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16 U.S.C. § 1414a — Research
Federal law — U.S. Code and appendices · legal_authorities
Page 1828
TITLE 16—CONSERVATION
§ 1414
recommendations of such additional action to
be taken as may be necessary.
(Pub. L. 92–522, title III, § 303, as added Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1131.)
Editorial Notes
REFERENCES IN TEXT
The Endangered Species Act, referred to in subsec.
(a)(2)(A), probably means the Endangered Species Act
of 1973, Pub. L. 93–205, Dec. 28, 1973, 87 Stat. 884, which
is classified generally to chapter 35 (§ 1531 et seq.) of
this title. For complete classification of this Act to the
Code, see Short Title note set out under section 1531 of
this title and Tables.
PRIOR PROVISIONS
A prior section 1413, Pub. L. 92–522, title III, § 303, as
added Pub. L. 102–523, § 2(a), Oct. 26, 1992, 106 Stat. 3426,
related to research programs prior to repeal by Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1130.
A prior section 303 of Pub. L. 92–522 was renumbered
section 403 and is classified to section 1421b of this
title.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
For effective date of section, see section 8 of Pub. L.
105–42, set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
§ 1414. Repealed. Pub. L. 105–42, § 6(c), Aug. 15,
1997, 111 Stat. 1130
Section, Pub. L. 92–522, title III, § 304, as added Pub.
L. 102–523, § 2(a), Oct. 26, 1992, 106 Stat. 3428, related to
reviews, reports, and recommendations by Secretary of
Commerce.
A prior section 304 of Pub. L. 92–522 was renumbered
section 404 and is classified to section 1421c of this title.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF REPEAL
For effective date of repeal, see section 8 of Pub. L.
105–42, set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
§ 1414a.
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 1414a
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Page 1828
TITLE 16—CONSERVATION
§ 1414
recommendations of such additional action to
be taken as may be necessary.
(Pub. L. 92–522, title III, § 303, as added Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1131.)
Editorial Notes
REFERENCES IN TEXT
The Endangered Species Act, referred to in subsec.
(a)(2)(A), probably means the Endangered Species Act
of 1973, Pub. L. 93–205, Dec. 28, 1973, 87 Stat. 884, which
is classified generally to chapter 35 (§ 1531 et seq.) of
this title. For complete classification of this Act to the
Code, see Short Title note set out under section 1531 of
this title and Tables.
PRIOR PROVISIONS
A prior section 1413, Pub. L. 92–522, title III, § 303, as
added Pub. L. 102–523, § 2(a), Oct. 26, 1992, 106 Stat. 3426,
related to research programs prior to repeal by Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1130.
A prior section 303 of Pub. L. 92–522 was renumbered
section 403 and is classified to section 1421b of this
title.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
For effective date of section, see section 8 of Pub. L.
105–42, set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
§ 1414. Repealed. Pub. L. 105–42, § 6(c), Aug. 15,
1997, 111 Stat. 1130
Section, Pub. L. 92–522, title III, § 304, as added Pub.
L. 102–523, § 2(a), Oct. 26, 1992, 106 Stat. 3428, related to
reviews, reports, and recommendations by Secretary of
Commerce.
A prior section 304 of Pub. L. 92–522 was renumbered
section 404 and is classified to section 1421c of this title.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF REPEAL
For effective date of repeal, see section 8 of Pub. L.
105–42, set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
§ 1414a. Research
(a) Required research
(1) In general
The Secretary shall, in consultation with
the Marine Mammal Commission and the
Inter-American Tropical Tuna Commission,
conduct a study of the effect of intentional en-
circlement (including chase) on dolphins and
dolphin stocks incidentally taken in the
course of purse seine fishing for yellowfin tuna
in the eastern tropical Pacific Ocean. The
study, which shall commence on October 1,
1997, shall consist of abundance surveys as de-
scribed in paragraph (2) and stress studies as
described in paragraph (3), and shall address
the question of whether such encirclement is
having a significant adverse impact on any de-
pleted dolphin stock in the eastern tropical
Pacific Ocean.
(2) Population abundance surveys
The abundance surveys under this sub-
section shall survey the abundance of such de-
pleted stocks and shall be conducted during
each of the calendar years 1998, 1999, and 2000.
