue a regulation under subparagraph
(2)(A)(i) or (3)(B) relating to a claim described in
subparagraph (1)(A) or (1)(B). Not later than 100
days after the petition is received by the Sec-
retary, the Secretary shall issue a final decision
denying the petition or file the petition for fur-
ther action by the Secretary. If the Secretary
does not act within such 100 days, the petition
shall be deemed to be denied unless an extension
is mutually agreed upon by the Secretary and
the petitioner. If the Secretary denies the peti-
tion or the petition is deemed to be denied, the
petition shall not be made available to the pub-
lic. If the Secretary files the petition, the Sec-
retary shall deny the petition or issue a pro-
posed regulation to take the action requested in
the petition not later than 90 days after the date
of such decision. If the Secretary does not act
within such 90 days, the petition shall be
deemed to be denied unless an extension is mu-
tually agreed upon by the Secretary and the pe-
titioner. If the Secretary issues a proposed regu-
lation, the rulemaking shall be completed with-
in 540 days of the date the petition is received by
the Secretary. If the Secretary does not issue a
regulation within such 540 days, the Secretary
shall provide the Committee on Commerce of
the House of Representatives and the Com-
mittee on Labor and Human Resources of the
Senate the reasons action on the regulation did
not occur within such 540 days.
(ii) Any person may petition the Secretary for
permission to use in a claim described in sub-
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TITLE 21—FOOD AND DRUGS
§ 343
paragraph (1)(A) terms that are consistent with
the terms defined by the Secretary under sub-
paragraph (2)(A)(i). Within 90 days of the sub-
mission of such a petition, the Secretary shall
issue a final decision denying the petition or
granting such permission.
(iii) Any person may petition the Secretary
for permission to use an implied claim described
in subparagraph (1)(A) in a brand name. After
publishing notice of an opportunity to comment
on the petition in the Federal Register and mak-
ing the petition available to the public, the Sec-
retary shall grant the petition if the Secretary
finds that such claim is not misleading and is
consistent with terms defined by the Secretary
under subparagraph (2)(A)(i). The Secretary
shall grant or deny the petition within 100 days
of the date it is submitted to the Secretary and
the petition shall be considered granted if the
Secretary does not act on it within such 100
days.
(B) A petition under clause (A)(i) respecting a
claim described in subparagraph (1)(A) or (1)(B)
shall include an explanation of the reasons why
the claim meets the requirements of this para-
graph and a summary of the scientific data
which supports such reasons.
(C) If a petition for a regulation under sub-
paragraph (3)(B) relies on a report from an au-
thoritative scientific body of the United States,
the Secretary shall consider such report and
shall justify any decision rejecting the conclu-
sions of such report.
(5)(A) This paragraph does not apply to infant
formulas subject to section 350a(h) of this title
and medical foods as defined in section 360ee(b)
of this title.
(B) Subclauses (iii) through (v) of subpara-
graph (2)(A) and subparagraph (2)(B) do not
apply to food which is served in restaurants or
other establishments in which food is served for
immediate human consumption or which is sold
for sale or use in such establishments.
(C) A subparagraph (1)(A) claim made with re-
spect to a food which claim is required by a
standard of identity issued under section 341 of
this title shall not be subject to subparagraph
(2)(A)(i) or (2)(B).
(D) A subparagraph (1)(B) claim made with re-
spect to a dietary supplement of vitamins, min-
erals, herbs, or other similar nutritional sub-
stances shall not be subject to subparagraph (3)
but shall be subject to a procedure and standard,
respecting the validity of such claim, estab-
lished by regulation of the Secretary.
(6) For purposes of paragraph (r)(1)(B), a state-
ment for a dietary supplement may be made if—
(A) the statement claims a benefit related to
a classical nutrient deficiency disease and dis-
closes the prevalence of such disease in the
United States, describes the role of a nutrient
or dietary ingredient intended to affect the
structure or function in humans, characterizes
the documented mechanism by which a nutri-
ent or dietary ingredient acts to maintain
such structure or function, or describes gen-
eral well-being from consumption of a nutri-
ent or dietary ingredient,
(B) the manufacturer of the dietary supple-
ment has substantiation that such statement
is truthful and not misleading, and
(C) the statement contains, prominently dis-
played and in boldface type, the following:
‘‘This statement has not been evaluated by the
Food and Drug Administration. This product
is not intended to diagnose, treat, cure, or pre-
vent any disease.’’.
A statement under this subparagraph may not
claim to diagnose, mitigate, treat, cure, or pre-
vent a specific disease or class of diseases. If the
manufacturer of a dietary supplement proposes
to make a statement described in the first sen-
tence of this subparagraph in the labeling of the
dietary supplement, the manufacturer shall no-
tify the Secretary no later than 30 days after the
first marketing of the dietary supplement with
such statement that such a statement is being
made.
(7) The Secretary may make proposed regula-
tions issued under this paragraph effective upon
publication pending consideration of public
comment and publication of a final regulation if
the Secretary determines that such action is
necessary—
(A) to enable the Secretary to review and
act promptly on petitions the Secretary deter-
mines provide for information necessary to—
(i) enable consumers to develop and main-
tain healthy dietary practices;
(ii) enable consumers to be informed
promptly and effectively of important new
knowledge regarding nutritional and health
benefits of food; or
(iii) ensure that scientifically sound nutri-
tional and health information is provided to
consumers as soon as possible; or
(B) to enable the Secretary to act promptly
to ban or modify a claim under this paragraph.
Such proposed regulations shall be deemed final
agency action for purposes of judicial review.
(s) Dietary supplements
If—
(1) it is a dietary supplement; and
(2)(A) the label or labeling of the supplement
fails to list—
(i) the name of each ingredient of the sup-
plement that is described in section 321(ff) of
this title; and
(ii)(I) the quantity of each such ingredient;
or
(II) with respect to a proprietary blend of
such ingredients, the total quantity of all in-
gredients in the blend;
(B) the label or labeling of the dietary sup-
plement fails to identify the product by using
the term ‘‘dietary supplement’’, which term
may be modified with the name of such an in-
gredient;
(C) the supplement contains an ingredient
described in section 321(ff)(1)(C) of this title,
and the label or labeling of the supplement
fails to identify any part of the plant from
which the ingredient is derived;
(D) the supplement—
(i) is covered by the specifications of an of-
ficial compendium;
(ii) is represented as conforming to the
specifications of an official compendium;
and
(iii) fails to so conform; or
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TITLE 21—FOOD AND DRUGS
§ 343
(E) the supplement—
(i) is not covered by the specifications of
an official compendium; and
(ii)(I) fails to have the identity and
strength that the supplement is represented
to have; or
(II) fails to meet the quality (including
tablet or capsule disintegration), purity, or
compositional specifications, based on vali-
dated assay or other appropriate methods,
that the supplement is represented to meet.
A dietary supplement shall not be deemed mis-
branded solely because its label or labeling con-
tains directions or conditions of use or warn-
ings.
(t) Catfish
If it purports to be or is represented as catfish,
unless it is fish classified within the family
Ictaluridae.
(u) Ginseng
If it purports to be or is represented as gin-
seng, unless it is an herb or herbal ingredient
derived from a plant classified within the genus
Panax.
(v) Failure to label; health threat
If—
(1) it fails to bear a label required by the
Secretary under section 381(n)(1) of this title
(relating to food refused admission into the
United States);
(2) the Secretary finds that the food presents
a threat of serious adverse health con-
sequences or death to humans or animals; and
(3) upon or after notifying the owner or con-
signee involved that the label is required
under section 381 of this title, the Secretary
informs the owner or consignee that the food
presents such a threat.
(w) Major food allergen labeling requirements
(1) If it is not a raw agricultural commodity
and it is, or it contains an ingredient that bears
or contains, a major food allergen, unless ei-
ther—
(A) the word ‘‘Contains’’, followed by the
name of the food source from which the major
food allergen is derived, is printed imme-
diately after or is adjacent to the list of ingre-
dients (in a type size no smaller than the type
size used in the list of ingredients) required
under subsections (g) and (i); or
(B) the common or usual name of the major
food allergen in the list of ingredients required
under subsections (g) and (i) is followed in pa-
rentheses by the name of the food source from
which the major food allergen is derived, ex-
cept that the name of the food source is not
required when—
(i) the common or usual name of the ingre-
dient uses the name of the food source from
which the major food allergen is derived; or
(ii) the name of the food source from which
the major food allergen is derived appears
elsewhere in the ingredient list, unless the
name of the food source that appears else-
where in the ingredient list appears as part
of the name of a food ingredient that is not
a
major
food
allergen
under
section
321(qq)(2)(A) or (B) of this title.
(2) As used in this subsection, the term ‘‘name
of the food source from which the major food al-
lergen is derived’’ means the name described in
section 321(qq)(1) of this title; provided that in
the case of a tree nut, fish, or Crustacean shell-
fish, the term ‘‘name of the food source from
which the major food allergen is derived’’ means
the name of the specific type of nut or species of
fish or Crustacean shellfish.
