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10 U.S.C. § 4402 — Requirement to address modular open
Federal law — U.S. Code and appendices · legal_authorities
Page 2761
TITLE 10—ARMED FORCES
§ 4402
‘‘(B) COVERAGE.—The assessment required under
subparagraph (A) shall include—
‘‘(i) an evaluation as to how the technologies
referred to in such subparagraph could be used in
conjunction
with
or
instead
of
existing
cybersecurity standards, frameworks, and tech-
nologies designed to enable communication be-
tween, and coordination of, cybersecurity tools;
‘‘(ii) as appropriate, demonstrations by the
Chief Information Office of the use of such tech-
nologies in enabling communication between, and
coordination
of,
previously
incompatible
cybersecurity tools; and
‘‘(iii) as appropriate, demonstrations of the use
of such technologies in enabling communication
between previously incompatible business sys-
tems.
‘‘(3) SUSTAINMENT
OF
CERTAIN
ENGINEERING
RE-
SOURCES
AND
CAPABILITIES.—During the period the
demonstrations and assessments required under this
subsection are conducted, and thereafter to the ex-
tent required to execute the activities directed by the
Joint All-Domain Command and Control cross-func-
tional team, the Joint All-Domain Command and
Control cross-functional team shall sustain the Sys-
tem of Systems Technology Integration Tool Chain
for Heterogeneous Electronic Systems engineering
resources and capabilities developed by the Defense
Advanced Research Projects Agency.
‘‘(4) TRANSFER OF RESPONSIBILITY.—Not earlier than
1 year before, and not later than 2 years after the
date of the enactment of this Act, the Secretary of
Defense may transfer responsibility for maintaining
the engineering resources and capabilities described
in paragraph (3) to a different organization within the
Department.
‘‘(e) OPEN STANDARDS.—Nothing in this section shall
be construed as requiring, preventing, or int
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Page 2761
TITLE 10—ARMED FORCES
§ 4402
‘‘(B) COVERAGE.—The assessment required under
subparagraph (A) shall include—
‘‘(i) an evaluation as to how the technologies
referred to in such subparagraph could be used in
conjunction
with
or
instead
of
existing
cybersecurity standards, frameworks, and tech-
nologies designed to enable communication be-
tween, and coordination of, cybersecurity tools;
‘‘(ii) as appropriate, demonstrations by the
Chief Information Office of the use of such tech-
nologies in enabling communication between, and
coordination
of,
previously
incompatible
cybersecurity tools; and
‘‘(iii) as appropriate, demonstrations of the use
of such technologies in enabling communication
between previously incompatible business sys-
tems.
‘‘(3) SUSTAINMENT
OF
CERTAIN
ENGINEERING
RE-
SOURCES
AND
CAPABILITIES.—During the period the
demonstrations and assessments required under this
subsection are conducted, and thereafter to the ex-
tent required to execute the activities directed by the
Joint All-Domain Command and Control cross-func-
tional team, the Joint All-Domain Command and
Control cross-functional team shall sustain the Sys-
tem of Systems Technology Integration Tool Chain
for Heterogeneous Electronic Systems engineering
resources and capabilities developed by the Defense
Advanced Research Projects Agency.
‘‘(4) TRANSFER OF RESPONSIBILITY.—Not earlier than
1 year before, and not later than 2 years after the
date of the enactment of this Act, the Secretary of
Defense may transfer responsibility for maintaining
the engineering resources and capabilities described
in paragraph (3) to a different organization within the
Department.
‘‘(e) OPEN STANDARDS.—Nothing in this section shall
be construed as requiring, preventing, or interfering
with the use or application of any given communica-
tion standard or interface. The communication de-
scribed in subsection (a)(2)(A) may be accomplished by
using existing open standards, by the creation and use
of new open standards, or through other approaches,
provided that such standards meet the requirements of
subsection (a)(2)(B).
‘‘(f) DEFINITIONS.—In this section:
‘‘(1) The term ‘covered technology’ means the do-
main-specific programming language for interface
field transformations and its associated compilation
toolchain (commonly known as the ‘System of Sys-
tems Technology Integration ToolChain for Hetero-
geneous Electronic Systems’) developed under the
Defense Advanced Research Projects Agency System
of Systems Integration Technology and Experimen-
tation program, or any other technology that is func-
tionally equivalent.
‘‘(2) The term ‘desired modularity’ means the de-
sired degree to which weapon systems, components
within a weapon system, and components across
weapon systems can function as modules that can
communicate
across
component
boundaries
and
through interfaces and can be separated and recom-
bined to achieve various effects, missions, or capa-
bilities, as determined by the program officer for
such weapon system.
‘‘(3) The term ‘machine-readable format’ means a
format that can be easily processed by a computer
without human intervention.
