18 U.S.C. § 473 — Dealing in counterfeit obligations or secu-

Page 118 TITLE 18—CRIMES AND CRIMINAL PROCEDURE § 473 1994—Pub. L. 103–322 substituted ‘‘fined under this title’’ for ‘‘fined not more than $5,000’’. § 473. Dealing in counterfeit obligations or secu- rities Whoever buys, sells, exchanges, transfers, re- ceives, or delivers any false, forged, counter- feited, or altered obligation or other security of the United States, with the intent that the same be passed, published, or used as true and gen- uine, shall be fined under this title or impris- oned not more than 20 years, or both. (June 25, 1948, ch. 645, 62 Stat. 705; Pub. L. 103–322, title XXXIII, § 330016(1)(K), Sept. 13, 1994, 108 Stat. 2147; Pub. L. 107–56, title III, § 374(d), Oct. 26, 2001, 115 Stat. 340.) HISTORICAL AND REVISION NOTES Based on title 18, U.S.C., 1940 ed., § 268 (Mar. 4, 1909, ch. 321, § 154, 35 Stat. 1117). Reference to circulating notes of banking associa- tions was omitted as covered by definition of obligation or other security in section 8 of this title. Changes in phraseology were made. Editorial Notes AMENDMENTS 2001—Pub. L. 107–56 substituted ‘‘20 years’’ for ‘‘ten years’’. 1994—Pub. L. 103–322 substituted ‘‘fined under this title’’ for ‘‘fined not more than $5,000’’. § 474. Plates, stones, or analog, digital, or elec- tronic images for counterfeiting obligations or securities (a) Whoever, having control, custody, or pos- session of any plate, stone, or other thing, or any part thereof, from which has been printed, or which may be prepared by direction of the Secretary of the Treasury for the purpose of printing, any obligation or other security of the United States, uses such plate, stone, or other thing, or any part thereof, or knowingly suffers the same to be used for the purpose of printing any such or similar obligation or other security, or any part thereof, except as may be printed for the use of the United States by order of the proper officer thereof; or Whoever makes or executes any plate, stone, or other thing in the likeness of any plate des- ignated for the printing of such obligation or other security; or Whoever, with intent to defraud, makes, exe- cutes, acquires, scans, captures, records, re- ceives, transmits, reproduces, sells, or has in such person’s control, custody, or possession, an analog, digital, or electronic image of any obli- gation or other security of the United States; or Whoever sells any such plate, stone, or other thing, or brings into the United States any such plate, stone, or other thing, except under the di- rection of the Secretary of the Treasury or other proper officer, or with any other intent, in ei- ther case, than that such plate, stone, or other thing be used for the printing of the obligations or other securities of the United States; or Whoever has in his control, custody, or posses- sion any plate, stone, or other thing in any man- ner made after or in the similitude of any plate, stone, or other thing, from which any such obli- gation or other security has been printed, with intent to use such plate, stone, or other thing, or to suffer the same to be used in forging or counterfeiting any such obligation or other se- curity, or any part thereof; or Whoever has in his possession or custody, ex- cept under authority from the Secretary of the Treasury or other proper officer, any obligation or other security made or executed, in whole or in part, after the similitude of any obligation or other security issued under the authority of the United States, with intent to sell or otherwise use the same; or Whoever prints, photographs, or in any other manner makes or executes any engraving, pho- tograph, print, or impression in the likeness of any such obligation or other security, or any part thereof, or sells any such engraving, photo- graph, print, or impression, except to the United States, or brings into the United States, any such engraving, photograph, print, or impres- sion, except by direction of some proper officer of the United States— Is guilty of a class B felony. (b) For purposes of this section, the term ‘‘analog, digital, or electronic image’’ includes any analog, digital, or electronic method used for the making, execution, acquisition, scan- ning, capturing, recording, retrieval, trans- mission, or reproduction of any obligation or se- curity, unless such use is authorized by the Sec- retary of the Treasury. The Secretary shall es- tablish a system (pursuant to section 504) to en- sure that the legitimate use of such electronic methods and retention of such reproductions by businesses, hobbyists, press and others shall not be unduly restricted. (June 25, 1948, ch. 645, 62 Stat. 706; Pub. L. 102–550, title XV, § 1552, Oct. 28, 1992, 106 Stat. 4070; Pub. L. 104–208, div. A, title I, § 101(f) [title VI, § 648(a)], title II, § 2603(a), Sept. 30, 1996, 110 Stat. 3009–314, 3009–367, 3009–470; Pub. L. 107–56, title III, § 374(e)(1)–(3), Oct. 26, 2001, 115 Stat. 340.) HISTORICAL AND REVISION NOTES Based on title 18, U.S.C., 1940 ed., § 264 (Mar. 4, 1909, ch. 321, § 150, 35 Stat. 1116). References to persons causing, procuring, assisting or aiding were omitted as unnecessary as such persons are made principals by section 2 of this title. Changes in phraseology were made. Editorial Notes AMENDMENTS 2001—Pub. L. 107–56, § 374(e)(3), substituted ‘‘, stones, or analog, digital, or electronic images’’ for ‘‘or stones’’ in section catchline. Subsec. (a). Pub. L. 107–56, § 374(e)(1), inserted after second par. ‘‘Whoever, with intent to defraud, makes, executes, acquires, scans, captures, records, receives, transmits, reproduces, sells, or has in such person’s control, custody, or possession, an analog, digital, or electronic image of any obligation or other security of the United States; or’’. Subsec. (b). Pub. L. 107–56, § 374(e)(2), inserted first sentence and struck out former first sentence which read as follows: ‘‘For purposes of this section, the terms ‘plate’, ‘stone’, ‘thing’, or ‘other thing’ includes any electronic method used for the acquisition, record- ing, retrieval, transmission, or reproduction of any ob- ligation or other security, unless such use is authorized by the Secretary of the Treasury.’’