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14 U.S.C. § 5112 — Sexual assault and sexual harassment in
Federal law — U.S. Code and appendices · legal_authorities
Page 235
TITLE 14—COAST GUARD
§ 5112
Editorial Notes
AMENDMENTS
2021—Pub. L. 116–283 renumbered section 1110 of this
title as this section.
2018—Pub. L. 115–282, § 108(b), renumbered section 569
of this title as this section.
Subsec. (a). Pub. L. 115–232 substituted ‘‘for fiscal
year 2019’’ for ‘‘for fiscal year 2016’’ and struck out
‘‘, on the date on which the President submits to Con-
gress a budget for fiscal year 2019 under such section,’’
after ‘‘section 1105 of title 31’’.
Subsec. (b)(2). Pub. L. 115–282, § 123(b)(2), substituted
‘‘section 5103’’ for ‘‘section 2903’’.
Subsec. (b)(3). Pub. L. 115–282, § 123(b)(2), substituted
‘‘section 5102(a)(1)’’ for ‘‘section 2902(a)(1)’’.
2016—Subsec. (b)(2). Pub. L. 114–120, § 102(f)(1), sub-
stituted ‘‘in section 2903’’ for ‘‘in section 569a(e)’’.
Subsec. (b)(3). Pub. L. 114–120, § 102(f)(2), substituted
‘‘under section 2902(a)(1)’’ for ‘‘under section 663(a)(1)’’.
2014—Pub. L. 113–281 amended section generally. Prior
to amendment, section related to submission of report,
not later than Dec. 31, 2011, to appropriate congres-
sional committees on the employment during the pre-
ceding year by Coast Guard contractors of individuals
who were Coast Guard officials in the previous 5-year
period.
2012—Subsec. (a). Pub. L. 112–213 struck out ‘‘and an-
nually thereafter,’’ after ‘‘December 31, 2011,’’.
Statutory Notes and Related Subsidiaries
ADDITIONAL SUBMISSIONS
Pub. L. 114–120, title I, § 101(f), Feb. 8, 2016, 130 Stat.
32, provided that: ‘‘The Commandant of the Coast
Guard shall submit to the Committee on Homeland Se-
curity of the House of Representatives—
‘‘(1) each plan required under section 2904 [now 5104]
of title 14, United States Code, as added by subsection
(a) of this section;
‘‘(2) each pl
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Page 235
TITLE 14—COAST GUARD
§ 5112
Editorial Notes
AMENDMENTS
2021—Pub. L. 116–283 renumbered section 1110 of this
title as this section.
2018—Pub. L. 115–282, § 108(b), renumbered section 569
of this title as this section.
Subsec. (a). Pub. L. 115–232 substituted ‘‘for fiscal
year 2019’’ for ‘‘for fiscal year 2016’’ and struck out
‘‘, on the date on which the President submits to Con-
gress a budget for fiscal year 2019 under such section,’’
after ‘‘section 1105 of title 31’’.
Subsec. (b)(2). Pub. L. 115–282, § 123(b)(2), substituted
‘‘section 5103’’ for ‘‘section 2903’’.
Subsec. (b)(3). Pub. L. 115–282, § 123(b)(2), substituted
‘‘section 5102(a)(1)’’ for ‘‘section 2902(a)(1)’’.
2016—Subsec. (b)(2). Pub. L. 114–120, § 102(f)(1), sub-
stituted ‘‘in section 2903’’ for ‘‘in section 569a(e)’’.
Subsec. (b)(3). Pub. L. 114–120, § 102(f)(2), substituted
‘‘under section 2902(a)(1)’’ for ‘‘under section 663(a)(1)’’.
2014—Pub. L. 113–281 amended section generally. Prior
to amendment, section related to submission of report,
not later than Dec. 31, 2011, to appropriate congres-
sional committees on the employment during the pre-
ceding year by Coast Guard contractors of individuals
who were Coast Guard officials in the previous 5-year
period.
2012—Subsec. (a). Pub. L. 112–213 struck out ‘‘and an-
nually thereafter,’’ after ‘‘December 31, 2011,’’.
Statutory Notes and Related Subsidiaries
ADDITIONAL SUBMISSIONS
Pub. L. 114–120, title I, § 101(f), Feb. 8, 2016, 130 Stat.
32, provided that: ‘‘The Commandant of the Coast
Guard shall submit to the Committee on Homeland Se-
curity of the House of Representatives—
‘‘(1) each plan required under section 2904 [now 5104]
of title 14, United States Code, as added by subsection
(a) of this section;
‘‘(2) each plan required under section 2903(e) [now
5103(e)] of title 14, United States Code, as added by
section 206 of this Act;
‘‘(3) each plan required under section 2902 [now 5102]
of title 14, United States Code, as redesignated by
subsection (d) of this section; and
‘‘(4) each mission need statement required under
section 569 [now 5110] of title 14, United States Code.’’
§ 5111. Report on diversity at Coast Guard Acad-
emy
(a) IN GENERAL.—Not later than January 15,
2021, and annually thereafter, the Commandant
shall submit a report on diversity at the Coast
Guard Academy to the Committee on Transpor-
tation and Infrastructure of the House of Rep-
resentatives and the Committee on Commerce,
Science, and Transportation of the Senate.
