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35 U.S.C. § 102 — Conditions for patentability; novelty
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Page 41
TITLE 35—PATENTS
§ 102
‘‘(b) APPLICABILITY OF AMENDMENTS.—
‘‘(1) IN
GENERAL.—Subject to paragraph (2), the
amendments made by this title shall apply only to
international design applications, international ap-
plications, and national applications filed on and
after the effective date set forth in subsection (a),
and patents issuing thereon.
‘‘(2) EXCEPTION.—Sections 100(i) and 102(d) of title
35, United States Code, as amended by this title, shall
not apply to an application, or any patent issuing
thereon, unless it is described in section 3(n)(1) of the
Leahy-Smith America Invents Act [Pub. L. 112–29] (35
U.S.C. 100 note).
‘‘(c) DEFINITIONS.—For purposes of this section—
‘‘(1) the terms ‘treaty’ and ‘international design ap-
plication’ have the meanings given those terms in
section 381 of title 35, United States Code, as added by
this title;
‘‘(2) the term ‘international application’ has the
meaning given that term in section 351(c) of title 35,
United States Code; and
‘‘(3) the term ‘national application’ means ‘national
application’ within the meaning of chapter 38 of title
35, United States Code, as added by this title.’’
EFFECTIVE DATE OF 2011 AMENDMENT; SAVINGS
PROVISIONS
Pub. L. 112–29, § 3(n), Sept. 16, 2011, 125 Stat. 293, pro-
vided that:
‘‘(1) IN
GENERAL.—Except as otherwise provided in
this section [amending this section and sections 32, 102,
103, 111, 119, 120, 134, 135, 145, 146, 154, 172, 202, 287, 291,
305, 363, 374, and 375 of this title, repealing sections 104
and 157 of this title, and enacting provisions set out as
notes under sections 32, 102, and 111 of this title], the
amendments made by this section shall take effect
upon the expiration of the 18-month period beginning
on the date of the enactment of this Ac
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Page 41
TITLE 35—PATENTS
§ 102
‘‘(b) APPLICABILITY OF AMENDMENTS.—
‘‘(1) IN
GENERAL.—Subject to paragraph (2), the
amendments made by this title shall apply only to
international design applications, international ap-
plications, and national applications filed on and
after the effective date set forth in subsection (a),
and patents issuing thereon.
‘‘(2) EXCEPTION.—Sections 100(i) and 102(d) of title
35, United States Code, as amended by this title, shall
not apply to an application, or any patent issuing
thereon, unless it is described in section 3(n)(1) of the
Leahy-Smith America Invents Act [Pub. L. 112–29] (35
U.S.C. 100 note).
‘‘(c) DEFINITIONS.—For purposes of this section—
‘‘(1) the terms ‘treaty’ and ‘international design ap-
plication’ have the meanings given those terms in
section 381 of title 35, United States Code, as added by
this title;
‘‘(2) the term ‘international application’ has the
meaning given that term in section 351(c) of title 35,
United States Code; and
‘‘(3) the term ‘national application’ means ‘national
application’ within the meaning of chapter 38 of title
35, United States Code, as added by this title.’’
EFFECTIVE DATE OF 2011 AMENDMENT; SAVINGS
PROVISIONS
Pub. L. 112–29, § 3(n), Sept. 16, 2011, 125 Stat. 293, pro-
vided that:
‘‘(1) IN
GENERAL.—Except as otherwise provided in
this section [amending this section and sections 32, 102,
103, 111, 119, 120, 134, 135, 145, 146, 154, 172, 202, 287, 291,
305, 363, 374, and 375 of this title, repealing sections 104
and 157 of this title, and enacting provisions set out as
notes under sections 32, 102, and 111 of this title], the
amendments made by this section shall take effect
upon the expiration of the 18-month period beginning
on the date of the enactment of this Act [Sept. 16, 2011],
and shall apply to any application for patent, and to
any patent issuing thereon, that contains or contained
at any time—
‘‘(A) a claim to a claimed invention that has an ef-
fective filing date as defined in section 100(i) of title
35, United States Code, that is on or after the effec-
tive date described in this paragraph; or
‘‘(B) a specific reference under section 120, 121, or
365(c) of title 35, United States Code, to any patent or
application that contains or contained at any time
such a claim.
