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42 U.S.C. § 6313 — Standards
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Page 6759
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
§ 6313. Standards
(a) Small, large, and very large commercial pack-
age air conditioning and heating equipment,
packaged terminal air conditioners and heat
pumps, warm-air furnaces, packaged boilers,
storage water heaters, instantaneous water
heaters, and unfired hot water storage tanks
(1) Each small commercial package air condi-
tioning and heating equipment (including single
package vertical air conditioners and single
package vertical heat pumps) manufactured on
or after January 1, 1994, shall meet the following
standard levels:
(A) The minimum seasonal energy efficiency
ratio of air-cooled three-phase electric central
air conditioners and central air conditioning
heat pumps less than 65,000 Btu per hour (cool-
ing capacity), split systems, shall be 10.0.
(B) The minimum seasonal energy efficiency
ratio of air-cooled three-phase electric central
air conditioners and central air conditioning
heat pumps less than 65,000 Btu per hour (cool-
ing capacity), single package, shall be 9.7.
(C) The minimum energy efficiency ratio of
air-cooled central air conditioners and central
air conditioning heat pumps at or above 65,000
Btu per hour (cooling capacity) and less than
135,000 Btu per hour (cooling capacity) shall be
8.9 (at a standard rating of 95 degrees F db).
(D) The minimum heating seasonal perform-
ance factor of air-cooled three-phase electric
central air conditioning heat pumps less than
65,000 Btu per hour (cooling capacity), split
systems, shall be 6.8.
(E) The minimum heating seasonal perform-
ance factor of air-cooled three-phase electric
central air conditioning heat pumps less than
65,000 Btu per hour (cooling capacity), single
package, shall be 6.6.
(F) The minimum coeff
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Page 6759
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
§ 6313. Standards
(a) Small, large, and very large commercial pack-
age air conditioning and heating equipment,
packaged terminal air conditioners and heat
pumps, warm-air furnaces, packaged boilers,
storage water heaters, instantaneous water
heaters, and unfired hot water storage tanks
(1) Each small commercial package air condi-
tioning and heating equipment (including single
package vertical air conditioners and single
package vertical heat pumps) manufactured on
or after January 1, 1994, shall meet the following
standard levels:
(A) The minimum seasonal energy efficiency
ratio of air-cooled three-phase electric central
air conditioners and central air conditioning
heat pumps less than 65,000 Btu per hour (cool-
ing capacity), split systems, shall be 10.0.
(B) The minimum seasonal energy efficiency
ratio of air-cooled three-phase electric central
air conditioners and central air conditioning
heat pumps less than 65,000 Btu per hour (cool-
ing capacity), single package, shall be 9.7.
(C) The minimum energy efficiency ratio of
air-cooled central air conditioners and central
air conditioning heat pumps at or above 65,000
Btu per hour (cooling capacity) and less than
135,000 Btu per hour (cooling capacity) shall be
8.9 (at a standard rating of 95 degrees F db).
(D) The minimum heating seasonal perform-
ance factor of air-cooled three-phase electric
central air conditioning heat pumps less than
65,000 Btu per hour (cooling capacity), split
systems, shall be 6.8.
(E) The minimum heating seasonal perform-
ance factor of air-cooled three-phase electric
central air conditioning heat pumps less than
65,000 Btu per hour (cooling capacity), single
package, shall be 6.6.
(F) The minimum coefficient of performance
in the heating mode of air-cooled central air
conditioning heat pumps at or above 65,000 Btu
per hour (cooling capacity) and less than
135,000 Btu per hour (cooling capacity) shall be
3.0 (at a high temperature rating of 47 degrees
F db).
(G) The minimum energy efficiency ratio of
water-cooled, evaporatively-cooled and water-
source central air conditioners and central air
conditioning heat pumps less than 65,000 Btu
per hour (cooling capacity) shall be 9.3 (at a
standard rating of 95 degrees F db, outdoor
temperature for evaporatively cooled equip-
ment, and 85 degrees Fahrenheit entering
water
temperature
for
water-source
and
water-cooled equipment).
(H) The minimum energy efficiency ratio of
water-cooled, evaporatively-cooled and water-
source central air conditioners and central air
conditioning heat pumps at or above 65,000 Btu
per hour (cooling capacity) and less than
135,000 Btu per hour (cooling capacity) shall be
10.5 (at a standard rating of 95 degrees F db,
outdoor temperature for evaporatively cooled
equipment, and 85 degrees Fahrenheit entering
water temperature for water source and water-
cooled equipment).
(I) The minimum coefficient of performance
in the heating mode of water-source heat
pumps less than 135,000 Btu per hour (cooling
capacity) shall be 3.8 (at a standard rating of
70 degrees Fahrenheit entering water).
(2) Each large commercial package air condi-
tioning and heating equipment (including single
package vertical air conditioners and single
package vertical heat pumps) manufactured on
or after January 1, 1995, but before January 1,
2010, shall meet the following standard levels:
(A) The minimum energy efficiency ratio of
air-cooled central air conditioners and central
air conditioning heat pumps at or above 135,000
Btu per hour (cooling capacity) and less than
240,000 Btu per hour (cooling capacity) shall be
8.5 (at a standard rating of 95 degrees F db).
(B) The minimum coefficient of performance
in the heating mode of air-cooled central air
conditioning heat pumps at or above 135,000
Btu per hour (cooling capacity) and less than
240,000 Btu per hour (cooling capacity) shall be
2.9.
(C) The minimum energy efficiency ratio of
water- and evaporatively-cooled central air
conditioners and central air conditioning heat
pumps at or above 135,000 Btu per hour (cool-
ing capacity) and less than 240,000 Btu per
hour (cooling capacity) shall be 9.6 (according
to ARI Standard 360–86).
(3) Each packaged terminal air conditioner
and packaged terminal heat pump manufactured
on or after January 1, 1994, shall meet the fol-
lowing standard levels:
(A) The minimum energy efficiency ratio
(EER) of packaged terminal air conditioners
and packaged terminal heat pumps in the
cooling mode shall be 10.0 — (0.16 x Capacity
[in thousands of Btu per hour at a standard
rating of 95 degrees F db, outdoor tempera-
ture]). If a unit has a capacity of less than
7,000 Btu per hour, then 7,000 Btu per hour
shall be used in the calculation. If a unit has
a capacity of greater than 15,000 Btu per hour,
then 15,000 Btu per hour shall be used in the
calculation.
(B) The minimum coefficient of performance
(COP) of packaged terminal heat pumps in the
heating mode shall be 1.3 + (0.16 x the min-
imum cooling EER as specified in subpara-
graph (A)) (at a standard rating of 47 degrees
F db).
(4) Each warm air furnace and packaged boiler
manufactured on or after January 1, 1994, shall
meet the following standard levels:
(A) The minimum thermal efficiency at the
maximum rated capacity of gas-fired warm-air
furnaces with capacity of 225,000 Btu per hour
or more shall be 80 percent.
(B) The minimum thermal efficiency at the
maximum rated capacity of oil-fired warm-air
furnaces with capacity of 225,000 Btu per hour
or more shall be 81 percent.
(C) The minimum combustion efficiency at
the maximum rated capacity of gas-fired
packaged boilers with capacity of 300,000 Btu
per hour or more shall be 80 percent.