(3) The information required under this sub-
section may appear in labeling in lieu of appear-
ing on the label only if the Secretary finds that
such other labeling is sufficient to protect the
public health. A finding by the Secretary under
this paragraph (including any change in an ear-
lier finding under this paragraph) is effective
upon publication in the Federal Register as a
notice.
(4) Notwithstanding subsection (g), (i), or (k),
or any other law, a flavoring, coloring, or inci-
dental additive that is, or that bears or con-
tains, a major food allergen shall be subject to
the labeling requirements of this subsection.
(5) The Secretary may by regulation modify
the requirements of subparagraph (A) or (B) of
paragraph (1), or eliminate either the require-
ment of subparagraph (A) or the requirements of
subparagraph (B) of paragraph (1), if the Sec-
retary determines that the modification or
elimination of the requirement of subparagraph
(A) or the requirements of subparagraph (B) is
necessary to protect the public health.
(6)(A) Any person may petition the Secretary
to exempt a food ingredient described in section
321(qq)(2) of this title from the allergen labeling
requirements of this subsection.
(B) The Secretary shall approve or deny such
petition within 180 days of receipt of the peti-
tion or the petition shall be deemed denied, un-
less an extension of time is mutually agreed
upon by the Secretary and the petitioner.
(C) The burden shall be on the petitioner to
provide scientific evidence (including the ana-
lytical method used to produce the evidence)
that demonstrates that such food ingredient, as
derived by the method specified in the petition,
does not cause an allergic response that poses a
risk to human health.
(D) A determination regarding a petition
under this paragraph shall constitute final agen-
cy action.
(E) The Secretary shall promptly post to a
public site all petitions received under this para-
graph within 14 days of receipt and the Sec-
retary shall promptly post the Secretary’s re-
sponse to each.
(7)(A) A person need not file a petition under
paragraph (6) to exempt a food ingredient de-
scribed in section 321(qq)(2) of this title from the
allergen labeling requirements of this sub-
section, if the person files with the Secretary a
notification containing—
(i) scientific evidence (including the analyt-
ical method used) that demonstrates that the
food ingredient (as derived by the method
specified in the notification, where applicable)
does not contain allergenic protein; or
(ii) a determination by the Secretary that
the ingredient does not cause an allergic re-
sponse that poses a risk to human health
under a premarket approval or notification
program under section 348 of this title.
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TITLE 21—FOOD AND DRUGS
§ 343
(B) The food ingredient may be introduced or
delivered for introduction into interstate com-
merce as a food ingredient that is not a major
food allergen 90 days after the date of receipt of
the notification by the Secretary, unless the
Secretary determines within the 90-day period
that the notification does not meet the require-
ments of this paragraph, or there is insufficient
scientific evidence to determine that the food
ingredient does not contain allergenic protein or
does not cause an allergenic response that poses
a risk to human health.
(C) The Secretary shall promptly post to a
public site all notifications received under this
subparagraph within 14 days of receipt and
promptly post any objections thereto by the
Secretary.
(x) Nonmajor food allergen labeling require-
ments
Notwithstanding subsection (g), (i), or (k), or
any other law, a spice, flavoring, coloring, or in-
cidental additive that is, or that bears or con-
tains, a food allergen (other than a major food
allergen), as determined by the Secretary by
regulation, shall be disclosed in a manner speci-
fied by the Secretary by regulation.
(y) Dietary supplements
If it is a dietary supplement that is marketed
in the United States, unless the label of such di-
etary supplement includes a domestic address or
domestic phone number through which the re-
sponsible person (as described in section 379aa–1
of this title) may receive a report of a serious
adverse event with such dietary supplement.
(June 25, 1938, ch. 675, § 403, 52 Stat. 1047; Pub. L.
86–537, § 1, June 29, 1960, 74 Stat. 251; Pub. L.
86–618, title I, § 102(a)(3), July 12, 1960, 74 Stat.
398; Pub. L. 91–601, § 6(c), formerly § 7(c), Dec. 30,
1970, 84 Stat. 1673, renumbered Pub. L. 97–35,
title XII, § 1205(c), Aug. 13, 1981, 95 Stat. 716; Pub.
L. 94–278, title V, § 502(a)(1), Apr. 22, 1976, 90 Stat.
411; Pub. L. 95–203, § 4(a)(1), (b)(1), Nov. 23, 1977,
91 Stat. 1452, 1453; Pub. L. 101–535, §§ 2(a), 3(a), 7,
Nov. 8, 1990, 104 Stat. 2353, 2357, 2364; Pub. L.
102–108, § 2(a), (c), Aug. 17, 1991, 105 Stat. 549; Pub.
L. 102–571, title I, § 107(5), (6), Oct. 29, 1992, 106
Stat. 4499; Pub. L. 103–80, §§ 2(b), 3(j), Aug. 13,
1993, 107 Stat. 773, 776; Pub. L. 103–417, §§ 6,
7(a)–(c), 10(c), Oct. 25, 1994, 108 Stat. 4329, 4330,
4332; Pub. L. 104–124, § 1, Apr. 1, 1996, 110 Stat. 882;
Pub. L. 105–115, title III, §§ 301–305, Nov. 21, 1997,
111 Stat. 2350–2353; Pub. L. 106–554, § 1(a)(1) [title
V, § 517], Dec. 21, 2000, 114 Stat. 2763, 2763A–73;
Pub. L. 107–171, title X, §§ 10806(a)(2), (b)(2),
10808(b), May 13, 2002, 116 Stat. 526, 527, 530; Pub.
L. 107–188, title III, § 308(b), June 12, 2002, 116
Stat. 672; Pub. L. 108–282, title II, § 203(a), Aug. 2,
2004, 118 Stat. 906; Pub. L. 109–462, § 3(c), Dec. 22,
2006, 120 Stat. 3475; Pub. L. 111–148, title IV,
§ 4205(a), (b), Mar. 23, 2010, 124 Stat. 573.)
Editorial Notes
AMENDMENTS
2010—Par. (q)(5)(A)(i). Pub. L. 111–148, § 4205(a)(1), in-
serted ‘‘except as provided in clause (H)(ii)(III),’’ before
‘‘which is served’’.
Par. (q)(5)(A)(ii). Pub. L. 111–148, § 4205(a)(2), inserted
‘‘except as provided in clause (H)(ii)(III),’’ before
‘‘which is processed’’.
Par. (q)(5)(H). Pub. L. 111–148, § 4205(b), added cl. (H).
2006—Par. (y). Pub. L. 109–462 added par. (y).
2004—Pars. (w), (x). Pub. L. 108–282 added pars. (w) and
(x).
2002—Par. (h). Pub. L. 107–171, § 10808(b), added subpar.
(3) and concluding provisions.
Par. (t). Pub. L. 107–171, § 10806(a)(2), added par. (t).
Par. (u). Pub. L. 107–171, § 10806(b)(2), added par. (u).
Par. (v). Pub. L. 107–188 added par. (v).
2000—Par. (o). Pub. L. 106–554, which directed repeal
of section 403(o) of the Food, Drug, and Cosmetic Act,
was executed by repealing par. (o) of this section, which
is section 403 of the Federal Food, Drug, and Cosmetic
Act, to reflect the probable intent of Congress. Prior to
repeal, par. (o) provided that a food containing sac-
charin was to be deemed misbranded unless a specified
warning statement was placed in a conspicuous place
on its label.
1997—Par. (r)(2)(B). Pub. L. 105–115, § 305, amended cl.
(B) generally. Prior to amendment, cl. (B) read as fol-
lows: ‘‘If a claim described in subparagraph (1)(A) is
made with respect to a nutrient in a food, the label or
labeling of such food shall contain, prominently and in
immediate proximity to such claim, the following
statement: ‘See lllll for nutrition information.’.
In the statement—
‘‘(i) the blank shall identify the panel on which the
information described in the statement may be found,
and
‘‘(ii) if the Secretary determines that the food con-
tains a nutrient at a level which increases to persons
in the general population the risk of a disease or
health-related condition which is diet related, taking
into account the significance of the food in the total
daily diet, the statement shall also identify such nu-
trient.’’
Par. (r)(2)(G), (H). Pub. L. 105–115, § 304, added cls. (G)
and (H).
Par. (r)(3)(C), (D). Pub. L. 105–115, § 303, added cls. (C)
and (D).
Par. (r)(4)(A)(i). Pub. L. 105–115, § 302, inserted after
second sentence ‘‘If the Secretary does not act within
such 100 days, the petition shall be deemed to be denied
unless an extension is mutually agreed upon by the
Secretary and the petitioner.’’, inserted ‘‘or the peti-
tion is deemed to be denied’’ after ‘‘If the Secretary de-
nies the petition’’, and inserted at end ‘‘If the Sec-
retary does not act within such 90 days, the petition
shall be deemed to be denied unless an extension is mu-
tually agreed upon by the Secretary and the petitioner.
If the Secretary issues a proposed regulation, the rule-
making shall be completed within 540 days of the date
the petition is received by the Secretary. If the Sec-
retary does not issue a regulation within such 540 days,
the Secretary shall provide the Committee on Com-
merce of the House of Representatives and the Com-
mittee on Labor and Human Resources of the Senate
the reasons action on the regulation did not occur
within such 540 days.’’