‘‘(2) INTERFERING
PATENTS.—The provisions of sec-
tions 102(g), 135, and 291 of title 35, United States Code,
as in effect on the day before the effective date set
forth in paragraph (1) of this subsection, shall apply to
each claim of an application for patent, and any patent
issued thereon, for which the amendments made by this
section also apply, if such application or patent con-
tains or contained at any time—
‘‘(A) a claim to an invention having an effective fil-
ing date as defined in section 100(i) of title 35, United
States Code, that occurs before the effective date set
forth in paragraph (1) of this subsection; or
‘‘(B) a specific reference under section 120, 121, or
365(c) of title 35, United States Code, to any patent or
application that contains or contained at any time
such a claim.’’
EFFECTIVE DATE OF 1999 AMENDMENT
Amendment by Pub. L. 106–113 effective Nov. 29, 1999,
and applicable to any patent issuing from an original
application filed in the United States on or after that
date, see section 1000(a)(9) [title IV, § 4608(a)] of Pub. L.
106–113, set out as a note under section 41 of this title.
§ 101. Inventions patentable
Whoever invents or discovers any new and use-
ful process, machine, manufacture, or composi-
tion of matter, or any new and useful improve-
ment thereof, may obtain a patent therefor, sub-
ject to the conditions and requirements of this
title.
(July 19, 1952, ch. 950, 66 Stat. 797.)
HISTORICAL AND REVISION NOTES
Based on Title 35, U.S.C., 1946 ed., § 31 (R.S. 4886,
amended (1) Mar. 3, 1897, ch. 391, § 1, 29 Stat. 692, (2) May
23, 1930, ch. 312, § 1, 46 Stat. 376, (3) Aug. 5, 1939, ch. 450,
§ 1, 53 Stat. 1212).
The corresponding section of existing statute is split
into two sections, section 101 relating to the subject
matter for which patents may be obtained, and section
102 defining statutory novelty and stating other condi-
tions for patentability.
Section 101 follows the wording of the existing stat-
ute as to the subject matter for patents, except that
reference to plant patents has been omitted for incor-
poration in section 301 and the word ‘‘art’’ has been re-
placed by ‘‘process’’, which is defined in section 100.
The word ‘‘art’’ in the corresponding section of the ex-
isting statute has a different meaning than the same
word as used in other places in the statute; it has been
interpreted by the courts as being practically synony-
mous with process or method. ‘‘Process’’ has been used
as its meaning is more readily grasped than ‘‘art’’ as
interpreted, and the definition in section 100(b) makes
it clear that ‘‘process or method’’ is meant. The re-
mainder of the definition clarifies the status of proc-
esses or methods which involve merely the new use of
a known process, machine, manufacture, composition
of matter, or material; they are processes or methods
under the statute and may be patented provided the
conditions for patentability are satisfied.
Statutory Notes and Related Subsidiaries
LIMITATION ON ISSUANCE OF PATENTS
Pub. L. 112–29, § 33, Sept. 16, 2011, 125 Stat. 340, pro-
vided that:
‘‘(a) LIMITATION.—Notwithstanding any other provi-
sion of law, no patent may issue on a claim directed to
or encompassing a human organism.
‘‘(b) EFFECTIVE DATE.—
‘‘(1) IN GENERAL.—Subsection (a) shall apply to any
application for patent that is pending on, or filed on
or after, the date of the enactment of this Act [Sept.
16, 2011].
‘‘(2) PRIOR APPLICATIONS.—Subsection (a) shall not
affect the validity of any patent issued on an applica-
tion to which paragraph (1) does not apply.’’
§ 102. Conditions for patentability; novelty
(a) NOVELTY; PRIOR ART.—A person shall be
entitled to a patent unless—
(1) the claimed invention was patented, de-
scribed in a printed publication, or in public
use, on sale, or otherwise available to the pub-
lic before the effective filing date of the
claimed invention; or
(2) the claimed invention was described in a
patent issued under section 151, or in an appli-
cation for patent published or deemed pub-
lished under section 122(b), in which the patent
or application, as the case may be, names an-
other inventor and was effectively filed before
the effective filing date of the claimed inven-
tion.