‘‘(4) The terms ‘major system’, ‘major system com-
ponent’, ‘modular open system approach’, ‘modular
system’, ‘modular system interface’, and ‘weapon sys-
tem’ have the meanings given such terms, respec-
tively, in section 2446a of title 10, United States Code
[now 10 U.S.C. 4401].’’
§ 4402. Requirement to address modular open
system approach in program capabilities de-
velopment and acquisition weapon system
design
(a) PROGRAM CAPABILITY DOCUMENT.—A pro-
gram capability document for a major defense
acquisition program shall identify and charac-
terize—
(1) the extent to which requirements for sys-
tem performance are likely to evolve during
the life cycle of the system because of evolv-
ing technology, threat, or interoperability
needs; and
(2) for requirements that are expected to
evolve, the minimum acceptable capability
that is necessary for initial operating capa-
bility of the major defense acquisition pro-
gram.
(b) ANALYSIS OF ALTERNATIVES.—The Director
of Cost Assessment and Performance Evalua-
tion, in formulating study guidance for analyses
of alternatives for major defense acquisition
programs and performing such analyses under
section 139a(d)(4) of this title, shall ensure that
any such analysis for a major defense acquisi-
tion program includes consideration of evolu-
tionary acquisition, prototyping, and a modular
open system approach.
(c) ACQUISITION STRATEGY.—In the case of a
major defense acquisition program that uses a
modular open system approach, the acquisition
strategy required under section 4211 of this title
shall—
(1) clearly describe the modular open system
approach to be used for the program;
(2) differentiate between the major system
platform and major system components being
developed under the program, as well as major
system components developed outside the pro-
gram that will be integrated into the major
defense acquisition program;
(3) clearly describe the evolution of major
system components that are anticipated to be
added, removed, or replaced in subsequent in-
crements;
(4) identify additional major system compo-
nents that may be added later in the life cycle
of the major system platform;
(5) clearly describe how intellectual property
and related issues, such as technical data
deliverables, that are necessary to support a
modular open system approach, will be ad-
dressed; and
(6) clearly describe the approach to systems
integration and systems-level configuration
management to ensure mission and informa-
tion assurance.
(d) REQUEST
FOR PROPOSALS.—The milestone
decision authority for a major defense acquisi-
tion program that uses a modular open system
approach shall ensure that a request for pro-
posals for the development or production phases
of the program shall describe the modular open
system approach and the minimum set of major
system components that must be included in the
design of the major defense acquisition program.
(e) MILESTONE B.—A major defense acquisition
program may not receive Milestone B approval
under section 4252 of this title until the mile-
stone decision authority determines in writing—
(1) in the case of a program that uses a mod-
ular open system approach, that—
(A) the program incorporates clearly de-
fined major system interfaces between the
major system platform and major system
components, between major system compo-
nents, and between major system platforms;
Page 2762
TITLE 10—ARMED FORCES
§ 4403
(B) such major system interfaces are con-
sistent with the widely supported and con-
sensus-based standards that exist at the
time of the milestone decision, unless such
standards are unavailable or unsuitable for
particular major system interfaces; and
(C) the Government has arranged to obtain
appropriate and necessary intellectual prop-
erty rights with respect to such major sys-
tem interfaces upon completion of the devel-
opment of the major system platform; or
(2) in the case of a program that does not use
a modular open system approach, that the use
of a modular open system approach is not
practicable.
(f) IMPLEMENTATION
GUIDANCE.—The Secre-
taries of the military departments shall issue
guidance to implement the requirements of this
section.
(Added Pub. L. 114–328, div. A, title VIII,
§ 805(a)(1), Dec. 23, 2016, 130 Stat. 2253, § 2446b;
amended Pub. L. 115–91, div. A, title X,
§ 1081(a)(40), Dec. 12, 2017, 131 Stat. 1596; Pub. L.
116–92, div. A, title VIII, § 840(a), Dec. 20, 2019, 133
Stat. 1499; renumbered § 4402 and amended Pub.
L. 116–283, div. A, title XVIII, § 1851(b)(1), (3),
Jan. 1, 2021, 134 Stat. 4272.)
Editorial Notes
AMENDMENTS
2021—Pub. L. 116–283, § 1851(b)(1), renumbered section
2446b of this title as this section.
Subsec. (c). Pub. L. 116–283, § 1851(b)(3)(A), substituted
‘‘section 4211’’ for ‘‘section 2431a’’ in introductory pro-
visions.
Subsec. (e). Pub. L. 116–283, § 1851(b)(3)(B), substituted
‘‘section 4252’’ for ‘‘section 2366b’’ in introductory pro-
visions.
2019—Subsec. (f). Pub. L. 116–92 added subsec. (f).
