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21 U.S.C. § 360ee — Grants and contracts for development of
Federal law — U.S. Code and appendices · legal_authorities
Page 396
TITLE 21—FOOD AND DRUGS
§ 360dd
2017—Subsec. (a). Pub. L. 115–52, § 607(a)(1), sub-
stituted ‘‘the same drug for the same disease or condi-
tion’’ for ‘‘such drug for such disease or condition’’ in
concluding provisions.
Subsec. (b). Pub. L. 115–52, § 607(a)(2)(A), in introduc-
tory provisions, substituted ‘‘During the 7-year period
described in subsection (a) for an approved application
under section 355 of this title or license under section
262 of title 42, the Secretary may approve an applica-
tion or issue a license for a drug that is otherwise the
same, as determined by the Secretary, as the already
approved drug for the same rare disease or condition if’’
for ‘‘If an application filed pursuant to section 355 of
this title is approved for a drug designated under sec-
tion 360bb of this title for a rare disease or condition or
if a license is issued under section 262 of title 42 for
such a drug, the Secretary may, during the seven-year
period beginning on the date of the application ap-
proval or of the issuance of the license, approve an-
other application under section 355 of this title or issue
a license under section 262 of title 42, for such drug for
such disease or condition for a person who is not the
holder of such approved application or of such license
if’’.
Subsec. (b)(1). Pub. L. 115–52, § 607(a)(2)(B), substituted
‘‘of exclusive approval or licensure notice and oppor-
tunity for the submission of views, that during such pe-
riod the holder of the exclusive approval or licensure
cannot ensure’’ for ‘‘notice and opportunity for the sub-
mission of views, that in such period the holder of the
approved application or of the license cannot assure’’.
Subsec. (b)(2). Pub. L. 115–52, § 607(a)(2)(C), substituted
‘‘the holder prov
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Page 396
TITLE 21—FOOD AND DRUGS
§ 360dd
2017—Subsec. (a). Pub. L. 115–52, § 607(a)(1), sub-
stituted ‘‘the same drug for the same disease or condi-
tion’’ for ‘‘such drug for such disease or condition’’ in
concluding provisions.
Subsec. (b). Pub. L. 115–52, § 607(a)(2)(A), in introduc-
tory provisions, substituted ‘‘During the 7-year period
described in subsection (a) for an approved application
under section 355 of this title or license under section
262 of title 42, the Secretary may approve an applica-
tion or issue a license for a drug that is otherwise the
same, as determined by the Secretary, as the already
approved drug for the same rare disease or condition if’’
for ‘‘If an application filed pursuant to section 355 of
this title is approved for a drug designated under sec-
tion 360bb of this title for a rare disease or condition or
if a license is issued under section 262 of title 42 for
such a drug, the Secretary may, during the seven-year
period beginning on the date of the application ap-
proval or of the issuance of the license, approve an-
other application under section 355 of this title or issue
a license under section 262 of title 42, for such drug for
such disease or condition for a person who is not the
holder of such approved application or of such license
if’’.
Subsec. (b)(1). Pub. L. 115–52, § 607(a)(2)(B), substituted
‘‘of exclusive approval or licensure notice and oppor-
tunity for the submission of views, that during such pe-
riod the holder of the exclusive approval or licensure
cannot ensure’’ for ‘‘notice and opportunity for the sub-
mission of views, that in such period the holder of the
approved application or of the license cannot assure’’.
Subsec. (b)(2). Pub. L. 115–52, § 607(a)(2)(C), substituted
‘‘the holder provides’’ for ‘‘such holder provides’’.
Subsecs. (c) to (e). Pub. L. 115–52, § 607(a)(3), added
subsecs. (c) to (e).
2002—Subsec. (a). Pub. L. 107–281, in concluding provi-
sions, struck out ‘‘, of such certification,’’ after ‘‘such
approved application’’ and ‘‘, the issuance of the cer-
tification,’’ after ‘‘approval of the approved applica-
tion’’.
1997—Subsec. (a). Pub. L. 105–115, § 125(b)(2)(J), struck
out ‘‘, issue another certification under section 357 of
this title,’’ before ‘‘or issue another license’’ in closing
provisions, inserted ‘‘or’’ at end of par. (1), redesignated
par. (3) as (2), and struck out former par. (2) which read
as follows: ‘‘issues a certification under section 357 of
this title, or’’.
Subsec. (b). Pub. L. 105–115, § 125(b)(2)(K), in introduc-
tory provisions, struck out ‘‘, if a certification is
issued under section 357 of this title for such a drug,’’
after ‘‘rare disease or condition’’, ‘‘, of the issuance of
the certification under section 357 of this title,’’ after
‘‘application approval’’, ‘‘, issue another certification
under section 357 of this title,’’ after ‘‘application
under section 355 of this title’’, and ‘‘, of such certifi-
cation,’’ after ‘‘approved application’’.
Subsec. (b)(1). Pub. L. 105–115, § 125(b)(2)(K), struck
out ‘‘, of the certification,’’ after ‘‘holder of the ap-
proved application’’.
Subsec. (b)(2). Pub. L. 105–115, § 125(b)(2)(K), struck
out ‘‘, issuance of other certifications,’’ after ‘‘approval
of other applications’’.
1993—Subsec. (b). Pub. L. 103–80 struck out extraneous
comma before ‘‘or issue a license under section 262’’ in
introductory provisions and substituted ‘‘the’’ for
‘‘The’’ at beginning of par. (1).
1985—Pub. L. 99–91, § 2(3), struck out ‘‘unpatented’’ be-
fore ‘‘drugs’’ in section catchline.