(3) Stress studies
The stress studies under this subsection
shall include—
(A) a review of relevant stress-related re-
search and a 3-year series of necropsy sam-
ples from dolphins obtained by commercial
vessels;
(B) a 1-year review of relevant historical
demographic and biological data related to
dolphins and dolphin stocks referred to in
paragraph (1); and
(C) an experiment involving the repeated
chasing and capturing of dolphins by means
of intentional encirclement.
(4) Report
No later than 90 days after publishing the
finding under subsection (g)(2) of section 1385
of this title, the Secretary shall complete and
submit a report containing the results of the
research described in this subsection to the
United States Senate Committee on Com-
merce, Science, and Transportation and the
United States House of Representatives Com-
mittees on Resources and on Commerce, and
to the Inter-American Tropical Tuna Commis-
sion.
(b) Other research
(1) In general
In addition to conducting the research de-
scribed in subsection (a), the Secretary shall,
in consultation with the Marine Mammal
Commission and in cooperation with the na-
tions participating in the International Dol-
phin Conservation Program and the Inter-
American Tropical Tuna Commission, under-
take or support appropriate scientific research
to further the goals of the International Dol-
phin Conservation Program.
(2) Specific areas of research
Research carried out under paragraph (1)
may include—
(A) projects to devise cost-effective fishing
methods and gear so as to reduce, with the
goal of eliminating, the incidental mortality
and serious injury of marine mammals in
connection with commercial purse seine
fishing in the eastern tropical Pacific Ocean;
(B) projects to develop cost-effective meth-
ods of fishing for mature yellowfin tuna
without setting nets on dolphins or other
marine mammals;
(C) projects to carry out stock assessments
for those marine mammal species and ma-
rine mammal stocks taken in the purse
seine fishery for yellowfin tuna in the east-
ern tropical Pacific Ocean, including species
or stocks not within waters under the juris-
diction of the United States; and
(D) projects to determine the extent to
which the incidental take of nontarget spe-
cies, including juvenile tuna, occurs in the
course of purse seine fishing for yellowfin
tuna in the eastern tropical Pacific Ocean,
the geographic location of the incidental
take, and the impact of that incidental take
on tuna stocks and nontarget species.
(c) Authorization of appropriations
(1) There are authorized to be appropriated to
the Secretary the following amounts, to be used
Page 1829
TITLE 16—CONSERVATION
§ 1416
by the Secretary to carry out the research de-
scribed in subsection (a):
(A) $4,000,000 for fiscal year 1998.
(B) $3,000,000 for fiscal year 1999.
(C) $4,000,000 for fiscal year 2000.
(D) $1,000,000 for fiscal year 2001.
(2) In addition to the amount authorized to be
appropriated under paragraph (1), there are au-
thorized to be appropriated to the Secretary for
carrying out this section $3,000,000 for each of
the fiscal years 1998, 1999, 2000, and 2001.
(Pub. L. 92–522, title III, § 304, as added Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1133.)
Editorial Notes
PRIOR PROVISIONS
A prior section 304 of Pub. L. 92–522 was classified to
section 1414 of this title prior to repeal by Pub. L.
105–42.
Statutory Notes and Related Subsidiaries
CHANGE OF NAME
Committee on Commerce of House of Representatives
changed to Committee on Energy and Commerce of
House of Representatives, and jurisdiction over matters
relating to securities and exchanges and insurance gen-
erally transferred to Committee on Financial Services
of House of Representatives by House Resolution No. 5,
One Hundred Seventh Congress, Jan. 3, 2001.
§ 1415. Reports by Secretary
Notwithstanding section 1373(f) of this title,
the Secretary shall submit annual reports to the
Congress which include—
(1) results of research conducted pursuant to
section 1414a of this title;
(2) a description of the status and trends of
stocks of tuna;
(3) a description of the efforts to assess,
avoid, reduce, and minimize the bycatch of ju-
venile yellowfin tuna and bycatch of nontar-
get species;
(4) a description of the activities of the
International Dolphin Conservation Program
and of the efforts of the United States in sup-
port of the Program’s goals and objectives, in-
cluding the protection of dolphin stocks in the
eastern tropical Pacific Ocean, and an assess-
ment of the effectiveness of the Program;
(5) actions taken by the Secretary under sec-
tion 1371(a)(2)(B) of this title and section
1371(d) of this title;
(6) copies of any relevant resolutions and de-
cisions of the Inter-American Tropical Tuna
Commission, and any regulations promulgated
by the Secretary under this subchapter; and
(7) any other information deemed relevant
by the Secretary.
