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21 U.S.C. § 379e — Listing and certification of color additives
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Page 515
TITLE 21—FOOD AND DRUGS
§ 379e
PART B—COLORS
§ 379e. Listing and certification of color additives
for foods, drugs, devices, and cosmetics
(a) Unsafe color additives
A color additive shall, with respect to any par-
ticular use (for which it is being used or in-
tended to be used or is represented as suitable)
in or on food or drugs or devices or cosmetics, be
deemed unsafe for the purposes of the applica-
tion of section 342(c), 351(a)(4), or 361(e) of this
title, as the case may be, unless—
(1)(A) there is in effect, and such additive
and such use are in conformity with, a regula-
tion issued under subsection (b) of this section
listing such additive for such use, including
any provision of such regulation prescribing
the conditions under which such additive may
be safely used, and (B) such additive either (i)
is from a batch certified, in accordance with
regulations issued pursuant to subsection (c),
for such use, or (ii) has, with respect to such
use, been exempted by the Secretary from the
requirement of certification; or
(2) such additive and such use thereof con-
form to the terms of an exemption which is in
effect pursuant to subsection (f) of this sec-
tion.
While there are in effect regulations under sub-
sections (b) and (c) of this section relating to a
color additive or an exemption pursuant to sub-
section (f) with respect to such additive, an arti-
cle shall not, by reason of bearing or containing
such additive in all respects in accordance with
such regulations or such exemption, be consid-
ered adulterated within the meaning of clause
(1) of section 342(a) of this title if such article is
a food, or within the meaning of section 361(a) of
this title if such article is a cosmetic other than
a hair dye (as defined in the
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Page 515
TITLE 21—FOOD AND DRUGS
§ 379e
PART B—COLORS
§ 379e. Listing and certification of color additives
for foods, drugs, devices, and cosmetics
(a) Unsafe color additives
A color additive shall, with respect to any par-
ticular use (for which it is being used or in-
tended to be used or is represented as suitable)
in or on food or drugs or devices or cosmetics, be
deemed unsafe for the purposes of the applica-
tion of section 342(c), 351(a)(4), or 361(e) of this
title, as the case may be, unless—
(1)(A) there is in effect, and such additive
and such use are in conformity with, a regula-
tion issued under subsection (b) of this section
listing such additive for such use, including
any provision of such regulation prescribing
the conditions under which such additive may
be safely used, and (B) such additive either (i)
is from a batch certified, in accordance with
regulations issued pursuant to subsection (c),
for such use, or (ii) has, with respect to such
use, been exempted by the Secretary from the
requirement of certification; or
(2) such additive and such use thereof con-
form to the terms of an exemption which is in
effect pursuant to subsection (f) of this sec-
tion.
While there are in effect regulations under sub-
sections (b) and (c) of this section relating to a
color additive or an exemption pursuant to sub-
section (f) with respect to such additive, an arti-
cle shall not, by reason of bearing or containing
such additive in all respects in accordance with
such regulations or such exemption, be consid-
ered adulterated within the meaning of clause
(1) of section 342(a) of this title if such article is
a food, or within the meaning of section 361(a) of
this title if such article is a cosmetic other than
a hair dye (as defined in the last sentence of sec-
tion 361(a) of this title). A color additive for use
in or on a device shall be subject to this section
only if the color additive comes in direct con-
tact with the body of man or other animals for
a significant period of time. The Secretary may
by regulation designate the uses of color addi-
tives in or on devices which are subject to this
section.
(b) Listing of colors; regulations; issuance,
amendment or repeal; referral to advisory
committee; report and recommendations; ap-
pointment and compensation of advisory
committee
(1) The Secretary shall, by regulation, provide
for separately listing color additives for use in
or on food, color additives for use in or on drugs,
or devices, and color additives for use in or on
cosmetics, if and to the extent that such addi-
tives are suitable and safe for any such use when
employed in accordance with such regulations.
(2)(A) Such regulations may list any color ad-
ditive for use generally in or on food, or in or on
drugs or devices, or in or on cosmetics, if the
Secretary finds that such additive is suitable
and may safely be employed for such general
use.
(B) If the data before the Secretary do not es-
tablish that the additive satisfies the require-
ments for listing such additive on the applicable
list pursuant to subparagraph (A) of this para-
graph, or if the proposal is for listing such addi-
tive for a more limited use or uses, such regula-
tions may list such additive only for any more
limited use or uses for which it is suitable and
may safely be employed.
(3) Such regulations shall, to the extent
deemed necessary by the Secretary to assure the
safety of the use or uses for which a particular
color additive is listed, prescribe the conditions
under which such additive may be safely em-
ployed for such use or uses (including, but not
limited to, specifications, hereafter in this sec-
tion referred to as tolerance limitations, as to
the maximum quantity or quantities which may
be used or permitted to remain in or on the arti-
cle or articles in or on which it is used; speci-
fications as to the manner in which such addi-
tive may be added to or used in or on such arti-
cle or articles; and directions or other labeling
or packaging requirements for such additive).
(4) The Secretary shall not list a color addi-
tive under this section for a proposed use unless
the data before him establish that such use,
under the conditions of use specified in the regu-
lations, will be safe: Provided, however, That a
color additive shall be deemed to be suitable and
safe for the purpose of listing under this sub-
section for use generally in or on food, while
there is in effect a published finding of the Sec-
retary declaring such substance exempt from
the term ‘‘food additive’’ because of its being
generally recognized by qualified experts as safe
for its intended use, as provided in section 321(s)
of this title.
