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21 U.S.C. § 387 — Definitions
Federal law — U.S. Code and appendices · legal_authorities
Page 664
TITLE 21—FOOD AND DRUGS
§ 387
1040, which is classified generally to this chapter. For
complete classification of this Act to the Code, see sec-
tion 301 of this title and Tables.
Statutory Notes and Related Subsidiaries
CODIFICATION
Section was enacted as part of the Stop Counterfeit
Drugs by Regulating and Enhancing Enforcement Now
Act, also known as the SCREEN Act, and also as part
of the Substance Use–Disorder Prevention that Pro-
motes Opioid Recovery and Treatment for Patients and
Communities Act, also known as the SUPPORT for Pa-
tients and Communities Act, and not as part of the
Federal Food, Drug, and Cosmetic Act which comprises
this chapter.
SUBCHAPTER IX—TOBACCO PRODUCTS
Editorial Notes
PRIOR PROVISIONS
A prior subchapter IX of this chapter, consisting of
sections 391 to 399a of this title, was redesignated sub-
chapter X by Pub. L. 111–31, div. A, title I, § 101(b)(1),
June 22, 2009, 123 Stat. 1784.
§ 387. Definitions
In this subchapter:
(1) Additive
The term ‘‘additive’’ means any substance
the intended use of which results or may rea-
sonably be expected to result, directly or indi-
rectly, in its becoming a component or other-
wise affecting the characteristic of any to-
bacco product (including any substances in-
tended for use as a flavoring or coloring or in
producing,
manufacturing,
packing,
proc-
essing, preparing, treating, packaging, trans-
porting, or holding), except that such term
does not include tobacco or a pesticide chem-
ical residue in or on raw tobacco or a pesticide
chemical.
(2) Brand
The term ‘‘brand’’ means a variety of to-
bacco product distinguished by the tobacco
used, tar content, nicotine content, flavoring
used, size, filtration, packaging, logo, reg-
istered trademark, brand name, identifia
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Page 664
TITLE 21—FOOD AND DRUGS
§ 387
1040, which is classified generally to this chapter. For
complete classification of this Act to the Code, see sec-
tion 301 of this title and Tables.
Statutory Notes and Related Subsidiaries
CODIFICATION
Section was enacted as part of the Stop Counterfeit
Drugs by Regulating and Enhancing Enforcement Now
Act, also known as the SCREEN Act, and also as part
of the Substance Use–Disorder Prevention that Pro-
motes Opioid Recovery and Treatment for Patients and
Communities Act, also known as the SUPPORT for Pa-
tients and Communities Act, and not as part of the
Federal Food, Drug, and Cosmetic Act which comprises
this chapter.
SUBCHAPTER IX—TOBACCO PRODUCTS
Editorial Notes
PRIOR PROVISIONS
A prior subchapter IX of this chapter, consisting of
sections 391 to 399a of this title, was redesignated sub-
chapter X by Pub. L. 111–31, div. A, title I, § 101(b)(1),
June 22, 2009, 123 Stat. 1784.
§ 387. Definitions
In this subchapter:
(1) Additive
The term ‘‘additive’’ means any substance
the intended use of which results or may rea-
sonably be expected to result, directly or indi-
rectly, in its becoming a component or other-
wise affecting the characteristic of any to-
bacco product (including any substances in-
tended for use as a flavoring or coloring or in
producing,
manufacturing,
packing,
proc-
essing, preparing, treating, packaging, trans-
porting, or holding), except that such term
does not include tobacco or a pesticide chem-
ical residue in or on raw tobacco or a pesticide
chemical.
(2) Brand
The term ‘‘brand’’ means a variety of to-
bacco product distinguished by the tobacco
used, tar content, nicotine content, flavoring
used, size, filtration, packaging, logo, reg-
istered trademark, brand name, identifiable
pattern of colors, or any combination of such
attributes.
(3) Cigarette
The term ‘‘cigarette’’—
(A) means a product that—
(i) is a tobacco product; and
(ii) meets the definition of the term
‘‘cigarette’’ in section 1332(1) of title 15;
and
(B) includes tobacco, in any form, that is
functional in the product, which, because of
its appearance, the type of tobacco used in
the filler, or its packaging and labeling, is
likely to be offered to, or purchased by, con-
sumers as a cigarette or as roll-your-own to-
bacco.
(4) Cigarette tobacco
The term ‘‘cigarette tobacco’’ means any
product that consists of loose tobacco that is
intended for use by consumers in a cigarette.
Unless otherwise stated, the requirements ap-
plicable to cigarettes under this subchapter
shall also apply to cigarette tobacco.
(5) Commerce
The term ‘‘commerce’’ has the meaning
given that term by section 1332(2) of title 15.
(6) Counterfeit tobacco product
The term ‘‘counterfeit tobacco product’’
means a tobacco product (or the container or
labeling of such a product) that, without au-
thorization, bears the trademark, trade name,
or other identifying mark, imprint, or device,
or any likeness thereof, of a tobacco product
listed in a registration under section 387e(i)(1)
of this title.
(7) Distributor
The term ‘‘distributor’’ as regards a tobacco
product means any person who furthers the
distribution of a tobacco product, whether do-
mestic or imported, at any point from the
original place of manufacture to the person
who sells or distributes the product to individ-
uals for personal consumption. Common car-
riers are not considered distributors for pur-
poses of this subchapter.
(8) Illicit trade
The term ‘‘illicit trade’’ means any practice
or conduct prohibited by law which relates to
production, shipment, receipt, possession, dis-
tribution, sale, or purchase of tobacco prod-
ucts including any practice or conduct in-
tended to facilitate such activity.
(9) Indian country
The term ‘‘Indian country’’ has the meaning
given such term in section 1151 of title 18.
(10) Indian tribe
The term ‘‘Indian tribe’’ has the meaning
given such term in section 5304(e) of title 25.