(D) The minimum combustion efficiency at
the maximum rated capacity of oil-fired pack-
aged boilers with capacity of 300,000 Btu per
hour or more shall be 83 percent.
(5) Each storage water heater, instantaneous
water heater, and unfired water storage tank
Page 6760
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
manufactured on or after January 1, 1994, shall
meet the following standard levels:
(A) Except as provided in subparagraph (G),
the maximum standby loss, in percent per
hour, of electric storage water heaters shall be
0.30 + (27/Measured Storage Volume [in gal-
lons]).
(B) Except as provided in subparagraph (G),
the maximum standby loss, in percent per
hour, of gas- and oil-fired storage water heat-
ers with input ratings of 155,000 Btu per hour
or less shall be 1.30 + (114/Measured Storage
Volume [in gallons]). The minimum thermal
efficiency of such units shall be 78 percent.
(C) Except as provided in subparagraph (G),
the maximum standby loss, in percent per
hour, of gas- and oil-fired storage water heat-
ers with input ratings of more than 155,000 Btu
per hour shall be 1.30 + (95/Measured Storage
Volume [in gallons]). The minimum thermal
efficiency of such units shall be 78 percent.
(D) The minimum thermal efficiency of in-
stantaneous water heaters with a storage vol-
ume of less than 10 gallons shall be 80 percent.
(E) Except as provided in subparagraph (G),
the minimum thermal efficiency of instanta-
neous water heaters with a storage volume of
10 gallons or more shall be 77 percent. The
maximum standby loss, in percent/hour, of
such units shall be 2.30 + (67/Measured Storage
Volume [in gallons]).
(F) Except as provided in subparagraph (G),
the maximum heat loss of unfired hot water
storage tanks shall be 6.5 Btu per hour per
square foot of tank surface area.
(G) Storage water heaters and hot water
storage tanks having more than 140 gallons of
storage capacity need not meet the standby
loss or heat loss requirements specified in sub-
paragraphs (A) through (C) and subparagraphs
(E) and (F) if the tank surface area is ther-
mally insulated to R–12.5 and if a standing
pilot light is not used.
(6) AMENDED ENERGY EFFICIENCY STANDARDS.—
(A) IN GENERAL.—
(i) ANALYSIS
OF
POTENTIAL
ENERGY
SAV-
INGS.—If
ASHRAE/IES
Standard
90.1
is
amended with respect to the standard levels
or design requirements applicable under that
standard to any small commercial package
air conditioning and heating equipment,
large commercial package air conditioning
and heating equipment, very large commer-
cial package air conditioning and heating
equipment, packaged terminal air condi-
tioners, packaged terminal heat pumps,
warm-air furnaces, packaged boilers, storage
water heaters, instantaneous water heaters,
or unfired hot water storage tanks, not later
than 180 days after the amendment of the
standard, the Secretary shall publish in the
Federal Register for public comment an
analysis of the energy savings potential of
amended energy efficiency standards.
(ii) AMENDED UNIFORM NATIONAL STANDARD
FOR PRODUCTS.—
(I) IN
GENERAL.—Except as provided in
subclause (II), not later than 18 months
after the date of publication of the amend-
ment to the ASHRAE/IES Standard 90.1 for
a product described in clause (i), the Sec-
retary shall establish an amended uniform
national standard for the product at the
minimum level specified in the amended
ASHRAE/IES Standard 90.1.
(II) MORE
STRINGENT
STANDARD.—Sub-
clause (I) shall not apply if the Secretary
determines, by rule published in the Fed-
eral Register, and supported by clear and
convincing evidence, that adoption of a
uniform national standard more stringent
than the amended ASHRAE/IES Standard
90.1 for the product would result in signifi-
cant additional conservation of energy and
is technologically feasible and economi-
cally justified.
(B) RULE.—
(i) IN GENERAL.—If the Secretary makes a
determination described in subparagraph
(A)(ii)(II) for a product described in subpara-
graph (A)(i), not later than 30 months after
the date of publication of the amendment to
the ASHRAE/IES Standard 90.1 for the prod-
uct, the Secretary shall issue the rule estab-
lishing the amended standard.
(ii) FACTORS.—In determining whether a
standard is economically justified for the
purposes of subparagraph (A)(ii)(II), the Sec-
retary shall, after receiving views and com-
ments furnished with respect to the proposed
standard, determine whether the benefits of
the standard exceed the burden of the pro-
posed standard by, to the maximum extent
practicable, considering—
(I) the economic impact of the standard
on the manufacturers and on the con-
sumers of the products subject to the
standard;
(II)
the
savings
in
operating
costs
throughout the estimated average life of
the product in the type (or class) compared
to any increase in the price of, or in the
initial charges for, or maintenance ex-
penses of, the products that are likely to
result from the imposition of the standard;
(III) the total projected quantity of en-
ergy savings likely to result directly from
the imposition of the standard;
(IV) any lessening of the utility or the
performance of the products likely to re-
sult from the imposition of the standard;
(V) the impact of any lessening of com-
petition, as determined in writing by the
Attorney General, that is likely to result
from the imposition of the standard;
(VI) the need for national energy con-
servation; and
(VII) other factors the Secretary con-
siders relevant.
(iii) ADMINISTRATION.—
(I) ENERGY
USE
AND
EFFICIENCY.—The
Secretary may not prescribe any amended
standard under this paragraph that in-
creases the maximum allowable energy
use, or decreases the minimum required
energy efficiency, of a covered product.
(II) UNAVAILABILITY.—
(aa) IN GENERAL.—The Secretary may
not prescribe an amended standard under
this subparagraph if the Secretary finds
(and publishes the finding) that inter-
Page 6761
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
1 So in original. Probably should be followed by ‘‘than’’.
ested persons have established by a pre-
ponderance of the evidence that a stand-
ard is likely to result in the unavail-
ability in the United States in any prod-
uct type (or class) of performance char-
acteristics (including reliability, fea-
tures, sizes, capacities, and volumes)
that are substantially the same as those
generally available in the United States
at the time of the finding of the Sec-
retary.
(bb) OTHER
TYPES
OR
CLASSES.—The
failure of some types (or classes) to meet
the criterion established under this sub-
clause shall not affect the determination
of the Secretary on whether to prescribe
a standard for the other types or classes.
(C) AMENDMENT OF STANDARD.—
(i) IN
GENERAL.—Every 6 years, the Sec-
retary shall conduct an evaluation of each
class of covered equipment and shall pub-
lish—
(I) a notice of the determination of the
Secretary that standards for the product
do not need to be amended, based on the
criteria established under subparagraph
(A); or
(II) a notice of proposed rulemaking in-
cluding new proposed standards based on
the criteria and procedures established
under subparagraph (B).
(ii) NOTICE.—If the Secretary publishes a
notice under clause (i), the Secretary shall—
(I) publish a notice stating that the anal-
ysis of the Department is publicly avail-
able; and
(II) provide an opportunity for written
comment.
(iii) AMENDMENT OF STANDARD; NEW DETER-
MINATION.—
(I) AMENDMENT OF STANDARD.—Not later
than 2 years after a notice is issued under
clause (i)(II), the Secretary shall publish a
final rule amending the standard for the
product.
(II) NEW DETERMINATION.—Not later than
3 years after a determination under clause
(i)(I), the Secretary shall make a new de-
termination and publication under sub-
clause (I) or (II) of clause (i).