(5)(A) In determining, for the purposes of this
section, whether a proposed use of a color addi-
tive is safe, the Secretary shall consider, among
other relevant factors—
(i) the probable consumption of, or other rel-
evant exposure from, the additive and of any
substance formed in or on food, drugs or de-
vices, or cosmetics because of the use of the
additive;
(ii) the cumulative effect, if any, of such ad-
ditive in the diet of man or animals, taking
into account the same or any chemically or
pharmacologically related substance or sub-
stances in such diet;
(iii) safety factors which, in the opinion of
experts qualified by scientific training and ex-
perience to evaluate the safety of color addi-
tives for the use or uses for which the additive
is proposed to be listed, are generally recog-
nized as appropriate for the use of animal ex-
perimentation data; and
(iv) the availability of any needed prac-
ticable methods of analysis for determining
the identity and quantity of (I) the pure dye
and all intermediates and other impurities
contained in such color additive, (II) such ad-
ditive in or on any article of food, drug or de-
vice, or cosmetic, and (III) any substance
formed in or on such article because of the use
of such additive.
(B) A color additive (i) shall be deemed unsafe,
and shall not be listed, for any use which will or
may result in ingestion of all or part of such ad-
ditive, if the additive is found by the Secretary
to induce cancer when ingested by man or ani-
mal, or if it is found by the Secretary, after
Page 516
TITLE 21—FOOD AND DRUGS
§ 379e
tests which are appropriate for the evaluation of
the safety of additives for use in food, to induce
cancer in man or animal, and (ii) shall be
deemed unsafe, and shall not be listed, for any
use which will not result in ingestion of any
part of such additive, if, after tests which are
appropriate for the evaluation of the safety of
additives for such use, or after other relevant
exposure of man or animal to such additive, it is
found by the Secretary to induce cancer in man
or animal: Provided, That clause (i) of this sub-
paragraph (B) shall not apply with respect to the
use of a color additive as an ingredient of feed
for animals which are raised for food production,
if the Secretary finds that, under the conditions
of use and feeding specified in proposed labeling
and reasonably certain to be followed in prac-
tice, such additive will not adversely affect the
animals for which such feed is intended, and
that no residue of the additive will be found (by
methods of examination prescribed or approved
by the Secretary by regulations, which regula-
tions shall not be subject to subsection (d)) in
any edible portion of such animals after slaugh-
ter or in any food yielded by or derived from the
living animal.
(C)(i) In any proceeding for the issuance,
amendment, or repeal of a regulation listing a
color additive, whether commenced by a pro-
posal of the Secretary on his own initiative or
by a proposal contained in a petition, the peti-
tioner, or any other person who will be ad-
versely affected by such proposal or by the Sec-
retary’s order issued in accordance with para-
graph (1) of section 371(e) of this title if placed
in effect, may request, within the time specified
in this subparagraph, that the petition or order
thereon, or the Secretary’s proposal, be referred
to an advisory committee for a report and rec-
ommendations with respect to any matter aris-
ing under subparagraph (B) of this paragraph,
which is involved in such proposal or order and
which requires the exercise of scientific judg-
ment. Upon such request, or if the Secretary
within such time deems such a referral nec-
essary, the Secretary shall forthwith appoint an
advisory committee under subparagraph (D) of
this paragraph and shall refer to it, together
with all the data before him, such matter aris-
ing under subparagraph (B) for study thereof and
for a report and recommendations on such mat-
ter. A person who has filed a petition or who has
requested the referral of a matter to an advisory
committee pursuant to this subparagraph (C), as
well as representatives of the Department, shall
have the right to consult with such advisory
committee in connection with the matter re-
ferred to it. The request for referral under this
subparagraph, or the Secretary’s referral on his
own initiative, may be made at any time before,
or within thirty days after, publication of an
order of the Secretary acting upon the petition
or proposal.
(ii) Within sixty days after the date of such re-
ferral, or within an additional thirty days if the
committee deems such additional time nec-
essary, the committee shall, after independent
study of the data furnished to it by the Sec-
retary and other data before it, certify to the
Secretary a report and recommendations, to-
gether with all underlying data and a statement
of the reasons or basis for the recommendations.
A copy of the foregoing shall be promptly sup-
plied by the Secretary to any person who has
filed a petition, or who has requested such refer-
ral to the advisory committee. Within thirty
days after such certification, and after giving
due consideration to all data then before him,
including such report, recommendations, under-
lying data, and statement, and to any prior
order issued by him in connection with such
matter, the Secretary shall by order confirm or
modify any order theretofore issued or, if no
such prior order has been issued, shall by order
act upon the petition or other proposal.
(iii) Where—
(I) by reason of subparagraph (B) of this
paragraph, the Secretary has initiated a pro-
posal to remove from listing a color additive
previously listed pursuant to this section; and
(II) a request has been made for referral of
such proposal to an advisory committee;
the Secretary may not act by order on such pro-
posal until the advisory committee has made a
report and recommendations to him under
clause (ii) of this subparagraph and he has con-
sidered such recommendations, unless the Sec-
retary finds that emergency conditions exist ne-
cessitating the issuance of an order notwith-
standing this clause.
