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43 U.S.C. § 1621 — Miscellaneous provisions
Federal law — U.S. Code and appendices · legal_authorities
Page 480
TITLE 43—PUBLIC LANDS
§ 1621
1 So in original. See References in Text note below.
1986—Subsecs. (c), (i). Pub. L. 99–514 substituted ‘‘In-
ternal Revenue Code of 1986’’ for ‘‘Internal Revenue
Code of 1954’’, which for purposes of codification was
translated as ‘‘title 26’’ thus requiring no change in
text.
1980—Subsec. (c). Pub. L. 96–487, § 1408, inserted provi-
sion requiring that fair value of such land or interest
in land at time of receipt be adjusted as provided in
section 1016 of title 26 and proviso defining the basis of
any such land attributable to an interest in a mine,
well, other natural deposit, or block of timber.
Subsec. (d). Pub. L. 96–487, § 904, designated existing
provision as par. (1), substituted ‘‘Regional Corporation
or
corporation
established
pursuant
to
section
1613(h)(3) of this title’’ for ‘‘Regional Corporation’’,
‘‘third parties or which are used solely for the purposes
of exploration shall’’ for ‘‘third parties shall’’, ‘‘from
the vesting of title pursuant to the Alaska National In-
terest Lands Conservation Act or the date of issuance
of an interim conveyance or patent, whichever is ear-
lier, for those interests to such individual, group, or
corporation’’ for ‘‘after December 18, 1971’’, and ‘‘any
portion of such interest’’ for ‘‘leased or developed real
property’’ and inserted ‘‘which is leased or developed
for purposes other than exploration for so long as such
portion is leased or being developed’’ after ‘‘laws of the
State’’, and added par. (2).
Subsec. (e). Pub. L. 96–487, § 1409, substituted ‘‘Native
Group, corporation organized under section 1613(h)(3) of
this title, or Village’’ for ‘‘Native Group, or Village’’,
‘‘(64 Stat. 967, 1100). So long as there are no substan-
tial’’ for ‘‘(64 Stat
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Page 480
TITLE 43—PUBLIC LANDS
§ 1621
1 So in original. See References in Text note below.
1986—Subsecs. (c), (i). Pub. L. 99–514 substituted ‘‘In-
ternal Revenue Code of 1986’’ for ‘‘Internal Revenue
Code of 1954’’, which for purposes of codification was
translated as ‘‘title 26’’ thus requiring no change in
text.
1980—Subsec. (c). Pub. L. 96–487, § 1408, inserted provi-
sion requiring that fair value of such land or interest
in land at time of receipt be adjusted as provided in
section 1016 of title 26 and proviso defining the basis of
any such land attributable to an interest in a mine,
well, other natural deposit, or block of timber.
Subsec. (d). Pub. L. 96–487, § 904, designated existing
provision as par. (1), substituted ‘‘Regional Corporation
or
corporation
established
pursuant
to
section
1613(h)(3) of this title’’ for ‘‘Regional Corporation’’,
‘‘third parties or which are used solely for the purposes
of exploration shall’’ for ‘‘third parties shall’’, ‘‘from
the vesting of title pursuant to the Alaska National In-
terest Lands Conservation Act or the date of issuance
of an interim conveyance or patent, whichever is ear-
lier, for those interests to such individual, group, or
corporation’’ for ‘‘after December 18, 1971’’, and ‘‘any
portion of such interest’’ for ‘‘leased or developed real
property’’ and inserted ‘‘which is leased or developed
for purposes other than exploration for so long as such
portion is leased or being developed’’ after ‘‘laws of the
State’’, and added par. (2).
Subsec. (e). Pub. L. 96–487, § 1409, substituted ‘‘Native
Group, corporation organized under section 1613(h)(3) of
this title, or Village’’ for ‘‘Native Group, or Village’’,
‘‘(64 Stat. 967, 1100). So long as there are no substan-
tial’’ for ‘‘(64 Stat. 967, 1100), and so long as there are
also no substantial’’, and ‘‘such lands they shall con-
tinue to receive wildland fire’’ for ‘‘such lands, con-
tinue to receive forest fire’’.
