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20 U.S.C. § 1413 — Local educational agency eligibility
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Page 957
TITLE 20—EDUCATION
§ 1413
Subsec. (a)(14)(E). Pub. L. 114–95, § 9214(d)(2)(C), sub-
stituted ‘‘staff person to meet the applicable require-
ments described in this paragraph’’ for ‘‘staff person to
be highly qualified’’.
Subsec. (a)(15)(A)(ii). Pub. L. 114–95, § 9215(ss)(3)(A)(i),
added cl. (ii) and struck out former cl. (ii) which read
as follows: ‘‘are the same as the State’s definition of
adequate yearly progress, including the State’s objec-
tives for progress by children with disabilities, under
section 6311(b)(2)(C) of this title;’’.
Subsec. (a)(15)(B). Pub. L. 114–95, § 9215(ss)(3)(A)(ii),
which directed substitution of ‘‘including measure-
ments of interim progress for children with disabilities
under section 6311(c)(4)(A)(i)’’ for ‘‘including measur-
able annual objectives for progress by children with
disabilities under section 6311(b)(2)(C)(v)(II)’’, was exe-
cuted by making the substitution for ‘‘including meas-
urable annual objectives for progress by children with
disabilities under section 6311(b)(2)(C)(v)(II)(cc)’’, to re-
flect the probable intent of Congress.
Subsec.
(a)(16)(C)(ii)(I).
Pub.
L.
114–95,
§ 9215(ss)(3)(B)(i), substituted ‘‘challenging State aca-
demic content standards under section 6311(b)(1) of this
title and alternate academic achievement standards
under section 6311(b)(1)(E) of this title’’ for ‘‘State’s
challenging academic content standards and chal-
lenging student academic achievement standards’’.
Subsec.
(a)(16)(C)(ii)(II).
Pub.
L.
114–95,
§ 9215(ss)(3)(B)(ii), substituted ‘‘section 6311(b)(1)(E) of
this title,’’ for ‘‘the regulations promulgated to carry
out section 6311(b)(1) of this title,’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114
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Page 957
TITLE 20—EDUCATION
§ 1413
Subsec. (a)(14)(E). Pub. L. 114–95, § 9214(d)(2)(C), sub-
stituted ‘‘staff person to meet the applicable require-
ments described in this paragraph’’ for ‘‘staff person to
be highly qualified’’.
Subsec. (a)(15)(A)(ii). Pub. L. 114–95, § 9215(ss)(3)(A)(i),
added cl. (ii) and struck out former cl. (ii) which read
as follows: ‘‘are the same as the State’s definition of
adequate yearly progress, including the State’s objec-
tives for progress by children with disabilities, under
section 6311(b)(2)(C) of this title;’’.
Subsec. (a)(15)(B). Pub. L. 114–95, § 9215(ss)(3)(A)(ii),
which directed substitution of ‘‘including measure-
ments of interim progress for children with disabilities
under section 6311(c)(4)(A)(i)’’ for ‘‘including measur-
able annual objectives for progress by children with
disabilities under section 6311(b)(2)(C)(v)(II)’’, was exe-
cuted by making the substitution for ‘‘including meas-
urable annual objectives for progress by children with
disabilities under section 6311(b)(2)(C)(v)(II)(cc)’’, to re-
flect the probable intent of Congress.
Subsec.
(a)(16)(C)(ii)(I).
Pub.
L.
114–95,
§ 9215(ss)(3)(B)(i), substituted ‘‘challenging State aca-
demic content standards under section 6311(b)(1) of this
title and alternate academic achievement standards
under section 6311(b)(1)(E) of this title’’ for ‘‘State’s
challenging academic content standards and chal-
lenging student academic achievement standards’’.
Subsec.
(a)(16)(C)(ii)(II).
Pub.
L.
114–95,
§ 9215(ss)(3)(B)(ii), substituted ‘‘section 6311(b)(1)(E) of
this title,’’ for ‘‘the regulations promulgated to carry
out section 6311(b)(1) of this title,’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–95 effective Dec. 10, 2015,
except with respect to certain noncompetitive pro-
grams and competitive programs, see section 5 of Pub.
L. 114–95, set out as a note under section 6301 of this
title.
§ 1413. Local educational agency eligibility
(a) In general
A local educational agency is eligible for as-
sistance under this subchapter for a fiscal year
if such agency submits a plan that provides as-
surances to the State educational agency that
the local educational agency meets each of the
following conditions:
(1) Consistency with State policies
The local educational agency, in providing
for the education of children with disabilities
within its jurisdiction, has in effect policies,
procedures, and programs that are consistent
with the State policies and procedures estab-
lished under section 1412 of this title.
(2) Use of amounts
(A) In general
Amounts provided to the local educational
agency under this subchapter shall be ex-
pended in accordance with the applicable
provisions of this subchapter and—
(i) shall be used only to pay the excess
costs of providing special education and
related services to children with disabil-
ities;
(ii) shall be used to supplement State,
local, and other Federal funds and not to
supplant such funds; and
(iii) shall not be used, except as provided
in subparagraphs (B) and (C), to reduce the
level of expenditures for the education of
children with disabilities made by the
local educational agency from local funds
below the level of those expenditures for
the preceding fiscal year.