(D) The advisory committee referred to in sub-
paragraph (C) of this paragraph shall be com-
posed of experts selected by the National Acad-
emy of Sciences, qualified in the subject matter
referred to the committee and of adequately di-
versified professional background, except that in
the event of the inability or refusal of the Na-
tional Academy of Sciences to act, the Sec-
retary shall select the members of the com-
mittee. The size of the committee shall be deter-
mined by the Secretary. Members of any advi-
sory committee established under this chapter,
while attending conferences or meetings of their
committees or otherwise serving at the request
of the Secretary, shall be entitled to receive
compensation at rates to be fixed by the Sec-
retary but at rates not exceeding the daily
equivalent of the rate specified at the time of
such service for grade GS–18 of the General
Schedule, including traveltime; and while away
from their homes or regular places of business
they may be allowed travel expenses, including
per diem in lieu of subsistence, as authorized by
section 5703 of title 5 for persons in the Govern-
ment service employed intermittently. The
members shall not be subject to any other provi-
sions of law regarding the appointment and
compensation of employees of the United States.
The Secretary shall furnish the committee with
adequate clerical and other assistance, and shall
by rules and regulations prescribe the procedure
to be followed by the committee.
(6) The Secretary shall not list a color addi-
tive under this subsection for a proposed use if
the data before him show that such proposed use
would promote deception of the consumer in vio-
lation of this chapter or would otherwise result
in misbranding or adulteration within the mean-
ing of this chapter.
(7) If, in the judgment of the Secretary, a tol-
erance limitation is required in order to assure
that a proposed use of a color additive will be
safe, the Secretary—
Page 517
TITLE 21—FOOD AND DRUGS
§ 379e
(A) shall not list the additive for such use if
he finds that the data before him do not estab-
lish that such additive, if used within a safe
tolerance limitation, would achieve the in-
tended physical or other technical effect; and
(B) shall not fix such tolerance limitation at
a level higher than he finds to be reasonably
required to accomplish the intended physical
or other technical effect.
(8) If, having regard to the aggregate quantity
of color additive likely to be consumed in the
diet or to be applied to the human body, the
Secretary finds that the data before him fail to
show that it would be safe and otherwise permis-
sible to list a color additive (or pharmacologi-
cally related color additives) for all the uses
proposed therefor and at the levels of concentra-
tion proposed, the Secretary shall, in deter-
mining for which use or uses such additive (or
such related additives) shall be or remain listed,
or how the aggregate allowable safe tolerance
for such additive or additives shall be allocated
by him among the uses under consideration,
take into account, among other relevant factors
(and subject to the paramount criterion of safe-
ty), (A) the relative marketability of the arti-
cles involved as affected by the proposed uses of
the color additive (or of such related additives)
in or on such articles, and the relative depend-
ence of the industries concerned on such uses;
(B) the relative aggregate amounts of such color
additive which he estimates would be consumed
in the diet or applied to the human body by rea-
son of the various uses and levels of concentra-
tion proposed; and (C) the availability, if any, of
other color additives suitable and safe for one or
more of the uses proposed.
(c) Certification of colors
The Secretary shall further, by regulation,
provide (1) for the certification, with safe dil-
uents or without diluents, of batches of color ad-
ditives listed pursuant to subsection (b) and con-
forming to the requirements for such additives
established by regulations under such sub-
section and this subsection, and (2) for exemp-
tion from the requirement of certification in the
case of any such additive, or any listing or use
thereof, for which he finds such requirement not
to be necessary in the interest of the protection
of the public health: Provided, That, with respect
to any use in or on food for which a listed color
additive is deemed to be safe by reason of the
proviso to paragraph (4) of subsection (b), the re-
quirement of certification shall be deemed not
to be necessary in the interest of public health
protection.
(d) Procedure for issuance, amendment, or re-
peal of regulations
The provisions of section 371(e), (f), and (g) of
this title shall, subject to the provisions of sub-
paragraph (C) of subsection (b)(5) of this section,
apply to and in all respects govern proceedings
for the issuance, amendment, or repeal of regu-
lations under subsection (b) or (c) of this section
(including judicial review of the Secretary’s ac-
tion in such proceedings) and the admissibility
of transcripts of the record of such proceedings
in other proceedings, except that—
(1) if the proceeding is commenced by the fil-
ing of a petition, notice of the proposal made
by the petition shall be published in general
terms by the Secretary within thirty days
after such filing, and the Secretary’s order (re-
quired by paragraph (1) of section 371(e) of this
title) acting upon such proposal shall, in the
absence of prior referral (or request for refer-
ral) to an advisory committee, be issued with-
in ninety days after the date of such filing, ex-
cept that the Secretary may (prior to such
ninetieth day), by written notice to the peti-
tioner, extend such ninety-day period to such
time (not more than one hundred and eighty
days after the date of filing of the petition) as
the Secretary deems necessary to enable him
to study and investigate the petition;
(2) any report, recommendations, underlying
data, and reasons certified to the Secretary by
an advisory committee appointed pursuant to
subparagraph (D) of subsection (b)(5) of this
section, shall be made a part of the record of
any hearing if relevant and material, subject
to the provisions of section 556(d) of title 5.
The advisory committee shall designate a
member to appear and testify at any such
hearing with respect to the report and rec-
ommendations of such committee upon re-
quest of the Secretary, the petitioner, or the
officer conducting the hearing, but this shall
not preclude any other member of the advi-
sory committee from appearing and testifying
at such hearing;
(3) the Secretary’s order after public hearing
(acting upon objections filed to an order made
prior to hearing) shall be subject to the re-
quirements of section 348(f)(2) of this title; and
(4) the scope of judicial review of such order
shall be in accordance with the fourth sen-
tence of paragraph (2), and with the provisions
of paragraph (3), of section 348(g) of this title.
