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9 U.S.C. § 4 — Failure to arbitrate under agreement; peti-
Federal law — U.S. Code and appendices · legal_authorities
Page 2
TITLE 9—ARBITRATION
§ 2
and any State or Territory or foreign nation,
but nothing herein contained shall apply to con-
tracts of employment of seamen, railroad em-
ployees, or any other class of workers engaged
in foreign or interstate commerce.
(July 30, 1947, ch. 392, 61 Stat. 670.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 1, 43 Stat. 883.
Statutory Notes and Related Subsidiaries
SHORT TITLE OF 2022 AMENDMENT
Pub. L. 117–90, § 1, Mar. 3, 2022, 136 Stat. 26, provided
that: ‘‘This Act [enacting chapter 4 of this title,
amending sections 2, 208, and 307 of this title, and en-
acting provisions set out as a note under section 401 of
this title] may be cited as the ‘Ending Forced Arbitra-
tion of Sexual Assault and Sexual Harassment Act of
2021’.’’
§ 2. Validity, irrevocability, and enforcement of
agreements to arbitrate
A written provision in any maritime trans-
action or a contract evidencing a transaction in-
volving commerce to settle by arbitration a con-
troversy thereafter arising out of such contract
or transaction, or the refusal to perform the
whole or any part thereof, or an agreement in
writing to submit to arbitration an existing con-
troversy arising out of such a contract, trans-
action, or refusal, shall be valid, irrevocable,
and enforceable, save upon such grounds as exist
at law or in equity for the revocation of any
contract or as otherwise provided in chapter 4.
(July 30, 1947, ch. 392, 61 Stat. 670; Pub. L. 117–90,
§ 2(b)(1)(A), Mar. 3, 2022, 136 Stat. 27.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 2, 43 Stat. 883.
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–90 inserted ‘‘or as otherwise pro-
vided in chapter 4’’ before period at end.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2022 AMENDMENT
Amendment b
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Page 2
TITLE 9—ARBITRATION
§ 2
and any State or Territory or foreign nation,
but nothing herein contained shall apply to con-
tracts of employment of seamen, railroad em-
ployees, or any other class of workers engaged
in foreign or interstate commerce.
(July 30, 1947, ch. 392, 61 Stat. 670.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 1, 43 Stat. 883.
Statutory Notes and Related Subsidiaries
SHORT TITLE OF 2022 AMENDMENT
Pub. L. 117–90, § 1, Mar. 3, 2022, 136 Stat. 26, provided
that: ‘‘This Act [enacting chapter 4 of this title,
amending sections 2, 208, and 307 of this title, and en-
acting provisions set out as a note under section 401 of
this title] may be cited as the ‘Ending Forced Arbitra-
tion of Sexual Assault and Sexual Harassment Act of
2021’.’’
§ 2. Validity, irrevocability, and enforcement of
agreements to arbitrate
A written provision in any maritime trans-
action or a contract evidencing a transaction in-
volving commerce to settle by arbitration a con-
troversy thereafter arising out of such contract
or transaction, or the refusal to perform the
whole or any part thereof, or an agreement in
writing to submit to arbitration an existing con-
troversy arising out of such a contract, trans-
action, or refusal, shall be valid, irrevocable,
and enforceable, save upon such grounds as exist
at law or in equity for the revocation of any
contract or as otherwise provided in chapter 4.
(July 30, 1947, ch. 392, 61 Stat. 670; Pub. L. 117–90,
§ 2(b)(1)(A), Mar. 3, 2022, 136 Stat. 27.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 2, 43 Stat. 883.
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–90 inserted ‘‘or as otherwise pro-
vided in chapter 4’’ before period at end.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2022 AMENDMENT
Amendment by Pub. L. 117–90 applicable with respect
to any dispute or claim that arises or accrues on or
after Mar. 3, 2022, see section 3 of Pub. L. 117–90, set out
as an Effective Date note under section 401 of this title.
§ 3. Stay of proceedings where issue therein ref-
erable to arbitration
If any suit or proceeding be brought in any of
the courts of the United States upon any issue
referable to arbitration under an agreement in
writing for such arbitration, the court in which
such suit is pending, upon being satisfied that
the issue involved in such suit or proceeding is
referable to arbitration under such an agree-
ment, shall on application of one of the parties
stay the trial of the action until such arbitra-
tion has been had in accordance with the terms
of the agreement, providing the applicant for
the stay is not in default in proceeding with
such arbitration.