(b) CONTENTS.—The report required under sub-
section (a) shall include—
(1) the status of the implementation of the
plan required under section 8272 of the Elijah
E. Cummings Coast Guard Authorization Act
of 2020;
(2) specific information on outreach and re-
cruitment activities for the preceding year, in-
cluding the effectiveness of the Coast Guard
Academy minority outreach team program de-
scribed under section 1905 and of outreach and
recruitment activities in the territories and
other possessions of the United States;
(3) enrollment information about the incom-
ing class, including the gender, race, eth-
nicity, religion, socioeconomic background,
and State of residence of Coast Guard Acad-
emy cadets;
(4) information on class retention, outcomes,
and graduation rates, including the race, gen-
der, ethnicity, religion, socioeconomic back-
ground, and State of residence of Coast Guard
Academy cadets;
(5) information on efforts to retain diverse
cadets, including through professional devel-
opment and professional advancement pro-
grams for staff and faculty; and
(6) a summary of reported allegations of dis-
crimination on the basis of race, color, na-
tional origin, sex, gender, or religion for the
preceding 5 years.
(Added Pub. L. 116–283, div. G, title LVXXXII
[LXXXII], § 8273, Jan. 1, 2021, 134 Stat. 4683.)
Editorial Notes
REFERENCES IN TEXT
Section 8272 of the Elijah E. Cummings Coast Guard
Authorization Act of 2020, referred to in subsec. (b)(1),
is section 8272 of Pub. L. 116–283, div. G, title LVXXXII
[LXXXII], Jan. 1, 2021, 134 Stat. 4681, which is set out as
a note under section 1901 of this title.
§ 5112. Sexual assault and sexual harassment in
the Coast Guard
(a) IN GENERAL.—Not later than January 15 of
each year, the Commandant of the Coast Guard
shall submit a report on the sexual assaults and
incidents of sexual harassment involving mem-
bers of the Coast Guard to the Committee on
Transportation and Infrastructure and the Com-
mittee on Homeland Security of the House of
Representatives and the Committee on Com-
merce, Science, and Transportation of the Sen-
ate.
(b) CONTENTS.—The report required under sub-
section (a) shall contain the following:
(1) The number of sexual assaults and inci-
dents of sexual harassment against members
of the Coast Guard, and the number of sexual
assaults and incidents of sexual harassment by
members of the Coast Guard, that were re-
ported to military officials during the year
covered by such report, and the number of the
cases so reported that were substantiated.
(2) A synopsis of, and the disciplinary action
taken in, each substantiated case.
(3) The policies, procedures, and processes
implemented by the Secretary concerned dur-
ing the year covered by such report in re-
sponse to incidents of sexual assault and sex-
ual harassment involving members of the
Coast Guard concerned.
(4) A plan for the actions that are to be
taken in the year following the year covered
by such report on the prevention of and re-
sponse to sexual assault and sexual harass-
ment involving members of the Coast Guard
concerned.
(5)(A) The number of instances in which a
covered individual was accused of misconduct
or crimes considered collateral to the inves-
tigation of a sexual assault committed against
the individual.
(B) The number of instances in which ad-
verse action was taken against a covered indi-
vidual who was accused of collateral mis-
conduct or crimes as described in subpara-
graph (A).
Page 236
TITLE 14—COAST GUARD
§ 5113
(C) The percentage of investigations of sex-
ual assaults that involved an accusation or ad-
verse action against a covered individual as
described in subparagraphs (A) and (B).
(D) In this paragraph, the term ‘‘covered in-
dividual’’ means an individual who is identi-
fied as a victim of a sexual assault in the case
files of a military criminal investigative orga-
nization.
(Added and amended Pub. L. 116–283, div. G, title
LVXXXV [LXXXV], § 8501(a)(7), Jan. 1, 2021, 134
Stat. 4745.)
Editorial Notes
CODIFICATION
Pub. L. 111–281, title II, § 217, Oct. 15, 2010, 124 Stat.
2917, formerly set out as a note under section 504 of this
title, was redesignated as this section, transferred to
appear after section 5111 of this title, and amended so
that the enumerator, section catchline, typeface, and
typestyle conformed to those appearing in other sec-
tions of this title by Pub. L. 116–283, § 8501(a)(7)(A).
AMENDMENTS
2021—Pub. L. 116–283, § 8501(a)(7)(A), (B)(i), redesig-
nated section 217 of Pub. L. 111–281 as this section,
made technical changes to conform this section to
other sections of this title, and substituted section
catchline for former section catchline ‘‘Report on Sex-
ual Assaults in the Coast Guard’’. See Codification note
above.
Subsec. (b)(5). Pub. L. 116–283, § 8501(a)(7)(B)(ii), added
par. (5).