(b) EXCEPTIONS.—
(1) DISCLOSURES MADE 1 YEAR OR LESS BEFORE
THE EFFECTIVE FILING DATE OF THE CLAIMED IN-
VENTION.—A disclosure made 1 year or less be-
fore the effective filing date of a claimed in-
vention shall not be prior art to the claimed
invention under subsection (a)(1) if—
Page 42
TITLE 35—PATENTS
§ 102
(A) the disclosure was made by the inven-
tor or joint inventor or by another who ob-
tained the subject matter disclosed directly
or indirectly from the inventor or a joint in-
ventor; or
(B) the subject matter disclosed had, be-
fore such disclosure, been publicly disclosed
by the inventor or a joint inventor or an-
other who obtained the subject matter dis-
closed directly or indirectly from the inven-
tor or a joint inventor.
(2) DISCLOSURES APPEARING IN APPLICATIONS
AND PATENTS.—A disclosure shall not be prior
art to a claimed invention under subsection
(a)(2) if—
(A) the subject matter disclosed was ob-
tained directly or indirectly from the inven-
tor or a joint inventor;
(B) the subject matter disclosed had, be-
fore such subject matter was effectively filed
under subsection (a)(2), been publicly dis-
closed by the inventor or a joint inventor or
another who obtained the subject matter
disclosed directly or indirectly from the in-
ventor or a joint inventor; or
(C) the subject matter disclosed and the
claimed invention, not later than the effec-
tive filing date of the claimed invention,
were owned by the same person or subject to
an obligation of assignment to the same per-
son.
(c) COMMON OWNERSHIP UNDER JOINT RESEARCH
AGREEMENTS.—Subject matter disclosed and a
claimed invention shall be deemed to have been
owned by the same person or subject to an obli-
gation of assignment to the same person in ap-
plying the provisions of subsection (b)(2)(C) if—
(1) the subject matter disclosed was devel-
oped and the claimed invention was made by,
or on behalf of, 1 or more parties to a joint re-
search agreement that was in effect on or be-
fore the effective filing date of the claimed in-
vention;
(2) the claimed invention was made as a re-
sult of activities undertaken within the scope
of the joint research agreement; and
(3) the application for patent for the claimed
invention discloses or is amended to disclose
the names of the parties to the joint research
agreement.
(d) PATENTS AND PUBLISHED APPLICATIONS EF-
FECTIVE AS PRIOR ART.—For purposes of deter-
mining whether a patent or application for pat-
ent is prior art to a claimed invention under
subsection (a)(2), such patent or application
shall be considered to have been effectively
filed, with respect to any subject matter de-
scribed in the patent or application—
(1) if paragraph (2) does not apply, as of the
actual filing date of the patent or the applica-
tion for patent; or
(2) if the patent or application for patent is
entitled to claim a right of priority under sec-
tion 119, 365(a), 365(b), 386(a), or 386(b), or to
claim the benefit of an earlier filing date
under section 120, 121, 365(c), or 386(c), based
upon 1 or more prior filed applications for pat-
ent, as of the filing date of the earliest such
application that describes the subject matter.
(July 19, 1952, ch. 950, 66 Stat. 797; Pub. L. 92–358,
§ 2, July 28, 1972, 86 Stat. 502; Pub. L. 94–131, § 5,
Nov. 14, 1975, 89 Stat. 691; Pub. L. 106–113, div. B,
§ 1000(a)(9) [title IV, §§ 4505, 4806], Nov. 29, 1999,
113 Stat. 1536, 1501A–565, 1501A–590; Pub. L.
107–273, div. C, title III, § 13205(1), Nov. 2, 2002, 116
Stat. 1902; Pub. L. 112–29, § 3(b)(1), Sept. 16, 2011,
125 Stat. 285; Pub. L. 112–211, title I, § 102(2), Dec.
18, 2012, 126 Stat. 1531.)
HISTORICAL AND REVISION NOTES
Paragraphs (a), (b), and (c) are based on Title 35,
U.S.C., 1946 ed., § 31 (R.S. 4886, amended (1) Mar. 3, 1897,
ch. 391, § 1, 29 Stat. 692, (2) May 23, 1930, ch. 312, § 1, 46
Stat. 376, (3) Aug. 5, 1939, ch. 450, § 1, 53 Stat. 1212).
No change is made in these paragraphs other than
that due to division into lettered paragraphs. The in-
terpretation by the courts of paragraph (a) as being
more restricted than the actual language would suggest
(for example, ‘‘known’’ has been held to mean ‘‘publicly
known’’) is recognized but no change in the language is
made at this time. Paragraph (a) together with section
104 contains the substance of Title 35, U.S.C., 1946 ed.,
§ 72 (R.S. 4923).