(11) Little cigar
The term ‘‘little cigar’’ means a product
that—
(A) is a tobacco product; and
(B) meets the definition of the term ‘‘little
cigar’’ in section 1332(7) of title 15.
(12) Nicotine
The term ‘‘nicotine’’ means the chemical
substance named 3-(1-Methyl-2-pyrrolidinyl)
pyridine or C[10]H[14]N[2], including any salt
or complex of nicotine.
(13) Package
The term ‘‘package’’ means a pack, box, car-
ton, or container of any kind or, if no other
container, any wrapping (including cello-
phane), in which a tobacco product is offered
for sale, sold, or otherwise distributed to con-
sumers.
(14) Retailer
The term ‘‘retailer’’ means any person, gov-
ernment, or entity who sells tobacco products
to individuals for personal consumption, or
who operates a facility where self-service dis-
plays of tobacco products are permitted.
(15) Roll-your-own tobacco
The term ‘‘roll-your-own tobacco’’ means
any tobacco product which, because of its ap-
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TITLE 21—FOOD AND DRUGS
§ 387
pearance, type, packaging, or labeling, is suit-
able for use and likely to be offered to, or pur-
chased by, consumers as tobacco for making
cigarettes.
(16) Small tobacco product manufacturer
The term ‘‘small tobacco product manufac-
turer’’ means a tobacco product manufacturer
that employs fewer than 350 employees. For
purposes of determining the number of em-
ployees of a manufacturer under the preceding
sentence, the employees of a manufacturer are
deemed to include the employees of each enti-
ty that controls, is controlled by, or is under
common control with such manufacturer.
(17) Smoke constituent
The term ‘‘smoke constituent’’ means any
chemical or chemical compound in main-
stream or sidestream tobacco smoke that ei-
ther transfers from any component of the cig-
arette to the smoke or that is formed by the
combustion or heating of tobacco, additives,
or other component of the tobacco product.
(18) Smokeless tobacco
The term ‘‘smokeless tobacco’’ means any
tobacco product that consists of cut, ground,
powdered, or leaf tobacco and that is intended
to be placed in the oral or nasal cavity.
(19) State; Territory
The terms ‘‘State’’ and ‘‘Territory’’ shall
have the meanings given to such terms in sec-
tion 321 of this title.
(20) Tobacco product manufacturer
The term ‘‘tobacco product manufacturer’’
means any person, including any repacker or
relabeler, who—
(A) manufactures, fabricates, assembles,
processes, or labels a tobacco product; or
(B) imports a finished tobacco product for
sale or distribution in the United States.
(21) Tobacco warehouse
(A) Subject to subparagraphs (B) and (C), the
term ‘‘tobacco warehouse’’ includes any per-
son—
(i) who—
(I) removes foreign material from to-
bacco leaf through nothing other than a
mechanical process;
(II) humidifies tobacco leaf with nothing
other than potable water in the form of
steam or mist; or
(III) de-stems, dries, and packs tobacco
leaf for storage and shipment;
(ii) who performs no other actions with re-
spect to tobacco leaf; and
(iii) who provides to any manufacturer to
whom the person sells tobacco all informa-
tion related to the person’s actions described
in clause (i) that is necessary for compliance
with this chapter.
(B) The term ‘‘tobacco warehouse’’ excludes
any person who—
(i) reconstitutes tobacco leaf;
(ii) is a manufacturer, distributor, or re-
tailer of a tobacco product; or
(iii) applies any chemical, additive, or sub-
stance to the tobacco leaf other than potable
water in the form of steam or mist.
(C) The definition of the term ‘‘tobacco
warehouse’’ in subparagraph (A) shall not
apply to the extent to which the Secretary de-
termines, through rulemaking, that regula-
tion under this subchapter of the actions de-
scribed in such subparagraph is appropriate
for the protection of the public health.
(22) United States
The term ‘‘United States’’ means the 50
States of the United States of America and
the District of Columbia, the Commonwealth
of Puerto Rico, Guam, the Virgin Islands,
American Samoa, Wake Island, Midway Is-
lands, Kingman Reef, Johnston Atoll, the
Northern Mariana Islands, and any other trust
territory or possession of the United States.
(June 25, 1938, ch. 675, § 900, as added Pub. L.
111–31, div. A, title I, § 101(b)(3), June 22, 2009, 123
Stat. 1784.)
Statutory Notes and Related Subsidiaries
SEVERABILITY
Pub. L. 111–31, div. A, § 5, June 22, 2009, 123 Stat. 1782,
provided that: ‘‘If any provision of this division [see
Short Title of 2009 Amendment note set out under sec-
tion 301 of this title], of the amendments made by this
division, or of the regulations promulgated under this
division (or under such amendments), or the applica-
tion of any such provision to any person or cir-
cumstance is held to be invalid, the remainder of this
division, such amendments and such regulations, and
the application of such provisions to any other person
or circumstance shall not be affected and shall con-
tinue to be enforced to the fullest extent possible.’’
CONSTRUCTION
Pub. L. 111–31, div. A, § 4, June 22, 2009, 123 Stat. 1782,
provided that:
‘‘(a) INTENDED EFFECT.—Nothing in this division [see
Short Title of 2009 Amendment note set out under sec-
tion 301 of this title] (or an amendment made by this
division) shall be construed to—
‘‘(1) establish a precedent with regard to any other
industry, situation, circumstance, or legal action; or
‘‘(2) affect any action pending in Federal, State, or
tribal court, or any agreement, consent decree, or
contract of any kind.
‘‘(b) AGRICULTURAL
ACTIVITIES.—The provisions of
this division (or an amendment made by this division)
which authorize the Secretary to take certain actions
with regard to tobacco and tobacco products shall not
be construed to affect any authority of the Secretary of
Agriculture under existing law regarding the growing,
cultivation, or curing of raw tobacco.