(B) Exception
Notwithstanding the restriction in sub-
paragraph (A)(iii), a local educational agen-
cy may reduce the level of expenditures
where such reduction is attributable to—
(i) the voluntary departure, by retire-
ment or otherwise, or departure for just
cause, of special education personnel;
(ii) a decrease in the enrollment of chil-
dren with disabilities;
(iii) the termination of the obligation of
the agency, consistent with this sub-
chapter, to provide a program of special
education to a particular child with a dis-
ability that is an exceptionally costly pro-
gram, as determined by the State edu-
cational agency, because the child—
(I) has left the jurisdiction of the agen-
cy;
(II) has reached the age at which the
obligation of the agency to provide a free
appropriate public education to the child
has terminated; or
(III) no longer needs such program of
special education; or
(iv) the termination of costly expendi-
tures for long-term purchases, such as the
acquisition of equipment or the construc-
tion of school facilities.
(C) Adjustment to local fiscal effort in cer-
tain fiscal years
(i) Amounts in excess
Notwithstanding clauses (ii) and (iii) of
subparagraph (A), for any fiscal year for
which the allocation received by a local
educational agency under section 1411(f) of
this title exceeds the amount the local
educational agency received for the pre-
vious fiscal year, the local educational
agency may reduce the level of expendi-
tures otherwise required by subparagraph
(A)(iii) by not more than 50 percent of the
amount of such excess.
(ii) Use of amounts to carry out activities
under ESEA
If a local educational agency exercises
the authority under clause (i), the agency
shall use an amount of local funds equal to
the reduction in expenditures under clause
(i) to carry out activities authorized under
the Elementary and Secondary Education
Act of 1965 [20 U.S.C. 6301 et seq.].
(iii) State prohibition
Notwithstanding clause (i), if a State
educational agency determines that a
local educational agency is unable to es-
tablish and maintain programs of free ap-
propriate public education that meet the
requirements of subsection (a) or the State
educational
agency
has
taken
action
against the local educational agency under
section 1416 of this title, the State edu-
cational agency shall prohibit the local
educational agency from reducing the
level of expenditures under clause (i) for
that fiscal year.
Page 958
TITLE 20—EDUCATION
§ 1413
(iv) Special rule
The amount of funds expended by a local
educational agency under subsection (f)
shall count toward the maximum amount
of expenditures such local educational
agency may reduce under clause (i).
(D) Schoolwide programs under title I of the
ESEA
Notwithstanding subparagraph (A) or any
other provision of this subchapter, a local
educational agency may use funds received
under this subchapter for any fiscal year to
carry out a schoolwide program under sec-
tion 1114 of the Elementary and Secondary
Education Act of 1965 [20 U.S.C. 6314], except
that the amount so used in any such pro-
gram shall not exceed—
(i) the number of children with disabil-
ities participating in the schoolwide pro-
gram; multiplied by
(ii)(I) the amount received by the local
educational agency under this subchapter
for that fiscal year; divided by
(II) the number of children with disabil-
ities in the jurisdiction of that agency.
(3) Personnel development
The local educational agency shall ensure
that all personnel necessary to carry out this
subchapter are appropriately and adequately
prepared, subject to the requirements of sec-
tion 1412(a)(14) of this title and section 2102(b)
of the Elementary and Secondary Education
Act of 1965 [20 U.S.C. 6612(b)].
(4) Permissive use of funds
(A) Uses
Notwithstanding paragraph (2)(A) or sec-
tion 1412(a)(17)(B) of this title (relating to
commingled funds), funds provided to the
local educational agency under this sub-
chapter may be used for the following activi-
ties:
(i) Services and aids that also benefit non-
disabled children
For the costs of special education and re-
lated services, and supplementary aids and
services, provided in a regular class or
other education-related setting to a child
with a disability in accordance with the
individualized education program of the
child, even if 1 or more nondisabled chil-
dren benefit from such services.
(ii) Early intervening services
To develop and implement coordinated,
early intervening educational services in
accordance with subsection (f).
(iii) High cost education and related serv-
ices
To establish and implement cost or risk
sharing funds, consortia, or cooperatives
for the local educational agency itself, or
for local educational agencies working in a
consortium of which the local educational
agency is a part, to pay for high cost spe-
cial education and related services.
(B) Administrative case management
A local educational agency may use funds
received under this subchapter to purchase
appropriate technology for recordkeeping,
data collection, and related case manage-
ment activities of teachers and related serv-
ices personnel providing services described
in the individualized education program of
children with disabilities, that is needed for
the implementation of such case manage-
ment activities.
(5) Treatment of charter schools and their stu-
dents
In carrying out this subchapter with respect
to charter schools that are public schools of
the local educational agency, the local edu-
cational agency—
(A) serves children with disabilities at-
tending those charter schools in the same
manner as the local educational agency
serves children with disabilities in its other
schools, including providing supplementary
and related services on site at the charter
school to the same extent to which the local
educational agency has a policy or practice
of providing such services on the site to its
other public schools; and
(B) provides funds under this subchapter to
those charter schools—
(i) on the same basis as the local edu-
cational agency provides funds to the local
educational agency’s other public schools,
including proportional distribution based
on relative enrollment of children with
disabilities; and
(ii) at the same time as the agency dis-
tributes other Federal funds to the agen-
cy’s other public schools, consistent with
the State’s charter school law.