Subsec. (j). Pub. L. 96–487, § 1407, added subsec. (j).
1978—Subsecs. (g) to (i). Pub. L. 95–600 added subsecs.
(g) to (i).
1976—Subsec. (f). Pub. L. 94–204 added subsec. (f).
§ 1621. Miscellaneous provisions
(a) Contract restrictions; percentage fee; enforce-
ment; liens, executions, or judgments
None of the revenues granted by section 1605 of
this title, and none of the lands granted by this
chapter to the Regional and Village Corporation
and to Native groups and individuals shall be
subject to any contract which is based on a per-
centage fee of the value of all or some portion of
the settlement granted by this chapter. Any
such contract shall not be enforceable against
any Native as defined by this chapter or any Re-
gional or Village Corporation and the revenues
and lands granted by this chapter shall not be
subject to lien, execution or judgment to fulfill
such a contract.
(b) Patents for homesteads, headquarters sites,
trade and manufacturing sites, or small tract
sites; use and occupancy protection
The Secretary is directed to promptly issue
patents to all persons who have made a lawful
entry on the public lands in compliance with the
public land laws for the purpose of gaining title
to homesteads, headquarters sites, trade and
manufacturing sites, or small tract sites (43
U.S.C. 682 1), and who have fulfilled all require-
ments of the law prerequisite to obtaining a pat-
ent. Any person who has made a lawful entry
prior to August 31, 1971, for any of the foregoing
purposes shall be protected in his right of use
and occupancy until all the requirements of law
for a patent have been met even though the
lands involved have been reserved or withdrawn
in accordance with Public Land Order 4582, as
amended, or the withdrawal provisions of this
chapter: Provided, That occupancy must have
been maintained in accordance with the appro-
priate public land law: Provided further, That
any person who entered on public lands in viola-
tion of Public Land Order 4582, as amended,
shall gain no rights.
(c) Mining claims; possessory rights, protection
(1) On any lands conveyed to Village and Re-
gional Corporations, any person who prior to
August 31, 1971, initiated a valid mining claim or
location under the general mining laws and re-
corded notice of said location with the appro-
priate State or local office shall be protected in
his possessory rights, if all requirements of the
general mining laws are complied with, for a pe-
riod of five years and may, if all requirements of
the general mining laws are complied with, pro-
ceed to patent.
(2)(A)(i) Subject to valid existing rights, an
unpatented mining claim or location, or portion
thereof, under the general mining laws that is
situated outside the boundaries of a conserva-
tion system unit (as such term is defined in the
Alaska National Interest Lands Conservation
Act) and within the exterior boundaries of lands
validly selected by a Village or Regional Cor-
poration pursuant to section 1611 of this title or
section 1613(h) of this title and that lapses, is
abandoned, relinquished, or terminated, de-
clared null and void, or otherwise expires, after
August 31, 1971, because of failure to comply
with requirements of the general mining laws
(including the mining laws of the State of Alas-
ka), is deemed to be null and void for the pur-
poses of this paragraph. The Secretary shall
promptly determine the validity of such claims
or locations within conservation system units.
(ii) Subject to valid existing rights and to sub-
paragraph (B), the lands outside a conservation
system unit included in a mining claim or loca-
tion described in clause (i) shall—
(I) be considered part of the lands selected
pursuant to sections 1611 of this title and
1613(h) of this title by the Village or Regional
Corporation described in clause (i); and
(II) be eligible for conveyance pursuant to
this chapter unless specifically identified and
excluded from an initial selection application.
(iii) Subject to valid existing rights and to
subparagraph (B), any portion outside a con-
servation system unit of a mining claim or loca-
tion described in clause (i) that is situated with-
in the exterior boundaries of lands conveyed
prior to October 14, 1992, from selections under
section 1611 or section 1613(h) of this title shall
be conveyed pursuant to this chapter.