‘‘(c) REVENUE ACTIVITIES.—The provisions of this divi-
sion (or an amendment made by this division) which
authorize the Secretary to take certain actions with
regard to tobacco products shall not be construed to af-
fect any authority of the Secretary of the Treasury
under chapter 52 of the Internal Revenue Code of 1986
[26 U.S.C. 5701 et seq.].’’
FINDINGS
Pub. L. 111–31, div. A, § 2, June 22, 2009, 123 Stat. 1776,
provided that: ‘‘The Congress finds the following:
‘‘(1) The use of tobacco products by the Nation’s
children is a pediatric disease of considerable propor-
tions that results in new generations of tobacco-de-
pendent children and adults.
‘‘(2) A consensus exists within the scientific and
medical communities that tobacco products are in-
herently dangerous and cause cancer, heart disease,
and other serious adverse health effects.
‘‘(3) Nicotine is an addictive drug.
Page 666
TITLE 21—FOOD AND DRUGS
§ 387
‘‘(4) Virtually all new users of tobacco products are
under the minimum legal age to purchase such prod-
ucts.
‘‘(5) Tobacco advertising and marketing contribute
significantly to the use of nicotine-containing to-
bacco products by adolescents.
‘‘(6) Because past efforts to restrict advertising and
marketing of tobacco products have failed adequately
to curb tobacco use by adolescents, comprehensive
restrictions on the sale, promotion, and distribution
of such products are needed.
‘‘(7) Federal and State governments have lacked the
legal and regulatory authority and resources they
need to address comprehensively the public health
and societal problems caused by the use of tobacco
products.
‘‘(8) Federal and State public health officials, the
public health community, and the public at large rec-
ognize that the tobacco industry should be subject to
ongoing oversight.
‘‘(9) Under article I, section 8 of the Constitution,
the Congress is vested with the responsibility for reg-
ulating interstate commerce and commerce with In-
dian tribes.
‘‘(10) The sale, distribution, marketing, advertising,
and use of tobacco products are activities in and sub-
stantially affecting interstate commerce because
they are sold, marketed, advertised, and distributed
in interstate commerce on a nationwide basis, and
have a substantial effect on the Nation’s economy.
‘‘(11) The sale, distribution, marketing, advertising,
and use of such products substantially affect inter-
state commerce through the health care and other
costs attributable to the use of tobacco products.
‘‘(12) It is in the public interest for Congress to
enact legislation that provides the Food and Drug
Administration with the authority to regulate to-
bacco products and the advertising and promotion of
such products. The benefits to the American people
from enacting such legislation would be significant in
human and economic terms.
‘‘(13) Tobacco use is the foremost preventable cause
of premature death in America. It causes over 400,000
deaths in the United States each year, and approxi-
mately 8,600,000 Americans have chronic illnesses re-
lated to smoking.
‘‘(14) Reducing the use of tobacco by minors by 50
percent would prevent well over 10,000,000 of today’s
children from becoming regular, daily smokers, sav-
ing over 3,000,000 of them from premature death due
to tobacco-induced disease. Such a reduction in youth
smoking
would
also
result
in
approximately
$75,000,000,000 in savings attributable to reduced
health care costs.
‘‘(15) Advertising, marketing, and promotion of to-
bacco products have been especially directed to at-
tract young persons to use tobacco products, and
these efforts have resulted in increased use of such
products by youth. Past efforts to oversee these ac-
tivities have not been successful in adequately pre-
venting such increased use.
‘‘(16) In 2005, the cigarette manufacturers spent
more than $13,000,000,000 to attract new users, retain
current users, increase current consumption, and
generate favorable long-term attitudes toward smok-
ing and tobacco use.
‘‘(17)
Tobacco
product
advertising
often
misleadingly portrays the use of tobacco as socially
acceptable and healthful to minors.
‘‘(18) Tobacco product advertising is regularly seen
by persons under the age of 18, and persons under the
age of 18 are regularly exposed to tobacco product
promotional efforts.
‘‘(19) Through advertisements during and sponsor-
ship of sporting events, tobacco has become strongly
associated with sports and has become portrayed as
an integral part of sports and the healthy lifestyle as-
sociated with rigorous sporting activity.
‘‘(20) Children are exposed to substantial and un-
avoidable tobacco advertising that leads to favorable
beliefs about tobacco use, plays a role in leading
young people to overestimate the prevalence of to-
bacco use, and increases the number of young people
who begin to use tobacco.
‘‘(21) The use of tobacco products in motion pic-
tures and other mass media glamorizes its use for
young people and encourages them to use tobacco
products.
‘‘(22) Tobacco advertising expands the size of the to-
bacco market by increasing consumption of tobacco
products including tobacco use by young people.
‘‘(23) Children are more influenced by tobacco mar-
keting than adults: more than 80 percent of youth
smoke three heavily marketed brands, while only 54
percent of adults, 26 and older, smoke these same
brands.
‘‘(24) Tobacco company documents indicate that
young people are an important and often crucial seg-
ment of the tobacco market. Children, who tend to be
more price sensitive than adults, are influenced by
advertising and promotion practices that result in
drastically reduced cigarette prices.
‘‘(25) Comprehensive advertising restrictions will
have a positive effect on the smoking rates of young
people.
‘‘(26) Restrictions on advertising are necessary to
prevent unrestricted tobacco advertising from under-
mining legislation prohibiting access to young people
and providing for education about tobacco use.
‘‘(27) International experience shows that adver-
tising regulations that are stringent and comprehen-
sive have a greater impact on overall tobacco use and
young people’s use than weaker or less comprehen-
sive ones.
‘‘(28) Text only requirements, although not as strin-
gent as a ban, will help reduce underage use of to-
bacco products while preserving the informational
function of advertising.