Paragraph (d) is based on Title 35, U.S.C., 1946 ed.,
§ 32, first paragraph (R.S. 4887 (first paragraph), amend-
ed (1) Mar. 3, 1897, ch. 391, § 3, 29 Stat. 692, 693, (2) Mar.
3, 1903, ch. 1019, § 1, 32 Stat. 1225, 1226, (3) June 19, 1936,
ch. 594, 49 Stat. 1529).
The section has been changed so that the prior for-
eign patent is not a bar unless it was granted before the
filing of the application in the United States.
Paragraph (e) is new and enacts the rule of Milburn v.
Davis-Bournonville, 270 U.S. 390, by reason of which a
United States patent disclosing an invention dates
from the date of filing the application for the purpose
of anticipating a subsequent inventor.
Paragraph (f) indicates the necessity for the inventor
as the party applying for patent. Subsequent sections
permit certain persons to apply in place of the inventor
under special circumstances.
Paragraph (g) is derived from Title 35, U.S.C., 1946
ed., § 69 (R.S. 4920, amended (1) Mar. 3, 1897, ch. 391, § 2,
29 Stat. 692, (2) Aug. 5, 1939, ch. 450, § 1, 53 Stat. 1212),
the second defense recited in this section. This para-
graph retains the present rules of law governing the de-
termination of priority of invention.
Language relating specifically to designs is omitted
for inclusion in subsequent sections.
Editorial Notes
AMENDMENTS
2012—Subsec. (d)(2). Pub. L. 112–211 substituted ‘‘to
claim a right of priority under section 119, 365(a), 365(b),
386(a), or 386(b), or to claim the benefit of an earlier fil-
ing date under section 120, 121, 365(c), or 386(c)’’ for ‘‘to
claim a right of priority under section 119, 365(a), or
365(b), or to claim the benefit of an earlier filing date
under section 120, 121, or 365(c)’’.
2011—Pub. L. 112–29 amended section generally. Prior
to amendment, section related to conditions for patent-
ability; novelty and loss of right to patent.
2002—Subsec. (e). Pub. L. 107–273, amended Pub. L.
106–113, § 1000(a)(9) [title IV, § 4505]. See 1999 Amendment
note below. Prior to being amended by Pub. L. 107–273,
Pub. L. 106–113, § 1000(a)(9) [title IV, § 4505], had amended
subsec. (e) to read as follows: ‘‘The invention was de-
scribed in—
‘‘(1) an application for patent, published under sec-
tion 122(b), by another filed in the United States be-
fore the invention by the applicant for patent, except
that an international application filed under the
treaty defined in section 351(a) shall have the effect
under this subsection of a national application pub-
lished under section 122(b) only if the international
application designating the United States was pub-
lished under Article 21(2)(a) of such treaty in the
English language; or
‘‘(2) a patent granted on an application for patent
by another filed in the United States before the in-
Page 43
TITLE 35—PATENTS
§ 102
vention by the applicant for patent, except that a
patent shall not be deemed filed in the United States
for the purposes of this subsection based on the filing
of an international application filed under the treaty
defined in section 351(a); or’’.
1999—Subsec. (e). Pub. L. 106–113, § 1000(a)(9) [title IV,
§ 4505], as amended by Pub. L. 107–273, amended subsec.
(e) generally. Prior to amendment, subsec. (e) read as
follows: ‘‘the invention was described in a patent grant-
ed on an application for patent by another filed in the
United States before the invention thereof by the appli-
cant for patent, or on an international application by
another who has fulfilled the requirements of para-
graphs (1), (2), and (4) of section 371(c) of this title be-
fore the invention thereof by the applicant for patent,
or’’.
Subsec. (g). Pub. L. 106–113, § 1000(a)(9) [title IV,
§ 4806], amended subsec. (g) generally. Prior to amend-
ment, subsec. (g) read as follows: ‘‘before the appli-
cant’s invention thereof the invention was made in this
country by another who had not abandoned, suppressed,
or concealed it. In determining priority of invention
there shall be considered not only the respective dates
of conception and reduction to practice of the inven-
tion, but also the reasonable diligence of one who was
first to conceive and last to reduce to practice, from a
time prior to conception by the other.’’
1975—Par. (e). Pub. L. 94–131 inserted provision for
nonentitlement to a patent where the invention was de-
scribed in a patent granted on an international applica-
tion by another who has fulfilled the requirements of
pars. (1), (2), and (4) of section 371(c) of this title before
the invention thereof by the applicant for patent.