(e) Fees
The admitting to listing and certification of
color additives, in accordance with regulations
prescribed under this chapter, shall be per-
formed only upon payment of such fees, which
shall be specified in such regulations, as may be
necessary to provide, maintain, and equip an
adequate service for such purposes.
(f) Exemptions
The Secretary shall by regulations (issued
without regard to subsection (d)) provide for ex-
empting from the requirements of this section
any color additive or any specific type of use
thereof, and any article of food, drug, or device,
or cosmetic bearing or containing such additive,
intended solely for investigational use by quali-
fied experts when in his opinion such exemption
is consistent with the public health.
(June 25, 1938, ch. 675, § 721, formerly § 706, 52
Stat. 1058; Pub. L. 86–618, title I, § 103(b), July 12,
1960, 74 Stat. 399; Pub. L. 87–781, title I, § 104(f)(2),
Oct. 10, 1962, 76 Stat. 785; Pub. L. 91–515, title VI,
§ 601(d)(2), Oct. 30, 1970, 84 Stat. 1311; Pub. L.
94–295, § 9(a), May 28, 1976, 90 Stat. 583; Pub. L.
96–88, title V, § 509(b), Oct. 17, 1979, 93 Stat. 695;
Pub. L. 102–300, § 6(b)(2), June 16, 1992, 106 Stat.
240; renumbered § 721, Pub. L. 102–571, title I,
§ 106(4), Oct. 29, 1992, 106 Stat. 4498; Pub. L.
103–80, § 3(bb), Aug. 13, 1993, 107 Stat. 778.)
Page 518
TITLE 21—FOOD AND DRUGS
§ 379e
Editorial Notes
CODIFICATION
Section was formerly classified to section 376 of this
title prior to renumbering by Pub. L. 102–571.
In subsec. (d)(2), ‘‘section 556(d) of title 5’’ substituted
for ‘‘section 7(c) of the Administrative Procedure Act (5
U.S.C., sec. 1006(c))’’ on authority of Pub. L. 89–554,
§ 7(b), Sept. 6, 1966, 80 Stat. 631, the first section of
which enacted Title 5, Government Organization and
Employees.
AMENDMENTS
1993—Subsec. (b)(5)(D). Pub. L. 103–80 substituted
‘‘section 5703’’ for ‘‘section 5703(b)’’.
1992—Subsec. (b)(5)(C)(i). Pub. L. 102–300 struck out
‘‘of Health, Education, and Welfare’’ after ‘‘representa-
tives of the Department’’.
1976—Subsec. (a). Pub. L. 94–295, § 9(a)(2), (3), inserted
reference to devices and inserted provisions directing
that color additives for use in or on devices be subject
to this section only if the color additives come in di-
rect contact with the body of man or other animals for
a significant period of time and authorizing the Sec-
retary to designate by regulation the uses of color addi-
tives in or on devices which are subject to this section.
Subsec. (b). Pub. L. 94–295, § 9(a)(1), (2), substituted
‘‘drug or device’’ for ‘‘drug’’ and ‘‘drugs or devices’’ for
‘‘drugs’’ wherever appearing.
Subsec. (f). Pub. L. 94–295, § 9(a)(1), substituted ‘‘drug
or device’’ for ‘‘drug’’.
1970—Subsec. (b)(5)(D). Pub. L. 91–515 substituted pro-
visions authorizing members of an advisory committee
to receive compensation at rates fixed by the Sec-
retary, with a specific maximum amount, and travel
expenses, including per diem in lieu of subsistence, as
authorized by section 5703(b) of Title 5, for provisions
authorizing such members to receive as compensation
a reasonable per diem for time actually spent on com-
mittee work, and necessary traveling and subsistence
expenses while serving away from their places of resi-
dence.
1962—Subsec. (b)(5)(B). Pub. L. 87–781 provided that
clause (i) of this subparagraph shall not apply to a
color additive in feed of animals raised for food produc-
tion, if under the conditions of use specified in proposed
labeling, and which conditions are reasonably certain
to be followed in practice, such additive will not ad-
versely affect the animals and no residue will be found
in any edible portion of such animal after slaughter or
in any food from the living animal.
1960—Pub. L. 86–618 amended section generally. Prior
to amendment, section read as follows: ‘‘The admitting
to listing and certification of coal-tar colors, in accord-
ance with regulations prescribed under this chapter,
shall be performed only upon payment of such fees,
which shall be specified in such regulations, as may be
necessary to provide, maintain, and equip an adequate
service for such purposes.’’
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 1962 AMENDMENT
Amendment by Pub. L. 87–781 effective Oct. 10, 1962,
see section 107 of Pub. L. 87–781, set out as a note under
section 321 of this title.
EFFECTIVE DATE OF 1960 AMENDMENT, TRANSITIONAL
PROVISIONS, AND EFFECT ON OTHER LAWS
Pub. L. 86–618, title II, July 12, 1960, 74 Stat. 404, pro-
vided that:
‘‘SEC. 201. [DEFINITIONS.] As used in this title, the
term ‘basic Act’ means the Federal Food, Drug, and
Cosmetic Act [this chapter]; the term ‘enactment date’
means the date of enactment of this Act [July 12, 1960];
and other terms, insofar as also used in the basic Act
(whether before or after enactment of this Act) shall
have the same meaning as they have, or had when in ef-
fect, under the basic Act.