(6) Purchase of instructional materials
(A) In general
Not later than 2 years after December 3,
2004, a local educational agency that chooses
to coordinate with the National Instruc-
tional Materials Access Center, when pur-
chasing print instructional materials, shall
acquire the print instructional materials in
the same manner and subject to the same
conditions as a State educational agency ac-
quires print instructional materials under
section 1412(a)(23) of this title.
(B) Rights of local educational agency
Nothing in this paragraph shall be con-
strued to require a local educational agency
to coordinate with the National Instruc-
tional Materials Access Center. If a local
educational agency chooses not to coordi-
nate with the National Instructional Mate-
rials Access Center, the local educational
agency shall provide an assurance to the
State educational agency that the local edu-
cational agency will provide instructional
materials to blind persons or other persons
with print disabilities in a timely manner.
(7) Information for State educational agency
The local educational agency shall provide
the State educational agency with informa-
tion necessary to enable the State educational
agency to carry out its duties under this sub-
chapter, including, with respect to paragraphs
(15) and (16) of section 1412(a) of this title, in-
Page 959
TITLE 20—EDUCATION
§ 1413
formation relating to the performance of chil-
dren with disabilities participating in pro-
grams carried out under this subchapter.
(8) Public information
The local educational agency shall make
available to parents of children with disabil-
ities and to the general public all documents
relating to the eligibility of such agency under
this subchapter.
(9) Records regarding migratory children with
disabilities
The local educational agency shall cooperate
in the Secretary’s efforts under section 1308 of
the Elementary and Secondary Education Act
of 1965 [20 U.S.C. 6398] to ensure the linkage of
records pertaining to migratory children with
a disability for the purpose of electronically
exchanging, among the States, health and edu-
cational information regarding such children.
(b) Exception for prior local plans
(1) In general
If a local educational agency or State agen-
cy has on file with the State educational agen-
cy policies and procedures that demonstrate
that such local educational agency, or such
State agency, as the case may be, meets any
requirement of subsection (a), including any
policies and procedures filed under this sub-
chapter as in effect before the effective date of
the Individuals with Disabilities Education
Improvement Act of 2004, the State edu-
cational agency shall consider such local edu-
cational agency or State agency, as the case
may be, to have met such requirement for pur-
poses of receiving assistance under this sub-
chapter.
(2) Modification made by local educational
agency
Subject to paragraph (3), an application sub-
mitted by a local educational agency in ac-
cordance with this section shall remain in ef-
fect until the local educational agency sub-
mits to the State educational agency such
modifications as the local educational agency
determines necessary.
(3) Modifications required by State educational
agency
If, after the effective date of the Individuals
with Disabilities Education Improvement Act
of 2004, the provisions of this chapter are
amended (or the regulations developed to
carry out this chapter are amended), there is
a new interpretation of this chapter by Fed-
eral or State courts, or there is an official
finding of noncompliance with Federal or
State law or regulations, then the State edu-
cational agency may require a local edu-
cational agency to modify its application only
to the extent necessary to ensure the local
educational agency’s compliance with this
subchapter or State law.
(c) Notification of local educational agency or
State agency in case of ineligibility
If the State educational agency determines
that a local educational agency or State agency
is not eligible under this section, then the State
educational agency shall notify the local edu-
cational agency or State agency, as the case
may be, of that determination and shall provide
such local educational agency or State agency
with reasonable notice and an opportunity for a
hearing.
(d) Local educational agency compliance
(1) In general
If the State educational agency, after rea-
sonable notice and an opportunity for a hear-
ing, finds that a local educational agency or
State agency that has been determined to be
eligible under this section is failing to comply
with any requirement described in subsection
(a), the State educational agency shall reduce
or shall not provide any further payments to
the local educational agency or State agency
until the State educational agency is satisfied
that the local educational agency or State
agency, as the case may be, is complying with
that requirement.
(2) Additional requirement
Any State agency or local educational agen-
cy in receipt of a notice described in para-
graph (1) shall, by means of public notice, take
such measures as may be necessary to bring
the pendency of an action pursuant to this
subsection to the attention of the public with-
in the jurisdiction of such agency.
(3) Consideration
In carrying out its responsibilities under
paragraph (1), the State educational agency
shall consider any decision made in a hearing
held under section 1415 of this title that is ad-
verse to the local educational agency or State
agency involved in that decision.
(e) Joint establishment of eligibility
(1) Joint establishment
(A) In general
A State educational agency may require a
local educational agency to establish its eli-
gibility jointly with another local edu-
cational agency if the State educational
agency determines that the local edu-
cational agency will be ineligible under this
section because the local educational agency
will not be able to establish and maintain
programs of sufficient size and scope to ef-
fectively meet the needs of children with
disabilities.
(B) Charter school exception
A State educational agency may not re-
quire a charter school that is a local edu-
cational agency to jointly establish its eligi-
bility under subparagraph (A) unless the
charter school is explicitly permitted to do
so under the State’s charter school law.
(2) Amount of payments
If a State educational agency requires the
joint establishment of eligibility under para-
graph (1), the total amount of funds made
available to the affected local educational
agencies shall be equal to the sum of the pay-
ments that each such local educational agency
would have received under section 1411(f) of
this title if such agencies were eligible for
such payments.