(B) No lands shall be conveyed pursuant to
this subsection if the conveyance would result
in the receipt of title to lands in excess of an
acreage entitlement under this chapter.
(3) This section shall apply to lands conveyed
by interim conveyance or patent to a Regional
Corporation pursuant to this chapter which are
made subject to a mining claim or claims lo-
cated under the general mining laws, including
lands conveyed prior to November 2, 1995. Effec-
tive on November 2, 1995, the Secretary, acting
Page 481
TITLE 43—PUBLIC LANDS
§ 1621
2 So in original. Probably should be capitalized.
through the Bureau of Land Management and in
a manner consistent with section 1613(g) of this
title, shall transfer to the Regional Corporation
administration of all mining claims determined
to be entirely within lands conveyed to that cor-
poration. Any person holding such mining claim
or claims shall meet such requirements of the
general mining laws and section 1744 of this
title, except that any filings that would have
been made with the Bureau of Land Manage-
ment if the lands were within Federal ownership
shall be timely made with the appropriate Re-
gional Corporation. The validity of any such
mining claim or claims may be contested by the
Regional Corporation, in place of the United
States. All contest proceedings and appeals by
the mining claimants of adverse decisions made
by the Regional Corporation shall be brought in
Federal District Court for the District of Alas-
ka. Neither the United States nor any Federal
agency or official shall be named or joined as a
party in such proceedings or appeals. All reve-
nues from such mining claims received after No-
vember 2, 1995, shall be remitted to the Regional
Corporation subject to distribution pursuant to
section 1606(i) of this title, except that in the
event that the mining claim or claims are not
totally within the lands conveyed to the Re-
gional Corporation, the Regional Corporation
shall be entitled only to that proportion of reve-
nues, other than administrative fees, reasonably
allocated to the portion of the mining claim so
conveyed. The provisions of this section shall
apply to Haida Corporation and the Haida Tradi-
tional Use Sites, which shall be treated as a Re-
gional Corporation for the purposes of this para-
graph, except that any revenues remitted to
Haida Corporation under this section shall not
be subject to distribution pursuant to section
1606(i) of this title.
(d) Purchase restrictions for personnel inappli-
cable to chapter
The provisions of section 11 of this title shall
not apply to any land grants or other rights
granted under this chapter.
(e) National Wildlife Refuge System; replacement
lands
If land within the National Wildlife Refuge
System is selected by a Village Corporation pur-
suant to the provisions of this chapter, the sec-
retary 2 shall add to the Refuge System other
public lands in the State to replace the lands se-
lected by the Village Corporation.
(f) Land exchanges
The Secretary, the Secretary of Defense, the
Secretary of Agriculture, and the State of Alas-
ka are authorized to exchange lands or interests
therein, including Native selection rights, with
the corporations organized by Native groups,
Village Corporations, Regional Corporations,
and the corporations organized by Natives resid-
ing in Juneau, Sitka, Kodiak, and Kenai, all as
defined in this chapter, and other municipalities
and corporations or individuals, the State (act-
ing free of the restrictions of section 6(i) of the
Alaska Statehood Act), or any Federal agency
for the purpose of effecting land consolidations
or to facilitate the management or development
of the land, or for other public purposes. Ex-
changes shall be on the basis of equal value, and
either party to the exchange may pay or accept
cash in order to equalize the value of the prop-
erty exchanged: Provided, That when the parties
agree to an exchange and the appropriate Sec-
retary determines it is in the public interest,
such exchanges may be made for other than
equal value.
(g) National Wildlife Refuge System lands subject
of patents; Federal reservation of first re-
fusal rights; provision in patents for con-
tinuing application of laws and regulations
governing Refuge
If a patent is issued to any Village Corpora-
tion for land in the National Wildlife Refuge
System, the patent shall reserve to the United
States the right of first refusal if the land is
ever sold by the Village Corporation. Notwith-
standing any other provision of this chapter,
every patent issued by the Secretary pursuant
to this chapter—which covers lands lying within
the boundaries of a National Wildlife Refuge on
December 18, 1971, shall contain a provision that
such lands remain subject to the laws and regu-
lations governing use and development of such
Refuge.