‘‘SEC. 202. [EFFECTIVE DATE.] This Act [amending this
section and sections 321, 331, 333, 342, 343, 346, 351, 352,
361, 362, and 371 of this title and repealing sections 354
and 364 of this title] shall, subject to the provisions of
section 203, take effect on the enactment date [July 12,
1960].
‘‘SEC. 203. [PROVISIONAL LISTINGS OF COMMERCIALLY
ESTABLISHED COLORS.] (a)(1) The purpose of this section
is to make possible, on an interim basis for a reason-
able period, through provisional listings, the use of
commercially established color additives to the extent
consistent with the public health, pending the comple-
tion of the scientific investigations needed as a basis
for making determinations as to listing of such addi-
tives under the basic Act as amended by this Act. A
provisional listing (including a deemed provisional list-
ing) of a color additive under this section for any use
shall, unless sooner terminated or expiring under the
provisions of this section, expire (A) on the closing date
(as defined in paragraph (2) of this subsection) or (B) on
the effective date of a listing of such additive for such
use under section 706 [now 721] of the basic Act, [this
section], whichever date first occurs.
‘‘(2) For the purposes of this section, the term ‘clos-
ing date’ means (A) the last day of the two and one-half
year period beginning on the enactment date [July 12,
1960] or (B), with respect to a particular provisional
listing (or deemed provisional listing) of a color addi-
tive or use thereof, such later closing date as the Sec-
retary may from time to time establish pursuant to the
authority of this paragraph. The Secretary may by reg-
ulation, upon application of an interested person or on
his own initiative, from time to time postpone the
original closing date with respect to a provisional list-
ing (or deemed provisional listing) under this section of
a specified color additive, or of a specified use or uses
of such additive, for such period or periods as he finds
necessary to carry out the purpose of this section, if in
the Secretary’s judgment such action is consistent
with the objective of carrying to completion in good
faith, as soon as reasonably practicable, the scientific
investigations necessary for making a determination as
to listing such additive, or such specified use or uses
thereof, under section 706 [now 721] of the basic Act
[this section]. The Secretary may terminate a post-
ponement of the closing date at any time if he finds
that such postponement should not have been granted,
or that by reason of a change in circumstances the
basis for such postponement no longer exists, or that
there has been a failure to comply with a requirement
for submission of progress reports or with other condi-
tions attached to such postponement.
‘‘(b) Subject to the other provisions of this section—
‘‘(1) any color additive which, on the day preceding
the enactment date [July 12, 1960], was listed and cer-
tifiable for any use or uses under section 406(b), 504,
or 604 [section 346(b), 354, or 364 of this title], or under
the third proviso of section 402(c) [section 342(c) of
this title], of the basic Act, and of which a batch or
batches had been certified for such use or uses prior
to the enactment date [July 12, 1960], and
‘‘(2) any color additive which was commercially
used or sold prior to the enactment date [July 12,
1960] for any use or uses in or on any food, drug, or
cosmetic, and which either, (A), on the day preceding
the enactment date [July 12, 1960], was not a material
within the purview of any of the provisions of the
basic Act enumerated in paragraph (1) of this sub-
section, or (B) is the color additive known as syn-
thetic beta-carotene,
shall, beginning on the enactment date [July 12, 1960],
be deemed to be provisionally listed under this section
as a color additive for such use or uses.
‘‘(c) Upon request of any person, the Secretary, by
regulations issued under subsection (d), shall without
delay, if on the basis of the data before him he deems
such action consistent with the protection of the public
health, provisionally list a material as a color additive
for any use for which it was listed, and for which a
batch or batches of such material had been certified,
Page 519
TITLE 21—FOOD AND DRUGS
§ 379e
under section 406(b), 504, or 604 of the basic Act [section
346(b), 354, or 364 of this title] prior to the enactment
date [July 12, 1960], although such color was no longer
listed and certifiable for such use under such sections
on the day preceding the enactment date. Such provi-
sional listing shall take effect on the date of publica-
tion.
‘‘(d)(1) The Secretary shall, by regulations issued or
amended from time to time under this section—
‘‘(A) insofar as practicable promulgate and keep
current a list or lists of the color additives, and of
the particular uses thereof, which he finds are
deemed provisionally listed under subsection (b), and
the presence of a color additive on such a list with re-
spect to a particular use shall, in any proceeding
under the basic Act, be conclusive evidence that such
provisional listing is in effect;
‘‘(B) provide for the provisional listing of the color
additives and particular uses thereof specified in sub-
section (c);
‘‘(C) provide, with respect to particular uses for
which color additives are or are deemed to be provi-
sionally listed, such temporary tolerance limitations
(including such limitations at zero level) and other
conditions of use and labeling or packaging require-
ments, if any, as in his judgment are necessary to
protect the public health pending listing under sec-
tion 706 [now 721] of the basic Act [this section];
‘‘(D) provide for the certification of batches of such
color additives (with or without diluents) for the uses
for which they are so listed or deemed to be listed
under this section, except that such an additive
which is a color additive deemed provisionally listed
under subsection (b)(2) of this section shall be deemed
exempt from the requirement of such certification
while not subject to a tolerance limitation; and
‘‘(E) provide for the termination of a provisional
listing (or deemed provisional listing) of a color addi-
tive or particular use thereof forthwith whenever in
his judgment such action is necessary to protect the
public health.