Page 960
TITLE 20—EDUCATION
§ 1413
(3) Requirements
Local educational agencies that establish
joint eligibility under this subsection shall—
(A) adopt policies and procedures that are
consistent with the State’s policies and pro-
cedures under section 1412(a) of this title;
and
(B) be jointly responsible for implementing
programs that receive assistance under this
subchapter.
(4) Requirements for educational service agen-
cies
(A) In general
If an educational service agency is re-
quired by State law to carry out programs
under this subchapter, the joint responsibil-
ities given to local educational agencies
under this subsection shall—
(i) not apply to the administration and
disbursement of any payments received by
that educational service agency; and
(ii) be carried out only by that edu-
cational service agency.
(B) Additional requirement
Notwithstanding any other provision of
this subsection, an educational service agen-
cy shall provide for the education of children
with disabilities in the least restrictive envi-
ronment, as required by section 1412(a)(5) of
this title.
(f) Early intervening services
(1) In general
A local educational agency may not use
more than 15 percent of the amount such agen-
cy receives under this subchapter for any fis-
cal year, less any amount reduced by the agen-
cy pursuant to subsection (a)(2)(C), if any, in
combination with other amounts (which may
include amounts other than education funds),
to develop and implement coordinated, early
intervening services, which may include inter-
agency financing structures, for students in
kindergarten through grade 12 (with a par-
ticular emphasis on students in kindergarten
through grade 3) who have not been identified
as needing special education or related serv-
ices but who need additional academic and be-
havioral support to succeed in a general edu-
cation environment.
(2) Activities
In implementing coordinated, early inter-
vening services under this subsection, a local
educational agency may carry out activities
that include—
(A) professional development (which may
be provided by entities other than local edu-
cational agencies) for teachers and other
school staff to enable such personnel to de-
liver scientifically based academic instruc-
tion and behavioral interventions, including
scientifically
based
literacy
instruction,
and, where appropriate, instruction on the
use of adaptive and instructional software;
and
(B) providing educational and behavioral
evaluations, services, and supports, includ-
ing scientifically based literacy instruction.
(3) Construction
Nothing in this subsection shall be con-
strued to limit or create a right to a free ap-
propriate public education under this sub-
chapter.
(4) Reporting
Each local educational agency that develops
and maintains coordinated, early intervening
services under this subsection shall annually
report to the State educational agency on—
(A) the number of students served under
this subsection; and
(B) the number of students served under
this subsection who subsequently receive
special education and related services under
this chapter during the preceding 2-year pe-
riod.
(5) Coordination with Elementary and Sec-
ondary Education Act of 1965
Funds made available to carry out this sub-
section may be used to carry out coordinated,
early intervening services aligned with activi-
ties funded by, and carried out under, the Ele-
mentary and Secondary Education Act of 1965
[20 U.S.C. 6301 et seq.] if such funds are used to
supplement, and not supplant, funds made
available under the Elementary and Sec-
ondary Education Act of 1965 for the activities
and services assisted under this subsection.
(g) Direct services by the State educational agen-
cy
(1) In general
A State educational agency shall use the
payments that would otherwise have been
available to a local educational agency or to a
State agency to provide special education and
related services directly to children with dis-
abilities residing in the area served by that
local educational agency, or for whom that
State agency is responsible, if the State edu-
cational agency determines that the local edu-
cational agency or State agency, as the case
may be—
(A) has not provided the information need-
ed to establish the eligibility of such local
educational agency or State agency under
this section;
(B) is unable to establish and maintain
programs of free appropriate public edu-
cation that meet the requirements of sub-
section (a);
(C) is unable or unwilling to be consoli-
dated with 1 or more local educational agen-
cies in order to establish and maintain such
programs; or
(D) has 1 or more children with disabilities
who can best be served by a regional or
State program or service delivery system de-
signed to meet the needs of such children.
(2) Manner and location of education and serv-
ices
The State educational agency may provide
special education and related services under
paragraph (1) in such manner and at such loca-
tions (including regional or State centers) as
the State educational agency considers appro-
priate. Such education and services shall be
provided in accordance with this subchapter.
Page 961
TITLE 20—EDUCATION
§ 1413
(h) State agency eligibility
Any State agency that desires to receive a
subgrant for any fiscal year under section 1411(f)
of this title shall demonstrate to the satisfac-
tion of the State educational agency that—
(1) all children with disabilities who are par-
ticipating in programs and projects funded
under this subchapter receive a free appro-
priate public education, and that those chil-
dren and their parents are provided all the
rights and procedural safeguards described in
this subchapter; and
(2) the agency meets such other conditions
of this section as the Secretary determines to
be appropriate.
(i) Disciplinary information
The State may require that a local edu-
cational agency include in the records of a child
with a disability a statement of any current or
previous disciplinary action that has been taken
against the child and transmit such statement
to the same extent that such disciplinary infor-
mation is included in, and transmitted with, the
student records of nondisabled children. The
statement may include a description of any be-
havior engaged in by the child that required dis-
ciplinary action, a description of the discipli-
nary action taken, and any other information
that is relevant to the safety of the child and
other individuals involved with the child. If the
State adopts such a policy, and the child trans-
fers from 1 school to another, the transmission
of any of the child’s records shall include both
the child’s current individualized education pro-
gram and any such statement of current or pre-
vious disciplinary action that has been taken
against the child.