1972—Subsec. (d). Pub. L. 92–358 inserted reference to
inventions that were the subject of an inventors’ cer-
tificate.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2012 AMENDMENT
Amendment by Pub. L. 112–211 effective on the later
of the date that is 1 year after Dec. 18, 2012, or the date
that the Geneva Act of the Hague Agreement Con-
cerning the International Registration of Industrial
Designs enters into force with respect to the United
States (May 13, 2015), and applicable only to certain ap-
plications filed on and after that effective date and pat-
ents issuing thereon, with certain exceptions, see sec-
tion 103 of Pub. L. 112–211, set out as a note under sec-
tion 100 of this title.
EFFECTIVE DATE OF 2011 AMENDMENT
Amendment by Pub. L. 112–29 effective upon the expi-
ration of the 18-month period beginning on Sept. 16,
2011, and applicable to certain applications for patent
and any patents issuing thereon, see section 3(n) of
Pub. L. 112–29, set out as an Effective Date of 2011
Amendment; Savings Provisions note under section 100
of this title.
EFFECTIVE DATE OF 1999 AMENDMENT
Amendment by section 1000(a)(9) [title IV, § 4505] of
Pub. L. 106–113 effective Nov. 29, 2000 and applicable to
all patents and all applications for patents pending on
or filed after Nov. 29, 2000, see section 1000(a)(9) [title
IV, § 4508] of Pub. L. 106–113, as amended, set out as a
note under section 10 of this title.
EFFECTIVE DATE OF 1975 AMENDMENT
Amendment by Pub. L. 94–131 effective Jan. 24, 1978,
and applicable on and after that date to patent applica-
tions filed in the United States and to international ap-
plications, where applicable, see section 11 of Pub. L.
94–131, set out as an Effective Date note under section
351 of this title.
EFFECTIVE DATE OF 1972 AMENDMENT
Pub. L. 92–358, § 3(b), July 28, 1972, 86 Stat. 502, pro-
vided that: ‘‘Section 2 of this Act [amending this sec-
tion] shall take effect six months from the date when
Articles 1 to 12 of the Paris Convention of March 20,
1883, for the Protection of Industrial Property, as re-
vised at Stockholm, July 14, 1967, come into force with
respect to the United States [Aug. 25, 1973] and shall
apply to applications thereafter filed in the United
States.’’
SAVINGS PROVISIONS
Provisions of former subsec. (g) of this section, as in
effect on the day before the expiration of the 18-month
period beginning on Sept. 16, 2011, apply to each claim
of certain applications for patent, and certain patents
issued thereon, for which the amendments made by sec-
tion 3 of Pub. L. 112–29 also apply, see section 3(n)(2) of
Pub. L. 112–29, set out as an Effective Date of 2011
Amendment; Savings Provisions note under section 100
of this title.
CONTINUITY OF INTENT UNDER THE CREATE ACT
Pub. L. 112–29, § 3(b)(2), Sept. 16, 2011, 125 Stat. 287,
provided that: ‘‘The enactment of section 102(c) of title
35, United States Code, under paragraph (1) of this sub-
section is done with the same intent to promote joint
research activities that was expressed, including in the
legislative history, through the enactment of the Coop-
erative Research and Technology Enhancement Act of
2004 (Public Law 108–453; the ‘CREATE Act’) [see Short
Title of 2004 Amendment note set out under section 1 of
this title], the amendments of which are stricken by
subsection (c) of this section [amending section 103 of
this title]. The United States Patent and Trademark
Office shall administer section 102(c) of title 35, United
States Code, in a manner consistent with the legisla-
tive history of the CREATE Act that was relevant to
its administration by the United States Patent and
Trademark Office.’’
TAX STRATEGIES DEEMED WITHIN THE PRIOR ART
Pub. L. 112–29, § 14, Sept. 16, 2011, 125 Stat. 327, pro-
vided that:
‘‘(a) IN GENERAL.—For purposes of evaluating an in-
vention under section 102 or 103 of title 35, United
States Code, any strategy for reducing, avoiding, or de-
ferring tax liability, whether known or unknown at the
time of the invention or application for patent, shall be
deemed insufficient to differentiate a claimed inven-
tion from the prior art.
‘‘(b) DEFINITION.—For purposes of this section, the
term ‘tax liability’ refers to any liability for a tax
under any Federal, State, or local law, or the law of
any foreign jurisdiction, including any statute, rule,
regulation, or ordinance that levies, imposes, or as-
sesses such tax liability.