(h) Withdrawals of public lands; termination
date
(1) All withdrawals made under this chapter,
except as otherwise provided in this subsection,
shall terminate within four years of December
18, 1971: Provided, That any lands selected by Vil-
lage or Regional Corporations or by a Native
group under section 1611 of this title shall re-
main withdrawn until conveyed pursuant to sec-
tion 1613 of this title.
(2) The withdrawal of lands made by section
1610(a)(2) and section 1615 of this title shall ter-
minate three years from December 18, 1971.
(3) The provisions of this section shall not
apply to any withdrawals made under section
1616 of this title.
(4) The Secretary is authorized to terminate
any withdrawal made by or pursuant to this
chapter whenever he determines that the with-
drawal is no longer necessary to accomplish the
purposes of this chapter.
(i) Administration of withdrawn lands; con-
tracting and other authority of Secretaries
not impaired by withdrawal
Prior to a conveyance pursuant to section 1613
of this title, lands withdrawn by or pursuant to
sections 1610, 1613, and 1615 of this title shall be
subject to administration by the Secretary, or
by the Secretary of Agriculture in the case of
National Forest lands, under applicable laws and
regulations, and their authority to make con-
tracts and to grant leases, permits, rights-of-
way, or easements shall not be impaired by the
withdrawal.
(j) Interim conveyances and underselections
(1) Where lands to be conveyed to a Native,
Native Corporation, or Native group pursuant to
this chapter as amended and supplemented have
not been surveyed, the same may be conveyed
by the issuance of an ‘‘interim conveyance’’ to
Page 482
TITLE 43—PUBLIC LANDS
§ 1621
3 See References in Text note below.
the party entitled to the lands. Subject to valid
existing rights and such conditions and reserva-
tions authorized by law as are imposed, the
force and effect of such an interim conveyance
shall be to convey to and vest in the recipient
exactly the same right, title, and interest in and
to the lands as the recipient would have received
had he been issued a patent by the United
States. Upon survey of lands covered by an in-
terim conveyance a patent thereto shall be
issued to the recipient. The boundaries of the
lands as defined and conveyed by the interim
conveyance shall not be altered but may then be
redescribed, if need be, in reference to the plat
of survey. The Secretary shall make appropriate
adjustments to insure that the recipient re-
ceives his full entitlement. Where the term
‘‘patent,’’ or a derivative thereof, is used in this
chapter unless the context precludes such con-
struction, it shall be deemed to include ‘‘interim
conveyance,’’ and the conveyances of land to
Natives and Native Corporations provided for
this chapter shall be as fully effectuated by the
issuance of interim conveyances as by the
issuance of patents.
(2) Where lands selected and conveyed, or to be
conveyed to a Village Corporation are insuffi-
cient to fulfill the Corporation’s entitlement
under section 1611(b), 1613(a), 1615(b), or 1615(d) of
this title, the Secretary is authorized to with-
draw twice the amount of unfulfilled entitle-
ment and provide the Village Corporation nine-
ty days from receipt of notice from the Sec-
retary to select from the lands withdrawn the
land it desires to fulfill its entitlement. In mak-
ing the withdrawal, the Secretary shall first
withdraw public lands that were formerly with-
drawn for selection by the concerned Village
Corporation by or pursuant to section 1610(a)(1),
1610(a)(3), 1615(a), or 1615(d) of this title. Should
such lands no longer be available, the Secretary
may withdraw public lands that are vacant, un-
reserved, and unappropriated, except that the
Secretary may withdraw public lands which had
been previously withdrawn pursuant to section
1616(d) of this title. Any subsequent selection by
the Village Corporation shall be in the manner
provided in this chapter for such original selec-
tions.