(iv) APPLICATION
TO
PRODUCTS.—Notwith-
standing subparagraph (D), an amendment
prescribed under this subparagraph shall
apply to products manufactured after a date
that is the later of—
(I) the date that is 3 years after publica-
tion of the final rule establishing a new
standard; or
(II) the date that is 6 years after the ef-
fective date of the current standard for a
covered product.
(v) CONSIDERATION
OF
PRICES
AND
OPER-
ATING PATTERNS.—If the Secretary is consid-
ering revised standards for air-cooled 3-
phase central air conditioners and central
air conditioning heat pumps with less 1 65,000
Btu per hour (cooling capacity), the Sec-
retary shall use commercial energy prices
and operating patterns in all analyses con-
ducted by the Secretary.
(vi) For any covered equipment as to
which more than 6 years has elapsed since
the issuance of the most recent final rule es-
tablishing or amending a standard for the
product as of December 18, 2012, the first no-
tice required under clause (i) shall be pub-
lished by December 31, 2013.
(D) A standard amended by the Secretary
under this paragraph shall become effective
for products manufactured—
(i) with respect to small commercial pack-
age air conditioning and heating equipment,
packaged terminal air conditioners, pack-
aged terminal heat pumps, warm-air fur-
naces, packaged boilers, storage water heat-
ers,
instantaneous
water
heaters,
and
unfired hot water storage tanks, on or after
a date which is two years after the effective
date of the applicable minimum energy effi-
ciency
requirement
in
the
amended
ASHRAE/IES standard referred to in sub-
paragraph (A); and
(ii) with respect to large commercial pack-
age air conditioning and heating equipment
and very large commercial package air con-
ditioning and heating equipment, on or after
a date which is three years after the effec-
tive date of the applicable minimum energy
efficiency
requirement
in
the
amended
ASHRAE/IES standard referred to in sub-
paragraph (A);
except that an energy conservation standard
amended by the Secretary pursuant to a rule
under subparagraph (B) shall become effective
for products manufactured on or after a date
which is four years after the date such rule is
published in the Federal Register.
(7) Small commercial package air conditioning
and heating equipment (other than single pack-
age vertical air conditioners and single package
vertical heat pumps) shall meet the following
standards:
(A) For equipment manufactured on or after
January 1, 2010, the minimum energy effi-
ciency ratio of air-cooled central air condi-
tioners at or above 65,000 Btu per hour (cooling
capacity) and less than 135,000 Btu per hour
(cooling capacity) shall be—
(i) 11.2 for equipment with no heating or
electric resistance heating; and
(ii) 11.0 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
(B) For equipment manufactured on or after
January 1, 2010, the minimum energy effi-
ciency ratio of air-cooled central air condi-
tioner heat pumps at or above 65,000 Btu per
hour (cooling capacity) and less than 135,000
Btu per hour (cooling capacity) shall be—
(i) 11.0 for equipment with no heating or
electric resistance heating; and
(ii) 10.8 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
Page 6762
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
(C) For equipment manufactured on or after
January 1, 2010, the minimum coefficient of
performance in the heating mode of air-cooled
central air conditioning heat pumps at or
above 65,000 Btu per hour (cooling capacity)
and less than 135,000 Btu per hour (cooling ca-
pacity) shall be 3.3 (at a high temperature rat-
ing of 47 degrees F db).
(D) For equipment manufactured on or after
the later of January 1, 2008, or the date that is
180 days after December 19, 2007—
(i) the minimum seasonal energy effi-
ciency ratio of air-cooled 3-phase electric
central air conditioners and central air con-
ditioning heat pumps less than 65,000 Btu per
hour (cooling capacity), split systems, shall
be 13.0;
(ii) the minimum seasonal energy effi-
ciency ratio of air-cooled 3-phase electric
central air conditioners and central air con-
ditioning heat pumps less than 65,000 Btu per
hour (cooling capacity), single package,
shall be 13.0;
(iii) the minimum heating seasonal per-
formance factor of air-cooled 3-phase elec-
tric central air conditioning heat pumps less
than 65,000 Btu per hour (cooling capacity),
split systems, shall be 7.7; and
(iv) the minimum heating seasonal per-
formance factor of air-cooled 3-phase elec-
tric central air conditioning heat pumps less
than 65,000 Btu per hour (cooling capacity),
single package, shall be 7.7.
(8) Large commercial package air conditioning
and heating equipment (other than single pack-
age vertical air conditioners and single package
vertical heat pumps) manufactured on or after
January 1, 2010, shall meet the following stand-
ards:
(A) The minimum energy efficiency ratio of
air-cooled central air conditioners at or above
135,000 Btu per hour (cooling capacity) and less
than 240,000 Btu per hour (cooling capacity)
shall be—
(i) 11.0 for equipment with no heating or
electric resistance heating; and
(ii) 10.8 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
(B) The minimum energy efficiency ratio of
air-cooled central air conditioner heat pumps
at or above 135,000 Btu per hour (cooling ca-
pacity) and less than 240,000 Btu per hour
(cooling capacity) shall be—
(i) 10.6 for equipment with no heating or
electric resistance heating; and
(ii) 10.4 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
(C) The minimum coefficient of performance
in the heating mode of air-cooled central air
conditioning heat pumps at or above 135,000
Btu per hour (cooling capacity) and less than
240,000 Btu per hour (cooling capacity) shall be
3.2 (at a high temperature rating of 47 degrees
F db).
(9) Very large commercial package air condi-
tioning and heating equipment (other than sin-
gle package vertical air conditioners and single
package vertical heat pumps) manufactured on
or after January 1, 2010, shall meet the following
standards:
(A) The minimum energy efficiency ratio of
air-cooled central air conditioners at or above
240,000 Btu per hour (cooling capacity) and less
than 760,000 Btu per hour (cooling capacity)
shall be—
(i) 10.0 for equipment with no heating or
electric resistance heating; and
(ii) 9.8 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
(B) The minimum energy efficiency ratio of
air-cooled central air conditioner heat pumps
at or above 240,000 Btu per hour (cooling ca-
pacity) and less than 760,000 Btu per hour
(cooling capacity) shall be—
(i) 9.5 for equipment with no heating or
electric resistance heating; and
(ii) 9.3 for equipment with all other heat-
ing system types that are integrated into
the equipment (at a standard rating of 95 de-
grees F db).
(C) The minimum coefficient of performance
in the heating mode of air-cooled central air
conditioning heat pumps at or above 240,000
Btu per hour (cooling capacity) and less than
760,000 Btu per hour (cooling capacity) shall be
3.2 (at a high temperature rating of 47 degrees
F db).
(10) SINGLE
PACKAGE
VERTICAL
AIR
CONDI-
TIONERS
AND
SINGLE
PACKAGE
VERTICAL
HEAT
PUMPS.—
(A) IN GENERAL.—Single package vertical air
conditioners and single package vertical heat
pumps manufactured on or after January 1,
2010, shall meet the following standards:
(i) The minimum energy efficiency ratio of
single package vertical air conditioners less
than 65,000 Btu per hour (cooling capacity),
single-phase, shall be 9.0.
(ii) The minimum energy efficiency ratio
of single package vertical air conditioners
less than 65,000 Btu per hour (cooling capac-
ity), 3-phase, shall be 9.0.
(iii) The minimum energy efficiency ratio
of single package vertical air conditioners at
or above 65,000 Btu per hour (cooling capac-
ity) but less than 135,000 Btu per hour (cool-
ing capacity), shall be 8.9.