‘‘(c) EXCLUSIONS.—This section does not apply to that
part of an invention that—
‘‘(1) is a method, apparatus, technology, computer
program product, or system, that is used solely for
preparing a tax or information return or other tax fil-
ing, including one that records, transmits, transfers,
or organizes data related to such filing; or
‘‘(2) is a method, apparatus, technology, computer
program product, or system used solely for financial
management, to the extent that it is severable from
any tax strategy or does not limit the use of any tax
strategy by any taxpayer or tax advisor.
‘‘(d) RULE OF CONSTRUCTION.—Nothing in this section
shall be construed to imply that other business meth-
ods are patentable or that other business method pat-
ents are valid.
‘‘(e) EFFECTIVE DATE; APPLICABILITY.—This section
shall take effect on the date of the enactment of this
Act [Sept. 16, 2011] and shall apply to any patent appli-
cation that is pending on, or filed on or after, that
date, and to any patent that is issued on or after that
date.’’
EMERGENCY RELIEF FROM POSTAL SITUATION
AFFECTING PATENT CASES
Relief as to filing date of patent application or patent
affected by postal situation beginning on Mar. 18, 1970,
Page 44
TITLE 35—PATENTS
§ 103
and ending on or about Mar. 30, 1970, but patents issued
with earlier filing dates not effective as prior art under
subsec. (e) of this section as of such earlier filing dates,
see section 1(a) of Pub. L. 92–34, formerly set out in a
note under section 111 of this title.
§ 103. Conditions for patentability; non-obvious
subject matter
A patent for a claimed invention may not be
obtained, notwithstanding that the claimed in-
vention is not identically disclosed as set forth
in section 102, if the differences between the
claimed invention and the prior art are such
that the claimed invention as a whole would
have been obvious before the effective filing
date of the claimed invention to a person having
ordinary skill in the art to which the claimed
invention pertains. Patentability shall not be
negated by the manner in which the invention
was made.
(July 19, 1952, ch. 950, 66 Stat. 798; Pub. L. 98–622,
title I, § 103, Nov. 8, 1984, 98 Stat. 3384; Pub. L.
104–41, § 1, Nov. 1, 1995, 109 Stat. 351; Pub. L.
106–113, div. B, § 1000(a)(9) [title IV, § 4807(a)],
Nov. 29, 1999, 113 Stat. 1536, 1501A–591; Pub. L.
108–453, § 2, Dec. 10, 2004, 118 Stat. 3596; Pub. L.
112–29, §§ 3(c), 20(j), Sept. 16, 2011, 125 Stat. 287,
335.)
HISTORICAL AND REVISION NOTES
There is no provision corresponding to the first sen-
tence explicitly stated in the present statutes, but the
refusal of patents by the Patent Office, and the holding
of patents invalid by the courts, on the ground of lack
of invention or lack of patentable novelty has been fol-
lowed since at least as early as 1850. This paragraph is
added with the view that an explicit statement in the
statute may have some stabilizing effect, and also to
serve as a basis for the addition at a later time of some
criteria which may be worked out.
The second sentence states that patentability as to
this requirement is not to be negatived by the manner
in which the invention was made, that is, it is immate-
rial whether it resulted from long toil and experimen-
tation or from a flash of genius.
Editorial Notes
AMENDMENTS
2011—Pub. L. 112–29, § 3(c), amended section generally.
Prior to amendment, section consisted of subsecs. (a) to
(c) and related to conditions for patentability; non-ob-
vious subject matter.
Subsecs. (a), (c)(1). Pub. L. 112–29, § 20(j), struck out
‘‘of this title’’ after ‘‘102’’.
2004—Subsec. (c). Pub. L. 108–453 amended subsec. (c)
generally. Prior to amendment, subsec. (c) read as fol-
lows: ‘‘Subject matter developed by another person,
which qualifies as prior art only under one or more of
subsections (e), (f), and (g) of section 102 of this title,
shall not preclude patentability under this section
where the subject matter and the claimed invention
were, at the time the invention was made, owned by
the same person or subject to an obligation of assign-
ment to the same person.’’
1999—Subsec. (c). Pub. L. 106–113 substituted ‘‘one or
more of subsections (e), (f), and (g)’’ for ‘‘subsection (f)
or (g)’’.