(3) In lieu of withdrawal under paragraph (2),
land may be segregated from all other forms of
appropriation for the purposes described in that
paragraph if—
(A) the Secretary and the Village Corpora-
tion enter into an agreement identifying the
land for selection; and
(B) the Village Corporation files an applica-
tion for selection of the land.
(k) National forest land patents; conditions
Any patents to lands under this chapter which
are located within the boundaries of a national
forest shall contain such conditions as the Sec-
retary deems necessary to assure that:
(1) the sale of any timber from such lands
shall, for a period of five years, be subject to
the same restrictions relating to the export of
timber from the United States as are applica-
ble to national forest lands in Alaska under
rules and regulations of the Secretary of Agri-
culture; and
(2) such lands are managed under the prin-
ciple of sustained yield and under manage-
ment practices for protection and enhance-
ment of environmental quality no less strin-
gent than such management practices on adja-
cent national forest lands for a period of
twelve years.
(l) Land selection limitation; proximity to home
rule or first class city and Ketchikan
Notwithstanding any provision of this chapter,
no Village or Regional Corporation shall select
lands which are within two miles from the
boundary, as it exists on December 18, 1971, of
any home rule or first class city (excluding bor-
oughs) or which are within six miles from the
boundary of Ketchikan.
(m) Licenses held by Alaska Native regional cor-
porations
An Alaska Native regional corporation orga-
nized pursuant to this chapter, or an affiliate
thereof, that holds a Federal Communications
Commission license in the personal communica-
tions service as of the date of enactment of this
section 3 and has either paid for such license in
full or has complied with the payment schedules
for such license shall be permitted to transfer or
assign without penalty such license to any
transferee or assignee. No economic penalties
shall apply to any transfer or assignment au-
thorized under this section. Any amounts owed
to the United States for the initial grant of such
licenses shall become immediately due and pay-
able upon the consummation of any such trans-
fer or assignment. Any application for such a
transfer or assignment shall be deemed granted
if not denied by the Commission within 90 days
of the date on which it was initially filed. Any
provision of law or regulation to the contrary is
hereby amended.
(Pub. L. 92–203, § 22, Dec. 18, 1971, 85 Stat. 713;
Pub. L. 94–204, § 17, Jan. 2, 1976, 89 Stat. 1156;
Pub. L. 96–487, title XIV, § 1410, Dec. 2, 1980, 94
Stat. 2496; Pub. L. 102–415, § 14, Oct. 14, 1992, 106
Stat. 2121; Pub. L. 104–42, title I, § 102, Nov. 2,
1995, 109 Stat. 353; Pub. L. 105–333, § 7, Oct. 31,
1998, 112 Stat. 3133; Pub. L. 106–259, title VIII,
§ 8149, Aug. 9, 2000, 114 Stat. 706; Pub. L. 108–452,
title II, § 208, Dec. 10, 2004, 118 Stat. 3586.)
Editorial Notes
REFERENCES IN TEXT
Section 682 of this title, referred to in subsec. (b),
probably means section 682a of this title which was re-
pealed by Pub. L. 94–579, title VII, § 702, Oct. 21, 1976, 90
Stat. 2787.
The Alaska National Interest Lands Conservation
Act, referred to in subsec. (c)(2)(A)(i), is Pub. L. 96–487,
Dec. 2, 1980, 94 Stat. 2371. For complete classification of
this Act to the Code, see Short Title note set out under
section 3101 of Title 16, Conservation, and Tables.
Section 6(i) of the Alaska Statehood Act, referred to
in subsec. (f), is section 6(i) of Pub. L. 85–508, which is
set out as a note preceding section 21 of Title 48, Terri-
tories and Insular Possessions.
The date of enactment of this section, referred to in
subsec. (m), probably means the date of enactment of
Pub. L. 106–259, which enacted subsec. (m) of this sec-
tion and was approved Aug. 9, 2000.
Page 483
TITLE 43—PUBLIC LANDS
§ 1625
AMENDMENTS
2004—Subsec. (j)(3). Pub. L. 108–452 added par. (3).