‘‘(29) It is in the public interest for Congress to
adopt legislation to address the public health crisis
created by actions of the tobacco industry.
‘‘(30) The final regulations promulgated by the Sec-
retary of Health and Human Services in the August
28, 1996, issue of the Federal Register (61 Fed. Reg.
44615–44618) for inclusion as part 897 of title 21, Code
of Federal Regulations, are consistent with the first
amendment to the United States Constitution and
with the standards set forth in the amendments made
by this subtitle [probably means this division, see
Short Title of 2009 Amendment note set out under
section 301 of this title] for the regulation of tobacco
products by the Food and Drug Administration, and
the restriction on the sale and distribution of, includ-
ing access to and the advertising and promotion of,
tobacco products contained in such regulations are
substantially related to accomplishing the public
health goals of this division.
‘‘(31) The regulations described in paragraph (30)
will directly and materially advance the Federal Gov-
ernment’s substantial interest in reducing the num-
ber of children and adolescents who use cigarettes
and smokeless tobacco and in preventing the life-
threatening health consequences associated with to-
bacco use. An overwhelming majority of Americans
who use tobacco products begin using such products
while they are minors and become addicted to the
nicotine in those products before reaching the age of
18. Tobacco advertising and promotion play a crucial
role in the decision of these minors to begin using to-
bacco products. Less restrictive and less comprehen-
sive approaches have not [been] and will not be effec-
tive in reducing the problems addressed by such regu-
lations. The reasonable restrictions on the adver-
tising and promotion of tobacco products contained
in such regulations will lead to a significant decrease
in the number of minors using and becoming addicted
to those products.
‘‘(32) The regulations described in paragraph (30)
impose no more extensive restrictions on commu-
nication by tobacco manufacturers and sellers than
Page 667
TITLE 21—FOOD AND DRUGS
§ 387
are necessary to reduce the number of children and
adolescents who use cigarettes and smokeless to-
bacco and to prevent the life-threatening health con-
sequences associated with tobacco use. Such regula-
tions are narrowly tailored to restrict those adver-
tising and promotional practices which are most like-
ly to be seen or heard by youth and most likely to en-
tice them into tobacco use, while affording tobacco
manufacturers and sellers ample opportunity to con-
vey information about their products to adult con-
sumers.
‘‘(33) Tobacco dependence is a chronic disease, one
that typically requires repeated interventions to
achieve long-term or permanent abstinence.
‘‘(34) Because the only known safe alternative to
smoking is cessation, interventions should target all
smokers to help them quit completely.
‘‘(35) Tobacco products have been used to facilitate
and finance criminal activities both domestically and
internationally. Illicit trade of tobacco products has
been linked to organized crime and terrorist groups.
‘‘(36) It is essential that the Food and Drug Admin-
istration review products sold or distributed for use
to reduce risks or exposures associated with tobacco
products and that it be empowered to review any ad-
vertising and labeling for such products. It is also es-
sential that manufacturers, prior to marketing such
products, be required to demonstrate that such prod-
ucts will meet a series of rigorous criteria, and will
benefit the health of the population as a whole, tak-
ing into account both users of tobacco products and
persons who do not currently use tobacco products.
‘‘(37) Unless tobacco products that purport to re-
duce the risks to the public of tobacco use actually
reduce such risks, those products can cause substan-
tial harm to the public health to the extent that the
individuals, who would otherwise not consume to-
bacco products or would consume such products less,
use tobacco products purporting to reduce risk. Those
who use products sold or distributed as modified risk
products that do not in fact reduce risk, rather than
quitting or reducing their use of tobacco products,
have a substantially increased likelihood of suffering
disability and premature death. The costs to society
of the widespread use of products sold or distributed
as modified risk products that do not in fact reduce
risk or that increase risk include thousands of unnec-
essary deaths and injuries and huge costs to our
health care system.
‘‘(38) As the National Cancer Institute has found,
many smokers mistakenly believe that ‘low tar’ and
‘light’ cigarettes cause fewer health problems than
other cigarettes. As the National Cancer Institute
has also found, mistaken beliefs about the health
consequences of smoking ‘low tar’ and ‘light’ ciga-
rettes can reduce the motivation to quit smoking en-
tirely and thereby lead to disease and death.
‘‘(39) Recent studies have demonstrated that there
has been no reduction in risk on a population-wide
basis from ‘low tar’ and ‘light’ cigarettes, and such
products may actually increase the risk of tobacco
use.
‘‘(40) The dangers of products sold or distributed as
modified risk tobacco products that do not in fact re-
duce risk are so high that there is a compelling gov-
ernmental interest in ensuring that statements about
modified risk tobacco products are complete, accu-
rate, and relate to the overall disease risk of the
product.
‘‘(41) As the Federal Trade Commission has found,
consumers have misinterpreted advertisements in
which one product is claimed to be less harmful than
a comparable product, even in the presence of disclo-
sures and advisories intended to provide clarification.
‘‘(42) Permitting manufacturers to make unsub-
stantiated statements concerning modified risk to-
bacco products, whether express or implied, even if
accompanied by disclaimers would be detrimental to
the public health.
‘‘(43) The only way to effectively protect the public
health from the dangers of unsubstantiated modified
risk tobacco products is to empower the Food and
Drug Administration to require that products that
tobacco manufacturers sold or distributed for risk re-
duction be reviewed in advance of marketing, and to
require that the evidence relied on to support claims
be fully verified.
‘‘(44) The Food and Drug Administration is a regu-
latory agency with the scientific expertise to identify
harmful substances in products to which consumers
are exposed, to design standards to limit exposure to
those substances, to evaluate scientific studies sup-
porting claims about the safety of products, and to
evaluate the impact of labels, labeling, and adver-
tising on consumer behavior in order to reduce the
risk of harm and promote understanding of the im-
pact of the product on health. In connection with its
mandate to promote health and reduce the risk of
harm, the Food and Drug Administration routinely
makes decisions about whether and how products
may be marketed in the United States.