Subsec. (a). Pub. L. 99–91, §§ 2(1), 3(a)(3)(A)–(D), struck
out ‘‘or’’ at end of par. (1), added par. (2), redesignated
former par. (2) as (3), struck out ‘‘and for which a
United States Letter of Patent may not be issued’’
after ‘‘rare disease or condition’’, inserted in first sen-
tence ‘‘, issue another certification under section 357 of
this title,’’ after ‘‘section 355 of this title’’ the second
time it appeared, inserted ‘‘, of such certification,’’
after ‘‘holder of such approved application’’, and in-
serted ‘‘, the issuance of the certification,’’ after ‘‘ap-
proval of the approved application’’.
Subsec. (b). Pub. L. 99–91, §§ 2(2), 3(a)(3)(E)–(K), struck
out ‘‘and if a United States Letter of Patent may not
be issued for the drug’’ after ‘‘such a drug’’, substituted
‘‘, if a certification is issued under section 357 of this
title for such a drug, or if a license’’ for ‘‘or a license’’,
inserted ‘‘, of the issuance of the certification under
section 357 of this title,’’ after ‘‘application approval’’,
struck out ‘‘, if the drug is a biological product,’’ be-
fore ‘‘issue a license’’, inserted ‘‘, issue another certifi-
cation under section 357 of this title,’’ after ‘‘section
355 of this title’’, inserted ‘‘, of such certification,’’
after ‘‘holder of such approved application’’, inserted
‘‘, of such certification,’’ after ‘‘application’’ in par. (1),
and inserted ‘‘, issuance of other certifications,’’ after
‘‘other applications’’ in par. (2).
1984—Subsecs. (a), (b). Pub. L. 98–417 substituted ‘‘sec-
tion 355’’ for ‘‘section 355(b)’’ wherever appearing.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 1985 AMENDMENT
Amendment by Pub. L. 99–91 effective Aug. 15, 1985,
see section 8(b) of Pub. L. 99–91, set out as a note under
section 360aa of this title.
CONSTRUCTION
Pub. L. 115–52, title VI, § 607(b), Aug. 18, 2017, 131 Stat.
1050, provided that: ‘‘Nothing in the amendments made
by subsection (a) [amending this section] shall affect
any determination under sections 526 and 527 of the
Federal Food, Drug, and Cosmetic Act (21 U.S.C. 360bb,
360cc) made prior to the date of enactment of the FDA
Reauthorization Act of 2017 [Aug. 18, 2017].’’
§ 360dd. Open protocols for investigations of
drugs for rare diseases or conditions
If a drug is designated under section 360bb of
this title as a drug for a rare disease or condi-
tion and if notice of a claimed exemption under
section 355(i) of this title or regulations issued
thereunder is filed for such drug, the Secretary
shall encourage the sponsor of such drug to de-
sign protocols for clinical investigations of the
drug which may be conducted under the exemp-
tion to permit the addition to the investigations
of persons with the disease or condition who
need the drug to treat the disease or condition
and who cannot be satisfactorily treated by
available alternative drugs.
(June 25, 1938, ch. 675, § 528, as added Pub. L.
97–414, § 2(a), Jan. 4, 1983, 96 Stat. 2051.)
§ 360ee. Grants and contracts for development of
drugs for rare diseases and conditions
(a) Authority of Secretary
The Secretary may make grants to and enter
into contracts with public and private entities
and individuals to assist in (1) defraying the
costs of developing drugs for rare diseases or
conditions, including qualified testing expenses,
(2) defraying the costs of developing medical de-
vices for rare diseases or conditions, (3) defray-
ing the costs of developing medical foods for
rare diseases or conditions, and (4) developing
regulatory science pertaining to the chemistry,
manufacturing, and controls of individualized
medical products to treat individuals with rare
diseases or conditions.
(b) Definitions
For purposes of subsection (a):
(1) The term ‘‘qualified testing’’ means—
(A) human clinical testing—
(i) which is carried out under an exemp-
tion for a drug for a rare disease or condi-
Page 397
TITLE 21—FOOD AND DRUGS
§ 360ee
1 See 2022 Amendment notes below.
tion under section 355(i) of this title (or
regulations issued under such section); and
(ii) which occurs before the date on
which an application with respect to such
drug is submitted under section 355(b) of
this title or under section 262 of title 42;
(B) preclinical testing involving a drug for
a rare disease or condition which occurs
after the date such drug is designated under
section 360bb of this title and before the date
on which an application with respect to such
drug is submitted under section 355(b) of this
title or under section 262 of title 42; and
(C) prospectively planned and designed ob-
servational studies and other analyses con-
ducted to assist in the understanding of the
natural history of a rare disease or condition
and in the development of a therapy, includ-
ing studies and analyses to—
(i) develop or validate a drug develop-
ment tool related to a rare disease or con-
dition; or
(ii) understand the full spectrum of the
disease manifestations, including describ-
ing genotypic and phenotypic variability
and identifying and defining distinct sub-
populations affected by a rare disease or
condition.
(2) The term ‘‘rare disease or condition’’
means (1) in the case of a drug, any disease or
condition which (A) affects less than 200,000
persons in the United States, or (B) affects
more than 200,000 in the United States and for
which there is no reasonable expectation that
the cost of developing and making available in
the United States a drug for such disease or
condition will be recovered from sales in the
United States of such drug, (2) in the case of
a medical device, any disease or condition that
occurs so infrequently in the United States
that there is no reasonable expectation that a
medical device for such disease or condition
will be developed without assistance under
subsection (a), and (3) in the case of a medical
food, any disease or condition that occurs so
infrequently in the United States that there is
no reasonable expectation that a medical food
for such disease or condition will be developed
without assistance under subsection (a). De-
terminations under the preceding sentence
with respect to any drug shall be made on the
basis of the facts and circumstances as of the
date the request for designation of the drug
under section 360bb of this title is made.