Par. (r)(7). Pub. L. 105–115, § 301, added subpar. (7).
1996—Par. (p). Pub. L. 104–124 struck out par. (p),
which deemed products containing saccharin and of-
fered for sale, but not for immediate consumption, by
retail establishment, to be misbranded, unless notice of
information required by subsec. (o) was provided by
manufacturer and prominently displayed near product.
1994—Par. (q)(5)(F). Pub. L. 103–417, § 7(b), amended cl.
(F) generally. Prior to amendment, cl. (F) read as fol-
lows: ‘‘If a food to which section 350 of this title applies
(as defined in section 350(c) of this title) contains one
or more of the nutrients required by subparagraph (1)
or (2) to be in the label or labeling of the food, the label
or labeling of such food shall comply with the require-
ments of subparagraphs (1) and (2) in a manner which
is appropriate for such food and which is specified in
regulations of the Secretary.’’
Par. (r)(2)(F). Pub. L. 103–417, § 7(c), added cl. (F).
Par. (r)(6). Pub. L. 103–417, § 6, added subpar. (6).
Par. (s). Pub. L. 103–417, § 10(c), inserted at end: ‘‘A di-
etary supplement shall not be deemed misbranded sole-
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TITLE 21—FOOD AND DRUGS
§ 343
ly because its label or labeling contains directions or
conditions of use or warnings.’’
Pub. L. 103–417, § 7(a), added par. (s).
1993—Par. (e). Pub. L. 103–80, § 3(j)(1), substituted
‘‘count, except that’’ for ‘‘count: Provided, That’’.
Par. (i). Pub. L. 103–80, § 3(j)(2), substituted ‘‘unless
sold as spices, flavorings, or such colors’’ for ‘‘, other
than those sold as such’’ and ‘‘naming each. To the ex-
tent’’ for ‘‘naming each: Provided, That, to the extent’’.
Par. (k). Pub. L. 103–80, § 3(j)(3), substituted ‘‘, except
that’’ for ‘‘: Provided, That’’.
Par. (l). Pub. L. 103–80, § 3(j)(4), substituted ‘‘chemical,
except that’’ for ‘‘chemical: Provided, however, That’’.
Par. (q)(5)(E) to (G). Pub. L. 103–80, § 2(b), added cl. (E)
and redesignated former cls. (E) and (F) as (F) and (G),
respectively.
Par. (r)(1)(B). Pub. L. 103–80, § 3(j)(5), substituted
‘‘(5)(D)’’ for ‘‘5(D)’’.
Par. (r)(4)(B). Pub. L. 103–80, § 3(j)(6), substituted
‘‘paragraph’’ for ‘‘subsection’’.
1992—Par. (i). Pub. L. 102–571, § 107(5), substituted
‘‘379e(c)’’ for ‘‘376(c)’’.
Par. (m). Pub. L. 102–571, § 107(6), substituted ‘‘379e’’
for ‘‘376’’.
1991—Par. (i). Pub. L. 102–108, § 2(c), amended direc-
tory language of Pub. L. 101–535, § 7(1), (3). See 1990
Amendment note below.
Par. (q)(4)(A). Pub. L. 102–108, § 2(a), substituted ‘‘(D)’’
for ‘‘(C)’’.
1990—Par. (i). Pub. L. 101–535, § 7, as amended by Pub.
L. 102–108, § 2(c), substituted ‘‘Unless’’ for ‘‘If it is not
subject to the provisions of paragraph (g) unless’’, in-
serted ‘‘and if the food purports to be a beverage con-
taining vegetable or fruit juice, a statement with ap-
propriate prominence on the information panel of the
total percentage of such fruit or vegetable juice con-
tained in the food’’, and substituted ‘‘colors not re-
quired to be certified under section 376(c) of this title’’
for ‘‘colorings’’ the first time appearing.
Par. (q). Pub. L. 101–535, § 2(a), added par. (q).
Par. (r). Pub. L. 101–535, § 3(a), added par. (r).
1977—Par. (o). Pub. L. 95–203, § 4(a)(1), added par. (o).
Par. (p). Pub. L. 95–203, § 4(b)(1), added par. (p).
1976—Par. (a). Pub. L. 94–278 inserted ‘‘(1)’’ after ‘‘If’’
and inserted ‘‘, or (2) in the case of a food to which sec-
tion 350 of this title applies, its advertising is false or
misleading in a material respect or its labeling is in
violation of section 350(b)(2) of this title’’ after ‘‘any
particular’’.
1970—Par. (n). Pub. L. 91–601 added par. (n).
1960—Par. (k). Pub. L. 86–537, § 1(1), exempted pes-
ticide chemicals when used in or on a raw agricultural
commodity which is the produce of the soil.
Par. (l). Pub. L. 86–537, § 1(2), added par. (l).
Par. (m). Pub. L. 86–618 added par. (m).
Statutory Notes and Related Subsidiaries
CHANGE OF NAME
Committee on Commerce of House of Representatives
changed to Committee on Energy and Commerce of
House of Representatives, and jurisdiction over matters
relating to securities and exchanges and insurance gen-
erally transferred to Committee on Financial Services
of House of Representatives by House Resolution No. 5,
One Hundred Seventh Congress, Jan. 3, 2001.
Committee on Labor and Human Resources of Senate
changed to Committee on Health, Education, Labor,
and Pensions of Senate by Senate Resolution No. 20,
One Hundred Sixth Congress, Jan. 19, 1999.
EFFECTIVE DATE OF 2006 AMENDMENT
Pub. L. 109–462, § 3(d)(1), (2), Dec. 22, 2006, 120 Stat.
3475, provided that:
‘‘(1) IN GENERAL.—Except as provided in paragraph (2),
the amendments made by this section [enacting section
379aa–1 of this title and amending this section and sec-
tion 331 of this title] shall take effect 1 year after the
date of enactment of this Act [Dec. 22, 2006].
‘‘(2) MISBRANDING.—Section 403(y) of the Federal
Food, Drug, and Cosmetic Act [21 U.S.C. 343(y)] (as
added by this section) shall apply to any dietary sup-
plement labeled on or after the date that is 1 year after
the date of enactment of this Act [Dec. 22, 2006].’’
EFFECTIVE DATE OF 2004 AMENDMENT
Amendment by Pub. L. 108–282 applicable to any food
that is labeled on or after Jan. 1, 2006, see section 203(d)
of Pub. L. 108–282, set out as a note under section 321 of
this title.
EFFECTIVE DATE OF 1997 AMENDMENT
Amendment by Pub. L. 105–115 effective 90 days after
Nov. 21, 1997, except as otherwise provided, see section
501 of Pub. L. 105–115, set out as a note under section 321
of this title.
EFFECTIVE DATE OF 1994 AMENDMENT
Pub. L. 103–417, § 7(e), Oct. 25, 1994, 108 Stat. 4331, pro-
vided that: ‘‘Dietary supplements—
‘‘(1) may be labeled after the date of the enactment
of this Act [Oct. 25, 1994] in accordance with the
amendments made by this section [amending this
section and section 350 of this title], and
‘‘(2) shall be labeled after December 31, 1996, in ac-
cordance with such amendments.’’
EFFECTIVE DATE OF 1990 AMENDMENT
Pub. L. 101–535, § 10(a), Nov. 8, 1990, 104 Stat. 2365, as
amended by Pub. L. 102–571, title II, § 202(a)(3), Oct. 29,
1992, 106 Stat. 4501, provided that:
‘‘(1) Except as provided in paragraph (2)—
‘‘(A) the amendments made by section 2 [amending
this section] shall take effect 6 months after—
‘‘(i) the date of the promulgation of all final regu-
lations required to implement section 403(q) of the
Federal Food, Drug, and Cosmetic Act [21 U.S.C.
343(q)], or
‘‘(ii) if such regulations are not promulgated, the
date proposed regulations are to be considered as
such final regulations [Nov. 8, 1992, see 57 F.R.
56347],
except that section 403(q)(4) of such Act shall take ef-
fect as prescribed by such section,
‘‘(B) the amendments made by section 3 [amending
this section] shall take effect 6 months after—
‘‘(i) the date of the promulgation of final regula-
tions to implement section 403(r) of the Federal
Food, Drug, and Cosmetic Act, or
‘‘(ii) if such regulations are not promulgated, the
date proposed regulations are to be considered as
such final regulations [Nov. 8, 1992, see 57 F.R.
56347], except that any person marketing a food the
brand name of which contains a term defined by the
Secretary under section 403(r)(2)(A)(i) of the Fed-
eral Food, Drug, and Cosmetic Act shall be given an
additional 6 months to comply with section 3,
‘‘(C) the amendments made by section 4 [amending
section 337 of this title] shall take effect 24 months
after the date of the enactment of this Act [Nov. 8,
1990], except that such amendments shall take effect
with respect to such dietary supplements [probably
means dietary supplements of vitamins, minerals,
herbs, or other similar nutritional substances, see
section 202(a)(1) of Pub. L. 102–571, set out below] on
December 31, 1993, and
‘‘(D) the amendments made by section 5 [amending
sections 321 and 345 of this title] shall take effect on
the date the amendments made by section 3 take ef-
fect.