(j) State agency flexibility
(1) Adjustment to State fiscal effort in certain
fiscal years
For any fiscal year for which the allotment
received by a State under section 1411 of this
title exceeds the amount the State received
for the previous fiscal year and if the State in
school year 2003–2004 or any subsequent school
year pays or reimburses all local educational
agencies within the State from State revenue
100 percent of the non-Federal share of the
costs of special education and related services,
the
State
educational
agency,
notwith-
standing paragraphs (17) and (18) of section
1412(a) of this title and section 1412(b) of this
title, may reduce the level of expenditures
from State sources for the education of chil-
dren with disabilities by not more than 50 per-
cent of the amount of such excess.
(2) Prohibition
Notwithstanding paragraph (1), if the Sec-
retary determines that a State educational
agency is unable to establish, maintain, or
oversee programs of free appropriate public
education that meet the requirements of this
subchapter, or that the State needs assistance,
intervention,
or
substantial
intervention
under section 1416(d)(2)(A) of this title, the
Secretary shall prohibit the State educational
agency from exercising the authority in para-
graph (1).
(3) Education activities
If a State educational agency exercises the
authority under paragraph (1), the agency
shall use funds from State sources, in an
amount equal to the amount of the reduction
under paragraph (1), to support activities au-
thorized under the Elementary and Secondary
Education Act of 1965 [20 U.S.C. 6301 et seq.] or
to support need based student or teacher high-
er education programs.
(4) Report
For each fiscal year for which a State edu-
cational agency exercises the authority under
paragraph (1), the State educational agency
shall report to the Secretary the amount of
expenditures reduced pursuant to such para-
graph and the activities that were funded pur-
suant to paragraph (3).
(5) Limitation
Notwithstanding paragraph (1), a State edu-
cational agency may not reduce the level of
expenditures described in paragraph (1) if any
local educational agency in the State would,
as a result of such reduction, receive less than
100 percent of the amount necessary to ensure
that all children with disabilities served by
the local educational agency receive a free ap-
propriate public education from the combina-
tion of Federal funds received under this chap-
ter and State funds received from the State
educational agency.
(Pub. L. 91–230, title VI, § 613, as added Pub. L.
108–446, title I, § 101, Dec. 3, 2004, 118 Stat. 2694;
amended Pub. L. 114–95, title IX, § 9215(ss)(4),
Dec. 10, 2015, 129 Stat. 2182.)
Editorial Notes
REFERENCES IN TEXT
The Elementary and Secondary Education Act of
1965, referred to in subsecs. (a)(2)(C)(ii), (f)(5), and (j)(3),
is Pub. L. 89–10, Apr. 11, 1965, 79 Stat. 27, which is classi-
fied generally to chapter 70 (§ 6301 et seq.) of this title.
For complete classification of this Act to the Code, see
Short Title note set out under section 6301 of this title
and Tables.
For the effective date of the Individuals with Disabil-
ities Education Improvement Act of 2004, referred to in
subsec. (b)(1), (3), see section 302(a), (b) of Pub. L.
108–446, set out as an Effective Date note under section
1400 of this title.
PRIOR PROVISIONS
A prior section 1413, Pub. L. 91–230, title VI, § 613, as
added Pub. L. 105–17, title I, § 101, June 4, 1997, 111 Stat.
73; amended Pub. L. 107–110, title X, § 1076(i), Jan. 8,
2002, 115 Stat. 2091, related to local educational agency
eligibility, prior to the general amendment of sub-
chapters I to IV of this chapter by Pub. L. 108–446.
Another prior section 1413, Pub. L. 91–230, title VI,
§ 613, Apr. 13, 1970, 84 Stat. 179; Pub. L. 93–380, title VI,
§§ 614(c), (d), 615(b), (c), title VIII, § 843(b)(2), Aug. 21,
1974, 88 Stat. 581, 583, 611; Pub. L. 94–142, § 5(a), Nov. 29,
1975, 89 Stat. 782; Pub. L. 98–199, §§ 3(b), 7, Dec. 2, 1983,
97 Stat. 1358, 1359; Pub. L. 99–457, title II, § 203(b), title
IV, § 405, Oct. 8, 1986, 100 Stat. 1159, 1174; Pub. L. 100–630,
title I, § 102(c), Nov. 7, 1988, 102 Stat. 3291; Pub. L.
101–476, title II, § 202, title IX, § 901(b)(47)–(58), Oct. 30,
1990, 104 Stat. 1111, 1144; Pub. L. 102–119, §§ 5, 25(a)(6), (b),
Oct. 7, 1991, 105 Stat. 591, 606, 607; Pub. L. 103–382, title
III, § 391(f)(2), Oct. 20, 1994, 108 Stat. 4023, related to req-
uisite features of a State plan, approval of State plan
Page 962
TITLE 20—EDUCATION
§ 1414
by Secretary, and participation of children with dis-
abilities enrolled in private schools, prior to the gen-
eral amendment of subchapters I to IV of this chapter
by Pub. L. 105–17.
