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20 U.S.C. § 1101 — Findings; purpose; and program authority
Federal law — U.S. Code and appendices · legal_authorities
Page 748
TITLE 20—EDUCATION
§ 1101
(5) the differential impact, if any, of the auc-
tion among the States, including between
rural and non-rural States; and
(6) the feasibility of using the mechanism pi-
loted to operate the other loan programs
under part B of this subchapter.
(d) Reports
(1) In general
The Secretary and the Secretary of the
Treasury shall submit to the authorizing com-
mittees—
(A) not later than September 1, 2010, a pre-
liminary report regarding the findings of the
evaluation described in subsection (c);
(B) not later than September 1, 2012, an in-
terim report regarding such findings; and
(C) not later than September 1, 2013, a final
report regarding such findings.
(2) Contents
The Secretary shall include, in each report
required under subparagraphs (A), (B), and (C)
of paragraph (1), any recommendations, that
are based on the findings of the evaluation
under subsection (c), for—
(A) improving the operation and adminis-
tration of the auction; and
(B) improving the operation and adminis-
tration of other loan programs under part B.
(Pub. L. 89–329, title IV, § 499, as added Pub. L.
110–84, title VII, § 701, Sept. 27, 2007, 121 Stat. 808;
amended Pub. L. 110–315, title IV, § 499, Aug. 14,
2008, 122 Stat. 3328.)
Editorial Notes
PRIOR PROVISIONS
A prior section 1099e, Pub. L. 89–329, title IV, § 499A,
as added Pub. L. 110–84, title VIII, § 802, Sept. 27, 2007,
121 Stat. 817, which comprised part J of title IV of Pub.
L. 89–329 and related to investment in historically
Black colleges and universities and other minority-
serving institutions, was transferred to section 1067q of
this title.
AMENDMENTS
2008—Subsec. (b)(3)(B)(iii). Pub. L. 110–315, § 499(1)(A),
added cl. (iii).
Subsec. (b)(3)(G). Pub. L. 110–315, § 499(1)(B)
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Page 748
TITLE 20—EDUCATION
§ 1101
(5) the differential impact, if any, of the auc-
tion among the States, including between
rural and non-rural States; and
(6) the feasibility of using the mechanism pi-
loted to operate the other loan programs
under part B of this subchapter.
(d) Reports
(1) In general
The Secretary and the Secretary of the
Treasury shall submit to the authorizing com-
mittees—
(A) not later than September 1, 2010, a pre-
liminary report regarding the findings of the
evaluation described in subsection (c);
(B) not later than September 1, 2012, an in-
terim report regarding such findings; and
(C) not later than September 1, 2013, a final
report regarding such findings.
(2) Contents
The Secretary shall include, in each report
required under subparagraphs (A), (B), and (C)
of paragraph (1), any recommendations, that
are based on the findings of the evaluation
under subsection (c), for—
(A) improving the operation and adminis-
tration of the auction; and
(B) improving the operation and adminis-
tration of other loan programs under part B.
(Pub. L. 89–329, title IV, § 499, as added Pub. L.
110–84, title VII, § 701, Sept. 27, 2007, 121 Stat. 808;
amended Pub. L. 110–315, title IV, § 499, Aug. 14,
2008, 122 Stat. 3328.)
Editorial Notes
PRIOR PROVISIONS
A prior section 1099e, Pub. L. 89–329, title IV, § 499A,
as added Pub. L. 110–84, title VIII, § 802, Sept. 27, 2007,
121 Stat. 817, which comprised part J of title IV of Pub.
L. 89–329 and related to investment in historically
Black colleges and universities and other minority-
serving institutions, was transferred to section 1067q of
this title.
AMENDMENTS
2008—Subsec. (b)(3)(B)(iii). Pub. L. 110–315, § 499(1)(A),
added cl. (iii).