‘‘(45) The Federal Trade Commission was created to
protect consumers from unfair or deceptive acts or
practices, and to regulate unfair methods of competi-
tion. Its focus is on those marketplace practices that
deceive or mislead consumers, and those that give
some competitors an unfair advantage. Its mission is
to regulate activities in the marketplace. Neither the
Federal Trade Commission nor any other Federal
agency except the Food and Drug Administration
possesses the scientific expertise needed to imple-
ment effectively all provisions of the Family Smok-
ing Prevention and Tobacco Control Act [div. A of
Pub. L. 111–31, see Short Title of 2009 Amendment
note set out under section 301 of this title].
‘‘(46) If manufacturers state or imply in commu-
nications directed to consumers through the media or
through a label, labeling, or advertising, that a to-
bacco product is approved or inspected by the Food
and Drug Administration or complies with Food and
Drug Administration standards, consumers are likely
to be confused and misled. Depending upon the par-
ticular language used and its context, such a state-
ment could result in consumers being misled into be-
lieving that the product is endorsed by the Food and
Drug Administration for use or in consumers being
misled about the harmfulness of the product because
of such regulation, inspection, approval, or compli-
ance.
‘‘(47) In August 2006 a United States district court
judge found that the major United States cigarette
companies continue to target and market to youth.
USA v. Philip Morris, USA, Inc., et al. (Civil Action
No. 99–2496 (GK), August 17, 2006).
‘‘(48) In August 2006 a United States district court
judge found that the major United States cigarette
companies dramatically increased their advertising
and promotional spending in ways that encourage
youth to start smoking subsequent to the signing of
the Master Settlement Agreement in 1998. USA v.
Philip Morris, USA, Inc., et al. (Civil Action No.
99–2496 (GK), August 17, 2006).
‘‘(49) In August 2006 a United States district court
judge found that the major United States cigarette
companies have designed their cigarettes to precisely
control nicotine delivery levels and provide doses of
nicotine sufficient to create and sustain addiction
while also concealing much of their nicotine-related
research. USA v. Philip Morris, USA, Inc., et al.
(Civil Action No. 99–2496 (GK), August 17, 2006).’’
PURPOSE
Pub. L. 111–31, div. A, § 3, June 22, 2009, 123 Stat. 1781,
provided that: ‘‘The purposes of this division [see Short
Title of 2009 Amendment note set out under section 301
of this title] are—
‘‘(1) to provide authority to the Food and Drug Ad-
ministration to regulate tobacco products under the
Federal Food, Drug, and Cosmetic Act (21 U.S.C. 301
et seq.), by recognizing it as the primary Federal reg-
ulatory authority with respect to the manufacture,
Page 668
TITLE 21—FOOD AND DRUGS
§ 387a
marketing, and distribution of tobacco products as
provided for in this division;
‘‘(2) to ensure that the Food and Drug Administra-
tion has the authority to address issues of particular
concern to public health officials, especially the use
of tobacco by young people and dependence on to-
bacco;
‘‘(3) to authorize the Food and Drug Administration
to set national standards controlling the manufac-
ture of tobacco products and the identity, public dis-
closure, and amount of ingredients used in such prod-
ucts;
‘‘(4) to provide new and flexible enforcement au-
thority to ensure that there is effective oversight of
the tobacco industry’s efforts to develop, introduce,
and promote less harmful tobacco products;
‘‘(5) to vest the Food and Drug Administration with
the authority to regulate the levels of tar, nicotine,
and other harmful components of tobacco products;
‘‘(6) in order to ensure that consumers are better
informed, to require tobacco product manufacturers
to disclose research which has not previously been
made available, as well as research generated in the
future, relating to the health and dependency effects
or safety of tobacco products;
‘‘(7) to continue to permit the sale of tobacco prod-
ucts to adults in conjunction with measures to ensure
that they are not sold or accessible to underage pur-
chasers;
‘‘(8) to impose appropriate regulatory controls on
the tobacco industry;
‘‘(9) to promote cessation to reduce disease risk and
the social costs associated with tobacco-related dis-
eases; and
‘‘(10) to strengthen legislation against illicit trade
in tobacco products.’’
MODIFICATION OF DEADLINES FOR SECRETARIAL ACTION
Pub. L. 111–31, div. A, § 6, June 22, 2009, 123 Stat. 1783,
provided that:
‘‘(a) DELAYED COMMENCEMENT OF DATES FOR SECRE-
TARIAL ACTION.—
‘‘(1) IN GENERAL.—Except as provided in subsection
(c), with respect to any time periods specified in this
division [see Short Title of 2009 Amendment note set
out under section 301 of this title] (or in an amend-
ment made by this division) that begin on the date of
enactment of this Act [June 22, 2009], within which
the Secretary of Health and Human Services is re-
quired to carry out and complete specified activities,
the calculation of such time periods shall commence
on the date described in subsection (b).
‘‘(2) LIMITATION.—Subsection (a) shall only apply
with respect to obligations of the Secretary of Health
and Human Services that must be completed within
a specified time period and shall not apply to the ob-
ligations of any other person or to any other provi-
sion of this division (including the amendments made
by this division) that do not create such obligations
of the Secretary and are not contingent on actions by
the Secretary.
‘‘(b) DATE DESCRIBED.—The date described in this sub-
section is the first day of the first fiscal quarter fol-
lowing the initial 2 consecutive fiscal quarters of fiscal
year 2010 for which the Secretary of Health and Human
Services has collected fees under section 919 of the Fed-
eral Food, Drug, and Cosmetic Act [21 U.S.C. 387s] (as
added by section 101).