‘‘(2) Section 403(q) of the Federal Food, Drug, and
Cosmetic Act (as added by section 2) shall not apply
with respect to food which was labeled before the effec-
tive date of the amendments made by section 2 and sec-
tion 403(r) of the Federal Food, Drug, and Cosmetic Act
(as added by section 3) shall not apply with respect to
food which was labeled before the effective date of the
amendments made by section 3.
Page 96
TITLE 21—FOOD AND DRUGS
§ 343
‘‘(3)(A) If the Secretary finds that a person who is
subject to section 403(q)(4) of such Act is unable to
comply with the requirements of such section upon the
effective date of final regulations to implement section
403(q) of such Act or of proposed regulations to be con-
sidered as such final regulations because the Secretary
has not made available to such person the information
required by such section, the Secretary shall delay the
application of such section to such person for such time
as the Secretary may require to provide such informa-
tion.
‘‘(B) If the Secretary finds that compliance with sec-
tion 403(q) or 403(r)(2) of such Act would cause an undue
economic hardship, the Secretary may delay the appli-
cation of such sections for no more than one year.’’
Pub. L. 101–535, § 10(c), Nov. 8, 1990, 104 Stat. 2367, as
amended by Pub. L. 102–108, § 1, Aug. 17, 1991, 105 Stat.
549; Pub. L. 102–571, title I, § 107(17), Oct. 29, 1992, 106
Stat. 4500, provided that:
‘‘(1) Except as provided in paragraphs (2) and (3), the
amendments made by section 7 [amending this section]
shall take effect one year after the date of the enact-
ment of this Act [Nov. 8, 1990].
‘‘(2)(A) If a food subject to section 403(g) of the Fed-
eral Food, Drug, and Cosmetic Act [21 U.S.C. 343(g)] or
a food with one or more colors required to be certified
under section 721(c) [of the Federal Food, Drug, and
Cosmetic Act, 21 U.S.C. 379e(c)] bears a label which was
printed before July 1, 1991, and which is attached to the
food before May 8, 1993, such food shall not be subject
to the amendments made by section 7(1) and section
7(3) [amending this section].
‘‘(B) If a food described in subparagraph (A)—
‘‘(i) bears a label which was printed after July 1,
1991, but before the date the proposed regulation de-
scribed in clause (ii) takes effect as a final regulation
and which was attached to the food before May 8,
1993, and
‘‘(ii) meets the requirements of the proposed regu-
lation of the Secretary of Health and Human Services
published in 56 Fed. Reg. 28592–28636 (June 21, 1991) as
it pertains to the amendments made by this Act [see
Short Title of 1990 Amendment note set out under
section 301 of this title],
such food shall not be subject to the amendments made
by section 7(1) and section 7(3) [amending this section].
‘‘(3) A food purported to be a beverage containing a
vegetable or fruit juice which bears a label attached to
the food before May 8, 1993, shall not be subject to the
amendments made by section 7(2) [amending this sec-
tion].’’
EFFECTIVE DATE OF 1977 AMENDMENT
Pub. L. 95–203, § 4(a)(2), Nov. 23, 1977, 91 Stat. 1453, pro-
vided that: ‘‘The amendment made by paragraph (1)
[amending this section] shall apply only with respect to
food introduced or delivered for introduction in inter-
state commerce on and after the 90th day after the date
of the enactment of this Act [Nov. 23, 1977].’’
Pub. L. 95–203, § 4(b)(2), Nov. 23, 1977, 91 Stat. 1453, pro-
vided that: ‘‘The amendment made by paragraph (1)
[amending this section] shall apply with respect to food
which is sold in retail establishments on or after the
90th day after the effective date of the regulations of
the Secretary of Health, Education, and Welfare [now
Secretary of Health and Human Services] under para-
graph (p)(4) of the Federal Food, Drug, and Cosmetic
Act [21 U.S.C. 343(p)(4)].’’
EFFECTIVE DATE OF 1976 AMENDMENT
Amendment by Pub. L. 94–278 effective 180 days after
Apr. 22, 1976, see section 502(c) of Pub. L. 94–278, set out
as a note under section 334 of this title.
EFFECTIVE DATE OF 1970 AMENDMENT
Amendment by Pub. L. 91–601 effective Dec. 30, 1970,
and regulations establishing special packaging stand-
ards effective no sooner than 180 days or later than one
year from date regulations are final, or an earlier date
published in Federal Register, see section 8 of Pub. L.
91–601, set out as an Effective Date note under section
1471 of Title 15, Commerce and Trade.
EFFECTIVE DATE OF 1960 AMENDMENT
Amendment by Pub. L. 86–618 effective July 12, 1960,
subject to the provisions of section 203 of Pub. L. 86–618,
see section 202 of Pub. L. 86–618, set out as a note under
section 379e of this title.
EFFECTIVE DATE; POSTPONEMENT
Subsecs. (e)(1) and (g) to (k) effective Jan. 1, 1940, and
such subsections effective July 1, 1940, as provided by
regulations for certain lithographed labeling and con-
tainers bearing certain labeling, see act June 23, 1939,
ch. 242, 53 Stat. 853, set out as an Effective Date; Post-
ponement in Certain Cases note under section 301 of
this title.
CONSTRUCTION OF AMENDMENT BY PUB. L. 111–148
Pub. L. 111–148, title IV, § 4205(d), Mar. 23, 2010, 124
Stat. 576, provided that: ‘‘Nothing in the amendments
made by this section [amending this section and sec-
tion 343–1 of this title] shall be construed—
‘‘(1) to preempt any provision of State or local law,
unless such provision establishes or continues into ef-
fect nutrient content disclosures of the type required
under section 403(q)(5)(H) of the Federal Food, Drug,
and Cosmetic Act [21 U.S.C. 343(q)(5)(H)] (as added by
subsection (b)) and is expressly preempted under sub-
section (a)(4) of such section;
‘‘(2) to apply to any State or local requirement re-
specting a statement in the labeling of food that pro-
vides for a warning concerning the safety of the food
or component of the food; or
‘‘(3) except as provided in section 403(q)(5)(H)(ix) of
the Federal Food, Drug, and Cosmetic Act [21 U.S.C.
343(q)(5)(H)(ix)] (as added by subsection (b)), to apply
to any restaurant or similar retail food establish-
ment other than a restaurant or similar retail food
establishment described in section 403(q)(5)(H)(i) of
such Act [21 U.S.C. 343(q)(5)(H)(i)].’’
CONSTRUCTION OF AMENDMENT BY PUB. L. 108–282
Pub. L. 108–282, title II, § 203(b), Aug. 2, 2004, 118 Stat.
908, provided that: ‘‘The amendments made by this sec-
tion [amending this section and sections 321 and 343–1
of this title] that require a label or labeling for major
food allergens do not alter the authority of the Sec-
retary of Health and Human Services under the Federal
Food, Drug, and Cosmetic Act (21 U.S.C. 301 et seq.) to
require a label or labeling for other food allergens.’’
CONSTRUCTION OF AMENDMENT BY PUB. L. 107–188
Nothing in amendment by Pub. L. 107–188 to be con-
strued to limit authority of Secretary of Health and
Human Services or Secretary of the Treasury to re-
quire marking of articles of food imported or offered
for import into the United States which are refused ad-
mission, see section 308(c) of Pub. L. 107–188, set out as
a note under section 381 of this title.
CONSTRUCTION OF AMENDMENTS BY PUB. L. 101–535
Pub. L. 101–535, § 9, Nov. 8, 1990, 104 Stat. 2365, pro-
vided that: ‘‘The amendments made by this Act [enact-
ing section 343–1 of this title and amending this section
and sections 321, 337, 345, and 371 of this title] shall not
be construed to alter the authority of the Secretary of
Health and Human Services and the Secretary of Agri-
culture under the Federal Food, Drug, and Cosmetic
Act [21 U.S.C. 301 et seq.], the Federal Meat Inspection
Act [21 U.S.C. 601 et seq.], the Poultry Products Inspec-
tion Act [21 U.S.C. 451 et seq.], and the Egg Products In-
spection Act [21 U.S.C. 1031 et seq.].’’