Subsec. (b)(3)(G). Pub. L. 110–315, § 499(1)(B), added
subpar. (G) and struck out former subpar. (G). Text of
former subpar. (G) read as follows: ‘‘Each eligible lend-
er having a winning bid under subparagraph (F) enters
into an agreement with the Secretary under which the
eligible lender—
‘‘(i) agrees to originate eligible Federal PLUS
Loans under this paragraph to each borrower who—
‘‘(I) seeks an eligible Federal PLUS Loan under
this paragraph to enable a dependent student to at-
tend an institution of higher education within the
State;
‘‘(II) is eligible for an eligible Federal PLUS
Loan; and
‘‘(III) elects to borrow from the eligible lender;
and
‘‘(ii) agrees to accept a special allowance payment
(after the application of section 1087–1(b)(2)(I)(v) of
this title) from the Secretary with respect to the eli-
gible Federal PLUS Loans originated under clause (i)
in the amount proposed in the second lowest winning
bid described in subparagraph (F) for the applicable
State auction.’’
Subsec. (b)(3)(J). Pub. L. 110–315, § 499(1)(C), added sub-
par. (J) and struck out former subpar. (J). Text of
former subpar. (J) read as follows: ‘‘The Secretary
guarantees the eligible Federal PLUS Loans made
under this paragraph against losses resulting from the
default of a parent borrower in an amount equal to 99
percent of the unpaid principal and interest due on the
loan.’’
Subsecs. (c), (d). Pub. L. 110–315, § 499(2), added sub-
secs. (c) and (d).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective Oct. 1, 2007, see section 1(c) of Pub.
L. 110–84, set out as an Effective Date of 2007 Amend-
ment note under section 1070a of this title.
SUBCHAPTER V—DEVELOPING
INSTITUTIONS
Editorial Notes
CODIFICATION
Title V of the Higher Education Act of 1965, com-
prising this subchapter, was originally enacted by Pub.
L. 89–329, Nov. 8, 1965, 79 Stat. 1254; amended Pub. L.
90–35, June 29, 1967, 81 Stat. 81; Pub. L. 90–83, Sept. 11,
1967, 81 Stat. 195; Pub. L. 90–247, Jan. 2, 1968, 81 Stat. 783;
Pub. L. 90–575, Oct. 16, 1968, 82 Stat. 1014; Pub. L. 91–230,
Apr. 13, 1970, 84 Stat. 121; Pub. L. 92–318, June 23, 1972,
86 Stat. 235; Pub. L. 93–380, Aug. 21, 1974, 88 Stat. 484;
Pub. L. 94–482, Oct. 12, 1976, 90 Stat. 2081; Pub. L. 95–43,
June 15, 1977, 91 Stat. 213; Pub. L. 95–561, Nov. 1, 1978, 92
Stat. 2143; Pub. L. 96–49, Aug. 13, 1979, 93 Stat. 351; Pub.
L. 96–88, Oct. 17, 1979, 93 Stat. 668; Pub. L. 96–374, Oct.
3, 1980, 94 Stat. 1367; Pub. L. 97–35, Aug. 13, 1981, 95 Stat.
357; Pub. L. 97–300, Oct. 13, 1982, 96 Stat. 1322; Pub. L.
98–558, Oct. 30, 1984, 98 Stat. 2878; Pub. L. 99–386, Aug. 22,
1986, 100 Stat. 821; Pub. L. 99–498, Oct. 17, 1986, 100 Stat.
1268; Pub. L. 100–50, June 3, 1987, 101 Stat. 335; Pub. L.
101–226, Dec. 12, 1989, 103 Stat. 1928; Pub. L. 102–325, July
23, 1992, 106 Stat. 448; Pub. L. 103–208, Dec. 20, 1993, 107
Stat. 2457; Pub. L. 103–227, Mar. 31, 1994, 108 Stat. 125;
Pub. L. 103–382, Oct. 20, 1994, 108 Stat. 3518. Title V is
shown herein, however, as having been added by Pub. L.
105–244, title V, § 501, Oct. 7, 1998, 112 Stat. 1765, without
reference to those intervening amendments because of
the extensive revision of title V by Pub. L. 105–244.
PART A—HISPANIC-SERVING INSTITUTIONS
Editorial Notes
PRIOR PROVISIONS
A prior part A consisted of sections 1102 to 1102j and
related to State and local programs for teacher excel-
lence prior to the general amendment of this sub-
chapter by Pub. L. 105–244.
§ 1101. Findings; purpose; and program authority
(a) Findings
Congress makes the following findings:
(1) Hispanic Americans are at high risk of
not enrolling or graduating from institutions
of higher education.