AMENDMENTS
2015—Subsec. (a)(3). Pub. L. 114–95 substituted ‘‘sub-
ject to the requirements of section 1412(a)(14) of this
title and section 2102(b) of the Elementary and Sec-
ondary Education Act of 1965’’ for ‘‘subject to the re-
quirements of section 1412(a)(14) of this title and sec-
tion 2122 of the Elementary and Secondary Education
Act of 1965’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–95 effective Dec. 10, 2015,
except with respect to certain noncompetitive pro-
grams and competitive programs, see section 5 of Pub.
L. 114–95, set out as a note under section 6301 of this
title.
§ 1414. Evaluations, eligibility determinations, in-
dividualized education programs, and edu-
cational placements
(a) Evaluations, parental consent, and reevalua-
tions
(1) Initial evaluations
(A) In general
A State educational agency, other State
agency, or local educational agency shall
conduct a full and individual initial evalua-
tion in accordance with this paragraph and
subsection (b), before the initial provision of
special education and related services to a
child with a disability under this sub-
chapter.
(B) Request for initial evaluation
Consistent with subparagraph (D), either a
parent of a child, or a State educational
agency, other State agency, or local edu-
cational agency may initiate a request for
an initial evaluation to determine if the
child is a child with a disability.
(C) Procedures
(i) In general
Such initial evaluation shall consist of
procedures—
(I) to determine whether a child is a
child with a disability (as defined in 1401
of this title) within 60 days of receiving
parental consent for the evaluation, or,
if the State establishes a timeframe
within which the evaluation must be
conducted, within such timeframe; and
(II) to determine the educational needs
of such child.
(ii) Exception
The relevant timeframe in clause (i)(I)
shall not apply to a local educational
agency if—
(I) a child enrolls in a school served by
the local educational agency after the
relevant timeframe in clause (i)(I) has
begun and prior to a determination by
the child’s previous local educational
agency as to whether the child is a child
with a disability (as defined in section
1401 of this title), but only if the subse-
quent local educational agency is mak-
ing sufficient progress to ensure a
prompt completion of the evaluation,
and the parent and subsequent local edu-
cational agency agree to a specific time
when the evaluation will be completed;
or
(II) the parent of a child repeatedly
fails or refuses to produce the child for
the evaluation.
(D) Parental consent
(i) In general
(I) Consent for initial evaluation
The agency proposing to conduct an
initial evaluation to determine if the
child qualifies as a child with a dis-
ability as defined in section 1401 of this
title shall obtain informed consent from
the parent of such child before con-
ducting the evaluation. Parental consent
for evaluation shall not be construed as
consent for placement for receipt of spe-
cial education and related services.
(II) Consent for services
An agency that is responsible for mak-
ing a free appropriate public education
available to a child with a disability
under this subchapter shall seek to ob-
tain informed consent from the parent of
such child before providing special edu-
cation and related services to the child.
(ii) Absence of consent
(I) For initial evaluation
If the parent of such child does not
provide consent for an initial evaluation
under clause (i)(I), or the parent fails to
respond to a request to provide the con-
sent, the local educational agency may
pursue the initial evaluation of the child
by utilizing the procedures described in
section 1415 of this title, except to the
extent inconsistent with State law relat-
ing to such parental consent.
(II) For services
If the parent of such child refuses to
consent to services under clause (i)(II),
the local educational agency shall not
provide special education and related
services to the child by utilizing the pro-
cedures described in section 1415 of this
title.
(III) Effect on agency obligations
If the parent of such child refuses to
consent to the receipt of special edu-
cation and related services, or the parent
fails to respond to a request to provide
such consent—
(aa) the local educational agency
shall not be considered to be in viola-
tion of the requirement to make avail-
able a free appropriate public edu-
cation to the child for the failure to
provide such child with the special
education and related services for
which the local educational agency re-
quests such consent; and
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** A local educational agency is eligible for assistance under this subchapter for a fiscal year if such agency submits a plan that provides assurances to the State educational agency that the local educational agency meets each of the following conditions:
(1) **Consistency with State policies** — The local educational agency, in providing for the education of children with disabilities within its jurisdiction, has in effect policies, procedures, and programs that are consistent with the State policies and procedures established under [section 1412 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title20-section1412&num=0&edition=prelim).
(2) **Use of amounts**
(A) *In general* — Amounts provided to the local educational agency under this subchapter shall be expended in accordance with the applicable provisions of this subchapter and—
(i) shall be used only to pay the excess costs of providing special education and related services to children with disabilities;
(ii) shall be used to supplement State, local, and other Federal funds and not to supplant such funds; and
(iii) shall not be used, except as provided in subparagraphs (B) and (C), to reduce the level of expenditures for the education of children with disabilities made by the local educational agency from local funds below the level of those expenditures for the preceding fiscal year.
(B) *Exception* — Notwithstanding the restriction in subparagraph (A)(iii), a local educational agency may reduce the level of expenditures where such reduction is attributable to—
(i) the voluntary departure, by retirement or otherwise, or departure for just cause, of special education personnel;
(ii) a decrease in the enrollment of children with disabili
Source: Supplied U.S. Code snapshot — release unconfirmed · 20 U.S.C. § 1413
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Agreements** In any case in which a negotiated rulemaking process is established under [section 6571(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title20-section6571/b&num=0&edition=prelim), all published proposed regulations shall conform to agreements that result from the rulemaking described in [section 6571 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title20-section6571&num=0&edition=prelim) unless the Secretary reopens the negotiated rulemaking process.