2017—Subsec. (e). Pub. L. 115–91 substituted ‘‘in writ-
ing—’’ for ‘‘in writing that—’’ in introductory provi-
sions and inserted ‘‘, that’’ after ‘‘open system ap-
proach’’ in introductory provisions of par. (1).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2021 AMENDMENT
Amendment by Pub. L. 116–283 effective Jan. 1, 2022,
with additional provisions for delayed implementation
and applicability of existing law, see section 1801(d) of
Pub. L. 116–283, set out as a note preceding section 3001
of this title.
EFFECTIVE DATE
Section effective Jan. 1, 2017, see section 805(a)(4) of
Pub. L. 114–328, set out as a note under section 4401 of
this title.
§ 4403. Requirements relating to availability of
major system interfaces and support for
modular open system approach
The Secretary of each military department
shall—
(1) coordinate with the other military de-
partments, the defense agencies, defense and
other private sector entities, national stand-
ards-setting organizations, and, when appro-
priate, with elements of the intelligence com-
munity with respect to the specification, iden-
tification, development, and maintenance of
major system interfaces and standards for use
in major system platforms, where practicable;
(2) ensure that major system interfaces in-
corporate commercial standards and other
widely supported consensus-based standards
that are validated, published, and maintained
by recognized standards organizations to the
maximum extent practicable;
(3) ensure that sufficient systems engineer-
ing and development expertise and resources
are available to support the use of a modular
open system approach in requirements devel-
opment and acquisition program planning;
(4) ensure that necessary planning, program-
ming, and budgeting resources are provided to
specify, identify, develop, and sustain the
modular open system approach, associated
major system interfaces, systems integration,
and any additional program activities nec-
essary to sustain innovation and interoper-
ability;
(5) ensure that adequate training in the use
of a modular open system approach is provided
to members of the requirements and acquisi-
tion workforce; and
(6) issue guidance to implement the require-
ments of this section.
(Added Pub. L. 114–328, div. A, title VIII,
§ 805(a)(1), Dec. 23, 2016, 130 Stat. 2255, § 2446c;
amended Pub. L. 116–92, div. A, title VIII,
§ 840(b), Dec. 20, 2019, 133 Stat. 1499; renumbered
§ 4403, Pub. L. 116–283, div. A, title XVIII,
§ 1851(b)(1), Jan. 1, 2021, 134 Stat. 4272.)
Editorial Notes
PRIOR PROVISIONS
Prior sections 4411 to 4414 were renumbered sections
7481 to 7484 of this title, respectively.
A prior section 4415, added Pub. L. 100–180, div. A,
title III, § 319(a)(1), Dec. 4, 1987, 101 Stat. 1077; amended
Pub. L. 100–526, title I, § 106(c), Oct. 24, 1988, 102 Stat.
2625, related to United States Army School of the
Americas, prior to repeal by Pub. L. 106–398, § 1 [[div.
A], title IX, § 911(b)], Oct. 30, 2000, 114 Stat. 1654, 1654A-
228.
Prior sections 4416 and 4417 were renumbered sections
7486 and 7487 of this title, respectively.
AMENDMENTS
2021—Pub. L. 116–283 renumbered section 2446c of this
title as this section.
2019—Par. (6). Pub. L. 116–92 added par. (6).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2021 AMENDMENT
Amendment by Pub. L. 116–283 effective Jan. 1, 2022,
with additional provisions for delayed implementation
and applicability of existing law, see section 1801(d) of
Pub. L. 116–283, set out as a note preceding section 3001
of this title.
EFFECTIVE DATE
Section effective Jan. 1, 2017, see section 805(a)(4) of
Pub. L. 114–328, set out as a note under section 4401 of
this title.
SUBCHAPTER
II—DEVELOPMENT,
PROTO-
TYPING, AND DEPLOYMENT OF WEAPON
SYSTEM COMPONENTS OR TECHNOLOGY
Sec.
4421.
Weapon system component or technology pro-
totype projects: display of budget informa-
tion.
Cross-references
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Modular Open System Approach Requirement.—** A major defense acquisition program that receives Milestone A or Milestone B approval after January 1, 2019, shall be designed and developed, to the maximum extent practicable, with a modular open system approach to enable incremental development and enhance competition, innovation, and interoperability. Other defense acquisition programs shall also be designed and developed, to the maximum extent practicable, with a modular open system approach to enable incremental development and enhance competition, innovation, and interoperability.
**(b) Disclosure Required.—** Not later than one year after the date of the enactment of this subsection, the Secretary of Defense shall make publicly available any standards for implementation of the modular open system approaches for contracts, unless the service acquisition executive with respect to a specific contract submits to the Secretary a request to not disclose such standards and the Secretary approves such request.