§ 5113. Officers not on active duty promotion list
Not later than 60 days after the date on which
the President submits to Congress a budget pur-
suant to section 1105 of title 31, the Com-
mandant shall submit to the Committee on
Transportation and Infrastructure of the House
of Representatives and the Committee on Com-
merce, Science, and Transportation of the Sen-
ate the number of Coast Guard officers serving
at other Federal entities on a reimbursable
basis, and the number of Coast Guard officers
who are serving at other Federal agencies on a
non-reimbursable basis, but not on the active
duty promotion list.
(Added Pub. L. 117–263, div. K, title CXII,
§ 11236(b)(1), Dec. 23, 2022, 136 Stat. 4036.)
§ 5114. Expenses of performing and executing de-
fense readiness missions
Not later than 1 year after the date of enact-
ment of this section, and every February 1
thereafter, the Commandant shall submit to the
Committee on Commerce, Science, and Trans-
portation of the Senate and the Committee on
Transportation and Infrastructure of the House
of Representatives a report that adequately rep-
resents a calculation of the annual costs and ex-
penditures of performing and executing all de-
fense readiness mission activities, including—
(1) all expenses related to the Coast Guard’s
coordination, training, and execution of de-
fense readiness mission activities in the Coast
Guard’s capacity as an armed force (as such
term is defined in section 101 of title 10) in
support of Department of Defense national se-
curity operations and activities or for any
other military department or Defense Agency
(as such terms are defined in such section);
(2) costs associated with Coast Guard de-
tachments assigned in support of the defense
readiness mission of the Coast Guard; and
(3) any other related expenses, costs, or mat-
ters the Commandant considers appropriate or
otherwise of interest to Congress.
(Added Pub. L. 117–263, div. K, title CXII,
§ 11256(a), Dec. 23, 2022, 136 Stat. 4056.)
Editorial Notes
REFERENCES IN TEXT
The date of enactment of this section, referred to in
text, is the date of enactment of Pub. L. 117–263, which
was approved Dec. 23, 2022.
§ 5115. Major grants, contracts, or other trans-
actions
(a) NOTIFICATION.—
(1) IN GENERAL.—Subject to subsection (b),
the Commandant shall notify the appropriate
committees of Congress and the Coast Guard
Office of Congressional and Governmental Af-
fairs not later than 3 full business days in ad-
vance of the Coast Guard—
(A) making or awarding a grant allocation
or grant in excess of $1,000,000;
(B) making or awarding a contract, other
transaction agreement, or task or delivery
order for the Coast Guard on the multiple
award contract, or issuing a letter of intent
totaling more than $4,000,000;
(C) awarding a task or delivery order re-
quiring an obligation of funds in an amount
greater than $10,000,000 from multi-year
Coast Guard funds;
(D) making a sole-source grant award; or
(E) announcing publicly the intention to
make or award an item described in subpara-
graph (A), (B), (C), or (D), including a con-
tract covered by the Federal Acquisition
Regulation.
(2) ELEMENT.—A notification under this sub-
section shall include—
(A) the amount of the award;
(B) the fiscal year for which the funds for
the award were appropriated;
(C) the type of contract;
(D) an identification of the entity awarded
the contract, such as the name and location
of the entity; and
(E) the account from which the funds are
to be drawn.
(b) EXCEPTION.—If the Commandant deter-
mines that compliance with subsection (a)
would pose a substantial risk to human life,
health, or safety, the Commandant—
(1) may make an award or issue a letter de-
scribed in such subsection without the notifi-
cation required under such subsection; and
(2) shall notify the appropriate committees
of Congress not later than 5 full business days
after such an award is made or letter issued.
(c) APPLICABILITY.—Subsection (a) shall not
apply to funds that are not available for obliga-
tion.
(d) APPROPRIATE COMMITTEES OF CONGRESS DE-
FINED.—In this section, the term ‘‘appropriate
committees of Congress’’ means—
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Federal law — U.S. Code and appendices · legal_authorities
**(a) In General.—** Not later than January 15 of each year, the Commandant of the Coast Guard shall submit a report on the sexual assaults and incidents of sexual harassment involving members of the Coast Guard to the Committee on Transportation and Infrastructure and the Committee on Homeland Security of the House of Representatives and the Committee on Commerce, Science, and Transportation of the Senate.
**(b) Contents.—** The report required under subsection (a) shall contain the following:
(1) The number of sexual assaults and incidents of sexual harassment against members of the Coast Guard, and the number of sexual assaults and incidents of sexual harassment by members of the Coast Guard, that were reported to military officials during the year covered by such report, and the number of the cases so reported that were substantiated.
(2) A synopsis of, and the disciplinary action taken in, each substantiated case.
(3) The policies, procedures, and processes implemented by the Secretary concerned during the year covered by such report in response to incidents of sexual assault and sexual harassment involving members of the Coast Guard concerned.
(4) A plan for the actions that are to be taken in the year following the year covered by such report on the prevention of and response to sexual assault and sexual harassment involving members of the Coast Guard concerned.
(5)
(A) The number of instances in which a covered individual was accused of misconduct or crimes considered collateral to the investigation of a sexual assault committed against the individual.
(B) The number of instances in which adverse action was taken against a covered individual who was accused of collateral misconduct or crimes as described in subparagraph (A).
(C) The percentage of
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