**(b) Records** The Secretary shall ensure that an accurate and reliable record of agreements reached during the negotiations process is maintained.
Source: Supplied U.S. Code snapshot — release unconfirmed · 20 U.S.C. § 6301
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Federal law — U.S. Code and appendices · legal_authorities
Page 1321
TITLE 20—EDUCATION
§ 6301
Pub. L. 106–113, Nov. 29, 1999, 113 Stat. 1501; Pub. L.
106–398, Oct. 30, 2000, 114 Stat. 1654; Pub. L. 106–400, Oct.
30, 2000, 114 Stat. 1675; Pub. L. 106–554, Dec. 21, 2000, 114
Stat. 2763; Pub. L. 107–20, July 24, 2001, 115 Stat. 155, and
is classified to section 6301 et seq. of this title. Certain
titles and parts of titles of the Act are shown, herein,
however, as having been added by Pub. L. 107–110 with-
out reference to such intervening amendments because
of the extensive amendments, renumbering, and reorga-
nization of these provisions by Pub. L. 107–110.
SUBCHAPTER
I—IMPROVING
THE
ACA-
DEMIC
ACHIEVEMENT
OF
THE
DIS-
ADVANTAGED
Editorial Notes
CODIFICATION
Title I of the Elementary and Secondary Education
Act of 1965, comprising this subchapter, was originally
enacted as part of Pub. L. 89–10, Apr. 11, 1965, 79 Stat.
27, amended, and subsequently revised, restated, and
amended by other public laws. Title I is shown, herein,
as having been added by Pub. L. 107–110, title I, § 101,
Jan. 8, 2002, 115 Stat. 1439, without reference to earlier
amendments because of the extensive revision of the ti-
tle’s provisions by Pub. L. 107–110. See Codification
note preceding this chapter.
§ 6301. Statement of purpose
The purpose of this subchapter is to provide
all children significant opportunity to receive a
fair, equitable, and high-quality education, and
to close educational achievement gaps.
(Pub. L. 89–10, title I, § 1001, as added Pub. L.
107–110, title I, § 101, Jan. 8, 2002, 115 Stat. 1439;
amended Pub. L. 114–95, title I, § 1001, Dec. 10,
2015, 129 Stat. 1814.)
Editorial Notes
PRIOR PROVISIONS
A prior section 6301, Pub. L. 89–10, title I, § 1001, as
added Pub. L. 103–382, title I, § 101, Oct. 20,
Source: Supplied 2024 U.S. Code historical extraction · 20 U.S.C. § 6301
Stored review status: historical_2024_not_currentness_verified. The source passage cites 20 U.S.C. § 6301. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Funds available for school improvement grants for fiscal year 2014 and thereafter may be used by a local educational agency to implement a whole-school reform strategy for a school using an evidence-based strategy that ensures whole-school reform is undertaken in partnership with a strategy developer offering a whole-school reform program that is based on at least a moderate level of evidence that the program will have a statistically significant effect on student outcomes, including at least one well-designed and well-implemented experimental or quasi-experimental study.
Source: Supplied U.S. Code snapshot — release unconfirmed · 20 U.S.C. § 6314
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Federal law — U.S. Code and appendices · legal_authorities
Page 1354
TITLE 20—EDUCATION
§ 6314
port and improvement activities under section
6311(d) of this title for the purpose of attract-
ing and retaining qualified and effective
teachers.
(5) Early childhood education
A local educational agency may reserve
funds made available to carry out this section
to provide early childhood education programs
for eligible children.
(Pub. L. 89–10, title I, § 1113, as added Pub. L.
107–110, title I, § 101, Jan. 8, 2002, 115 Stat. 1469;
amended Pub. L. 114–95, title I, § 1007, Dec. 10,
2015, 129 Stat. 1859.)
Editorial Notes
REFERENCES IN TEXT
The Richard B. Russell National School Lunch Act,
referred to in subsec. (a)(5)(A), is act June 4, 1946, ch.
281, 60 Stat. 230, which is classified generally to chapter
13 (§ 1751 et seq.) of Title 42, The Public Health and Wel-
fare. For complete classification of this Act to the
Code, see Short Title note set out under section 1751 of
Title 42 and Tables.
The Social Security Act, referred to in subsec.
(a)(5)(A), is act Aug. 14, 1935, ch. 531, 49 Stat. 620. Part
A of title IV of the Act is classified generally to part
A (§ 601 et seq.) of subchapter IV of chapter 7 of Title 42,
The Public Health and Welfare. For complete classi-
fication of this Act to the Code, see section 1305 of Title
42 and Tables.
PRIOR PROVISIONS
A prior section 6313, Pub. L. 89–10, title I, § 1113, as
added Pub. L. 103–382, title I, § 101, Oct. 20, 1994, 108 Stat.
3532; amended Pub. L. 104–193, title I, § 110(j)(1), Aug. 22,
1996, 110 Stat. 2172; Pub. L. 106–78, title VII, § 752(b)(10),
Oct. 22, 1999, 113 Stat. 1169, related to eligible school at-
tendance areas, prior to the general amendment of this
subchapter by Pub. L. 107–110.