REGULATIONS
Pub. L. 101–535, § 2(b), Nov. 8, 1990, 104 Stat. 2356, as
amended by Pub. L. 102–571, title II, § 202(a)(2)(A), (B),
Oct. 29, 1992, 106 Stat. 4500, 4501, provided that:
Page 97
TITLE 21—FOOD AND DRUGS
§ 343
‘‘(1) The Secretary of Health and Human Services
shall issue proposed regulations to implement section
403(q) of the Federal Food, Drug, and Cosmetic Act [21
U.S.C. 343(q)] within 12 months after the date of the en-
actment of this Act [Nov. 8, 1990], except that the Sec-
retary shall issue, not later than June 15, 1993, proposed
regulations that are applicable to dietary supplements
of vitamins, minerals, herbs, or other similar nutri-
tional substances to implement such section. Not later
than 24 months after the date of the enactment of this
Act, the Secretary shall issue final regulations to im-
plement the requirements of such section, except that
the Secretary shall issue, not later than December 31,
1993, such a final regulation applicable to dietary sup-
plements of vitamins, minerals, herbs, or other similar
nutritional substances..[sic] Such regulations shall—
‘‘(A) require the required information to be con-
veyed to the public in a manner which enables the
public to readily observe and comprehend such infor-
mation and to understand its relative significance in
the context of a total daily diet,
‘‘(B) include regulations which establish standards,
in accordance with paragraph (1)(A), to define serving
size or other unit of measure for food,
‘‘(C) permit the label or labeling of food to include
nutrition information which is in addition to the in-
formation required by such section 403(q) and which
is of the type described in subparagraph (1) or (2) of
such section, and
‘‘(D) permit the nutrition information on the label
or labeling of a food to remain the same or permit the
information to be stated as a range even though (i)
there are minor variations in the nutritional value of
the food which occur in the normal course of the pro-
duction or processing of the food, or (ii) the food is
comprised of an assortment of similar foods which
have variations in nutritional value.
‘‘(2) If the Secretary of Health and Human Services
does not promulgate final regulations under paragraph
(1) upon the expiration of 24 months after the date of
the enactment of this Act, the proposed regulations
issued in accordance with paragraph (1) shall be consid-
ered as the final regulations upon the expiration of
such 24 months, except that the proposed regulations
applicable to dietary supplements of vitamins, min-
erals, herbs, or other similar nutritional substances
shall not be considered to be final regulations until De-
cember 31, 1993. There shall be promptly published in
the Federal Register notice of new status of the pro-
posed regulations [see 57 F.R. 56347].
‘‘(3) If the Secretary of Health and Human Services
does not promulgate final regulations under section
403(q)(4) of the Federal Food, Drug, and Cosmetic Act
upon the expiration of 6 months after the date on which
the Secretary makes a finding that there has been no
substantial compliance with section 403(q)(4)(C) of such
Act, the proposed regulations issued in accordance with
such section shall be considered as the final regulations
upon the expiration of such 6 months. There shall be
promptly published in the Federal Register notice of
new status of the proposed regulations.’’
[Pub. L. 102–571, title II, § 202(a)(2)(C), Oct. 29, 1992, 106
Stat. 4501, provided that: ‘‘The amendments made by
subparagraph (B) [amending sections 2(b) and 3(b) of
Pub. L. 101–535, set out above and below] shall not be
construed to modify the effective date of final regula-
tions under sections 2(b) and 3(b) of the Nutrition La-
beling and Education Act of 1990 [Pub. L. 101–535] (21
U.S.C. 343 note) with respect to foods that are not such
dietary supplements.’’]
Pub. L. 101–535, § 3(b), Nov. 8, 1990, 104 Stat. 2360, as
amended by Pub. L. 102–571, title II, § 202(a)(2)(A), (B),
Oct. 29, 1992, 106 Stat. 4500, 4501, provided that:
‘‘(1)(A) Within 12 months of the date of the enactment
of this Act [Nov. 8, 1990], the Secretary of Health and
Human Services shall issue proposed regulations to im-
plement section 403(r) of the Federal Food, Drug, and
Cosmetic Act [21 U.S.C. 343(r)], except that the Sec-
retary shall issue, not later than June 15, 1993, proposed
regulations that are applicable to dietary supplements
of vitamins, minerals, herbs, or other similar nutri-
tional substances to implement such section. Such reg-
ulations—
‘‘(i) shall identify claims described in section
403(r)(1)(A) of such Act which comply with section
403(r)(2) of such Act,
‘‘(ii) shall identify claims described in section
403(r)(1)(B) of such Act which comply with section
403(r)(3) of such Act,
‘‘(iii) shall, in defining terms used to characterize
the level of any nutrient in food under section
403(r)(2)(A)(i) of such Act, define—
‘‘(I) free,
‘‘(II) low,
‘‘(III) light or lite,
‘‘(IV) reduced,
‘‘(V) less, and
‘‘(VI) high,
unless the Secretary finds that the use of any such
term would be misleading,
‘‘(iv)
shall
permit
statements
describing
the
amount and percentage of nutrients in food which are
not misleading and are consistent with the terms de-
fined in section 403(r)(2)(A)(i) of such Act,
‘‘(v) shall provide that if multiple claims subject to
section 403(r)(1)(A) of such Act are made on a single
panel of the food label or page of a labeling brochure,
a single statement may be made to satisfy section
403(r)(2)(B) of such Act,
‘‘(vi) shall determine whether claims respecting the
following nutrients and diseases meet the require-
ments of section 403(r)(3) of such Act: Calcium and
osteoporosis, dietary fiber and cancer, lipids and car-
diovascular disease, lipids and cancer, sodium and hy-
pertension, and dietary fiber and cardiovascular dis-
ease,
‘‘(vii) shall not require a person who proposes to
make a claim described in section 403(r)(1)(B) of such
Act which is in compliance with such regulations to
secure the approval of the Secretary before making
such claim,
‘‘(viii) may permit a claim described in section
403(r)(1)(A) of such Act to be made for butter,
‘‘(ix)
may,
in
defining
terms
under
section
403(r)(2)(A)(i), include similar terms which are com-
monly understood to have the same meaning, and
‘‘(x)
shall
establish,
as
required
by
section
403(r)(5)(D), the procedure and standard respecting
the validity of claims made with respect to a dietary
supplement of vitamins, minerals, herbs, or other
similar nutritional substances and shall determine
whether claims respecting the following nutrients
and diseases meet the requirements of section
403(r)(5)(D) of such Act: folic acid and neural tube de-
fects, antioxident [sic] vitamins and cancer, zinc and
immune function in the elderly, and omega-3 fatty
acids and heart disease.
‘‘(B) Not later than 24 months after the date of the
enactment of this Act, the Secretary shall issue final
regulations to implement section 403(r) of the Federal
Food, Drug, and Cosmetic Act, except that the Sec-
retary shall issue, not later than December 31, 1993,
such a final regulation applicable to dietary supple-
ments of vitamins, minerals, herbs, or other similar nu-
tritional substances..[sic]
‘‘(2) If the Secretary does not promulgate final regu-
lations under paragraph (1)(B) upon the expiration of 24
months after the date of the enactment of this Act, the
proposed regulations issued in accordance with para-
graph (1)(A) shall be considered as the final regulations
upon the expiration of such 24 months, except that the
proposed regulations applicable to dietary supplements
of vitamins, minerals, herbs, or other similar nutri-
tional substances shall not be considered to be final
regulations until December 31, 1993. There shall be
promptly published in the Federal Register notice of
the new status of the proposed regulations [see 57 F.R.
56347].’’
[For construction of amendment made by section
202(a)(2)(B) of Pub. L. 102–571 to section 3(b) of Pub. L.
Page 98
TITLE 21—FOOD AND DRUGS
§ 343
101–535 set out above, see section 202(a)(2)(C) of Pub. L.
102–571 set out above following section 2(b) of Pub. L.
101–535.]
LABELING EXEMPTION FOR SINGLE INGREDIENT FOODS
AND PRODUCTS
Pub. L. 115–334, title XII, § 12516, Dec. 20, 2018, 132
Stat. 5000, provided that: ‘‘The food labeling require-
ments under section 403(q) of the Federal Food, Drug,
and Cosmetic Act (21 U.S.C. 343(q)) shall not require
that the nutrition facts label of any single-ingredient
sugar, honey, agave, or syrup, including maple syrup,
that is packaged and offered for sale as a single-ingre-
dient food bear the declaration ‘Includes X g Added
Sugars.’.’’
FINDINGS
Pub. L. 108–282, title II, § 202, Aug. 2, 2004, 118 Stat.
905, provided that: ‘‘Congress finds that—
‘‘(1) it is estimated that—
‘‘(A) approximately 2 percent of adults and about
5 percent of infants and young children in the
United States suffer from food allergies; and
‘‘(B) each year, roughly 30,000 individuals require
emergency room treatment and 150 individuals die
because of allergic reactions to food;
‘‘(2)(A) eight major foods or food groups—milk,
eggs, fish, Crustacean shellfish, tree nuts, peanuts,
wheat, and soybeans—account for 90 percent of food
allergies;
‘‘(B) at present, there is no cure for food allergies;
and
‘‘(C) a food allergic consumer must avoid the food
to which the consumer is allergic;
‘‘(3)(A) in a review of the foods of randomly selected
manufacturers of baked goods, ice cream, and candy
in Minnesota and Wisconsin in 1999, the Food and
Drug Administration found that 25 percent of sam-
pled foods failed to list peanuts or eggs as ingredients
on the food labels; and
‘‘(B) nationally, the number of recalls because of
unlabeled allergens rose to 121 in 2000 from about 35
a decade earlier;
‘‘(4) a recent study shows that many parents of chil-
dren with a food allergy were unable to correctly
identify in each of several food labels the ingredients
derived from major food allergens;
‘‘(5)(A) ingredients in foods must be listed by their
‘common or usual name’;
‘‘(B) in some cases, the common or usual name of
an ingredient may be unfamiliar to consumers, and
many consumers may not realize the ingredient is de-
rived from, or contains, a major food allergen; and
‘‘(C) in other cases, the ingredients may be declared
as a class, including spices, flavorings, and certain
colorings, or are exempt from the ingredient labeling
requirements, such as incidental additives; and
‘‘(6)(A) celiac disease is an immune-mediated dis-
ease that causes damage to the gastrointestinal
tract, central nervous system, and other organs;
‘‘(B) the current recommended treatment is avoid-
ance of glutens in foods that are associated with ce-
liac disease; and
‘‘(C) a multicenter, multiyear study estimated that
the prevalence of celiac disease in the United States
is 0.5 to 1 percent of the general population.’’