(iv) The minimum energy efficiency ratio
of single package vertical air conditioners at
or above 135,000 Btu per hour (cooling capac-
ity) but less than 240,000 Btu per hour (cool-
ing capacity), shall be 8.6.
(v) The minimum energy efficiency ratio
of single package vertical heat pumps less
than 65,000 Btu per hour (cooling capacity),
single-phase, shall be 9.0 and the minimum
coefficient of performance in the heating
mode shall be 3.0.
(vi) The minimum energy efficiency ratio
of single package vertical heat pumps less
than 65,000 Btu per hour (cooling capacity),
3-phase, shall be 9.0 and the minimum coeffi-
cient of performance in the heating mode
shall be 3.0.
Page 6763
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
2 See References in Text note below.
(vii) The minimum energy efficiency ratio
of single package vertical heat pumps at or
above 65,000 Btu per hour (cooling capacity)
but less than 135,000 Btu per hour (cooling
capacity), shall be 8.9 and the minimum co-
efficient of performance in the heating mode
shall be 3.0.
(viii) The minimum energy efficiency ratio
of single package vertical heat pumps at or
above 135,000 Btu per hour (cooling capacity)
but less than 240,000 Btu per hour (cooling
capacity), shall be 8.6 and the minimum co-
efficient of performance in the heating mode
shall be 2.9.
(B) REVIEW.—Not later than 3 years after De-
cember 19, 2007, the Secretary shall review the
most recently published ASHRAE/IES Stand-
ard 90.1 with respect to single package vertical
air conditioners and single package vertical
heat pumps in accordance with the procedures
established under paragraph (6).
(b) Electric motors
(1) Except for definite purpose motors, special
purpose motors, and those motors exempted by
the Secretary under paragraph (2),2 each electric
motor manufactured (alone or as a component of
another piece of equipment) after the 60-month
period beginning on October 24, 1992, or in the
case of an electric motor which requires listing
or certification by a nationally recognized safe-
ty testing laboratory, after the 84-month period
beginning on October 24, 1992, shall have a nomi-
nal full load efficiency of not less than the fol-
lowing:
Number of
poles
Nominal Full-Load Efficiency
Open Motors
Closed Motors
6
4
2
6
4
2
Motor
Horsepower
1 .....................
80.0
82.5
.......
80.0
82.5
75.5
1.5 ...................
84.0
84.0
82.5
85.5
84.0
82.5
2 .....................
85.5
84.0
84.0
86.5
84.0
84.0
3 .....................
86.5
86.5
84.0
87.5
87.5
85.5
5 .....................
87.5
87.5
85.5
87.5
87.5
87.5
7.5 ...................
88.5
88.5
87.5
89.5
89.5
88.5
10 ....................
90.2
89.5
88.5
89.5
89.5
89.5
15 ....................
90.2
91.0
89.5
90.2
91.0
90.2
20 ....................
91.0
91.0
90.2
90.2
91.0
90.2
25 ....................
91.7
91.7
91.0
91.7
92.4
91.0
30 ....................
92.4
92.4
91.0
91.7
92.4
91.0
40 ....................
93.0
93.0
91.7
93.0
93.0
91.7
50 ....................
93.0
93.0
92.4
93.0
93.0
92.4
60 ....................
93.6
93.6
93.0
93.6
93.6
93.0
75 ....................
93.6
94.1
93.0
93.6
94.1
93.0
100 ..................
94.1
94.1
93.0
94.1
94.5
93.6
125 ..................
94.1
94.5
93.6
94.1
94.5
94.5
150 ..................
94.5
95.0
93.6
95.0
95.0
94.5
200 ..................
94.5
95.0
94.5
95.0
95.0
95.0
(2) ELECTRIC MOTORS.—
(A) GENERAL
PURPOSE
ELECTRIC
MOTORS
(SUBTYPE I).—Except as provided in subpara-
graph (B), each general purpose electric motor
(subtype I) with a power rating of 1 horse-
power or greater, but not greater than 200
horsepower, manufactured (alone or as a com-
ponent of another piece of equipment) after
the 3-year period beginning on December 19,
2007, shall have a nominal full load efficiency
that is not less than as defined in NEMA MG–1
(2006) Table 12–12.
(B) FIRE
PUMP
MOTORS.—Each fire pump
motor manufactured (alone or as a component
of another piece of equipment) after the 3-year
period beginning on December 19, 2007, shall
have nominal full load efficiency that is not
less than as defined in NEMA MG–1 (2006)
Table 12–11.
(C)
GENERAL
PURPOSE
ELECTRIC
MOTORS
(SUBTYPE
II).—Each general purpose electric
motor (subtype II) with a power rating of 1
horsepower or greater, but not greater than
200 horsepower, manufactured (alone or as a
component of another piece of equipment)
after the 3-year period beginning on December
19, 2007, shall have a nominal full load effi-
ciency that is not less than as defined in
NEMA MG–1 (2006) Table 12–11.
(D) NEMA DESIGN B, GENERAL PURPOSE ELEC-
TRIC MOTORS.—Each NEMA Design B, general
purpose electric motor with a power rating of
more than 200 horsepower, but not greater
than 500 horsepower, manufactured (alone or
as a component of another piece of equipment)
after the 3-year period beginning on December
19, 2007, shall have a nominal full load effi-
ciency that is not less than as defined in
NEMA MG–1 (2006) Table 12–11.
(3)(A) The Secretary may, by rule, provide
that the standards specified in paragraph (1)
shall not apply to certain types or classes of
electric motors if—
(i) compliance with such standards would
not result in significant energy savings be-
cause such motors cannot be used in most gen-
eral purpose applications or are very unlikely
to be used in most general purpose applica-
tions; and
(ii) standards for such motors would not be
technologically feasible or economically justi-
fied.
(B) Not later than one year after October 24,
1992, a manufacturer seeking an exemption
under this paragraph with respect to a type or
class of electric motor developed on or before
October 24, 1992, shall submit a petition to the
Secretary requesting such exemption. Such peti-
tion shall include evidence that the type or class
of motor meets the criteria for exemption speci-
fied in subparagraph (A).
(C) Not later than two years after October 24,
1992, the Secretary shall rule on each petition
for exemption submitted pursuant to subpara-
graph (B). In making such ruling, the Secretary
shall afford an opportunity for public comment.
(D) Manufacturers of types or classes of mo-
tors developed after October 24, 1992, to which
standards under paragraph (1) would be applica-
ble may petition the Secretary for exemptions
from compliance with such standards based on
the criteria specified in subparagraph (A).
(4)(A) The Secretary shall publish a final rule
no later than the end of the 24-month period be-
ginning on the effective date of the standards es-
tablished under paragraph (1) to determine if
such standards should be amended. Such rule
shall provide that any amendment shall apply to
electric motors manufactured on or after a date
Page 6764
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
which is five years after the effective date of the
standards established under paragraph (1).
(B) The Secretary shall publish a final rule no
later than 24 months after the effective date of
the previous final rule to determine whether to
amend the standards in effect for such product.
Any such amendment shall apply to electric mo-
tors manufactured after a date which is five
years after—
(i) the effective date of the previous amend-
ment; or
(ii) if the previous final rule did not amend
the standards, the earliest date by which a
previous amendment could have been effec-
tive.