2000—Subsec. (m). Pub. L. 106–259, which directed the
addition of subsec. (m) at the end of section 1621 of Pub-
lic Law 92–204, was executed by adding subsec. (m) at
the end of this section, which is section 22 of Pub. L.
92–203, to reflect the probable intent of Congress.
1998—Subsec. (c)(3). Pub. L. 105–333 substituted ‘‘Re-
gional Corporation’’ for ‘‘regional corporation’’ wher-
ever appearing and inserted at end ‘‘The provisions of
this section shall apply to Haida Corporation and the
Haida Traditional Use Sites, which shall be treated as
a Regional Corporation for the purposes of this para-
graph, except that any revenues remitted to Haida Cor-
poration under this section shall not be subject to dis-
tribution pursuant to section 1606(i) of this title.’’
1995—Subsec. (c)(3). Pub. L. 104–42 added par. (3).
1992—Subsec. (c). Pub. L. 102–415 designated existing
provisions as par. (1) and added par. (2).
1980—Subsec. (j). Pub. L. 96–487 substituted provision
authorizing Secretary to convey lands by interim con-
veyance when the lands have not been surveyed, upon
survey to issue a patent and redescribe the lands if nec-
essary, and, where lands selected and conveyed, or to be
conveyed, to a Village Corporation are insufficient to
fulfill the Corporation’s entitlement, to withdraw twice
the amount of unfulfilled entitlement and provide the
Village Corporation 90 days from receipt of notice to
select from the lands withdrawn the land it desires to
fulfill its entitlement for provision authorizing the
Secretary, in any area of Alaska for which protraction
diagrams do not exist, which does not conform to the
United States Land Survey System, or which has not
been adequately surveyed to permit selection, to take
such actions as are necessary to accomplish the pur-
poses of this chapter.
1976—Subsec. (f). Pub. L. 94–204 authorized State of
Alaska to make direct exchanges of land between it and
Native Corporations, authorized State to transfer min-
eral interests, notwithstanding section 6(i) of the Alas-
ka Statehood Act, to Federal agencies in such ex-
changes, and authorized exchanges on a basis other
than equal value, by agreement of the parties or if
deemed in the public interest.
§ 1622. Annual reports to Congress until 1984;
submission in 1985 of report of status of Na-
tives, summary of actions taken, and rec-
ommendations
The Secretary shall submit to the Congress
annual reports on implementation of this chap-
ter. Such reports shall be filed by the Secretary
annually until 1984. At the beginning of the first
session of Congress in 1985 the Secretary shall
submit, through the President, a report of the
status of the Natives and Native groups in Alas-
ka, and a summary of actions taken under this
chapter, together with such recommendations as
may be appropriate.
(Pub. L. 92–203, § 23, Dec. 18, 1971, 85 Stat. 715.)
§ 1623. Authorization of appropriations
There are authorized to be appropriated such
sums as may be necessary to carry out the pro-
visions of this chapter.
(Pub. L. 92–203, § 24, Dec. 18, 1971, 85 Stat. 715.)
§ 1624. Regulations; issuance; publication in Fed-
eral Register
The Secretary is authorized to issue and pub-
lish in the Federal Register, pursuant to sub-
chapter II of chapter 5 of title 5, such regula-
tions as may be necessary to carry out the pur-
poses of this chapter.
(Pub. L. 92–203, § 25, Dec. 18, 1971, 85 Stat. 715.)
Editorial Notes
CODIFICATION
‘‘Subchapter II of chapter 5 of title 5’’ substituted for
‘‘the Administrative Procedure Act’’ on authority of
Pub. L. 89–554, § 7(b), Sept. 6, 1966, 80 Stat. 631, the first
section of which enacted Title 5, Government Organiza-
tion and Employees.
§ 1625. Securities laws exemption
(a) Laws; termination date of exempt status
A Native Corporation shall be exempt from
the provisions, as amended, of the Investment
Company Act of 1940 (54 Stat. 789) [15 U.S.C.