**(c) Definitions.—** In this chapter:
(1) The term “modular open system approach” means, with respect to a major defense acquisition program, an integrated business and technical strategy that—
(A) employs a modular design that uses modular system interfaces between major systems, major system components and modular systems;
(B) is subjected to verification to ensure that relevant modular system interfaces—
(i) comply with, if available and suitable, widely supported and consensus-based standards; or
(ii) are delivered pursuant to the requirements established in subsection (a)(2)(B) of section 804 of the William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021, including the delivery of—
(I) software-defined int
Source: Supplied U.S. Code snapshot — release unconfirmed · 10 U.S.C. § 4401
Stored review status: release_metadata_unconfirmed. The source passage cites 10 U.S.C. § 4401. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 2757
TITLE 10—ARMED FORCES
§ 4401
Pub. L. 116–283, § 1850(k)(6)(B), redesignated subcls. (I)
and (II) as cls. (i) and (ii), respectively.
Subsec. (c)(1)(A)(i). Pub. L. 116–283, § 1850(k)(6)(C)(ii),
substituted ‘‘paragraph (2)’’ for ‘‘subparagraph (B)’’.
Subsec. (c)(1)(A)(ii). Pub. L. 116–283, § 1850(k)(6)(C)(iii),
substituted ‘‘clause (i)’’ for ‘‘subclause (I)’’.
Subsec. (c)(1)(C). Pub. L. 116–283, § 1850(k)(6)(D)(i), as
amended by Pub. L. 117–81, § 1701(o)(6)(E)(vii), sub-
stituted ‘‘subsections (d) and (e) of section 4375’’ for
‘‘section 2433(g)’’ and ‘‘section 4351(f)’’ for ‘‘section
2432(f)’’ in introductory provisions.
Pub. L. 116–283, § 1850(k)(6)(B), redesignated subcls. (I)
and (II) as cls. (i) and (ii), respectively.
Subsec. (c)(1)(C)(i). Pub. L. 116–283, § 1850(k)(6)(D)(ii),
substituted ‘‘subparagraph (A)’’ for ‘‘clause (i)’’.
Subsec. (c)(1)(C)(ii). Pub. L. 116–283, § 1850(k)(6)(D)(iii),
substituted ‘‘subparagraph (B)’’ for ‘‘clause (ii)’’.
Subsec. (c)(2). Pub. L. 116–283, § 1850(k)(7)(A), (B), sub-
stituted ‘‘this paragraph’’ for ‘‘this subparagraph’’ in
introductory provisions and redesignated cls. (i) and
(ii) as subpars. (A) and (B), respectively.
Subsec. (c)(2)(A), (B). Pub. L. 116–283, § 1850(k)(7)(C),
redesignated subcls. (I) and (II) as cls. (i) and (ii), re-
spectively.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2021 AMENDMENT
Amendment by Pub. L. 117–81 applicable as if in-
cluded in the enactment of title XVIII of Pub. L. 116–283
as enacted, see section 1701(a)(2) of Pub. L. 117–81, set
out in a note preceding section 3001 of this title and Ef-
fective Date note below.
EFFECTIVE DATE
Section and amendment by Pub. L. 116–283 effective
Jan. 1, 2022, with additional provisions for delayed im-
plementation
Source: Supplied 2024 U.S. Code historical extraction · 10 U.S.C. § 4401
Stored review status: historical_2024_not_currentness_verified. The source passage cites 10 U.S.C. § 4401. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Program Capability Document.—** A program capability document for a major defense acquisition program shall identify and characterize—
(1) the extent to which requirements for system performance are likely to evolve during the life cycle of the system because of evolving technology, threat, or interoperability needs; and
(2) for requirements that are expected to evolve, the minimum acceptable capability that is necessary for initial operating capability of the major defense acquisition program.
**(b) Analysis of Alternatives.—** The Director of Cost Assessment and Performance Evaluation, in formulating study guidance for analyses of alternatives for major defense acquisition programs and performing such analyses under [section 139a(d)(4) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title10-section139a/d/4&num=0&edition=prelim), shall ensure that any such analysis for a major defense acquisition program includes consideration of evolutionary acquisition, prototyping, and a modular open system approach.
**(c) Acquisition Strategy.—** In the case of a major defense acquisition program that uses a modular open system approach, the acquisition strategy required under [section 4211 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title10-section4211&num=0&edition=prelim) shall—
(1) clearly describe the modular open system approach to be used for the program;
(2) differentiate between the major system platform and major system components being developed under the program, as well as major system components developed outside the program that will be integrated into the major defense acquisition program;
(3) clearly describe the evolution of major system components that are anticipated to be added, removed, o
Source: Supplied U.S. Code snapshot — release unconfirmed · 10 U.S.C. § 4402
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.