(c) Commercial refrigerators, freezers, and re-
frigerator-freezers
(1) In this subsection:
(A) The term ‘‘AV’’ means the adjusted vol-
ume (ft3) (defined as 1.63 x frozen temperature
compartment volume (ft3) + chilled tempera-
ture compartment volume (ft3)) with compart-
ment volumes measured in accordance with
the Association of Home Appliance Manufac-
turers Standard HRF1–1979.
(B) The term ‘‘V’’ means the chilled or fro-
zen compartment volume (ft3) (as defined in
the Association of Home Appliance Manufac-
turers Standard HRF1–1979).
(C) The term ‘‘service over the counter, self-
contained, medium temperature commercial
refrigerator’’ or ‘‘(SOC–SC–M)’’ means a me-
dium temperature commercial refrigerator—
(i) with a self-contained condensing unit
and equipped with sliding or hinged doors in
the back intended for use by sales personnel,
and with glass or other transparent material
in the front for displaying merchandise; and
(ii) that has a height not greater than 66
inches and is intended to serve as a counter
for transactions between sales personnel and
customers.
(D) The term ‘‘TDA’’ means the total display
area (ft2) of the refrigerated case, as defined in
AHRI Standard 1200.
(E) Other terms have such meanings as may
be established by the Secretary, based on in-
dustry-accepted definitions and practice.
(2) Each commercial refrigerator, freezer, and
refrigerator-freezer with a self-contained con-
densing unit designed for holding temperature
applications manufactured on or after January
1, 2010, shall have a daily energy consumption
(in kilowatt hours per day) that does not exceed
the following:
Refrigerators with solid doors ..........
0.10 V + 2.04
Refrigerators with transparent doors 0.12 V + 3.34
Freezers with solid doors ..................
0.40 V + 1.38
Freezers with transparent doors ......
0.75 V + 4.10
Refrigerators/freezers
with
solid
doors the greater of.
0.27 AV – 0.71
or 0.70.
(3) Each commercial refrigerator with a self-
contained condensing unit designed for pull-
down temperature applications and transparent
doors manufactured on or after January 1, 2010,
shall have a daily energy consumption (in kilo-
watt hours per day) of not more than 0.126 V +
3.51.
(4)(A) Each SOC–SC–M manufactured on or
after January 1, 2012, shall have a total daily en-
ergy consumption (in kilowatt hours per day) of
not more than 0.6 × TDA + 1.0.
(B) Not later than 3 years after December 18,
2012, the Secretary shall—
(i) determine whether the standard estab-
lished under subparagraph (A) should be
amended; and
(ii) if the Secretary determines that such
standard should be amended, issue a final rule
establishing an amended standard.
(C) If the Secretary issues a final rule pursu-
ant to subparagraph (B) establishing an amend-
ed standard, the final rule shall provide that the
amended standard shall apply to products manu-
factured on or after the date that is—
(i) 3 years after the date on which the final
amended standard is published; or
(ii) if the Secretary determines, by rule, that
3 years is inadequate, not later than 5 years
after the date on which the final rule is pub-
lished.
(5)(A) Not later than January 1, 2009, the Sec-
retary shall issue, by rule, standard levels for
ice-cream freezers, self-contained commercial
refrigerators, freezers, and refrigerator-freezers
without doors, and remote condensing commer-
cial refrigerators, freezers, and refrigerator-
freezers, with the standard levels effective for
equipment manufactured on or after January 1,
2012.
(B) The Secretary may issue, by rule, standard
levels for other types of commercial refrig-
erators, freezers, and refrigerator-freezers not
covered by paragraph (2)(A) with the standard
levels effective for equipment manufactured 3 or
more years after the date on which the final rule
is published.
(6)(A) Not later than January 1, 2013, the Sec-
retary shall issue a final rule to determine
whether the standards established under this
subsection should be amended.
(B) Not later than 3 years after the effective
date of any amended standards under subpara-
graph (A) or the publication of a final rule deter-
mining that the standards should not be amend-
ed, the Secretary shall issue a final rule to de-
termine
whether
the
standards
established
under this subsection or the amended standards,
as applicable, should be amended.
(C) If the Secretary issues a final rule under
subparagraph (A) or (B) establishing amended
standards, the final rule shall provide that the
amended standards apply to products manufac-
tured on or after the date that is—
(i) 3 years after the date on which the final
amended standard is published; or
(ii) if the Secretary determines, by rule, that
3 years is inadequate, not later than 5 years
after the date on which the final rule is pub-
lished.
(d) Automatic commercial ice makers
(1) Each automatic commercial ice maker that
produces cube type ice with capacities between
50 and 2500 pounds per 24-hour period when test-
ed according to the test standard established in
section 6314(a)(7) of this title and is manufac-
tured on or after January 1, 2010, shall meet the
following standard levels:
Page 6765
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
Equipment Type
Type of Cool-
ing
Harvest Rate
(lbs ice/24 hours)
Maximum
Energy Use
(kWh/100 lbs Ice)
Maximum
Condenser
Water Use
(gal/100 lbs Ice)
Ice Making Head
Water
<500
7.80–0.0055H
200–0.022H
≥500 and <1436
5.58–0.0011H
200–0.022H
≥1436
4.0
200–0.022H
Ice Making Head
Air
<450
10.26–0.0086H
Not Applicable
≥450
6.89–0.0011H
Not Applicable
Remote Condensing
(but not remote
compressor)
Air
<1000
8.85–0.0038H
Not Applicable
≥1000
5.10
Not Applicable
Remote Condensing
and Remote
Compressor
Air
<934
8.85–0.0038H
Not Applicable
≥934
5.3
Not Applicable
Self Contained
Water
<200
11.40–0.019H
191–0.0315H
≥200
7.60
191–0.0315H
Self Contained
Air
<175
18.0–0.0469H
Not Applicable
≥175
9.80
Not Applicable
H = Harvest rate in pounds per 24 hours.
Water use is for the condenser only and does not include potable water used to make ice.
(2)(A) The Secretary may issue, by rule, stand-
ard levels for types of automatic commercial ice
makers that are not covered by paragraph (1).
(B) The standards established under subpara-
graph (A) shall apply to products manufactured
on or after the date that is—
(i) 3 years after the date on which the rule is
published under subparagraph (A); or
(ii) if the Secretary determines, by rule, that
3 years is inadequate, not later than 5 years
after the date on which the final rule is pub-
lished.
(3)(A) Not later than January 1, 2015, with re-
spect to the standards established under para-
graph (1), and, with respect to the standards es-
tablished under paragraph (2), not later than 5
years after the date on which the standards take
effect, the Secretary shall issue a final rule to
determine whether amending the applicable
standards is technologically feasible and eco-
nomically justified.
(B) Not later than 5 years after the effective
date of any amended standards under subpara-
graph (A) or the publication of a final rule deter-
mining that amending the standards is not tech-
nologically feasible or economically justified,
the Secretary shall issue a final rule to deter-
mine whether amending the standards estab-
lished under paragraph (1) or the amended
standards, as applicable, is technologically fea-
sible or economically justified.
(C) If the Secretary issues a final rule under
subparagraph (A) or (B) establishing amended
standards, the final rule shall provide that the
amended standards apply to products manufac-
tured on or after the date that is—
(i) 3 years after the date on which the final
amended standard is published; or
(ii) if the Secretary determines, by rule, that
3 years is inadequate, not later than 5 years
after the date on which the final amended
standard is published.