(3) The term ‘‘medical food’’ means a food
which is formulated to be consumed or admin-
istered enterally under the supervision of a
physician and which is intended for the spe-
cific dietary management of a disease or con-
dition for which distinctive nutritional re-
quirements, based on recognized scientific
principles, are established by medical evalua-
tion.
(c) Authorization of appropriations
For grants and contracts under subsection (a),
there is authorized to be appropriated $6,904,110
for the period beginning on October 1, 2022 and
ending on December 23, 2022.1
(Pub. L. 97–414, § 5, Jan. 4, 1983, 96 Stat. 2056; Pub.
L. 98–551, § 4(b), Oct. 30, 1984, 98 Stat. 2817; Pub.
L. 99–91, § 5, Aug. 15, 1985, 99 Stat. 391; Pub. L.
100–290, § 3(a)–(c), Apr. 18, 1988, 102 Stat. 90, 91;
Pub. L. 105–115, title I, § 125(b)(2)(N), Nov. 21,
1997, 111 Stat. 2326; Pub. L. 107–281, § 3, Nov. 6,
2002, 116 Stat. 1993; Pub. L. 110–85, title XI,
§ 1112(b), Sept. 27, 2007, 121 Stat. 976; Pub. L.
112–144, title IX, § 906, July 9, 2012, 126 Stat. 1092;
Pub. L. 114–255, div. A, title III, § 3015, Dec. 13,
2016, 130 Stat. 1094; Pub. L. 115–52, title VI, § 603,
Aug. 18, 2017, 131 Stat. 1048; Pub. L. 117–180, div.
F, title V, § 5006, Sept. 30, 2022, 136 Stat. 2167;
Pub. L. 117–229, div. C, title III, § 307, Dec. 16,
2022, 136 Stat. 2312; Pub. L. 117–328, div. FF, title
III, § 3107, Dec. 29, 2022, 136 Stat. 5808.)
Editorial Notes
CODIFICATION
Section was enacted as part of the Orphan Drug Act,
and not as part of the Federal Food, Drug, and Cos-
metic Act which comprises this chapter.
AMENDMENTS
2022—Subsec. (a)(4). Pub. L. 117–328, § 3107(1), added
par. (4).
Subsec. (c). Pub. L. 117–328, § 3107(2), which directed
the substitution of ‘‘$30,000,000 for each of fiscal years
2023 through 2027’’ for ‘‘$6,328,767 for the period begin-
ning on October 1, 2022, and ending on December 23,
2022’’, could not be executed because ‘‘$6,328,767’’ did not
appear after the intervening amendment by Pub. L.
117–229. See below.
Pub. L. 117–229 substituted ‘‘$6,904,110 for the period
beginning on October 1, 2022 and ending on December
23, 2022’’ for ‘‘$6,328,767 for the period beginning on Oc-
tober 1, 2022, and ending on December 16, 2022’’.
Pub. L. 117–180 substituted ‘‘$6,328,767 for the period
beginning on October 1, 2022, and ending on December
16, 2022’’ for ‘‘$30,000,000 for each of fiscal years 2018
through 2022’’.
2017—Subsec. (c). Pub. L. 115–52 substituted ‘‘2018
through 2022’’ for ‘‘2013 through 2017’’.
2016—Subsec. (a)(1). Pub. L. 114–255, § 3015(1), added
par. (1) and struck out former par. (1) which read as fol-
lows: ‘‘defraying the costs of qualified testing expenses
incurred in connection with the development of drugs
for rare diseases and conditions,’’.
Subsec. (b)(1)(C). Pub. L. 114–255, § 3015(2), added sub-
par. (C).
2012—Subsec. (b)(1)(A)(ii). Pub. L. 112–144, § 906(a),
struck out ‘‘after the date such drug is designated
under section 360bb of this title and’’ after ‘‘which oc-
curs’’.
Subsec. (c). Pub. L. 112–144, § 906(b), amended subsec.
(c) generally. Prior to amendment, text read as follows:
‘‘For grants and contracts under subsection (a), there is
authorized to be appropriated $30,000,000 for each of fis-
cal years 2008 through 2012.’’
2007—Subsec. (c). Pub. L. 110–85 amended subsec. (c)
generally. Prior to amendment, subsec. (c) read as fol-
lows: ‘‘For grants and contracts under subsection (a) of
this section, there are authorized to be appropriated
such sums as already have been appropriated for fiscal
year 2002, and $25,000,000 for each of the fiscal years 2003
through 2006.’’
2002—Subsec. (c). Pub. L. 107–281 amended subsec. (c)
generally. Prior to amendment, subsec. (c) read as fol-
lows: ‘‘For grants and contracts under subsection (a) of
this section there are authorized to be appropriated
$10,000,000 for fiscal year 1988, $12,000,000 for fiscal year
1989, $14,000,000 for fiscal year 1990.’’
1997—Subsec. (b)(1)(A)(ii), (B). Pub. L. 105–115 struck
out ‘‘or 357’’ after ‘‘355(b)’’.
1988—Subsec. (a). Pub. L. 100–290, § 3(a)(1), (b)(1), in-
serted ‘‘(1)’’ after ‘‘assist in’’ and added pars. (2) and (3).