RULEMAKINGS ON LABELING
Pub. L. 118–42, div. B, title VII, § 745, Mar. 9, 2024, 138
Stat. 112, provided that:
‘‘(a) After the effective date of any final rule the
Food and Drug Administration (FDA) publishes in con-
nection with its proposed rule to update these require-
ments (87 Federal Register 59168, issued on September
29, 2022), manufacturers may also continue to comply
with the previous requirements promulgated by the
FDA for the implied nutrient content claim ‘healthy’
through the ‘compliance date’ FDA provides in the
final rule.
‘‘(b) Any food product manufactured and labeled as
‘healthy’ during the compliance period FDA provides in
that final rule shall not be directly or indirectly sub-
ject to any state-law requirements that are not iden-
tical to either (i) the Federal requirements for the im-
plied nutrition content claim ‘healthy’ that were in ef-
fect as of the date FDA issues the final rule, or (ii) the
updated Federal requirements that FDA promulgates
in the final rule, assuming the updated requirements go
into effect during the regulatory compliance period.’’
Pub. L. 108–282, title II, § 206, Aug. 2, 2004, 118 Stat.
910, provided that: ‘‘Not later than 2 years after the
date of enactment of this Act [Aug. 2, 2004], the Sec-
retary of Health and Human Services, in consultation
with appropriate experts and stakeholders, shall issue a
proposed rule to define, and permit use of, the term
‘gluten-free’ on the labeling of foods. Not later than 4
years after the date of enactment of this Act, the Sec-
retary shall issue a final rule to define, and permit use
of, the term ‘gluten-free’ on the labeling of foods.’’
Pub. L. 107–171, title X, § 10809, May 13, 2002, 116 Stat.
531, provided that: ‘‘The Secretary of Health and
Human Services (referred to in this section as the ‘Sec-
retary’) shall publish a proposed rule and, with due con-
sideration to public comment, a final rule to revise, as
appropriate, the current regulation governing the la-
beling of foods that have been treated to reduce pest in-
festation or pathogens by treatment by irradiation
using radioactive isotope, electronic beam, or x-ray.
Pending promulgation of the final rule required by this
subsection [probably should be ‘‘this section’’], any per-
son may petition the Secretary for approval of label-
ing, which is not false or misleading in any material re-
spect, of a food which has been treated by irradiation
using radioactive isotope, electronic beam, or x-ray.
The Secretary shall approve or deny such a petition
within 180 days of receipt of the petition, or the peti-
tion shall be deemed denied, except to the extent addi-
tional agency review is mutually agreed upon by the
Secretary and the petitioner. Any denial of a petition
under this subsection shall constitute final agency ac-
tion subject to judicial review by the United States
Court of Appeals for the District of Columbia Circuit.
Any labeling approved through the foregoing petition
process shall be subject to the provisions of the final
rule referred to in the first sentence of the subpara-
graph on the effective date of such final rule.’’
COMMISSION ON DIETARY SUPPLEMENT LABELS
Pub. L. 103–417, § 12, Oct. 25, 1994, 108 Stat. 4332, pro-
vided that:
‘‘(a) ESTABLISHMENT.—There shall be established as
an independent agency within the executive branch a
commission to be known as the Commission on Dietary
Supplement Labels (hereafter in this section referred
to as the ‘Commission’).
‘‘(b) MEMBERSHIP.—
‘‘(1) COMPOSITION.—The Commission shall be com-
posed of 7 members who shall be appointed by the
President.
‘‘(2) EXPERTISE REQUIREMENT.—The members of the
Commission shall consist of individuals with exper-
tise and experience in dietary supplements and in the
manufacture, regulation, distribution, and use of
such supplements. At least three of the members of
the Commission shall be qualified by scientific train-
ing and experience to evaluate the benefits to health
of the use of dietary supplements and one of such
three members shall have experience in pharmacog-
nosy, medical botany, traditional herbal medicine, or
other related sciences. Members and staff of the Com-
mission shall be without bias on the issue of dietary
supplements.
‘‘(c) FUNCTIONS OF THE COMMISSION.—The Commission
shall conduct a study on, and provide recommendations
for, the regulation of label claims and statements for
dietary supplements, including the use of literature in
connection with the sale of dietary supplements and
procedures for the evaluation of such claims. In mak-
ing such recommendations, the Commission shall
Page 99
TITLE 21—FOOD AND DRUGS
§ 343
evaluate how best to provide truthful, scientifically
valid, and not misleading information to consumers so
that such consumers may make informed and appro-
priate health care choices for themselves and their
families.
‘‘(d) ADMINISTRATIVE POWERS OF THE COMMISSION.—
‘‘(1) HEARINGS.—The Commission may hold hear-
ings, sit and act at such times and places, take such
testimony, and receive such evidence as the Commis-
sion considers advisable to carry out the purposes of
this section.
‘‘(2) INFORMATION
FROM
FEDERAL
AGENCIES.—The
Commission may secure directly from any Federal
department or agency such information as the Com-
mission considers necessary to carry out the provi-
sions of this section.
‘‘(3) AUTHORIZATION OF APPROPRIATIONS.—There are
authorized to be appropriated such sums as may be
necessary to carry out this section.
‘‘(e) REPORTS AND RECOMMENDATIONS.—
‘‘(1) FINAL
REPORT
REQUIRED.—Not later than 24
months after the date of enactment of this Act [Oct.
25, 1994], the Commission shall prepare and submit to
the President and to the Congress a final report on
the study required by this section.
‘‘(2) RECOMMENDATIONS.—The report described in
paragraph (1) shall contain such recommendations,
including recommendations for legislation, as the
Commission deems appropriate.
‘‘(3) ACTION ON RECOMMENDATIONS.—Within 90 days
of the issuance of the report under paragraph (1), the
Secretary of Health and Human Services shall pub-
lish in the Federal Register a notice of any rec-
ommendation of Commission for changes in regula-
tions of the Secretary for the regulation of dietary
supplements and shall include in such notice a notice
of proposed rulemaking on such changes together
with an opportunity to present views on such
changes. Such rulemaking shall be completed not
later than 2 years after the date of the issuance of
such report. If such rulemaking is not completed on
or before the expiration of such 2 years, regulations
of the Secretary published in 59 FR 395–426 on Janu-
ary 4, 1994, shall not be in effect.’’
EXTENSION OF COMPLIANCE DEADLINE FOR CERTAIN
FOOD PRODUCTS PACKAGED PRIOR TO AUGUST 8, 1994
Pub. L. 103–261, May 26, 1994, 108 Stat. 705, provided:
‘‘That before August 8, 1994, sections 403(q) and 403(r)(2)
of the Federal Food, Drug, and Cosmetic Act [21 U.S.C.
343(q), (r)(2)] and the provision of section 403(i) of such
Act added by section 7(2) of the Nutrition Labeling and
Education Act of 1990 [Pub. L. 101–535], shall not apply
with respect to a food product which is contained in a
package for which the label was printed before May 8,
1994 (or before August 8, 1994, in the case of a juice or
milk food product if the person responsible for the la-
beling of such food product exercised due diligence in
obtaining before such date labels which are in compli-
ance with such sections 403(q) and 403(r)(2) and such
provision of section 403(i)), if, before June 15, 1994, the
person who introduces or delivers for introduction such
food product into interstate commerce submits to the
Secretary of Health and Human Services a certification
that such person will comply with this section and will
comply with such sections 403(q) and 403(r)(2) and such
provision of section 403(i) after August 8, 1994.’’
LIMITATIONS ON APPLICATION OF SMALL BUSINESS
EXEMPTION
Pub. L. 103–80, § 2(a), Aug. 13, 1993, 107 Stat. 773, pro-
vided that:
‘‘(1) BEFORE MAY 8, 1995.—Before May 8, 1995, the ex-
emption provided by section 403(q)(5)(D) of the Federal
Food, Drug, and Cosmetic Act [21 U.S.C. 343(q)(5)(D)]
shall be available in accordance with the regulations of
the Secretary of Health and Human Services published
at 21 C.F.R. 101.9(j)(1)(i)(1993).