‘‘(2)(A) Except as provided in subparagraph (C) of this
paragraph, regulations under this section shall, from
time to time, be issued, amended, or repealed by the
Secretary without regard to the requirements of the
basic Act [subsec. (e) of this section], but for the pur-
poses of the application of section 706(e) [now 721(e)] of
the basic Act (relating to fees) and of determining the
availability of appropriations of fees (and of advance
deposits to cover fees), proceedings, regulations, and
certifications under this section shall be deemed to be
proceedings, regulations, and certifications under such
section 706 [now 721, this section]. Regulations pro-
viding for fees (and advance deposits to cover fees),
which on the day preceding the enactment date [July
12, 1960] were in effect pursuant to section 706 [now 721]
of the basic Act [this section], shall be deemed to be
regulations under such section 706 [now 721, this sec-
tion] as amended by this Act, and appropriations of fees
(and advance deposits) available for the purposes speci-
fied in such section 706 [now 721] as in effect prior to
the enactment date [July 12, 1960] shall be available for
the purposes specified in such section 706 [now 721, this
section] as so amended.
‘‘(B) If the Secretary, by regulation—
‘‘(i) has terminated a provisional listing (or deemed
provisional listing) of a color additive or particular
use thereof pursuant to paragraph (1)(E) of this sub-
section; or
‘‘(ii) has, pursuant to paragraph (1)(C) or paragraph
(3) of this subsection, initially established or ren-
dered more restrictive a tolerance limitation or other
restriction or requirement with respect to a provi-
sional listing (or deemed provisional listing) which
listing had become effective prior to such action,
any person adversely affected by such action may, prior
to the expiration of the period specified in clause (A) of
subsection (a)(2) of this section, file with the Secretary
a petition for amendment of such regulation so as to
revoke or modify such action of the Secretary, but the
filing of such petition shall not operate to stay or sus-
pend the effectiveness of such action. Such petition
shall, in accordance with regulations, set forth the pro-
posed amendment and shall contain data (or refer to
data which are before the Secretary or of which he will
take official notice), which show that the revocation or
modification proposed is consistent with the protection
of the public health. The Secretary shall, after pub-
lishing such proposal and affording all interested per-
sons an opportunity to present their views thereon
orally or in writing, act upon such proposal by pub-
lished order.
‘‘(C) Any person adversely affected by an order en-
tered under subparagraph (B) of this paragraph may,
within thirty days after its publication, file objections
thereto with the Secretary, specifying with particu-
larity the provisions of the order deemed objectionable,
stating reasonable grounds for such objections, and re-
questing a public hearing upon such objections. The
Secretary shall hold a public hearing on such objec-
tions and shall, on the basis of the evidence adduced at
such hearing, act on such objections by published
order. Such order may reinstate a terminated provi-
sional listing, or increase or dispense with a previously
established temporary tolerance limitation, or make
less restrictive any other limitation established by him
under paragraph (1) or (3) of this subsection, only if in
his judgment the evidence so adduced shows that such
action will be consistent with the protection of the
public health. An order entered under this subpara-
graph shall be subject to judicial review in accordance
with section 701(f) of the basic Act [section 371(f) of this
title] except that the findings and order of the Sec-
retary shall be sustained only if based upon a fair eval-
uation of the entire record at such hearing. No stay or
suspension of such order shall be ordered by the court
pending conclusion of such judicial review.
‘‘(D) On and after the enactment date [July 12, 1960],
regulations, provisional listings, and certifications (or
exemptions from certification) in effect under this sec-
tion shall, for the purpose of determining whether an
article is adulterated or misbranded within the mean-
ing of the basic Act by reason of its being, bearing, or
containing a color additive, have the same effect as
would regulations, listings, and certifications (or ex-
emptions from certification) under section 706 [now 721]
of the basic Act [this section]. A regulation, provisional
listing or termination thereof, tolerance limitation, or
certification or exemption therefrom, under this sec-
tion shall not be the basis for any presumption or infer-
ence in any proceeding under section 706(b) or (c) [now
721(b), (c)] of the basic Act [subsec. (b) or (c) of this sec-
tion].
‘‘(3) For the purpose of enabling the Secretary to
carry out his functions under paragraphs (1)(A) and (C)
of this subsection with respect to color additives
deemed provisionally listed, he shall, as soon as prac-
ticable after enactment of this Act [July 12, 1960], af-
ford by public notice a reasonable opportunity to inter-
ested persons to submit data relevant thereto. If the
data so submitted or otherwise before him do not, in
his judgment, establish a reliable basis for including
such a color additive or particular use or uses thereof
in a list or lists promulgated under paragraph (1)(A), or
for determining the prevailing level or levels of use
thereof prior to the enactment date [July 12, 1960] with
a view to prescribing a temporary tolerance or toler-
ances for such use or uses under paragraph (1)(C), the
Secretary shall establish a temporary tolerance limita-
tion at zero level for such use or uses until such time
as he finds that it would not be inconsistent with the
protection of the public health to increase or dispense
with such temporary tolerance limitation.
‘‘SEC. 204. [EFFECT ON MEAT INSPECTION AND POULTRY
PRODUCTS
INSPECTION
ACTS.] Nothing in this Act
[amending this section and sections 321, 331, 333, 342,
343, 346, 351, 352, 361, 362, and 371 of this title and repeal-
ing sections 354 and 364 of this title] shall be construed
to exempt any meat or meat food product, poultry or
poultry product, or any person from any requirement
Page 520
TITLE 21—FOOD AND DRUGS
§ 379f
imposed by or pursuant to the Meat Inspection Act of
March 4, 1907, 34 Stat. 1260, as amended or extended (21
U.S.C. 71 and the following) [see section 601 et seq. of
this title] or the Poultry Products Inspection Act (21
U.S.C. 451 and the following).’’