1995—Pub. L. 104–41 designated first and second pars.
as subsecs. (a) and (c), respectively, and added subsec.
(b).
1984—Pub. L. 98–622 inserted ‘‘Subject matter devel-
oped by another person, which qualifies as prior art
only under subsection (f) or (g) of section 102 of this
title, shall not preclude patentability under this sec-
tion where the subject matter and the claimed inven-
tion were, at the time the invention was made, owned
by the same person or subject to an obligation of as-
signment to the same person.’’
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2011 AMENDMENT
Amendment by section 3(c) of Pub. L. 112–29 effective
upon the expiration of the 18-month period beginning
on Sept. 16, 2011, and applicable to certain applications
for patent and any patents issuing thereon, see section
3(n) of Pub. L. 112–29, set out as an Effective Date of
2011 Amendment; Savings Provisions note under sec-
tion 100 of this title.
Amendment by section 20(j) of Pub. L. 112–29 effective
upon the expiration of the 1-year period beginning on
Sept. 16, 2011, and applicable to proceedings commenced
on or after that effective date, see section 20(l) of Pub.
L. 112–29, set out as a note under section 2 of this title.
EFFECTIVE DATE OF 2004 AMENDMENT
Pub. L. 108–453, § 3, Dec. 10, 2004, 118 Stat. 3596, pro-
vided that:
‘‘(a) IN GENERAL.—The amendments made by this Act
[amending this section] shall apply to any patent
granted on or after the date of the enactment of this
Act [Dec. 10, 2004].
‘‘(b) SPECIAL RULE.—The amendments made by this
Act shall not affect any final decision of a court or the
United States Patent and Trademark Office rendered
before the date of the enactment of this Act, and shall
not affect the right of any party in any action pending
before the United States Patent and Trademark Office
or a court on the date of the enactment of this Act to
have that party’s rights determined on the basis of the
provisions of title 35, United States Code, in effect on
the day before the date of the enactment of this Act.’’
EFFECTIVE DATE OF 1999 AMENDMENT
Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4807(b)],
Nov. 29, 1999, 113 Stat. 1536, 1501A–591, provided that:
‘‘The amendment made by this section [amending this
section] shall apply to any application for patent filed
on or after the date of the enactment of this Act [Nov.
29, 1999].’’
EFFECTIVE DATE OF 1995 AMENDMENT
Pub. L. 104–41, § 3, Nov. 1, 1995, 109 Stat. 352, provided
that: ‘‘The amendments made by section 1 [amending
this section] shall apply to any application for patent
filed on or after the date of enactment of this Act [Nov.
1, 1995] and to any application for patent pending on
such date of enactment, including (in either case) an
application for the reissuance of a patent.’’
EFFECTIVE DATE OF 1984 AMENDMENT
Pub. L. 98–622, title I, § 106, Nov. 8, 1984, 98 Stat. 3385,
provided that:
‘‘(a) Subject to subsections (b), (c), (d), and (e) of this
section, the amendments made by this Act [probably
should be ‘‘this title’’, meaning title I of Pub. L. 98–622,
enacting section 157 of this title, amending this section
and sections 116, 120, 135, and 271 of this title, and en-
acting a provision set out as a note under section 157 of
this title] shall apply to all United States patents
granted before, on, or after the date of enactment of
this Act [Nov. 8, 1984], and to all applications for
United States patents pending on or filed after the date
of enactment.
‘‘(b) The amendments made by this Act shall not af-
fect any final decision made by the court or the Patent
and Trademark Office before the date of enactment of
this Act [Nov. 8, 1984], with respect to a patent or appli-
cation for patent, if no appeal from such decision is
pending and the time for filing an appeal has expired.
‘‘(c) Section 271(f) of title 35, United States Code,
added by section 101 of this Act shall apply only to the
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
When used in this title unless the context otherwise indicates—
**(a)** The term “invention” means invention or discovery.
**(b)** The term “process” means process, art or method, and includes a new use of a known process, machine, manufacture, composition of matter, or material.
**(c)** The terms “United States” and “this country” mean the United States of America, its territories and possessions.
**(d)** The word “patentee” includes not only the patentee to whom the patent was issued but also the successors in title to the patentee.
**(e)** The term “third-party requester” means a person requesting ex parte reexamination under section 302 who is not the patent owner.
**(f)** The term “inventor” means the individual or, if a joint invention, the individuals collectively who invented or discovered the subject matter of the invention.