‘‘(2) AFTER MAY 8, 1995.—After May 8, 1995, the exemp-
tion provided by section 403(q)(5)(D) of the Federal
Food, Drug, and Cosmetic Act shall only be available
with respect to food when it is sold to consumers.’’
PROHIBITION ON IMPLEMENTATION OF PUB. L. 101–535
WITH RESPECT TO DIETARY SUPPLEMENTS
Pub. L. 102–571, title II, § 202(a)(1), Oct. 29, 1992, 106
Stat. 4500, provided that: ‘‘Notwithstanding any other
provision of law and except as provided in subsection
(b) [set out as a note below] and in the amendment
made by paragraph (2)(A) [amending provisions set out
as notes above], the Secretary of Health and Human
Services may not implement the Nutrition Labeling
and Education Act of 1990 (Public Law 101–535; 104 Stat.
2353) [see Short Title of 1990 Amendments note set out
under section 301 of this title], or any amendment made
by such Act, earlier than December 15, 1993, with re-
spect to dietary supplements of vitamins, minerals,
herbs, or other similar nutritional substances.’’
HEALTH CLAIMS MADE WITH RESPECT TO DIETARY
SUPPLEMENTS
Pub. L. 102–571, title II, § 202(b), Oct. 29, 1992, 106 Stat.
4501,
provided
that:
‘‘Notwithstanding
section
403(r)(5)(D) of the Federal Food, Drug, and Cosmetic
Act (21 U.S.C. 343(r)(5)(D)) and subsection (a) [enacting
provisions set out as notes above and amending provi-
sions set out as notes above and under section 343–1 of
this title], the Secretary of Health and Human Services
may, earlier than December 15, 1993, approve claims
made with respect to dietary supplements of vitamins,
minerals, herbs, or other similar nutritional substances
that are claims described in clauses (vi) and (x) of sec-
tion 3(b)(1)(A) of the Nutrition Labeling and Education
Act of 1990 [Pub. L. 101–535] (21 U.S.C. 343 note).’’
UNITED STATES RECOMMENDED DAILY ALLOWANCES OF
VITAMINS OR MINERALS
Pub. L. 102–571, title II, § 203, Oct. 29, 1992, 106 Stat.
4502, provided that: ‘‘Notwithstanding any other provi-
sion of Federal law, no regulations that require the use
of, or are based upon, recommended daily allowances of
vitamins or minerals may be promulgated before No-
vember 8, 1993 (other than regulations establishing the
United States recommended daily allowances specified
at section 101.9(c)(7)(iv) of title 21, Code of Federal Reg-
ulations, as in effect on October 6, 1992, or regulations
under section 403(r)(1)(A) of the Federal Food, Drug,
and Cosmetic Act (21 U.S.C. 343(r)(1)(A)) that are based
on such recommended daily allowances).’’
CONSUMER EDUCATION
Pub. L. 101–535, § 2(c), Nov. 8, 1990, 104 Stat. 2357, pro-
vided that: ‘‘The Secretary of Health and Human Serv-
ices shall carry out activities which educate consumers
about—
‘‘(1) the availability of nutrition information in the
label or labeling of food, and
‘‘(2) the importance of that information in main-
taining healthy dietary practices.’’
STUDIES CONCERNING CARCINOGENIC
AND OTHER TOXIC
SUBSTANCES
IN FOOD
AND IMPURITIES
IN
AND TOX-
ICITY OF SACCHARIN
Pub. L. 95–203, § 2, Nov. 23, 1977, 91 Stat. 1451, directed
Secretary of Health, Education, and Welfare to conduct
a study concerning carcinogenic and other toxic sub-
stances in food and impurities in and toxicity of sac-
charin and make a report respecting the carcinogenic
and other substances to Committee on Human Re-
sources of the Senate within 12 months of Nov. 23, 1977,
and a report respecting saccharin to such committee
within 15 months of Nov. 23, 1977.
REPORT TO CONGRESSIONAL COMMITTEES RESPECTING
ACTION TAKEN PURSUANT TO FORMER PAR. (o)(2)
Pub. L. 95–203, § 4(a)(3), Nov. 23, 1977, 91 Stat. 1453, pro-
vided that the Secretary was to report to specified con-
gressional committees any action taken under former
par. (o)(2) of this section.
Page 100
TITLE 21—FOOD AND DRUGS
§ 343–1
STATE OR TERRITORIAL REQUIREMENTS
Pub. L. 86–537, § 2, June 29, 1960, 74 Stat. 251, provided
that: ‘‘Nothing in the amendments made by the first
section of this Act [amending this section] shall affect
any requirement of the laws of any State or Territory.’’
Executive Documents
TRANSFER OF FUNCTIONS
For transfer of functions of Federal Security Admin-
istrator to Secretary of Health, Education, and Welfare
[now Health and Human Services], and of Food and
Drug Administration in the Department of Agriculture
to Federal Security Agency, see notes set out under
section 321 of this title.
§ 343–1. National uniform nutrition labeling
(a) Except as provided in subsection (b), no
State or political subdivision of a State may di-
rectly or indirectly establish under any author-
ity or continue in effect as to any food in inter-
state commerce—
(1) any requirement for a food which is the
subject of a standard of identity established
under section 341 of this title that is not iden-
tical to such standard of identity or that is
not identical to the requirement of section
343(g) of this title, except that this paragraph
does not apply to a standard of identity of a
State or political subdivision of a State for
maple syrup that is of the type required by
sections 341 and 343(g) of this title,
(2) any requirement for the labeling of food
of the type required by section 343(c), 343(e),
343(i)(2), 343(w), or 343(x) of this title that is
not identical to the requirement of such sec-
tion, except that this paragraph does not
apply to a requirement of a State or political
subdivision of a State that is of the type re-
quired by section 343(c) of this title and that is
applicable to maple syrup,
(3) any requirement for the labeling of food
of the type required by section 343(b), 343(d),
343(f), 343(h), 343(i)(1), or 343(k) of this title
that is not identical to the requirement of
such section, except that this paragraph does
not apply to a requirement of a State or polit-
ical subdivision of a State that is of the type
required by section 343(h)(1) of this title and
that is applicable to maple syrup,
(4) any requirement for nutrition labeling of
food that is not identical to the requirement
of section 343(q) of this title, except that this
paragraph does not apply to food that is of-
fered for sale in a restaurant or similar retail
food establishment that is not part of a chain
with 20 or more locations doing business under
the same name (regardless of the type of own-
ership of the locations) and offering for sale
substantially the same menu items unless
such restaurant or similar retail food estab-
lishment complies with the voluntary provi-
sion of nutrition information requirements
under section 343(q)(5)(H)(ix) of this title, or
(5) any requirement respecting any claim of
the type described in section 343(r)(1) of this
title made in the label or labeling of food that
is not identical to the requirement of section
343(r) of this title, except a requirement re-
specting a claim made in the label or labeling
of
food
which
is
exempt
under
section
343(r)(5)(B) of this title.
Paragraph (3) shall take effect in accordance
with section 6(b) of the Nutrition Labeling and
Education Act of 1990.
(b) Upon petition of a State or a political sub-
division of a State, the Secretary may exempt
from subsection (a), under such conditions as
may be prescribed by regulation, any State or
local requirement that—
(1) would not cause any food to be in viola-
tion of any applicable requirement under Fed-
eral law,
(2) would not unduly burden interstate com-
merce, and
(3) is designed to address a particular need
for information which need is not met by the
requirements of the sections referred to in
subsection (a).
(June 25, 1938, ch. 675, § 403A, as added Pub. L.
101–535, § 6(a), Nov. 8, 1990, 104 Stat. 2362; amend-
ed Pub. L. 102–108, § 2(b), Aug. 17, 1991, 105 Stat.
549; Pub. L. 103–396, § 3(a), Oct. 22, 1994, 108 Stat.
4154; Pub. L. 108–282, title II, § 203(c)(2), Aug. 2,
2004, 118 Stat. 908; Pub. L. 111–148, title IV,
§ 4205(c), Mar. 23, 2010, 124 Stat. 576.)
Editorial Notes
REFERENCES IN TEXT
Section 6(b) of the Nutrition Labeling and Education
Act of 1990 [Pub. L. 101–535], referred to in subsec. (a),
is set out below.
AMENDMENTS
2010—Subsec. (a)(4). Pub. L. 111–148 substituted ‘‘ex-
cept that this paragraph does not apply to food that is
offered for sale in a restaurant or similar retail food es-
tablishment that is not part of a chain with 20 or more
locations doing business under the same name (regard-
less of the type of ownership of the locations) and offer-
ing for sale substantially the same menu items unless
such restaurant or similar retail food establishment
complies with the voluntary provision of nutrition in-
formation requirements under section 343(q)(5)(H)(ix) of
this title’’ for ‘‘except a requirement for nutrition la-
beling of food which is exempt under subclause (i) or
(ii) of section 343(q)(5)(A) of this title’’.
2004—Subsec. (a)(2). Pub. L. 108–282 substituted
‘‘343(i)(2), 343(w), or 343(x)’’ for ‘‘or 343(i)(2)’’.