Page 398
TITLE 21—FOOD AND DRUGS
§ 360ee
Subsec. (b)(2). Pub. L. 100–290, § 3(a)(2), (b)(2), inserted
‘‘(1) in the case of a drug,’’ after ‘‘means’’, added cls. (2)
and (3), and substituted ‘‘under section 360bb of this
title’’ for ‘‘under this subsection’’ in last sentence.
Subsec. (b)(3). Pub. L. 100–290, § 3(b)(3), added par. (3).
Subsec. (c). Pub. L. 100–290, § 3(c), amended subsec. (c)
generally. Prior to amendment, subsec. (c) read as fol-
lows: ‘‘For grants and contracts under subsection (a) of
this section there are authorized to be appropriated
$4,000,000 for fiscal year 1986, $4,000,000 for fiscal year
1987, and $4,000,000 for fiscal year 1988.’’
1985—Subsec. (a). Pub. L. 99–91, § 5(a)(1), struck out
‘‘clinical’’ before ‘‘testing’’.
Subsec. (b)(1). Pub. L. 99–91, § 5(a)(2), substituted pro-
visions defining ‘‘qualified testing’’ for provisions de-
fining ‘‘qualified clinical testing’’.
Subsec. (c). Pub. L. 99–91, § 5(b), substituted provi-
sions authorizing appropriations for fiscal years 1986 to
1988, for provisions authorizing appropriations for fiscal
years 1983 and the two succeeding fiscal years.
1984—Subsec. (b)(2). Pub. L. 98–551 substituted ‘‘which
(A) affects less than 200,000 persons in the United
States, or (B) affects more than 200,000 in the United
States and for which’’ for ‘‘which occurs so infre-
quently in the United States that’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 1985 AMENDMENT
Amendment by Pub. L. 99–91 effective Oct. 1, 1985, see
section 8(a) of Pub. L. 99–91, set out as a note under sec-
tion 360aa of this title.
GRANTS FOR RESEARCH ON THERAPIES FOR ALS
Pub. L. 117–79, § 2, Dec. 23, 2021, 135 Stat. 1533, provided
that:
‘‘(a) IN
GENERAL.—The Secretary of Health and
Human Services (referred to in this section as the ‘Sec-
retary’) shall award grants to participating entities for
purposes of scientific research utilizing data from ex-
panded access to investigational drugs for individuals
who are not otherwise eligible for clinical trials for the
prevention, diagnosis, mitigation, treatment, or cure of
amyotrophic lateral sclerosis. In the case of a partici-
pating entity seeking such a grant, an expanded access
request must be submitted, and allowed to proceed by
the Secretary, under section 561 of the Federal Food,
Drug, and Cosmetic Act (21 U.S.C. 360bbb) and part 312
of title 21, Code of Federal Regulations (or any suc-
cessor regulations), before the application for such
grant is submitted.
‘‘(b) APPLICATION.—
‘‘(1) IN GENERAL.—A participating entity seeking a
grant under this section shall submit to the Sec-
retary an application at such time, in such manner,
and containing such information as the Secretary
shall specify.
‘‘(2) USE OF DATA.—An application submitted under
paragraph (1) shall include a description of how data
generated through an expanded access request under
section 561 of the Federal Food, Drug, and Cosmetic
Act (21 U.S.C. 360bbb) with respect to the investiga-
tional drug involved will be used to support research
or development related to the prevention, diagnosis,
mitigation, treatment, or cure of amyotrophic lateral
sclerosis.
‘‘(3) NONINTERFERENCE
WITH
CLINICAL
TRIALS.—An
application submitted under paragraph (1) shall in-
clude a description of how the proposed expanded ac-
cess program will be designed so as not to interfere
with patient enrollment in ongoing clinical trials for
investigational therapies for the prevention, diag-
nosis, mitigation, treatment, or cure of amyotrophic
lateral sclerosis.
‘‘(c) SELECTION.—Consistent with sections 406 and 492
of the Public Health Service Act (42 U.S.C. 284a, 289a),
the Secretary shall, in determining whether to award a
grant under this section, confirm that—
‘‘(1) such grant will be used to support a scientific
research objective relating to the prevention, diag-
nosis, mitigation, treatment, or cure of amyotrophic
lateral sclerosis (as described in subsection (a));
‘‘(2) such grant shall not have the effect of dimin-
ishing eligibility for, or impeding enrollment of, on-
going clinical trials for the prevention, diagnosis,
mitigation, treatment, or cure of amyotrophic lateral
sclerosis by determining that individuals who receive
expanded access to investigational drugs through
such a grant are not eligible for enrollment in—
‘‘(A) ongoing clinical trials that are registered on
ClinicalTrials.gov (or successor website), with re-
spect to a drug for the prevention, diagnosis, miti-
gation, treatment, or cure of amyotrophic lateral
sclerosis; or
‘‘(B) clinical trials for the prevention, diagnosis,
mitigation, treatment, or cure of amyotrophic lat-
eral sclerosis for which an exemption under section
505(i) of the Federal Food, Drug, and Cosmetic Act
(21 U.S.C. 355(i)) has been granted by the Food and
Drug Administration and which are expected to
begin enrollment within one year; and
‘‘(3) the resulting project funded by such grant will
allow for equitable access to investigational drugs by
minority and underserved populations.
‘‘(d) USE OF FUNDS.—A participating entity shall use
funds received through the grant—
‘‘(1) to pay the manufacturer or sponsor for the di-
rect costs of the investigational drug, as authorized
under section 312.8(d) of title 21, Code of Federal Reg-
ulations (or successor regulations), to prevent, diag-
nose, mitigate, treat, or cure amyotrophic lateral
sclerosis that is the subject of an expanded access re-
quest described in subsection (a), if such costs are
justified as part of peer review of the grant;
‘‘(2) for the entity’s direct costs incurred in pro-
viding such drug consistent with the research mission
of the grant; or
‘‘(3) for the direct and indirect costs of the entity
in conducting research with respect to such drug.