‘‘(c) EXCEPTION.—Subsection (a) shall not apply to
any time period (or date) contained—
‘‘(1) in section 102 [21 U.S.C. 387a–1], except that the
reference to ‘180 days’ in subsection (a)(1) of such sec-
tion shall be deemed to be ‘270 days’; and
‘‘(2) in sections 201 through 204 [amending sections
1333, 1334, and 4402 of Title 15, Commerce and Trade,
and enacting provisions set out as notes under sec-
tions 1333 and 4402 of Title 15] (or the amendments
made by any such sections).
‘‘(d) ADJUSTMENT.—The Secretary of Health and
Human Services may extend or reduce the duration of
one or more time periods to which subsection (a) ap-
plies if the Secretary determines appropriate [sic], ex-
cept that no such period shall be extended for more
than 90 days.’’
§ 387a. FDA authority over tobacco products
(a) In general
Tobacco products, including modified risk to-
bacco products for which an order has been
issued in accordance with section 387k of this
title, shall be regulated by the Secretary under
this subchapter and shall not be subject to the
provisions of subchapter V.
(b) Applicability
This subchapter shall apply to all cigarettes,
cigarette tobacco, roll-your-own tobacco, and
smokeless tobacco and to any other tobacco
products that the Secretary by regulation deems
to be subject to this subchapter. This subchapter
shall also apply to any tobacco product con-
taining nicotine that is not made or derived
from tobacco.
(c) Scope
(1) In general
Nothing in this subchapter, or any policy
issued or regulation promulgated thereunder,
or in sections 101(a), 102, or 103 of title I, title
II, or title III of the Family Smoking Preven-
tion and Tobacco Control Act, shall be con-
strued to affect, expand, or limit the Sec-
retary’s authority over (including the author-
ity to determine whether products may be reg-
ulated), or the regulation of, products under
this chapter that are not tobacco products
under subchapter V or any other subchapter.
(2) Limitation of authority
(A) In general
The provisions of this subchapter shall not
apply to tobacco leaf that is not in the pos-
session of a manufacturer of tobacco prod-
ucts, or to the producers of tobacco leaf, in-
cluding tobacco growers, tobacco ware-
houses, and tobacco grower cooperatives, nor
shall any employee of the Food and Drug Ad-
ministration have any authority to enter
onto a farm owned by a producer of tobacco
leaf without the written consent of such pro-
ducer.
(B) Exception
Notwithstanding subparagraph (A), if a
producer of tobacco leaf is also a tobacco
product manufacturer or controlled by a to-
bacco product manufacturer, the producer
shall be subject to this subchapter in the
producer’s capacity as a manufacturer. The
exception in this subparagraph shall not
apply to a producer of tobacco leaf who
grows tobacco under a contract with a to-
bacco product manufacturer and who is not
otherwise engaged in the manufacturing
process.
(C) Rule of construction
Nothing in this subchapter shall be con-
strued to grant the Secretary authority to
promulgate regulations on any matter that
involves the production of tobacco leaf or a
producer thereof, other than activities by a
manufacturer affecting production.
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
This chapter may be cited as the Federal Food, Drug, and Cosmetic Act.
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 301
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Federal law — U.S. Code and appendices · legal_authorities
Page 30
TITLE 21—FOOD AND DRUGS
§ 301
Sec.
398.
Notices to States regarding imported food.
399.
Grants to enhance food safety.
399a.
Office of the Chief Scientist.
399b.
Office of Women’s Health.
399c.
Improving the training of State, local, terri-
torial, and tribal food safety officials.
399d.
Employee protections.
399e.
Nanotechnology.
399f.
Ensuring
adequate
information
regarding
pharmaceuticals for all populations, par-
ticularly underrepresented subpopulations,
including racial subgroups.
399g.
Food and Drug Administration Intercenter
Institutes.
399h.
National Centers of Excellence in Advanced
and Continuous Pharmaceutical Manufac-
turing.
399i.
Food and Drug Administration Working Cap-
ital Fund.
SUBCHAPTER I—SHORT TITLE
§ 301. Short title
This chapter may be cited as the Federal
Food, Drug, and Cosmetic Act.
(June 25, 1938, ch. 675, § 1, 52 Stat. 1040.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE; POSTPONEMENT IN CERTAIN CASES
Act June 23, 1939, ch. 242, §§ 1, 2, 53 Stat. 853, 854, pro-
vided that:
‘‘[SEC. 1] (a) The effective date of the following provi-
sions of the Federal Food, Drug, and Cosmetic Act is
hereby postponed until January 1, 1940: Sections 402(c)
[342(c) of this title]; 403(e)(1) [343(e)(1) of this title];
403(g), (h), (i), (j), and (k) [343(g) to (k) of this title];
501(a), (4) [351(a)(4) of this title]; 502(b), (d), (e), (f), (g),
and (h) [352(b), (d) to (h) of this title]; 601(e) [361(e) of
this title]; and 602(b) [362(b) of this title].
‘‘(b) The Secretary of Agriculture shall promulgate
regulations further postponing to July 1, 1940[,] the ef-
fective date of the provisions of sections 403(e)(1)
[343(e)(1) of this title]; 403(g), (h), (i), (j), and (k) [343(g)
to (k)]; 502(b), (d), (
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 301
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Federal law — U.S. Code and appendices · legal_authorities
In this subchapter:
(1) **Additive** — The term “additive” means any substance the intended use of which results or may reasonably be expected to result, directly or indirectly, in its becoming a component or otherwise affecting the characteristic of any tobacco product (including any substances intended for use as a flavoring or coloring or in producing, manufacturing, packing, processing, preparing, treating, packaging, transporting, or holding), except that such term does not include tobacco or a pesticide chemical residue in or on raw tobacco or a pesticide chemical.
(2) **Brand** — The term “brand” means a variety of tobacco product distinguished by the tobacco used, tar content, nicotine content, flavoring used, size, filtration, packaging, logo, registered trademark, brand name, identifiable pattern of colors, or any combination of such attributes.