(4) A final rule issued under paragraph (2) or
(3) shall establish standards at the maximum
level that is technically feasible and economi-
cally justified, as provided in subsections (o) and
(p) of section 6295 of this title.
(e) Commercial clothes washers
(1) Each commercial clothes washer manufac-
tured on or after January 1, 2007, shall have—
(A) a Modified Energy Factor of at least 1.26;
and
(B) a Water Factor of not more than 9.5.
(2)(A)(i) Not later than January 1, 2010, the
Secretary shall publish a final rule to determine
whether the standards established under para-
graph (1) should be amended.
(ii) The rule published under clause (i) shall
provide that any amended standard shall apply
to products manufactured 3 years after the date
on which the final amended standard is pub-
lished.
(B)(i) Not later than January 1, 2015, the Sec-
retary shall publish a final rule to determine
whether the standards established under para-
graph (1) should be amended.
(ii) The rule published under clause (i) shall
provide that any amended standard shall apply
to products manufactured 3 years after the date
on which the final amended standard is pub-
lished.
Page 6766
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
(f) Walk-in coolers and walk-in freezers
(1) In general
Subject to paragraphs (2) through (6), each
walk-in cooler or walk-in freezer manufac-
tured on or after January 1, 2009, shall—
(A) have automatic door closers that firm-
ly close all walk-in doors that have been
closed to within 1 inch of full closure, except
that this subparagraph shall not apply to
doors wider than 3 feet 9 inches or taller
than 7 feet;
(B) have strip doors, spring hinged doors,
or other method of minimizing infiltration
when doors are open;
(C) contain wall, ceiling, and door insula-
tion of at least R–25 for coolers and R–32 for
freezers, except that this subparagraph shall
not apply to glazed portions of doors nor to
structural members;
(D) contain floor insulation of at least
R–28 for freezers;
(E) for evaporator fan motors of under 1
horsepower and less than 460 volts, use—
(i) electronically commutated motors
(brushless direct current motors); or
(ii) 3-phase motors;
(F) for condenser fan motors of under 1
horsepower, use—
(i) electronically commutated motors;
(ii) permanent split capacitor-type mo-
tors; or
(iii) 3-phase motors; and
(G) for all interior lights, use light sources
with an efficacy of 40 lumens per watt or
more, including ballast losses (if any), ex-
cept that light sources with an efficacy of 40
lumens per watt or less, including ballast
losses (if any), may be used in conjunction
with a timer or device that turns off the
lights within 15 minutes of when the walk-in
cooler or walk-in freezer is not occupied by
people.
(2) Electronically commutated motors
(A) In general
The requirements of paragraph (1)(E)(i) for
electronically
commutated
motors
shall
take effect January 1, 2009, unless, prior to
that date, the Secretary determines that
such motors are only available from 1 manu-
facturer.
(B) Other types of motors
In carrying out paragraph (1)(E)(i) and
subparagraph (A), the Secretary may allow
other types of motors if the Secretary deter-
mines that, on average, those other motors
use no more energy in evaporator fan appli-
cations than electronically commutated mo-
tors.
(C) Maximum energy consumption level
The Secretary shall establish the max-
imum energy consumption level under sub-
paragraph (B) not later than January 1, 2010.
(3) Additional specifications
Each walk-in cooler or walk-in freezer with
transparent reach-in doors manufactured on or
after January 1, 2009, shall also meet the fol-
lowing specifications:
(A) Transparent reach-in doors for walk-in
freezers and windows in walk-in freezer
doors shall be of triple-pane glass with ei-
ther heat-reflective treated glass or gas fill.
(B) Transparent reach-in doors for walk-in
coolers and windows in walk-in cooler doors
shall be—
(i) double-pane glass with heat-reflective
treated glass and gas fill; or
(ii) triple-pane glass with either heat-re-
flective treated glass or gas fill.
(C) If the appliance has an antisweat heat-
er without antisweat heat controls, the ap-
pliance shall have a total door rail, glass,
and frame heater power draw of not more
than 7.1 watts per square foot of door open-
ing (for freezers) and 3.0 watts per square
foot of door opening (for coolers).
(D) If the appliance has an antisweat heat-
er with antisweat heat controls, and the
total door rail, glass, and frame heater
power draw is more than 7.1 watts per square
foot of door opening (for freezers) and 3.0
watts per square foot of door opening (for
coolers), the antisweat heat controls shall
reduce the energy use of the antisweat heat-
er in a quantity corresponding to the rel-
ative humidity in the air outside the door or
to the condensation on the inner glass pane.
(4) Performance-based standards
(A) In general
Not later than January 1, 2012, the Sec-
retary
shall
publish
performance-based
standards for walk-in coolers and walk-in
freezers that achieve the maximum improve-
ment in energy that the Secretary deter-
mines is technologically feasible and eco-
nomically justified.
(B) Application
(i) In general
Except as provided in clause (ii), the
standards shall apply to products described
in subparagraph (A) that are manufactured
beginning on the date that is 3 years after
the final rule is published.
(ii) Delayed effective date
If the Secretary determines, by rule,
that a 3-year period is inadequate, the Sec-
retary may establish an effective date for
products manufactured beginning on the
date that is not more than 5 years after
the date of publication of a final rule for
the products.
(5) Amendment of standards
(A) In general
Not later than January 1, 2020, the Sec-
retary shall publish a final rule to determine
if the standards established under paragraph
(4) should be amended.
(B) Application
(i) In general
Except as provided in clause (ii), the rule
shall provide that the standards shall
apply to products manufactured beginning
on the date that is 3 years after the final
rule is published.
Page 6767
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6313
(ii) Delayed effective date
If the Secretary determines, by rule,
that a 3-year period is inadequate, the Sec-
retary may establish an effective date for
products manufactured beginning on the
date that is not more than 5 years after
the date of publication of a final rule for
the products.
(6) Innovative component technologies
Subparagraph (C) of paragraph (1) shall not
apply to a walk-in cooler or walk-in freezer
component if the component manufacturer has
demonstrated to the satisfaction of the Sec-
retary that the component reduces energy
consumption at least as much as if such sub-
paragraph were to apply. In support of any
demonstration under this paragraph, a manu-
facturer shall provide to the Secretary all
data and technical information necessary to
fully evaluate its application.
(g) Lighting power supply circuits
If the Secretary, acting pursuant to section
6312(b) of this title, includes as covered equip-
ment solid state lighting power supply circuits,
drivers,
or
devices
described
in
section
6291(36)(A)(ii) of this title, the Secretary may
prescribe under this part, not earlier than 1 year
after the date on which a test procedure has
been prescribed, an energy conservation stand-
ard for such equipment.
(Pub. L. 94–163, title III, § 342, as added Pub. L.
95–619, title IV, § 441(a), Nov. 9, 1978, 92 Stat. 3269;
amended Pub. L. 102–486, title I, § 122(d), Oct. 24,
1992, 106 Stat. 2810; Pub. L. 109–58, title I,
§ 136(b)–(e), Aug. 8, 2005, 119 Stat. 636–641; Pub. L.
110–140, title III, §§ 305(b), 306(c), 312(b), 313(b)(1),
314(b), Dec. 19, 2007, 121 Stat. 1554, 1559, 1564, 1568,
1570; Pub. L. 112–210, §§ 2, 4, 5(b), 10(a)(3), (4), Dec.