‘‘(e) DEFINITIONS.—In this section:
‘‘(1) The term ‘participating entity’ means a par-
ticipating clinical trial site or sites sponsored by a
small business concern (as defined in section 3(a) of
the Small Business Act (15 U.S.C. 632(a))) that is the
sponsor of a drug that is the subject of an investiga-
tional new drug application under section 505(i) of the
Federal Food, Drug, and Cosmetic Act (21 U.S.C.
355(i)) to prevent, diagnose, mitigate, treat, or cure
amyotrophic lateral sclerosis.
‘‘(2) The term ‘participating clinical trial’ means a
phase 3 clinical trial conducted pursuant to an ex-
emption under section 505(i) of the Federal Food,
Drug, and Cosmetic Act (21 U.S.C. 355(i)) or section
351(a) of the Public Health Service Act (42 U.S.C.
262(a)) to investigate a drug intended to prevent, di-
agnose, mitigate, treat, or cure amyotrophic lateral
sclerosis.
‘‘(3) The term ‘participating clinical trial site’
means a health care facility, or network of facilities,
at which patients participating in a participating
clinical trial receive an investigational drug through
such trial.
‘‘(f) SUNSET.—The Secretary may not award grants
under this section on or after September 30, 2026.’’
FINDINGS AND PURPOSES
Pub. L. 107–281, § 2, Nov. 6, 2002, 116 Stat. 1992, pro-
vided that:
‘‘(a) FINDINGS.—Congress makes the following find-
ings:
‘‘(1) Rare diseases and disorders are those which af-
fect small patient populations, typically populations
smaller than 200,000 individuals in the United States.
Such diseases and conditions include Huntington’s
disease, amyotrophic lateral sclerosis (Lou Gehrig’s
disease), Tourette syndrome, Crohn’s disease, cystic
fibrosis, cystinosis, and Duchenne muscular dys-
trophy.
‘‘(2) For many years, the 25,000,000 Americans suf-
fering from the over 6,000 rare diseases and disorders
Page 399
TITLE 21—FOOD AND DRUGS
§ 360ff
were denied access to effective medicines because
prescription drug manufacturers could rarely make a
profit from marketing drugs for such small groups of
patients. The prescription drug industry did not ade-
quately fund research into such treatments. Despite
the urgent health need for these medicines, they
came to be known as ‘orphan drugs’ because no com-
panies would commercialize them.
‘‘(3) During the 1970s, an organization called the Na-
tional Organization for Rare Disorders (NORD) was
founded to provide services and to lobby on behalf of
patients with rare diseases and disorders. NORD was
instrumental in pressing Congress for legislation to
encourage the development of orphan drugs.
‘‘(4) The Orphan Drug Act [see Short Title of 1983
Amendments note set out under section 301 of this
title] created financial incentives for the research
and production of such orphan drugs. New Federal
programs at the National Institutes of Health and the
Food and Drug Administration encouraged clinical
research and commercial product development for
products that target rare diseases. An Orphan Prod-
ucts Board was established to promote the develop-
ment of drugs and devices for rare diseases or dis-
orders.
‘‘(5) Before 1983, some 38 orphan drugs had been de-
veloped. Since the enactment of the Orphan Drug Act
[Jan. 4, 1983], more than 220 new orphan drugs have
been approved and marketed in the United States and
more than 800 additional drugs are in the research
pipeline.
‘‘(6) Despite the tremendous success of the Orphan
Drug Act, rare diseases and disorders deserve greater
emphasis in the national biomedical research enter-
prise.
‘‘(7) The Food and Drug Administration supports
small clinical trials through Orphan Products Re-
search Grants. Such grants embody successful part-
nerships of government and industry, and have led to
the development of at least 23 drugs and four medical
devices for rare diseases and disorders. Yet the appro-
priations in fiscal year 2001 for such grants were less
than in fiscal year 1995.
‘‘(b) PURPOSES.—The purpose of this Act [see Short
Title of 2002 Amendments note set out under section 301
of this title] is to increase the national investment in
the development of diagnostics and treatments for pa-
tients with rare diseases and disorders.’’
§ 360ee–1. FDA rare neurodegenerative disease
grant program
The Secretary of Health and Human Services,
acting through the Commissioner of Food and
Drugs, shall award grants and contracts to pub-
lic and private entities to cover the costs of re-
search on, and development of interventions in-
tended to prevent, diagnose, mitigate, treat, or
cure, amyotrophic lateral sclerosis and other
rare neurodegenerative diseases in adults and
children, including costs incurred with respect
to the development and critical evaluation of
tools, methods, and processes—
(1) to characterize such neurodegenerative
diseases and their natural history;
(2) to identify molecular targets for such
neurodegenerative diseases; and
(3) to increase efficiency and productivity of
clinical development of therapies, including
through—
(A) the use of master protocols and adapt-
ive and add-on clinical trial designs; and
(B) efforts to establish new or leverage ex-
isting clinical trial networks.
(Pub. L. 117–79, § 5, Dec. 23, 2021, 135 Stat. 1537.)
Editorial Notes
CODIFICATION
Section was enacted as part of the Accelerating Ac-
cess to Critical Therapies for ALS Act, and not as part
of the Federal Food, Drug, and Cosmetic Act which
comprises this chapter.