(3) **Cigarette** — The term “cigarette”—
(A) means a product that—
(i) is a tobacco product; and
(ii) meets the definition of the term “cigarette” in [section 1332(1) of title 15](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section1332/1&num=0&edition=prelim); and
(B) includes tobacco, in any form, that is functional in the product, which, because of its appearance, the type of tobacco used in the filler, or its packaging and labeling, is likely to be offered to, or purchased by, consumers as a cigarette or as roll-your-own tobacco.
(4) **Cigarette tobacco** — The term “cigarette tobacco” means any product that consists of loose tobacco that is intended for use by consumers in a cigarette. Unless otherwise stated, the requirements applicable to cigarettes under this subchapter shall also apply to cigarette tobacco.
(5) **Commerce** — The term “commerce” has the meaning giv
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 387
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** Tobacco products, including modified risk tobacco products for which an order has been issued in accordance with [section 387k of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section387k&num=0&edition=prelim), shall be regulated by the Secretary under this subchapter and shall not be subject to the provisions of subchapter V.
**(b) Applicability** This subchapter shall apply to all cigarettes, cigarette tobacco, roll-your-own tobacco, and smokeless tobacco and to any other tobacco products that the Secretary by regulation deems to be subject to this subchapter. This subchapter shall also apply to any tobacco product containing nicotine that is not made or derived from tobacco.
**(c) Scope**
(1) **In general** — Nothing in this subchapter, or any policy issued or regulation promulgated thereunder, or in sections 101(a), 102, or 103 of title I, title II, or title III of the Family Smoking Prevention and Tobacco Control Act, shall be construed to affect, expand, or limit the Secretary’s authority over (including the authority to determine whether products may be regulated), or the regulation of, products under this chapter that are not tobacco products under subchapter V or any other subchapter.
(2) **Limitation of authority**
(A) *In general* — The provisions of this subchapter shall not apply to tobacco leaf that is not in the possession of a manufacturer of tobacco products, or to the producers of tobacco leaf, including tobacco growers, tobacco warehouses, and tobacco grower cooperatives, nor shall any employee of the Food and Drug Administration have any authority to enter onto a farm owned by a producer of tobacco leaf without the written consent of such producer.
(B) *Exception* — Notwithstanding subpa
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Federal law — U.S. Code and appendices · legal_authorities
Page 668
TITLE 21—FOOD AND DRUGS
§ 387a
marketing, and distribution of tobacco products as
provided for in this division;
‘‘(2) to ensure that the Food and Drug Administra-
tion has the authority to address issues of particular
concern to public health officials, especially the use
of tobacco by young people and dependence on to-
bacco;
‘‘(3) to authorize the Food and Drug Administration
to set national standards controlling the manufac-
ture of tobacco products and the identity, public dis-
closure, and amount of ingredients used in such prod-
ucts;
‘‘(4) to provide new and flexible enforcement au-
thority to ensure that there is effective oversight of
the tobacco industry’s efforts to develop, introduce,
and promote less harmful tobacco products;
‘‘(5) to vest the Food and Drug Administration with
the authority to regulate the levels of tar, nicotine,
and other harmful components of tobacco products;
‘‘(6) in order to ensure that consumers are better
informed, to require tobacco product manufacturers
to disclose research which has not previously been
made available, as well as research generated in the
future, relating to the health and dependency effects
or safety of tobacco products;
‘‘(7) to continue to permit the sale of tobacco prod-
ucts to adults in conjunction with measures to ensure
that they are not sold or accessible to underage pur-
chasers;
‘‘(8) to impose appropriate regulatory controls on
the tobacco industry;
‘‘(9) to promote cessation to reduce disease risk and
the social costs associated with tobacco-related dis-
eases; and
‘‘(10) to strengthen legislation against illicit trade
in tobacco products.’’
MODIFICATION OF DEADLINES FOR SECRETARIAL ACTION
Pub. L. 111–31, div. A, § 6, June 22, 2009, 123 Stat. 1783,
provided that:
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 387a
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Establishment of quarterly fee** Beginning on June 22, 2009, the Secretary shall in accordance with this section assess user fees on, and collect such fees from, each manufacturer and importer of tobacco products subject to this subchapter. The fees shall be assessed and collected with respect to each quarter of each fiscal year, and the total amount assessed and collected for a fiscal year shall be the amount specified in subsection (b)(1) for such year, subject to subsection (c).
**(b) Assessment of user fee**
(1) **Amount of assessment** — The total amount of user fees authorized to be assessed and collected under subsection (a) for a fiscal year is the following, as applicable to the fiscal year involved:
(A) For fiscal year 2009, $85,000,000 (subject to subsection (e)).
(B) For fiscal year 2010, $235,000,000.
(C) For fiscal year 2011, $450,000,000.
(D) For fiscal year 2012, $477,000,000.
(E) For fiscal year 2013, $505,000,000.
(F) For fiscal year 2014, $534,000,000.
(G) For fiscal year 2015, $566,000,000.
(H) For fiscal year 2016, $599,000,000.
(I) For fiscal year 2017, $635,000,000.
(J) For fiscal year 2018, $672,000,000.
(K) For fiscal year 2019 and each subsequent fiscal year, $712,000,000.
(2) **Allocations of assessment by class of tobacco products**
(A) *In general* — The total user fees assessed and collected under subsection (a) each fiscal year with respect to each class of tobacco products shall be an amount that is equal to the applicable percentage of each class for the fiscal year multiplied by the amount specified in paragraph (1) for the fiscal year.