80a–1 et seq.], the Securities Act of 1933 (48 Stat.
74) [15 U.S.C. 77a et seq.], and the Securities Ex-
change Act of 1934 (48 Stat. 881) [15 U.S.C. 78a et
seq.] until the earlier of the day after—
(1) the date on which the corporation issues
shares of stock other than Settlement Com-
mon Stock in a transaction where—
(A) the transaction or the shares are not
otherwise exempt from Federal securities
laws; and
(B) the shares are issued to persons or en-
tities other than—
(i) individuals who held shares in the
corporation on February 3, 1988;
(ii) Natives;
(iii) descendants of Natives;
(iv) individuals who have received shares
of Settlement Common Stock by inherit-
ance pursuant to section 1606(h)(2) of this
title;
(v) Settlement Trusts; or
(vi) entities established for the sole ben-
efit of Natives or descendants of Natives;
or
(2) the date on which alienability restric-
tions are terminated; or
(3) the date on which the corporation files a
registration statement with the Securities and
Exchange Commission pursuant to either the
Securities Act of 1933 [15 U.S.C. 77a et seq.] or
the Securities Exchange Act of 1934 [15 U.S.C.
78a et seq.].
(b) Status of Native Corporations after termi-
nation date
No provision of this section shall be construed
to require or imply that a Native Corporation
shall, or shall not, be subject to provisions of
the Acts listed in subsection (a) after any of the
dates described in subsection (a).
(c) Annual report to shareholders; shareholders
of record
(1) A Native Corporation that, but for this sec-
tion, would be subject to the provisions of the
Securities Exchange Act of 1934 [15 U.S.C. 78a et
seq.] shall annually prepare and transmit to its
shareholders a report that contains substan-
tially all the information required to be in-
cluded in an annual report to shareholders by a
corporation subject to that Act.
(2) For purposes of determining the applica-
bility of the registration requirements of the Se-
curities Exchange Act of 1934 on or after the
date described in subsection (a), holders of Set-
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
This subchapter may be cited as the “Securities Act of 1933”.
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 77a
Stored review status: release_metadata_unconfirmed. The source passage cites 15 U.S.C. § 77a. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 119
TITLE 15—COMMERCE AND TRADE
§ 77b
7025, set out as a note under section 301 of Title 3, The
President.
CHAPTER 2A—SECURITIES AND TRUST
INDENTURES
SUBCHAPTER I—DOMESTIC SECURITIES
Sec.
77a.
Short title.
77b.
Definitions; promotion of efficiency, competi-
tion, and capital formation.
77b–1.
Swap agreements.
77c.
Classes of securities under this subchapter.
77d.
Exempted transactions.
77d–1.
Requirements with respect to certain small
transactions.
77e.
Prohibitions relating to interstate commerce
and the mails.
77f.
Registration of securities.
77g.
Information required in registration state-
ment.
77h.
Taking effect of registration statements and
amendments thereto.
77h–1.
Cease-and-desist proceedings.
77i.
Court review of orders.
77j.
Information required in prospectus.
77k.
Civil liabilities on account of false registra-
tion statement.
77l.
Civil liabilities arising in connection with
prospectuses and communications.
77m.
Limitation of actions.
77n.
Contrary stipulations void.
77o.
Liability of controlling persons.
77p.
Additional remedies; limitation on remedies.
77q.
Fraudulent interstate transactions.
77r.
Exemption from State regulation of securi-
ties offerings.
77r–1.
Preemption of State law.
77s.
Special powers of Commission.
77t.
Injunctions and prosecution of offenses.
77u.
Hearings by Commission.
77v.
Jurisdiction of offenses and suits.
77w.
Unlawful representations.
77x.
Penalties.
77y.
Jurisdiction of other Government agencies
over securities.
77z.
Separability.
77z–1.
Private securities litigation.
77z–2.
Application of safe harbor for forward-look-
ing statements.