1994—Subsec. (a)(1). Pub. L. 103–396, § 3(a)(1), inserted
at end ‘‘except that this paragraph does not apply to a
standard of identity of a State or political subdivision
of a State for maple syrup that is of the type required
by sections 341 and 343(g) of this title,’’.
Subsec. (a)(2). Pub. L. 103–396, § 3(a)(2), inserted at end
‘‘except that this paragraph does not apply to a re-
quirement of a State or political subdivision of a State
that is of the type required by section 343(c) of this
title and that is applicable to maple syrup,’’.
Subsec. (a)(3). Pub. L. 103–396, § 3(a)(3), inserted at end
‘‘except that this paragraph does not apply to a re-
quirement of a State or political subdivision of a State
that is of the type required by section 343(h)(1) of this
title and that is applicable to maple syrup,’’.
1991—Subsec. (a)(5). Pub. L. 102–108 substituted ‘‘sec-
tion 343(r)(5)(B) of this title’’ for ‘‘clause (B) of such
section’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2004 AMENDMENT
Amendment by Pub. L. 108–282 applicable to any food
that is labeled on or after Jan. 1, 2006, see section 203(d)
of Pub. L. 108–282, set out as a note under section 321 of
this title.
EFFECTIVE DATE
Pub. L. 101–535, § 10(b), Nov. 8, 1990, 104 Stat. 2366, as
amended by Pub. L. 102–571, title I, § 107(16), title II,
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
A food shall be deemed to be misbranded—
**(a) False or misleading label** If (1) its labeling is false or misleading in any particular, or (2) in the case of a food to which [section 350 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section350&num=0&edition=prelim) applies, its advertising is false or misleading in a material respect or its labeling is in violation of [section 350(b)(2) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section350/b/2&num=0&edition=prelim).
**(b) Offer for sale under another name** If it is offered for sale under the name of another food.
**(c) Imitation of another food** If it is an imitation of another food, unless its label bears, in type of uniform size and prominence, the word “imitation” and, immediately thereafter, the name of the food imitated.
**(d) Misleading container** If its container is so made, formed, or filled as to be misleading.
**(e) Package form** If in package form unless it bears a label containing (1) the name and place of business of the manufacturer, packer, or distributor; and (2) an accurate statement of the quantity of the contents in terms of weight, measure, or numerical count, except that under clause (2) of this paragraph reasonable variations shall be permitted, and exemptions as to small packages shall be established, by regulations prescribed by the Secretary.
**(f) Prominence of information on label** If any word, statement, or other information required by or under authority of this chapter to appear on the label or labeling is not prominently placed thereon with such conspicuousness (as compared with other words, statements, designs, or devices, in the labeling) and in such terms as to render it likely to be read and unde
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 343
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Unsafe color additives** A color additive shall, with respect to any particular use (for which it is being used or intended to be used or is represented as suitable) in or on food or drugs or devices or cosmetics, be deemed unsafe for the purposes of the application of section 342(c), 351(a)(4), or 361(e) of this title, as the case may be, unless—
(1)
(A) there is in effect, and such additive and such use are in conformity with, a regulation issued under subsection (b) of this section listing such additive for such use, including any provision of such regulation prescribing the conditions under which such additive may be safely used, and (B) such additive either (i) is from a batch certified, in accordance with regulations issued pursuant to subsection (c), for such use, or (ii) has, with respect to such use, been exempted by the Secretary from the requirement of certification; or
(2) such additive and such use thereof conform to the terms of an exemption which is in effect pursuant to subsection (f) of this section.
While there are in effect regulations under subsections (b) and (c) of this section relating to a color additive or an exemption pursuant to subsection (f) with respect to such additive, an article shall not, by reason of bearing or containing such additive in all respects in accordance with such regulations or such exemption, be considered adulterated within the meaning of clause (1) of [section 342(a) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section342/a&num=0&edition=prelim) if such article is a food, or within the meaning of [section 361(a) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section361/a&num=0&edition=prelim) if such article is a cosmetic other than a
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 379e
Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 379e. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 515
TITLE 21—FOOD AND DRUGS
§ 379e
PART B—COLORS
§ 379e. Listing and certification of color additives
for foods, drugs, devices, and cosmetics
(a) Unsafe color additives
A color additive shall, with respect to any par-
ticular use (for which it is being used or in-
tended to be used or is represented as suitable)
in or on food or drugs or devices or cosmetics, be
deemed unsafe for the purposes of the applica-
tion of section 342(c), 351(a)(4), or 361(e) of this
title, as the case may be, unless—
(1)(A) there is in effect, and such additive
and such use are in conformity with, a regula-
tion issued under subsection (b) of this section
listing such additive for such use, including
any provision of such regulation prescribing
the conditions under which such additive may
be safely used, and (B) such additive either (i)
is from a batch certified, in accordance with
regulations issued pursuant to subsection (c),
for such use, or (ii) has, with respect to such
use, been exempted by the Secretary from the
requirement of certification; or
(2) such additive and such use thereof con-
form to the terms of an exemption which is in
effect pursuant to subsection (f) of this sec-
tion.
While there are in effect regulations under sub-
sections (b) and (c) of this section relating to a
color additive or an exemption pursuant to sub-
section (f) with respect to such additive, an arti-
cle shall not, by reason of bearing or containing
such additive in all respects in accordance with
such regulations or such exemption, be consid-
ered adulterated within the meaning of clause
(1) of section 342(a) of this title if such article is
a food, or within the meaning of section 361(a) of
this title if such article is a cosmetic other than
a hair dye (as defined in the
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 379e
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 379e. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
There is appropriated for each fiscal year beginning with the fiscal year ending June 30, 1936 an amount equal to 30 per centum of the gross receipts from duties collected under the customs laws during the period January 1 to December 31, both inclusive, preceding the beginning of each such fiscal year. Such sums shall be maintained in a separate fund and shall be used by the Secretary of Agriculture only to (1) encourage the exportation of agricultural commodities and products thereof by the payment of benefits in connection with the exportation thereof or of indemnities for losses incurred in connection with such exportation or by payments to producers in connection with the production of that part of any agricultural commodity required for domestic consumption; (2) encourage the domestic consumption of such commodities or products by diverting them, by the payment of benefits or indemnities or by other means, from the normal channels of trade and commerce or by increasing their utilization through benefits, indemnities, donations or by other means, among persons in low income groups as determined by the Secretary of Agriculture; and (3) reestablish farmers’ purchasing power by making payments in connection with the normal production of any agricultural commodity for domestic consumption. Determinations by the Secretary as to what constitutes diversion and what constitutes normal channels of trade and commerce and what constitutes normal production for domestic consumption shall be final. The sums appropriated under this section shall be expended for such one or more of the above-specified purposes, and at such times, in such manner, and in such amounts as the Secretary of Agriculture finds will effectuate substantial accomplishment of any one or more of the purposes
Source: Supplied U.S. Code snapshot — release unconfirmed · 7 U.S.C. § 612c
Stored review status: release_metadata_unconfirmed. The source passage cites 7 U.S.C. § 612c. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 486
TITLE 7—AGRICULTURE
§§ 612a, 612b
Administrative expenses, payments authorized
to be made under section 608 of this title, and re-
funds on taxes. The Secretary of Agriculture and
the Secretary of the Treasury shall jointly esti-
mate from time to time the amounts, in addi-
tion to any money available under subsection
(a), currently required for such purposes; and
the Secretary of the Treasury shall, out of any
money in the Treasury not otherwise appro-
priated, advance to the Secretary of Agriculture
the amounts so estimated. The amount of any
such advance shall be deducted from such tax
proceeds as shall subsequently become available
under this subsection.
(c) The administrative expenses provided for
under this section shall include, among others,
expenditures for personal services and rent in
the District of Columbia and elsewhere, for law
books and books of reference, for contract steno-
graphic reporting services, and for printing and
paper in addition to allotments under the exist-
ing law. The Secretary of Agriculture shall
transfer to the Treasury Department, and is au-
thorized to transfer to other agencies, out of
funds available for administrative expenses
under this chapter, such sums as are required to
pay administrative expenses incurred and re-
funds made by such department or agencies in
the administration of this chapter.
(May 12, 1933, ch. 25, title I, § 12, 48 Stat. 38; Apr.
7, 1934, ch. 103, § 2, 48 Stat. 528; Aug. 24, 1935, ch.
641, §§ 3, 19, 49 Stat. 753, 768; June 3, 1937, ch. 296,
§§ 1, 2(j), 50 Stat. 246, 248.)
Editorial Notes
AMENDMENTS
1937—Subsec. (a). Act June 3, 1937, § 2(j), struck out
‘‘and production adjustments’’ after ‘‘surplus reduc-
tions’’ in second par.
1935—Subsec. (a). Act Aug. 24, 1935, § 19
Source: Supplied 2024 U.S. Code historical extraction · 7 U.S.C. § 612c
Stored review status: historical_2024_not_currentness_verified. The source passage cites 7 U.S.C. § 612c. This identifies an authority to review, not proof of applicability.