(B) *Applicable percentage*
(i) *In general* — For purposes of subparagraph (A), the applicable percentage for a fiscal year for each of the following
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 387s
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Page 695
TITLE 21—FOOD AND DRUGS
§ 387s
ings of the committee or otherwise engaged in
its business, shall be entitled to receive com-
pensation at rates to be fixed by the Sec-
retary, which may not exceed the daily equiv-
alent of the rate in effect under the Senior Ex-
ecutive Schedule under section 5382 of title 5,
for each day (including travel time) they are
so engaged; and while so serving away from
their homes or regular places of business each
member may be allowed travel expenses, in-
cluding per diem in lieu of subsistence, as au-
thorized by section 5703 of title 5 for persons in
the Government service employed intermit-
tently.
(2) Administrative support
The Secretary shall furnish the Advisory
Committee clerical and other assistance.
(3) Nonapplication of chapter 10 of title 5
Section 1013 of title 5 does not apply to the
Advisory Committee.
(e) Proceedings of advisory panels and commit-
tees
The Advisory Committee shall make and
maintain a transcript of any proceeding of the
panel or committee. Each such panel and com-
mittee shall delete from any transcript made
under this subsection information which is ex-
empt from disclosure under section 552(b) of
title 5.
(June 25, 1938, ch. 675, § 917, as added Pub. L.
111–31, div. A, title I, § 101(b)(3), June 22, 2009, 123
Stat. 1824; amended Pub. L. 117–286, § 4(a)(160),
Dec. 27, 2022, 136 Stat. 4323.)
Editorial Notes
AMENDMENTS
2022—Subsec. (d). Pub. L. 117–286, § 4(a)(160)(A), sub-
stituted ‘‘chapter 10 of title 5’’ for ‘‘FACA’’ in heading.
Subsec. (d)(3). Pub. L. 117–286, § 4(a)(160)(B), sub-
stituted ‘‘chapter 10 of title 5’’ for ‘‘FACA’’ in heading
and ‘‘Section 1013 of title 5’’ for ‘‘Section 14 of the Fed-
eral Advisory Committee Act’’ in text.
Statutory Notes and Related Subsidi
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 387s
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Cigars** On cigars, manufactured in or imported into the United States, there shall be imposed the following taxes:
(1) **Small cigars** — On cigars, weighing not more than 3 pounds per thousand, $50.33 per thousand;
(2) **Large cigars** — On cigars weighing more than 3 pounds per thousand, a tax equal to 52.75 percent of the price for which sold but not more than 40.26 cents per cigar.
Cigars not exempt from tax under this chapter which are removed but not intended for sale shall be taxed at the same rate as similar cigars removed for sale.
**(b) Cigarettes** On cigarettes, manufactured in or imported into the United States, there shall be imposed the following taxes:
(1) **Small cigarettes** — On cigarettes, weighing not more than 3 pounds per thousand, $50.33 per thousand;
(2) **Large cigarettes** — On cigarettes, weighing more than 3 pounds per thousand, $105.69 per thousand; except that, if more than 6½ inches in length, they shall be taxable at the rate prescribed for cigarettes weighing not more than 3 pounds per thousand, counting each 2¾ inches, or fraction thereof, of the length of each as one cigarette.
**(c) Cigarette papers** On cigarette papers, manufactured in or imported into the United States, there shall be imposed a tax of 3.15 cents for each 50 papers or fractional part thereof; except that, if cigarette papers measure more than 6½ inches in length, they shall be taxable at the rate prescribed, counting each 2¾ inches, or fraction thereof, of the length of each as one cigarette paper.
**(d) Cigarette tubes** On cigarette tubes, manufactured in or imported into the United States, there shall be imposed a tax of 6.30 cents for each 50 tubes or fractional part thereof, except that if cigarette tubes measure more than 6½ inches in length, th
Source: Supplied U.S. Code snapshot — release unconfirmed · 26 U.S.C. § 5701
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Page 3255
TITLE 26—INTERNAL REVENUE CODE
§ 5701
1958—Pub. L. 85–859, title II, § 202, Sept. 2, 1958, 72
Stat. 1414, substituted ‘‘manufacturers of tobacco prod-
ucts and cigarette papers and tubes, export warehouse
proprietors, and’’ for ‘‘manufacturers of articles and’’
in heading of subchapters B and E, ‘‘manufacturers and
importers of tobacco products and cigarette papers and
tubes and export warehouse proprietors’’ for ‘‘manufac-
turers of articles’’ in heading of subchapter C, and
‘‘Penalties and forfeitures’’ for ‘‘Fines, penalties and
forfeitures’’ in heading of subchapter G.
Subchapter A—Definitions; Rate and Payment
of Tax; Exemption From Tax; and Refund
and Drawback of Tax
Sec.
5701.
Rate of tax.
5702.
Definitions.
5703.
Liability for tax and method of payment.
5704.
Exemption from tax.
5705.
Credit, refund, or allowance of tax.
5706.
Drawback of tax.
[5707.
Repealed.]
5708.
Losses caused by disaster.
Editorial Notes
AMENDMENTS
1965—Pub. L. 89–44, title V, § 501(g), title VIII,
§ 808(c)(2), June 21, 1965, 79 Stat. 150, 165, struck out
item 5707 ‘‘Floor stocks refund on cigarettes’’ and in-
serted ‘‘Credit’’ before ‘‘refund’’ in item 5705.
1958—Pub. L. 85–859, title II, § 202, Sept. 2, 1958, 72
Stat. 1414, added item 5708.
§ 5701. Rate of tax
(a) Cigars
On cigars, manufactured in or imported into
the United States, there shall be imposed the
following taxes:
(1) Small cigars
On cigars, weighing not more than 3 pounds
per thousand, $50.33 per thousand;
(2) Large cigars
On cigars weighing more than 3 pounds per
thousand, a tax equal to 52.75 percent of the
price for which sold but not more than 40.26
cents per cigar.
Cigars not exempt from tax under this chapter
which are removed but not intended for sale
shall be ta
Source: Supplied 2024 U.S. Code historical extraction · 26 U.S.C. § 5701
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