**(g)** The terms “joint inventor” and “coinventor” mean any 1 of the individuals who invented or discovered the subject matter of a joint invention.
**(h)** The term “joint research agreement” means a written contract, grant, or cooperative agreement entered into by 2 or more persons or entities for the performance of experimental, developmental, or research work in the field of the claimed invention.
**(i)**
(1) The term “effective filing date” for a claimed invention in a patent or application for patent means—
(A) if subparagraph (B) does not apply, the actual filing date of the patent or the application for the patent containing a claim to the invention; or
(B) the filing date of the earliest application for which the patent or application is entitled, as to such invention, to a right of priority under section 119, 365(a), 365(b), 386(a), or 386(b) or to the benefit of an earlier filing date under section 120, 121, 365(
Source: Supplied U.S. Code snapshot — release unconfirmed · 35 U.S.C. § 100
Stored review status: release_metadata_unconfirmed. The source passage cites 35 U.S.C. § 100. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 40
TITLE 35—PATENTS
§ 100
1 So in original. Does not conform to chapter heading.
Chap.
Sec.
11.
Application for Patent .......................
111
12.
Examination of Application .............
131
13.
Review of Patent and Trademark
Office Decisions ...............................
141
14.
Issue of Patent .....................................
151
15.
Plant Patents ........................................
161
16.
Designs ...................................................
171
17.
Secrecy of Certain Inventions and
Filing Applications Abroad 1 .........
181
18.
Patent Rights in Inventions Made
with Federal Assistance .................
200
Editorial Notes
AMENDMENTS
2002—Pub. L. 107–273, div. C, title III, § 13206(a)(6), Nov.
2, 2002, 116 Stat. 1904, substituted ‘‘Examination of Ap-
plication’’ for ‘‘Examination of Applications’’ in head-
ing of chapter 12.
1982—Pub. L. 97–256, title I, § 101(6), Sept. 8, 1982, 96
Stat. 816, added item for chapter 18.
1975—Pub. L. 93–596, § 1, Jan. 2, 1975, 88 Stat. 1949, sub-
stituted ‘‘Patent and Trademark Office’’ for ‘‘Patent
Office’’ in heading of chapter 13.
CHAPTER 10—PATENTABILITY OF
INVENTIONS
Sec.
100.
Definitions.
101.
Inventions patentable.
102.
Conditions for patentability; novelty.
103.
Conditions
for
patentability;
non-obvious
subject matter.
[104.
Repealed.]
105.
Inventions in outer space.
Editorial Notes
AMENDMENTS
2011—Pub. L. 112–29, § 3(b)(3), (d), Sept. 16, 2011, 125
Stat. 287, substituted in item 102 ‘‘Conditions for pat-
entability; novelty’’ for ‘‘Conditions for patentability;
novelty and loss of right to patent’’ and struck out
item 104 ‘‘Invention made abroad’’.
1990—Pub. L. 101–580, § 1(b), Nov. 15, 1990, 104 Stat.
2863, added item 105.
§ 100. Definitions
When used
Source: Supplied 2024 U.S. Code historical extraction · 35 U.S.C. § 100
Stored review status: historical_2024_not_currentness_verified. The source passage cites 35 U.S.C. § 100. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Novelty; Prior Art.—** A person shall be entitled to a patent unless—
(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention; or
(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention.
**(b) Exceptions.—**
(1) **Disclosures made 1 year or less before the effective filing date of the claimed invention.—** — A disclosure made 1 year or less before the effective filing date of a claimed invention shall not be prior art to the claimed invention under subsection (a)(1) if—
(A) the disclosure was made by the inventor or joint inventor or by another who obtained the subject matter disclosed directly or indirectly from the inventor or a joint inventor; or
(B) the subject matter disclosed had, before such disclosure, been publicly disclosed by the inventor or a joint inventor or another who obtained the subject matter disclosed directly or indirectly from the inventor or a joint inventor.
(2) **Disclosures appearing in applications and patents.—** — A disclosure shall not be prior art to a claimed invention under subsection (a)(2) if—
(A) the subject matter disclosed was obtained directly or indirectly from the inventor or a joint inventor;
(B) the subject matter disclosed had, before such subject matter was effectively filed under subsection (a)(2), been publicly disclosed by the inventor or a joint inventor or another who obtained the subject matter
Source: Supplied U.S. Code snapshot — release unconfirmed · 35 U.S.C. § 102
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.