AMENDMENTS
2015—Subsec. (a)(3). Pub. L. 114–95, § 1007(1)(A)
Source: Supplied 2024 U.S. Code historical extraction · 20 U.S.C. § 6314
Stored review status: historical_2024_not_currentness_verified. The source passage cites 20 U.S.C. § 6314. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
In order to carry out the purpose of this part, the Secretary shall make grants to State educational agencies, or combinations of such agencies, to establish or improve, directly or through local operating agencies, programs of education for migratory children in accordance with this part.
Source: Supplied U.S. Code snapshot — release unconfirmed · 20 U.S.C. § 6398
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Federal law — U.S. Code and appendices · legal_authorities
Page 1397
TITLE 20—EDUCATION
§ 6398
grams and competitive programs, see section 5 of Pub.
L. 114–95, set out as a note under section 6301 of this
title.
§ 6398. Coordination of migrant education activi-
ties
(a) Improvement of coordination
(1) In general
The Secretary, in consultation with the
States, may make grants to, or enter into con-
tracts with, State educational agencies, local
educational agencies, institutions of higher
education, and other public and private enti-
ties to improve the interstate and intrastate
coordination
among
such
agencies’
edu-
cational programs, including through the es-
tablishment or improvement of programs for
credit accrual and exchange, available to mi-
gratory children.
(2) Duration
Grants under this subsection may be award-
ed for not more than 5 years.
(b) Student records
(1) Assistance
The Secretary shall assist States in the elec-
tronic transfer of student records and in deter-
mining the number of migratory children in
each State.
(2) Information system
(A) In general
The Secretary, in consultation with the
States, shall ensure the linkage of migrant
student record systems for the purpose of
electronically
exchanging,
among
the
States, health and educational information
regarding all migratory students eligible
under this part. The Secretary shall ensure
that such linkage occurs in a cost-effective
manner, utilizing systems used by the States
prior to, or developed after, December 10,
2015. Such information may include—
(i)
immunization
records
and
other
health information;
(ii) elementary and secondary academic
history (including partial credit), credit
accrual, and results from State assess-
ments under section 6311(b)(2) of this title;
(iii) other academic information essen-
tia
Source: Supplied 2024 U.S. Code historical extraction · 20 U.S.C. § 6398
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Federal law — U.S. Code and appendices · legal_authorities
In this subchapter:
(1) **School leader residency program** — The term “school leader residency program” means a school-based principal or other school leader preparation program in which a prospective principal or other school leader—
(A) for 1 academic year, engages in sustained and rigorous clinical learning with substantial leadership responsibilities and an opportunity to practice and be evaluated in an authentic school setting; and
(B) during that academic year—
(i) participates in evidence-based coursework, to the extent the State (in consultation with local educational agencies in the State) determines that such evidence is reasonably available, that is integrated with the clinical residency experience; and
(ii) receives ongoing support from a mentor principal or other school leader, who is effective.
(2) **State** — The term “State” means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(3) **State authorizer** — The term “State authorizer” means an entity designated by the Governor of a State to recognize teacher, principal, or other school leader preparation academies within the State that—
(A) enters into an agreement with a teacher, principal, or other school leader preparation academy that specifies the goals expected of the academy, as described in paragraph (4)(A)(i);
(B) may be a nonprofit organization, State educational agency, or other public entity, or consortium of such entities (including a consortium of States); and
(C) does not reauthorize a teacher, principal, or other school leader preparation academy if the academy fails to produce the minimum number or percentage of effective teachers or principals or other school leaders, respectively (as determined by the State), identified in
Source: Supplied U.S. Code snapshot — release unconfirmed · 20 U.S.C. § 6612
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Federal law — U.S. Code and appendices · legal_authorities
Page 1424
TITLE 20—EDUCATION
§ 6612
sionals
(including
organizations
rep-
resenting such individuals), specialized in-
structional
support
personnel,
charter
school leaders (in a State that has charter
schools), parents, community partners, and
other organizations or partners with rel-
evant and demonstrated expertise in pro-
grams and activities designed to meet the
purpose of this subchapter;
(B) seek advice from the individuals, orga-
nizations, or partners described in subpara-
graph (A) regarding how best to improve the
State’s activities to meet the purpose of this
subchapter; and
(C) coordinate the State’s activities under
this part with other related strategies, pro-
grams, and activities being conducted in the
State.
(4) Limitation
Consultation required under paragraph (3)
shall not interfere with the timely submission
of the application required under this section.
(e) Prohibition
Nothing in this section shall be construed to
authorize the Secretary or any other officer or
employee of the Federal Government to man-
date, direct, or control any of the following:
(1) The development, improvement, or im-
plementation of elements of any teacher, prin-
cipal, or other school leader evaluation sys-
tem.
(2) Any State or local educational agency’s
definition of teacher, principal, or other
school leader effectiveness.
(3) Any teacher, principal, or other school
leader professional standards, certification, or
licensing.
(Pub. L. 89–10, title II, § 2101, as added Pub. L.
114–95, title II, § 2002, Dec. 10, 2015, 129 Stat. 1917;
amended Pub. L. 116–260, div. H, title III, § 315,
Dec. 27, 2020, 134 Stat. 1610.)
Editorial Notes
REFERENCES IN TEXT
Section 2202(b) of this Act (as in effect on the day be-
fore January 8, 2002), referred t
Source: Supplied 2024 U.S. Code historical extraction · 20 U.S.C. § 6612
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