77z–2a.
Conflicts of interest relating to certain
securitizations.
77z–3.
General exemptive authority.
77z
Source: Supplied 2024 U.S. Code historical extraction · 15 U.S.C. § 77a
Stored review status: historical_2024_not_currentness_verified. The source passage cites 15 U.S.C. § 77a. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
This chapter may be cited as the “Securities Exchange Act of 1934.”
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 78a
Stored review status: release_metadata_unconfirmed. The source passage cites 15 U.S.C. § 78a. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 202
TITLE 15—COMMERCE AND TRADE
§ 78a
Sec.
78m.
Periodical and other reports.
78m–1.
Reporting and recordkeeping for certain secu-
rity-based swaps.
78m–2.
Reporting requirements regarding coal or
other mine safety.
78n.
Proxies.
78n–1.
Shareholder approval of executive compensa-
tion.
78n–2.
Corporate governance.
78o.
Registration and regulation of brokers and
dealers.
78o–1.
Brokers deemed to be registered.
78o–2.
Liabilities arising prior to amendment unaf-
fected.
78o–3.
Registered securities associations.
78o–4.
Municipal securities.
78o–4a.
Commission Office of Municipal Securities.
78o–5.
Government securities brokers and dealers.
78o–6.
Securities analysts and research reports.
78o–7.
Registration of nationally recognized statis-
tical rating organizations.
78o–8.
Universal ratings symbols.
78o–9.
Study and rulemaking on assigned credit rat-
ings.
78o–10.
Registration and regulation of security-based
swap dealers and major security-based swap
participants.
78o–11.
Credit risk retention.
78p.
Directors,
officers,
and
principal
stock-
holders.
78q.
Records and reports.
78q–1.
National system for clearance and settlement
of securities transactions.
78q–2.
Automated quotation systems for penny
stocks.
78r.
Liability for misleading statements.
78s.
Registration, responsibilities, and oversight
of self-regulatory organizations.
78t.
Liability of controlling persons and persons
who aid and abet violations.
78t–1.
Liability to contemporaneous traders for in-
sider trading.
78u.
Investigations and actions.
78u–1.
Civil penalties for insider trading.
78u–2.
Civil remedies in administrative proceedings.
78u–3.
Cease-and-desist proceedings.
78u–4.
Private securities litigation.
78u–5.
Applic
Source: Supplied 2024 U.S. Code historical extraction · 15 U.S.C. § 78a
Stored review status: historical_2024_not_currentness_verified. The source passage cites 15 U.S.C. § 78a. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Contract restrictions; percentage fee; enforcement; liens, executions, or judgments** None of the revenues granted by [section 1605 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title43-section1605&num=0&edition=prelim), and none of the lands granted by this chapter to the Regional and Village Corporation and to Native groups and individuals shall be subject to any contract which is based on a percentage fee of the value of all or some portion of the settlement granted by this chapter. Any such contract shall not be enforceable against any Native as defined by this chapter or any Regional or Village Corporation and the revenues and lands granted by this chapter shall not be subject to lien, execution or judgment to fulfill such a contract.
**(b) Patents for homesteads, headquarters sites, trade and manufacturing sites, or small tract sites; use and occupancy protection** The Secretary is directed to promptly issue patents to all persons who have made a lawful entry on the public lands in compliance with the public land laws for the purpose of gaining title to homesteads, headquarters sites, trade and manufacturing sites, or small tract sites ([43 U.S.C. 682](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title43-section682&num=0&edition=prelim) 11 So in original. See References in Text note below.), and who have fulfilled all requirements of the law prerequisite to obtaining a patent. Any person who has made a lawful entry prior to August 31, 1971, for any of the foregoing purposes shall be protected in his right of use and occupancy until all the requirements of law for a patent have been met even though the lands involved have been reserved or withdrawn in accordance with Public Land Order 4582, as amended, or the wit
Source: Supplied U.S. Code snapshot — release unconfirmed · 43 U.S.C. § 1621
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.