§ 360ff. Priority review to encourage treatments
for rare pediatric diseases
(a) Definitions
In this section:
(1) Priority review
The term ‘‘priority review’’, with respect to
a human drug application as defined in section
379g(1) of this title, means review and action
by the Secretary on such application not later
than 6 months after receipt by the Secretary
of such application, as described in the Manual
of Policies and Procedures of the Food and
Drug Administration and goals identified in
the letters described in section 101(b) of the
Prescription Drug User Fee Amendments of
2012.
(2) Priority review voucher
The term ‘‘priority review voucher’’ means a
voucher issued by the Secretary to the sponsor
of a rare pediatric disease product application
that entitles the holder of such voucher to pri-
ority review of a single human drug applica-
tion submitted under section 355(b)(1) of this
title or section 351(a) of the Public Health
Service Act [42 U.S.C. 262(a)] after the date of
approval of the rare pediatric disease product
application.
(3) Rare pediatric disease
The term ‘‘rare pediatric disease’’ means a
disease that meets each of the following cri-
teria:
(A) The disease is a serious or life-threat-
ening disease in which the serious or life-
threatening manifestations primarily affect
individuals aged from birth to 18 years, in-
cluding age groups often called neonates, in-
fants, children, and adolescents.
(B) The disease is a rare disease or condi-
tion, within the meaning of section 360bb of
this title.
(4) Rare pediatric disease product application
The term ‘‘rare pediatric disease product ap-
plication’’ means a human drug application, as
defined in section 379g(1) of this title, that—
(A) is for a drug or biological product that
is for the prevention or treatment of a rare
pediatric disease;
(B)(i) is for such a drug—
(I) that contains no active moiety (as de-
fined by the Secretary in section 314.3 of
title 21, Code of Federal Regulations (or
any successor regulations)) that has been
previously approved in any other applica-
tion under subsection (b)(1), (b)(2), or (j) of
section 355 of this title; and
(II) that is the subject of an application
submitted under section 355(b)(1) of this
title; or
(ii) is for such a biological product—
(I) that contains no active ingredient
that has been previously approved in any
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Small business concerns**
(1) **In general** — For the purposes of this chapter, a small-business concern, including but not limited to enterprises that are engaged in the business of production of food and fiber, ranching and raising of livestock, aquaculture, and all other farming and agricultural related industries, shall be deemed to be one which is independently owned and operated and which is not dominant in its field of operation.
(2) **Establishment of size standards**
(A) *In general* — In addition to the criteria specified in paragraph (1) and subject to the requirements specified under subparagraph (C), the Administrator may specify detailed definitions or standards by which a business concern may be determined to be a small business concern for the purposes of this chapter or any other Act.
(B) *Additional criteria* — The standards described in paragraph (1) may utilize number of employees, dollar volume of business, net worth, net income, a combination thereof, or other appropriate factors.
(C) *Requirements* — Unless specifically authorized by statute, no Federal department (including the Administration when acting pursuant to subparagraph (A)) or agency may prescribe a size standard for categorizing a business concern as a small business concern, unless such proposed size standard—
(i) is proposed after an opportunity for public notice and comment;
(ii) provides for determining—
(I) the size of a manufacturing concern as measured by the manufacturing concern’s average employment based upon employment during each of the manufacturing concern’s pay periods for the preceding 24 months;
(II) the size of a business concern providing services on the basis of the annual average gross receipts of the business concern over
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 632
Stored review status: release_metadata_unconfirmed. The source passage cites 15 U.S.C. § 632. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 769
TITLE 15—COMMERCE AND TRADE
§ 632
Editorial Notes
REFERENCES IN TEXT
This subtitle, referred to in subsec. (a), is subtitle D
(§§ 141–147) of title I of div. K of Pub. L. 108–447, Dec. 8,
2004, 118 Stat. 3453, which enacted this section, amended
sections 637, 648, 657b, and 657c of this title, enacted
provisions set out as note under section 637 of this title,
and amended provisions set out as a note under section
657b of this title. For complete classification of subtitle
D to the Code, see Tables.
CODIFICATION
Section was enacted as part of the Small Business
Reauthorization and Manufacturing Assistance Act of
2004, and also as part of the Consolidated Appropria-
tions Act, 2005, and not as part of the Small Business
Act which comprises this chapter.
§ 632. Definitions
(a) Small business concerns
(1) In general
For the purposes of this chapter, a small-
business concern, including but not limited to
enterprises that are engaged in the business of
production of food and fiber, ranching and
raising of livestock, aquaculture, and all other
farming and agricultural related industries,
shall be deemed to be one which is independ-
ently owned and operated and which is not
dominant in its field of operation.
(2) Establishment of size standards
(A) In general
In addition to the criteria specified in
paragraph (1) and subject to the require-
ments specified under subparagraph (C), the
Administrator may specify detailed defini-
tions or standards by which a business con-
cern may be determined to be a small busi-
ness concern for the purposes of this chapter
or any other Act.
(B) Additional criteria
The standards described in paragraph (1)
may utilize number of employees, dollar vol-
ume of business, net worth, net income, a
combinatio
Source: Supplied 2024 U.S. Code historical extraction · 15 U.S.C. § 632
Stored review status: historical_2024_not_currentness_verified. The source passage cites 15 U.S.C. § 632. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Necessity of effective approval of application** No person shall introduce or deliver for introduction into interstate commerce any new drug, unless an approval of an application filed pursuant to subsection (b) or (j) is effective with respect to such drug.