EFFECTIVE DATE; ACCELERATION
This section was made ‘‘immediately effective’’ by
act May 2, 1939, ch. 107, title I, § 1, 53 Stat. 631.
TERMINATION OF ADVISORY COMMITTEES
Advisory committees in existence on Jan. 5, 1973, to
terminate not later than the expiration of the 2-year
period following Jan. 5, 1973, and advisory committees
established after Jan. 5, 1973, to terminate not later
than the expiration of the 2-year period beginning on
the date of their establishment, unless in the case of a
committee established by the President or an officer of
the Federal Government, such committee is renewed by
appropriate action prior to the expiration of such 2-
year period, or in the case of a committee established
by Congress, its duration is otherwise provided by law.
See section 1013 of Title 5, Government Organization
and Employees.
REFERENCES IN OTHER LAWS TO GS–16, 17, OR 18 PAY
RATES
References in laws to the rates of pay for GS–16, 17,
or 18, or to maximum rates of pay under the General
Schedule, to be considered references to rates payable
under specified sections of Title 5, Government Organi-
zation and Employees, see section 529 [title I, § 101(c)(1)]
of Pub. L. 101–509, set out in a note under section 5376
of Title 5.
PART C—FEES
SUBPART 1—FREEDOM OF INFORMATION FEES
§ 379f. Recovery and retention of fees for free-
dom of information requests
(a) In general
The Secretary, acting through the Commis-
sioner of Food and Drugs, may—
(1) set and charge fees, in accordance with
section 552(a)(4)(A) of title 5, to recover all
reasonable costs incurred in processing re-
quests made under section 552 of title 5 for
records obtained or created under this chapter
or any other Federal law for which responsi-
bility for administration has been delegated to
the Commissioner by the Secretary;
(2) retain all fees charged for such requests;
and
(3) establish an accounting system and pro-
cedures to control receipts and expenditures of
fees received under this section.
(b) Use of fees
The Secretary and the Commissioner of Food
and Drugs shall not use fees received under this
section for any purpose other than funding the
processing of requests described in subsection
(a)(1). Such fees shall not be used to reduce the
amount of funds made to carry out other provi-
sions of this chapter.
(c) Waiver of fees
Nothing in this section shall supersede the
right of a requester to obtain a waiver of fees
pursuant to section 552(a)(4)(A) of title 5.
(June 25, 1938, ch. 675, § 731, formerly § 711, as
added Pub. L. 101–635, title II, § 201, Nov. 28, 1990,
104 Stat. 4584; renumbered § 731, Pub. L. 102–571,
title I, § 106(6), Oct. 29, 1992, 106 Stat. 4499.)
Editorial Notes
CODIFICATION
Section was formerly classified to section 379c of this
title prior to renumbering by Pub. L. 102–571.
SUBPART 2—FEES RELATING TO DRUGS
§ 379g. Definitions
For purposes of this subpart:
(1) The term ‘‘human drug application’’
means an application for—
(A) approval of a new drug submitted
under section 355(b) of this title, or
(B) licensure of a biological product under
subsection (a) of section 262 of title 42.
Such term does not include a supplement to
such an application, does not include an appli-
cation with respect to whole blood or a blood
component for transfusion, does not include
an application with respect to a bovine blood
product for topical application licensed before
September 1, 1992, does not include an applica-
tion with respect to an allergenic extract
product licensed before October 1, 2022, does
not include an application with respect to a
standardized allergenic extract product sub-
mitted pursuant to a notification to the appli-
cant from the Secretary regarding the exist-
ence of a potency test that measures the aller-
genic activity of an allergenic extract product
licensed by the applicant before October 1,
2022, does not include an application with re-
spect to an in vitro diagnostic biologic prod-
uct licensed under section 262 of title 42, does
not include an application with respect to a
large volume parenteral drug product ap-
proved before September 1, 1992, does not in-
clude an application for a licensure of a bio-
logical product for further manufacturing use
only, and does not include an application or
supplement submitted by a State or Federal
Government entity for a drug that is not dis-
tributed commercially. Such term does in-
clude an application for licensure, as described
in subparagraph (B), of a large volume biologi-
cal product intended for single dose injection
for intravenous use or infusion.
(2) The term ‘‘supplement’’ means a request
to the Secretary to approve a change in a
human drug application which has been ap-
proved.
(3)(A) The term ‘‘prescription drug product’’
means a specific strength or potency of a drug
in final dosage form—
(i) for which a human drug application has
been approved,
(ii) which may be dispensed only under
prescription pursuant to section 353(b) of
this title, and
(iii) which is on the list of products de-
scribed in section 355(j)(7)(A) of this title
(not including the discontinued section of
such list) or is on a list created and main-
tained by the Secretary of products ap-
proved under human drug applications under
section 262 of title 42 (not including the dis-
continued section of such list).
(B) Such term does not include whole blood
or a blood component for transfusion, does not
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Unsafe color additives** A color additive shall, with respect to any particular use (for which it is being used or intended to be used or is represented as suitable) in or on food or drugs or devices or cosmetics, be deemed unsafe for the purposes of the application of section 342(c), 351(a)(4), or 361(e) of this title, as the case may be, unless—
(1)
(A) there is in effect, and such additive and such use are in conformity with, a regulation issued under subsection (b) of this section listing such additive for such use, including any provision of such regulation prescribing the conditions under which such additive may be safely used, and (B) such additive either (i) is from a batch certified, in accordance with regulations issued pursuant to subsection (c), for such use, or (ii) has, with respect to such use, been exempted by the Secretary from the requirement of certification; or
(2) such additive and such use thereof conform to the terms of an exemption which is in effect pursuant to subsection (f) of this section.