(2) Disparities between the enrollment of
non-Hispanic white students and Hispanic stu-
dents in postsecondary education are increas-
ing. Between 1973 and 1994, enrollment of white
secondary school graduates in 4-year institu-
tions of higher education increased at a rate
two times higher than that of Hispanic sec-
ondary school graduates.
(3) Despite significant limitations in re-
sources, Hispanic-serving institutions provide
a significant proportion of postsecondary op-
portunities for Hispanic students.
Page 749
TITLE 20—EDUCATION
§ 1101a
(4) Relative to other institutions of higher
education, Hispanic-serving institutions are
underfunded. Such institutions receive signifi-
cantly less in State and local funding, per full-
time equivalent student, than other institu-
tions of higher education.
(5) Hispanic-serving institutions are suc-
ceeding in educating Hispanic students despite
significant resource problems that—
(A) limit the ability of such institutions to
expand and improve the academic programs
of such institutions; and
(B) could imperil the financial and admin-
istrative stability of such institutions.
(6) There is a national interest in remedying
the disparities described in paragraphs (2) and
(4) and ensuring that Hispanic students have
an equal opportunity to pursue postsecondary
opportunities.
(b) Purpose
The purpose of this subchapter is to—
(1) expand educational opportunities for, and
improve the academic attainment of, Hispanic
students; and
(2) expand and enhance the academic offer-
ings, program quality, and institutional sta-
bility of colleges and universities that are edu-
cating the majority of Hispanic college stu-
dents and helping large numbers of Hispanic
students and other low-income individuals
complete postsecondary degrees.
(c) Program authority
The Secretary shall provide grants and related
assistance to Hispanic-serving institutions to
enable such institutions to improve and expand
their capacity to serve Hispanic students and
other low-income individuals.
(Pub. L. 89–329, title V, § 501, as added Pub. L.
105–244, title V, § 501, Oct. 7, 1998, 112 Stat. 1765.)
Editorial Notes
PRIOR PROVISIONS
A prior section 1101, Pub. L. 89–329, title V, § 500, as
added Pub. L. 102–325, title V, § 501(a), July 23, 1992, 106
Stat. 653, set forth findings of Congress and purpose of
this subchapter, prior to the general amendment of this
subchapter by Pub. L. 105–244.
Another prior section 1101, Pub. L. 89–329, title V,
§ 501, as added Pub. L. 99–498, title V, § 501(a), Oct. 17,
1986, 100 Stat. 1495, related to statement of purpose and
applicability of this subchapter, prior to the general
amendment of this subchapter by Pub. L. 102–325.
Another prior section 1101, Pub. L. 89–329, title V,
§ 511, Nov. 8, 1965, 79 Stat. 1255; Pub. L. 90–35, § 3(a)(3),
(b), June 29, 1967, 81 Stat. 85; Pub. L. 90–575, title II, § 231
(a), (b)(1), Oct. 16, 1968, 82 Stat. 1039; Pub. L. 91–230, title
VIII, §§ 804(b), 805(a), Apr. 13, 1970, 84 Stat. 190, 191; Pub.
L. 92–318, title I, § 141(a)(1)(A), (c)(1)(C), June 23, 1972, 86
Stat. 284, 285; Pub. L. 93–380, title VIII, § 835(a)(1), Aug.
21,
1974,
88
Stat.
605;
Pub.
L.
94–482,
title
I,
§§ 151(a)(5)(A), 152(a), Oct. 12, 1976, 90 Stat. 2152; Pub. L.
96–49, § 6(a), Aug. 13, 1979, 93 Stat. 353; Pub. L. 96–374,
title V, § 501(a), Oct. 3, 1980, 94 Stat. 1459, set forth
statement of purpose and authorization of appropria-
tions for Teacher Corps program, prior to repeal by
Pub. L. 97–35, title V, § 587(a)(2), Aug. 13, 1981, 95 Stat.
480, eff. Oct. 1, 1982.
A prior section 501 of Pub. L. 89–329 was classified to
section 1102 of this title prior to the general amend-
ment of this subchapter by Pub. L. 105–244.