(Pub. L. 92–522, title III, § 305, as added Pub. L.
105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1134.)
Editorial Notes
PRIOR PROVISIONS
A prior section 1415, Pub. L. 92–522, title III, § 305, as
added Pub. L. 102–523, § 2(a), Oct. 26, 1992, 106 Stat. 3428,
related to international commitments, prior to repeal
by Pub. L. 105–42, § 6(c), Aug. 15, 1997, 111 Stat. 1130.
A prior section 305 of Pub. L. 92–522 was renumbered
section 405 and is classified to section 1421d of this
title.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
For effective date of section, see section 8 of Pub. L.
105–42, set out as an Effective Date of 1997 Amendment
note under section 1362 of this title.
§ 1416. Permits
(a) In general
(1) Consistent with the regulations issued pur-
suant to section 1413 of this title, the Secretary
shall issue a permit to a vessel of the United
States authorizing participation in the Inter-
national Dolphin Conservation Program and
may require a permit for the person actually in
charge of and controlling the fishing operation
of the vessel. The Secretary shall prescribe such
procedures as are necessary to carry out this
subsection, including requiring the submission
of—
(A) the name and official number or other
identification of each fishing vessel for which
a permit is sought, together with the name
and address of the owner thereof; and
(B) the tonnage, hold capacity, speed, proc-
essing equipment, and type and quantity of
gear, including an inventory of special equip-
ment required under section 1413 of this title,
with respect to each vessel.
(2) The Secretary is authorized to charge a fee
for granting an authorization and issuing a per-
mit under this section. The level of fees charged
under this paragraph may not exceed the admin-
istrative cost incurred in granting an authoriza-
tion and issuing a permit. Fees collected under
this paragraph shall be available to the Under
Secretary of Commerce for Oceans and Atmos-
phere for expenses incurred in granting author-
izations and issuing permits under this section.
(3) After the effective date of the International
Dolphin Conservation Program Act, no vessel of
the United States shall operate in the yellowfin
tuna fishery in the eastern tropical Pacific
Ocean without a valid permit issued under this
section.
(b) Permit sanctions
(1) In any case in which—
(A) a vessel for which a permit has been
issued under this section has been used in the
commission of an act prohibited under section
1417 of this title;
(B) the owner or operator of any such vessel
or any other person who has applied for or
been issued a permit under this section has
acted in violation of section 1417 of this title;
or
(C) any civil penalty or criminal fine im-
posed on a vessel, owner or operator of a ves-
sel, or other person who has applied for or
been issued a permit under this section has
not been paid or is overdue,
the Secretary may—
(i) revoke any permit with respect to such
vessel, with or without prejudice to the
issuance of subsequent permits;
(ii) suspend such permit for a period of time
considered by the Secretary to be appropriate;
(iii) deny such permit; or
(iv) impose additional conditions or restric-
tions on any permit issued to, or applied for
Cross-references
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Required research**
(1) **In general** — The Secretary shall, in consultation with the Marine Mammal Commission and the Inter-American Tropical Tuna Commission, conduct a study of the effect of intentional encirclement (including chase) on dolphins and dolphin stocks incidentally taken in the course of purse seine fishing for yellowfin tuna in the eastern tropical Pacific Ocean. The study, which shall commence on October 1, 1997, shall consist of abundance surveys as described in paragraph (2) and stress studies as described in paragraph (3), and shall address the question of whether such encirclement is having a significant adverse impact on any depleted dolphin stock in the eastern tropical Pacific Ocean.
(2) **Population abundance surveys** — The abundance surveys under this subsection shall survey the abundance of such depleted stocks and shall be conducted during each of the calendar years 1998, 1999, and 2000.
(3) **Stress studies** — The stress studies under this subsection shall include—
(A) a review of relevant stress-related research and a 3-year series of necropsy samples from dolphins obtained by commercial vessels;
(B) a 1-year review of relevant historical demographic and biological data related to dolphins and dolphin stocks referred to in paragraph (1); and
(C) an experiment involving the repeated chasing and capturing of dolphins by means of intentional encirclement.
(4) **Report** — No later than 90 days after publishing the finding under subsection (g)(2) of [section 1385 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title16-section1385&num=0&edition=prelim), the Secretary shall complete and submit a report containing the results of the research described in this subsection to the United States Senate C
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 1414a
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.