**(b) Filing application; contents**
(1)
(A) Any person may file with the Secretary an application with respect to any drug subject to the provisions of subsection (a). Such persons shall submit to the Secretary as part of the application—
(i) full reports of investigations which have been made to show whether such drug is safe for use and whether such drug is effective in use;
(ii) a full list of the articles used as components of such drug;
(iii) a full statement of the composition of such drug;
(iv) a full description of the methods used in, and the facilities and controls used for, the manufacture, processing, and packing of such drug;
(v) such samples of such drug and of the articles used as components thereof as the Secretary may require;
(vi) specimens of the labeling proposed to be used for such drug;
(vii) any assessments required under [section 355c of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355c&num=0&edition=prelim); and
(viii) the patent number and expiration date of each patent for which a claim of patent infringement could reasonably be asserted if a person not licensed by the owner of the patent engaged in the manufacture, use, or sale of the drug, and that—
(I) claims the drug for which the applicant submitted the application and is a drug substance (active ingredient) patent or a drug product (formulation or composition) patent; or
(II) claims a method of using such drug for which approv
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 355
Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 355. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 186
TITLE 21—FOOD AND DRUGS
§ 355
§ 355. New drugs
(a) Necessity of effective approval of application
No person shall introduce or deliver for intro-
duction into interstate commerce any new drug,
unless an approval of an application filed pursu-
ant to subsection (b) or (j) is effective with re-
spect to such drug.
(b) Filing application; contents
(1)(A) Any person may file with the Secretary
an application with respect to any drug subject
to the provisions of subsection (a). Such persons
shall submit to the Secretary as part of the ap-
plication—
(i) full reports of investigations which have
been made to show whether such drug is safe
for use and whether such drug is effective in
use;
(ii) a full list of the articles used as compo-
nents of such drug;
(iii) a full statement of the composition of
such drug;
(iv) a full description of the methods used in,
and the facilities and controls used for, the
manufacture, processing, and packing of such
drug;
(v) such samples of such drug and of the arti-
cles used as components thereof as the Sec-
retary may require;
(vi) specimens of the labeling proposed to be
used for such drug;
(vii) any assessments required under section
355c of this title; and
(viii) the patent number and expiration date
of each patent for which a claim of patent in-
fringement could reasonably be asserted if a
person not licensed by the owner of the patent
engaged in the manufacture, use, or sale of the
drug, and that—
(I) claims the drug for which the applicant
submitted the application and is a drug sub-
stance (active ingredient) patent or a drug
product (formulation or composition) pat-
ent; or
(II) claims a method of using such drug for
which approval is sought or has been granted
in the application.
(B) If an a
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 355
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 355. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Request by sponsor; preconditions; “rare disease or condition” defined**
(1) The manufacturer or the sponsor of a drug may request the Secretary to designate the drug as a drug for a rare disease or condition. A request for designation of a drug shall be made before the submission of an application under [section 355(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355/b&num=0&edition=prelim) for the drug, or the submission of an application for licensing of the drug under [section 262 of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section262&num=0&edition=prelim). If the Secretary finds that a drug for which a request is submitted under this subsection is being or will be investigated for a rare disease or condition and—
(A) if an application for such drug is approved under [section 355 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355&num=0&edition=prelim), or
(B) if a license for such drug is issued under [section 262 of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section262&num=0&edition=prelim),
the approval, certification, or license would be for use for such disease or condition, the Secretary shall designate the drug as a drug for such disease or condition. A request for a designation of a drug under this subsection shall contain the consent of the applicant to notice being given by the Secretary under subsection (b) 11 See References in Text note below. respecting the designation of the drug.
(2) For purposes of paragraph (1), the term “rare disease or condition” means any disease or condition which (A) affects less than 200,000 persons in the United States, or (B) affects more than 200,0
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 360bb
Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 360bb. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 394
TITLE 21—FOOD AND DRUGS
§ 360bb
1 See References in Text note below.
‘‘(4) because so few individuals are affected by any
one rare disease or condition, a pharmaceutical com-
pany which develops an orphan drug may reasonably
expect the drug to generate relatively small sales in
comparison to the cost of developing the drug and
consequently to incur a financial loss;
‘‘(5) there is reason to believe that some promising
orphan drugs will not be developed unless changes are
made in the applicable Federal laws to reduce the
costs of developing such drugs and to provide finan-
cial incentives to develop such drugs; and
‘‘(6) it is in the public interest to provide such
changes and incentives for the development of orphan
drugs.’’
§ 360bb. Designation of drugs for rare diseases or
conditions
(a) Request by sponsor; preconditions; ‘‘rare dis-
ease or condition’’ defined
(1) The manufacturer or the sponsor of a drug
may request the Secretary to designate the drug
as a drug for a rare disease or condition. A re-
quest for designation of a drug shall be made be-
fore the submission of an application under sec-
tion 355(b) of this title for the drug, or the sub-
mission of an application for licensing of the
drug under section 262 of title 42. If the Sec-
retary finds that a drug for which a request is
submitted under this subsection is being or will
be investigated for a rare disease or condition
and—
(A) if an application for such drug is ap-
proved under section 355 of this title, or
(B) if a license for such drug is issued under
section 262 of title 42,
the approval, certification, or license would be
for use for such disease or condition, the Sec-
retary shall designate the drug as a drug for
such disease or condition. A request for a des-
i
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 360bb
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 360bb. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Emergency situations** The Secretary may, under appropriate conditions determined by the Secretary, authorize the shipment of investigational drugs or investigational devices for the diagnosis, monitoring, or treatment of a serious disease or condition in emergency situations.