Another prior section 501 of Pub. L. 89–329 was classi-
fied to section 1091 of this title prior to repeal by Pub.
L. 94–482.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Subchapter effective Oct. 1, 1998, except as otherwise
provided in Pub. L. 105–244, see section 3 of Pub. L.
105–244, set out as an Effective Date of 1998 Amendment
note under section 1001 of this title.
NATIONAL JOB BANK FOR TEACHER RECRUITMENT
Pub. L. 102–325, title XIV, § 1412, July 23, 1992, 106
Stat. 822, authorized Secretary of Education to conduct
study on feasibility of establishing national and re-
gional clearinghouses to operate national and regional
teacher job banks and to contract one or more entities
to establish a national or regional teacher job bank
clearinghouse, prior to repeal by Pub. L. 105–332,
§ 6(b)(2), Oct. 31, 1998, 112 Stat. 3128.
TRAINING AND TECHNICAL ASSISTANCE FOR SCHOOL-
BASED DECISIONMAKERS DEMONSTRATION PROGRAM
Pub. L. 102–325, title XV, § 1531, July 23, 1992, 106 Stat.
834, authorized Secretary of Education to make grants
to local education agencies, in consortia with one or
more institutions of higher education, to establish pro-
grams to provide training and technical assistance to
school-based decisionmakers in local education agen-
cies implementing system-wide reform, prior to repeal
by Pub. L. 105–332, § 6(b)(3), Oct. 31, 1998, 112 Stat. 3128.
§ 1101a. Definitions; eligibility
(a) Definitions
For the purpose of this subchapter:
(1) Educational and general expenditures
The term ‘‘educational and general expendi-
tures’’ means the total amount expended by an
institution for instruction, research, public
service, academic support (including library
expenditures), student services, institutional
support, scholarships and fellowships, oper-
ation and maintenance expenditures for the
physical plant, and any mandatory transfers
that the institution is required to pay by law.
(2) Eligible institution
The term ‘‘eligible institution’’ means—
(A) an institution of higher education—
(i) that has an enrollment of needy stu-
dents as required by subsection (b);
(ii) except as provided in section 1103a(b)
of this title, the average educational and
general expenditures of which are low, per
full-time equivalent undergraduate stu-
dent, in comparison with the average edu-
cational and general expenditures per full-
time equivalent undergraduate student of
institutions that offer similar instruction;
(iii) that is—
(I) legally authorized to provide, and
provides within the State, an edu-
cational program for which the institu-
tion awards a bachelor’s degree; or
(II) a junior or community college;
(iv) that is accredited by a nationally
recognized accrediting agency or associa-
tion determined by the Secretary to be re-
liable authority as to the quality of train-
ing offered or that is, according to such an
agency or association, making reasonable
progress toward accreditation;
(v) that meets such other requirements
as the Secretary may prescribe; and
(vi) that is located in a State; and
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Findings** Congress makes the following findings:
(1) Hispanic Americans are at high risk of not enrolling or graduating from institutions of higher education.
(2) Disparities between the enrollment of non-Hispanic white students and Hispanic students in postsecondary education are increasing. Between 1973 and 1994, enrollment of white secondary school graduates in 4-year institutions of higher education increased at a rate two times higher than that of Hispanic secondary school graduates.
(3) Despite significant limitations in resources, Hispanic-serving institutions provide a significant proportion of postsecondary opportunities for Hispanic students.
(4) Relative to other institutions of higher education, Hispanic-serving institutions are underfunded. Such institutions receive significantly less in State and local funding, per full-time equivalent student, than other institutions of higher education.
(5) Hispanic-serving institutions are succeeding in educating Hispanic students despite significant resource problems that—
(A) limit the ability of such institutions to expand and improve the academic programs of such institutions; and
(B) could imperil the financial and administrative stability of such institutions.
(6) There is a national interest in remedying the disparities described in paragraphs (2) and (4) and ensuring that Hispanic students have an equal opportunity to pursue postsecondary opportunities.
**(b) Purpose** The purpose of this subchapter is to—
(1) expand educational opportunities for, and improve the academic attainment of, Hispanic students; and
(2) expand and enhance the academic offerings, program quality, and institutional stability of colleges and universities that are educating the majority of Hispanic college students an
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