While there are in effect regulations under subsections (b) and (c) of this section relating to a color additive or an exemption pursuant to subsection (f) with respect to such additive, an article shall not, by reason of bearing or containing such additive in all respects in accordance with such regulations or such exemption, be considered adulterated within the meaning of clause (1) of [section 342(a) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section342/a&num=0&edition=prelim) if such article is a food, or within the meaning of [section 361(a) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section361/a&num=0&edition=prelim) if such article is a cosmetic other than a
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 379e
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
Poultry and poultry products are an important source of the Nation’s total supply of food. They are consumed throughout the Nation and the major portion thereof moves in interstate or foreign commerce. It is essential in the public interest that the health and welfare of consumers be protected by assuring that poultry products distributed to them are wholesome, not adulterated, and properly marked, labeled, and packaged. Unwholesome, adulterated, or misbranded poultry products impair the effective regulation of poultry products in interstate or foreign commerce, are injurious to the public welfare, destroy markets for wholesome, not adulterated, and properly labeled and packaged poultry products, and result in sundry losses to poultry producers and processors of poultry and poultry products, as well as injury to consumers. It is hereby found that all articles and poultry which are regulated under this chapter are either in interstate or foreign commerce or substantially affect such commerce, and that regulation by the Secretary of Agriculture and cooperation by the States and other jurisdictions as contemplated by this chapter are appropriate to prevent and eliminate burdens upon such commerce, to effectively regulate such commerce, and to protect the health and welfare of consumers.
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 451
Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 451. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 718
TITLE 21—FOOD AND DRUGS
§ 451
or actual charges for personal services, mate-
rials, equipment, information technology, and
other expenses. Charges for equipment and in-
formation technology shall include costs associ-
ated with maintenance, repair, and depreciation
(including improvement and replacement).
(b) Appropriations
Of any discretionary resources appropriated in
this Act for fiscal year 2018 for ‘‘Department of
Health and Human Services, Food and Drug Ad-
ministration, Salaries and Expenses’’, not to ex-
ceed $5,000,000 of amounts available as of Sep-
tember 30 may be transferred to and merged
with the Fund established under subsection (a),
notwithstanding any otherwise applicable pur-
pose limitations.
(c) Emergency funds excluded
No amounts may be transferred pursuant to
this section that are designated by the Congress
as an emergency requirement pursuant to a con-
current resolution on the budget or the Bal-
anced Budget and Emergency Deficit Control
Act of 1985.
(Pub. L. 115–141, div. A, title VII, § 722, Mar. 23,
2018, 132 Stat. 387.)
Editorial Notes
REFERENCES IN TEXT
This Act, referred to in subsec. (b), is div. A of Pub.
L. 115–141, Mar. 23, 2018, 132 Stat. 351, known as the Ag-
riculture, Rural Development, Food and Drug Adminis-
tration, and Related Agencies Appropriations Act, 2018.
For complete classification of this Act to the Code, see
Tables.
The Balanced Budget and Emergency Deficit Control
Act of 1985, referred to in subsec. (c), is title II of Pub.
L. 99–177, Dec. 12, 1985, 99 Stat. 1038, which enacted
chapter 20 (§ 900 et seq.) and sections 654 to 656 of Title
2, The Congress, amended sections 602, 622, 631 to 642,
and 651 to 653 of Title 2, sections 1104 to 1106, and 1109
of Title 31, Money and Finance, and
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 451
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 451. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 5
TITLE 21—FOOD AND DRUGS
§§ 71 to 92
sulting product is in imitation or semblance of
milk, cream, or skimmed milk, whether or not
condensed, evaporated, concentrated, powdered,
dried, or desiccated. This definition shall not in-
clude any distinctive proprietary food compound
not readily mistaken in taste for milk or cream
or for evaporated, condensed, or powdered milk,
or cream where such compound (1) is prepared
and designed for feeding infants and young chil-
dren and customarily used on the order of a phy-
sician; (2) is packed in individual cans con-
taining not more than sixteen and one-half
ounces and bearing a label in bold type that the
content is to be used only for said purpose; (3) is
shipped in interstate or foreign commerce exclu-
sively to physicians, wholesale and retail drug-
gists, orphan asylums, child-welfare associa-
tions, hospitals, and similar institutions and
generally disposed of by them.
(Mar. 4, 1923, ch. 262, § 1, 42 Stat. 1486.)
Statutory Notes and Related Subsidiaries
SHORT TITLE
Act July 12, 1943, ch. 221, title II, 57 Stat. 499, pro-
vided in part that act Mar. 4, 1923, which enacted this
chapter, may be cited as the ‘‘Filled Milk Act’’.
§ 62. Manufacture, shipment, or delivery for ship-
ment in interstate or foreign commerce pro-
hibited
It is declared that filled milk, as defined in
section 61 of this title, is an adulterated article
of food, injurious to the public health, and its
sale constitutes a fraud upon the public. It shall
be unlawful for any person to manufacture with-
in any Territory or possession, or within the
District of Columbia, or to ship or deliver for
shipment in interstate or foreign commerce, any
filled milk.
(Mar. 4, 1923, ch. 262, § 2, 42 Stat. 1487.)
§ 63. Penalties; acts of agen
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 71
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 71. This identifies an authority to review, not proof of applicability.