(July 30, 1947, ch. 392, 61 Stat. 670.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 3, 43 Stat. 883.
§ 4. Failure to arbitrate under agreement; peti-
tion to United States court having jurisdic-
tion for order to compel arbitration; notice
and service thereof; hearing and determina-
tion
A party aggrieved by the alleged failure, ne-
glect, or refusal of another to arbitrate under a
written agreement for arbitration may petition
any United States district court which, save for
such agreement, would have jurisdiction under
title 28, in a civil action or in admiralty of the
subject matter of a suit arising out of the con-
troversy between the parties, for an order di-
recting that such arbitration proceed in the
manner provided for in such agreement. Five
days’ notice in writing of such application shall
be served upon the party in default. Service
thereof shall be made in the manner provided by
the Federal Rules of Civil Procedure. The court
shall hear the parties, and upon being satisfied
that the making of the agreement for arbitra-
tion or the failure to comply therewith is not in
issue, the court shall make an order directing
the parties to proceed to arbitration in accord-
ance with the terms of the agreement. The hear-
ing and proceedings, under such agreement,
shall be within the district in which the petition
for an order directing such arbitration is filed. If
the making of the arbitration agreement or the
failure, neglect, or refusal to perform the same
be in issue, the court shall proceed summarily
to the trial thereof. If no jury trial be demanded
by the party alleged to be in default, or if the
matter in dispute is within admiralty jurisdic-
tion, the court shall hear and determine such
issue. Where such an issue is raised, the party
alleged to be in default may, except in cases of
admiralty, on or before the return day of the no-
tice of application, demand a jury trial of such
issue, and upon such demand the court shall
make an order referring the issue or issues to a
jury in the manner provided by the Federal
Rules of Civil Procedure, or may specially call a
jury for that purpose. If the jury find that no
agreement in writing for arbitration was made
or that there is no default in proceeding there-
under, the proceeding shall be dismissed. If the
jury find that an agreement for arbitration was
made in writing and that there is a default in
proceeding thereunder, the court shall make an
order summarily directing the parties to pro-
ceed with the arbitration in accordance with the
terms thereof.
(July 30, 1947, ch. 392, 61 Stat. 671; Sept. 3, 1954,
ch. 1263, § 19, 68 Stat. 1233.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 4, 43 Stat. 883.
Editorial Notes
REFERENCES IN TEXT
Federal Rules of Civil Procedure, referred to in text,
are set out in Appendix to Title 28, Judiciary and Judi-
cial Procedure.
AMENDMENTS
1954—Act Sept. 3, 1954, brought section into con-
formity with present terms and practice.
Page 3
TITLE 9—ARBITRATION
§ 10
§ 5. Appointment of arbitrators or umpire
If in the agreement provision be made for a
method of naming or appointing an arbitrator or
arbitrators or an umpire, such method shall be
followed; but if no method be provided therein,
or if a method be provided and any party thereto
shall fail to avail himself of such method, or if
for any other reason there shall be a lapse in the
naming of an arbitrator or arbitrators or um-
pire, or in filling a vacancy, then upon the appli-
cation of either party to the controversy the
court shall designate and appoint an arbitrator
or arbitrators or umpire, as the case may re-
quire, who shall act under the said agreement
with the same force and effect as if he or they
had been specifically named therein; and unless
otherwise provided in the agreement the arbi-
tration shall be by a single arbitrator.
(July 30, 1947, ch. 392, 61 Stat. 671.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 5, 43 Stat. 884.
§ 6. Application heard as motion
Any application to the court hereunder shall
be made and heard in the manner provided by
law for the making and hearing of motions, ex-
cept as otherwise herein expressly provided.
(July 30, 1947, ch. 392, 61 Stat. 671.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 6, 43 Stat. 884.
§ 7. Witnesses before arbitrators; fees; compelling
attendance
The arbitrators selected either as prescribed
in this title or otherwise, or a majority of them,
may summon in writing any person to attend
before them or any of them as a witness and in
a proper case to bring with him or them any
book, record, document, or paper which may be
deemed material as evidence in the case. The
fees for such attendance shall be the same as the
fees of witnesses before masters of the United
States courts. Said summons shall issue in the
name of the arbitrator or arbitrators, or a ma-
jority of them, and shall be signed by the arbi-
trators, or a majority of them, and shall be di-
rected to the said person and shall be served in
the same manner as subpoenas to appear and
testify before the court; if any person or persons
so summoned to testify shall refuse or neglect
to obey said summons, upon petition the United
States district court for the district in which
such arbitrators, or a majority of them, are sit-
ting may compel the attendance of such person
or persons before said arbitrator or arbitrators,
or punish said person or persons for contempt in
the same manner provided by law for securing
the attendance of witnesses or their punishment
for neglect or refusal to attend in the courts of
the United States.