**(b) Individual patient access to investigational products intended for serious diseases** Any person, acting through a physician licensed in accordance with State law, may request from a manufacturer or distributor, and any manufacturer or distributor may, after complying with the provisions of this subsection, provide to such physician an investigational drug or investigational device for the diagnosis, monitoring, or treatment of a serious disease or condition if—
(1) the licensed physician determines that the person has no comparable or satisfactory alternative therapy available to diagnose, monitor, or treat the disease or condition involved, and that the probable risk to the person from the investigational drug or investigational device is not greater than the probable risk from the disease or condition;
(2) the Secretary determines that there is sufficient evidence of safety and effectiveness to support the use of the investigational drug or investigational device in the case described in paragraph (1);
(3) the Secretary determines that provision of the investigational drug or investigational device will not interfere with the initiation, conduct, or completion of clinical investigations to support marketing approval; and
(4) the sponsor, or clinical investigator, of the investigational drug or investigational device submits to the Secretary a clinical protocol consistent with the provisions of section 355(i) or 360j(g) of this title, including any regulations promulgated under
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 360bbb
Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 360bbb. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
Page 414
TITLE 21—FOOD AND DRUGS
§§ 360aaa to 360aaa–6
division thereof from establishing a requirement
with respect to emission of radiation from elec-
tronic products procured for its own use if such
requirement imposes a more restrictive stand-
ard than that required to comply with the other-
wise applicable Federal standard.
(June 25, 1938, ch. 675, § 542, formerly act July 1,
1944, ch. 373, title III, § 542, formerly § 360F, as
added Pub. L. 90–602, § 2(3), Oct. 18, 1968, 82 Stat.
1186; renumbered § 542 and amended Pub. L.
101–629, § 19(a)(1)(B), (2)(H), (3), (4), Nov. 28, 1990,
104 Stat. 4529, 4530; Pub. L. 103–80, § 4(a)(2), Aug.
13, 1993, 107 Stat. 779.)
Editorial Notes
CODIFICATION
Section was classified to section 263n of Title 42, The
Public Health and Welfare, prior to renumbering by
Pub. L. 101–629.
AMENDMENTS
1993—Pub. L. 103–80 amended directory language of
Pub. L. 101–629, § 19(a)(4), which renumbered section
263n of Title 42, The Public Health and Welfare, as this
section.
1990—Pub. L. 101–629, § 19(a)(1)(B), (2)(H), substituted
‘‘section 360kk’’ for ‘‘section 263f’’ and ‘‘this part’’ for
‘‘this subpart’’.
Statutory Notes and Related Subsidiaries
NONINTERFERENCE WITH OTHER FEDERAL AGENCIES
Enactment of this section not to be construed to su-
persede or limit the functions under any other provi-
sion of law of any officer or agency of the United
States, see section 4 of Pub. L. 90–602, set out as a note
under section 360hh of this title.
PART D—DISSEMINATION OF TREATMENT
INFORMATION
§§ 360aaa to 360aaa–6. Omitted
Editorial Notes
CODIFICATION
Sections 360aaa to 360aaa–6 ceased to be effective pur-
suant to section 401(e) of Pub. L. 105–115, set out as an
Effective and Termination Dates note below.
Section 360aaa, act June 25
Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 360bbb
Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 360bbb. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Authority of Secretary** The Secretary may make grants to and enter into contracts with public and private entities and individuals to assist in (1) defraying the costs of developing drugs for rare diseases or conditions, including qualified testing expenses, (2) defraying the costs of developing medical devices for rare diseases or conditions, (3) defraying the costs of developing medical foods for rare diseases or conditions, and (4) developing regulatory science pertaining to the chemistry, manufacturing, and controls of individualized medical products to treat individuals with rare diseases or conditions.
**(b) Definitions** For purposes of subsection (a):
(1) The term “qualified testing” means—
(A) human clinical testing—
(i) which is carried out under an exemption for a drug for a rare disease or condition under [section 355(i) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355/i&num=0&edition=prelim) (or regulations issued under such section); and
(ii) which occurs before the date on which an application with respect to such drug is submitted under [section 355(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355/b&num=0&edition=prelim) or under [section 262 of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section262&num=0&edition=prelim);
(B) preclinical testing involving a drug for a rare disease or condition which occurs after the date such drug is designated under [section 360bb of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section360bb&num=0&edition=prelim) and before the date on which an application with respect to such drug is submitted under [section 355(b) of this title](ht
Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 360ee
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Establishment; acceptance of conditional gifts; functions**
(1) Except as provided in subsection (h), the Secretary shall appoint an advisory council for each national research institute which (A) shall advise, assist, consult with, and make recommendations to the Secretary and the Director of such institute on matters related to the activities carried out by and through the institute and the policies respecting such activities, and (B) shall carry out the special functions prescribed by part C.
(2) Each advisory council for a national research institute may recommend to the Secretary acceptance, in accordance with [section 238 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section238&num=0&edition=prelim), of conditional gifts for study, investigation, or research respecting the diseases, disorders, or other aspect of human health with respect to which the institute was established, for the acquisition of grounds, or for the construction, equipping, or maintenance of facilities for the institute.
(3) Each advisory council for a national research institute—
(A)
(i) may on the basis of the materials provided under [section 289a(b)(2) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section289a/b/2&num=0&edition=prelim) respecting research conducted at the institute, make recommendations to the Director of the institute respecting such research,
(ii) may review applications for grants and cooperative agreements for research or training and for which advisory council approval is required under [section 284(b)(2) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section284/b/2&num=0&edition=prelim) and recommend for approval applications for projec
Source: Supplied U.S. Code snapshot — release unconfirmed · 42 U.S.C. § 284a
Stored review status: release_metadata_unconfirmed. The source passage cites 42 U.S.C. § 284a. This identifies an authority to review, not proof of applicability.