18, 2012, 126 Stat. 1514, 1516, 1518, 1522, 1524; Pub.
L. 113–188, title VI, § 601(c), Nov. 26, 2014, 128
Stat. 2019; Pub. L. 115–115, § 2(b)(2), Jan. 12, 2018,
131 Stat. 2280.)
Editorial Notes
REFERENCES IN TEXT
Paragraph (2), referred to in subsec. (b)(1), probably
means par. (3), formerly par. (2), of subsec. (b) of this
section, which was redesignated by Pub. L. 110–140,
§ 313(b)(1)(A).
AMENDMENTS
2018—Subsec. (g). Pub. L. 115–115 added subsec. (g).
2014—Subsec. (a)(6)(C)(v), (vi). Pub. L. 113–188, which
directed amendment of subsec. (a)(6)(C) by striking cl.
(v) and redesignating the cl. (vi) ‘‘as added by section
310(a)(4) of Public Law 112–110’’ as (v), was executed by
striking cl. (v) and redesignating as (v) the cl. (vi) (re-
lating to consideration of prices and operating pat-
terns) which had been redesignated by section 10(a)(4)
of Pub. L. 112–210, to reflect the probable intent of Con-
gress. Prior to amendment, text of par. (v) read as fol-
lows: ‘‘The Secretary shall promptly submit to the
Committee on Energy and Commerce of the House of
Representatives and the Committee on Energy and
Natural Resources of the Senate a progress report
every 180 days on compliance with this subparagraph,
including a specific plan to remedy any failures to com-
ply with deadlines for action established under this
subparagraph.’’
2012—Subsec. (a)(6)(A)(i). Pub. L. 112–210, § 5(b)(1), in-
serted ‘‘the standard levels or design requirements ap-
plicable under that standard to’’ before ‘‘any small
commercial’’.
Subsec. (a)(6)(B). Pub. L. 112–210, § 10(a)(3)(A)(i)–(iii),
designated existing provisions as cl. (i), inserted cl. (i)
heading, and substituted ‘‘subparagraph (A)(ii)(II)’’ for
‘‘clause (ii)(II)’’ and ‘‘subparagraph (A)(i)’’ for ‘‘clause
(i)’’.
Subsec. (a)(6)(B)(ii). Pub. L. 112–210, § 10(a)(3)(A)(iv),
added cl. (ii).
Subsec. (a)(6)(B)(iii). Pub. L. 112–210, § 10(a)(4), redes-
ignated cl. (iii), relating to consideration of prices and
operating patterns, as cl. (vi) of subsec. (a)(6)(C).
Pub. L. 112–210, § 10(a)(3)(A)(iv), added cl. (iii). Former
cl. (iii) redesignated cl. (vi) of subsec. (a)(6)(C).
Subsec. (a)(6)(C)(i). Pub. L. 112–210, § 5(b)(2)(A), in in-
troductory provisions, substituted ‘‘Every 6 years,’’ for
‘‘Not later than 6 years after issuance of any final rule
establishing or amending a standard, as required for a
product under this part,’’ and inserted ‘‘conduct an
evaluation of each class of covered equipment and
shall’’ after ‘‘the Secretary shall’’.
Subsec. (a)(6)(C)(iv). Pub. L. 112–210, § 10(a)(3)(B), sub-
stituted
‘‘Notwithstanding
subparagraph
(D),
an
amendment prescribed under this subparagraph’’ for
‘‘An amendment prescribed under this subsection’’ in
introductory provisions.
Subsec. (a)(6)(C)(vi). Pub. L. 112–210, § 10(a)(4), redesig-
nated cl. (iii) of subsec. (a)(6)(B), relating to consider-
ation of prices and operating patterns, as cl. (vi) of sub-
sec. (a)(6)(C).
Pub. L. 112–210, § 5(b)(2)(B), added cl. (vi) relating to
notices for covered equipment for which more than 6
years has elapsed since the issuance of the most recent
final rule establishing or amending a standard for the
product.
Subsec. (c)(1)(C) to (E). Pub. L. 112–210, § 4(1), added
subpars. (C) and (D) and redesignated former subpar. (C)
as (E).
Subsec. (c)(4) to (6). Pub. L. 112–210, § 4(2), (3), added
par. (4) and redesignated former pars. (4) and (5) as (5)
and (6), respectively.
Subsec. (f)(1). Pub. L. 112–210, § 2(1), substituted
‘‘paragraphs (2) through (6)’’ for ‘‘paragraphs (2)
through (5)’’ in introductory provisions.
Subsec. (f)(6). Pub. L. 112–210, § 2(2), added par. (6).
2007—Subsec. (a)(1). Pub. L. 110–140, § 314(b)(1), (2), in
introductory provisions, inserted ‘‘(including single
package vertical air conditioners and single package
vertical heat pumps)’’ after ‘‘heating equipment’’ and
struck out ‘‘but before January 1, 2010,’’ after ‘‘January
1, 1994,’’.
Subsec. (a)(2). Pub. L. 110–140, § 314(b)(1), inserted
‘‘(including single package vertical air conditioners
and single package vertical heat pumps)’’ after ‘‘heat-
ing equipment’’ in introductory provisions.
Subsec. (a)(6). Pub. L. 110–140, § 305(b), inserted head-
ing, added subpars. (A) to (C), redesignated former sub-
par. (C) as (D), and struck out former subpars. (A) and
(B) which related to, in subpar. (A), establishment of
amended uniform national standards for certain air
conditioning and heating equipment and products if
ASHRAE/IES Standard 90.1 had been amended and, if
such standard had not been amended, initiation of a
rulemaking to determine whether a more stringent
standard would result in additional energy conserva-
tion and be technologically feasible and economically
justified, and, in subpar. (B), establishment of an
amended standard, including factors to be considered,
if a rule had been issued pursuant to a subpar. (A) de-
termination and prohibition of an amended standard
which would decrease energy efficiency or would likely
result in the unavailability of a product type.
Subsec. (a)(6)(B)(iii). Pub. L. 110–140, § 306(c), added cl.
(iii) at end.
Subsec. (a)(7). Pub. L. 110–140, § 314(b)(3), (4)(A), in in-
troductory provisions, inserted ‘‘(other than single
package vertical air conditioners and single package
vertical heat pumps)’’ after ‘‘heating equipment’’ and
struck out ‘‘manufactured on or after January 1, 2010,’’
before ‘‘shall meet’’.
Page 6768
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 6314
1 So in original. No subpar. (B) has been enacted.
Subsec. (a)(7)(A) to (C). Pub. L. 110–140, § 314(b)(4)(B),
substituted ‘‘For equipment manufactured on or after
January 1, 2010, the’’ for ‘‘The’’.
Subsec. (a)(7)(D). Pub. L. 110–140, § 314(b)(4)(C), added
subpar. (D).
Subsec. (a)(8), (9). Pub. L. 110–140, § 314(b)(3), inserted
‘‘(other than single package vertical air conditioners
and single package vertical heat pumps)’’ after ‘‘heat-
ing equipment’’ in introductory provisions.
Subsec. (a)(10). Pub. L. 110–140, § 314(b)(5), added par.
(10).
Subsec. (b)(2) to (4). Pub. L. 110–140, § 313(b)(1), added
par. (2) and redesignated former pars. (2) and (3) as (3)
and (4), respectively.