(July 30, 1947, ch. 392, 61 Stat. 672; Oct. 31, 1951,
ch. 655, § 14, 65 Stat. 715.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 7, 43 Stat. 884.
Editorial Notes
AMENDMENTS
1951—Act Oct. 31, 1951, substituted ‘‘United States
district court for’’ for ‘‘United States court in and for’’,
and ‘‘by law for’’ for ‘‘on February 12, 1925, for’’.
§ 8. Proceedings begun by libel in admiralty and
seizure of vessel or property
If the basis of jurisdiction be a cause of action
otherwise justiciable in admiralty, then, not-
withstanding anything herein to the contrary,
the party claiming to be aggrieved may begin
his proceeding hereunder by libel and seizure of
the vessel or other property of the other party
according to the usual course of admiralty pro-
ceedings, and the court shall then have jurisdic-
tion to direct the parties to proceed with the ar-
bitration and shall retain jurisdiction to enter
its decree upon the award.
(July 30, 1947, ch. 392, 61 Stat. 672.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 8, 43 Stat 884.
§ 9. Award of arbitrators; confirmation; jurisdic-
tion; procedure
If the parties in their agreement have agreed
that a judgment of the court shall be entered
upon the award made pursuant to the arbitra-
tion, and shall specify the court, then at any
time within one year after the award is made
any party to the arbitration may apply to the
court so specified for an order confirming the
award, and thereupon the court must grant such
an order unless the award is vacated, modified,
or corrected as prescribed in sections 10 and 11
of this title. If no court is specified in the agree-
ment of the parties, then such application may
be made to the United States court in and for
the district within which such award was made.
Notice of the application shall be served upon
the adverse party, and thereupon the court shall
have jurisdiction of such party as though he had
appeared generally in the proceeding. If the ad-
verse party is a resident of the district within
which the award was made, such service shall be
made upon the adverse party or his attorney as
prescribed by law for service of notice of motion
in an action in the same court. If the adverse
party shall be a nonresident, then the notice of
the application shall be served by the marshal of
any district within which the adverse party may
be found in like manner as other process of the
court.
(July 30, 1947, ch. 392, 61 Stat. 672.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 9, 43 Stat. 885.
§ 10. Same; vacation; grounds; rehearing
(a) In any of the following cases the United
States court in and for the district wherein the
award was made may make an order vacating
the award upon the application of any party to
the arbitration—
(1) where the award was procured by corrup-
tion, fraud, or undue means;
(2) where there was evident partiality or cor-
ruption in the arbitrators, or either of them;
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Federal law — U.S. Code and appendices · legal_authorities
A party aggrieved by the alleged failure, neglect, or refusal of another to arbitrate under a written agreement for arbitration may petition any United States district court which, save for such agreement, would have jurisdiction under title 28, in a civil action or in admiralty of the subject matter of a suit arising out of the controversy between the parties, for an order directing that such arbitration proceed in the manner provided for in such agreement. Five days’ notice in writing of such application shall be served upon the party in default. Service thereof shall be made in the manner provided by the Federal Rules of Civil Procedure. The court shall hear the parties, and upon being satisfied that the making of the agreement for arbitration or the failure to comply therewith is not in issue, the court shall make an order directing the parties to proceed to arbitration in accordance with the terms of the agreement. The hearing and proceedings, under such agreement, shall be within the district in which the petition for an order directing such arbitration is filed. If the making of the arbitration agreement or the failure, neglect, or refusal to perform the same be in issue, the court shall proceed summarily to the trial thereof. If no jury trial be demanded by the party alleged to be in default, or if the matter in dispute is within admiralty jurisdiction, the court shall hear and determine such issue. Where such an issue is raised, the party alleged to be in default may, except in cases of admiralty, on or before the return day of the notice of application, demand a jury trial of such issue, and upon such demand the court shall make an order referring the issue or issues to a jury in the manner provided by the Federal Rules of Civil Procedure, or may specially cal
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Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.