Subsec. (f). Pub. L. 110–140, § 312(b), added subsec. (f).
2005—Subsec. (a). Pub. L. 109–58, § 136(b)(1), sub-
stituted ‘‘Small, large, and very large’’ for ‘‘Small and
large’’ in heading.
Subsec. (a)(1). Pub. L. 109–58, § 136(b)(2), inserted ‘‘but
before January 1, 2010,’’ after ‘‘January 1, 1994,’’ in in-
troductory provisions.
Subsec. (a)(2). Pub. L. 109–58, § 136(b)(3), inserted ‘‘but
before January 1, 2010,’’ after ‘‘January 1, 1995,’’ in in-
troductory provisions.
Subsec. (a)(6)(A). Pub. L. 109–58, § 136(b)(4)(A), des-
ignated existing provisions as cl. (i), substituted ‘‘Janu-
ary 1, 2010’’ for ‘‘October 24, 1992’’, inserted ‘‘and very
large commercial package air conditioning and heating
equipment, or if ASHRAE/IES Standard 90.1, as in ef-
fect on October 24, 1992, is amended with respect to
any’’ after ‘‘large commercial package air conditioning
and heating equipment,’’, and added cl. (ii).
Subsec. (a)(6)(C)(ii). Pub. L. 109–58, § 136(b)(4)(B), in-
serted ‘‘and very large commercial package air condi-
tioning and heating equipment’’ after ‘‘large commer-
cial package air conditioning and heating equipment’’.
Subsec. (a)(7) to (9). Pub. L. 109–58, § 136(b)(5), added
pars. (7) to (9).
Subsecs. (c) to (e). Pub. L. 109–58, § 136(c)–(e), added
subsecs. (c) to (e).
1992—Pub. L. 102–486 amended section generally, sub-
stituting present provisions for former provisions re-
quiring Secretary to conduct evaluations of electric
motors and pumps and other industrial equipment for
purposes of determining standards.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2012 AMENDMENT
Amendment by section 10(a)(3), (4) of Pub. L. 112–210
effective as if included in the Energy Independence and
Security Act of 2007, Pub. L. 110–140, see section
10(a)(13) of Pub. L. 112–210, set out as a note under sec-
tion 6291 of this title.
EFFECTIVE DATE OF 2007 AMENDMENT
Pub. L. 110–140, title III, § 313(b)(2), Dec. 19, 2007, 121
Stat. 1569, provided that: ‘‘The amendments made by
paragraph (1) [amending this section] take effect on the
date that is 3 years after the date of enactment of this
Act [Dec. 19, 2007].’’
Amendment by Pub. L. 110–140 effective on the date
that is 1 day after Dec. 19, 2007, see section 1601 of Pub.
L. 110–140, set out as an Effective Date note under sec-
tion 1824 of Title 2, The Congress.
§ 6314. Test procedures
(a) Prescription by Secretary; requirements
(1) TEST PROCEDURES.—
(A) 1
AMENDMENT.—At least once every 7
years, the Secretary shall conduct an evalua-
tion of each class of covered equipment and—
(i)
if
the
Secretary
determines
that
amended test procedures would more accu-
rately or fully comply with the require-
ments of paragraphs (2) and (3), shall pre-
scribe test procedures for the class in ac-
cordance with this section; or
(ii) shall publish notice in the Federal Reg-
ister of any determination not to amend a
test procedure.
(2) Test procedures prescribed in accordance
with this section shall be reasonably designed to
produce test results which reflect energy effi-
ciency, energy use, and estimated operating
costs of a type of industrial equipment (or class
thereof) during a representative average use
cycle (as determined by the Secretary), and
shall not be unduly burdensome to conduct.
(3) If the test procedure is a procedure for de-
termining estimated annual operating costs,
such procedure shall provide that such costs
shall be calculated from measurements of en-
ergy use in a representative average-use cycle
(as determined by the Secretary), and from rep-
resentative average unit costs of the energy
needed to operate such equipment during such
cycle. The Secretary shall provide information
to manufacturers of covered equipment respect-
ing representative average unit costs of energy.
(4)(A) With respect to small commercial pack-
age air conditioning and heating equipment,
large commercial package air conditioning and
heating equipment, very large commercial pack-
age air conditioning and heating equipment,
packaged terminal air conditioners, packaged
terminal heat pumps, warm-air furnaces, pack-
aged boilers, storage water heaters, instanta-
neous water heaters, and unfired hot water stor-
age tanks to which standards are applicable
under section 6313 of this title, the test proce-
dures shall be those generally accepted industry
testing procedures or rating procedures devel-
oped or recognized by the Air-Conditioning,
Heating, and Refrigeration Institute or by the
American Society of Heating, Refrigerating and
Air Conditioning Engineers, as referenced in
ASHRAE/IES Standard 90.1 and in effect on June
30, 1992.
(B) If such an industry test procedure or rat-
ing procedure for small commercial package air
conditioning and heating equipment, large com-
mercial package air conditioning and heating
equipment, very large commercial package air
conditioning and heating equipment, packaged
terminal air conditioners, packaged terminal
heat pumps, warm-air furnaces, packaged boil-
ers, storage water heaters, instantaneous water
heaters, or unfired hot water storage tanks is
amended, the Secretary shall amend the test
procedure for the product as necessary to be
consistent with the amended industry test pro-
cedure or rating procedure unless the Secretary
determines, by rule, published in the Federal
Register and supported by clear and convincing
evidence, that to do so would not meet the re-
quirements for test procedures described in
paragraphs (2) and (3) of this subsection.
(C) If the Secretary prescribes a rule con-
taining such a determination, the rule may es-
tablish an amended test procedure for such prod-
uct that meets the requirements of paragraphs
(2) and (3) of this subsection. In establishing any
amended test procedure under this subparagraph
or subparagraph (B), the Secretary shall follow
the procedures and meet the requirements speci-
fied in section 6293(e) of this title.
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
For purposes of this part—
(1) The term “covered equipment” means one of the following types of industrial equipment:
(A) Electric motors and pumps.
(B) Small commercial package air conditioning and heating equipment.
(C) Large commercial package air conditioning and heating equipment.
(D) Very large commercial package air conditioning and heating equipment.
(E) Commercial refrigerators, freezers, and refrigerator-freezers.
(F) Automatic commercial ice makers.
(G) Walk-in coolers and walk-in freezers.
(H) Commercial clothes washers.
(I) Packaged terminal air-conditioners and packaged terminal heat pumps.
(J) Warm air furnaces and packaged boilers.
(K) Storage water heaters, instantaneous water heaters, and unfired hot water storage tanks.
(L) Any other type of industrial equipment which the Secretary classifies as covered equipment under [section 6312(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section6312/b&num=0&edition=prelim).
(2)
(A) The term “industrial equipment” means any article of equipment referred to in subparagraph (B) of a type—
(i) which in operation consumes, or is designed to consume, energy;
(ii) which, to any significant extent, is distributed in commerce for industrial or commercial use; and
(iii) which is not a “covered product” as defined in [section 6291(a)(2) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section6291/a/2&num=0&edition=prelim), other than a component of a covered product with respect to which there is in effect a determination under [section 6312(c) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section6312/c&num=0&edition=prelim);
without regard to whether
Source: Supplied U.S. Code snapshot — release unconfirmed · 42 U.S.C. § 6313
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.