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3 U.S.C. § 5 — Certificate of ascertainment of appointment
Federal law — U.S. Code and appendices · legal_authorities
Page 3
TITLE 3—THE PRESIDENT
§ 5
5723 of Title 5, Government Organization and Employ-
ees, and enacting and amending provisions set out as
notes under section 102 of this title] may be cited as the
‘Presidential Transitions Effectiveness Act’.’’
CONSTITUTIONAL PROVISIONS
Time of choosing electors, see Const. Art. 2, § 1, cl. 3.
[§ 2. Repealed. Pub. L. 117–328, div. P, title I,
§ 102(a), Dec. 29, 2022, 136 Stat. 5233]
Section, act June 25, 1948, ch. 644, 62 Stat. 672, related
to failure to make choice on prescribed day.
§ 3. Number of electors
The number of electors shall be equal to the
number of Senators and Representatives to
which the several States are by law entitled at
the time when the President and Vice President
to be chosen come into office; except, that where
no apportionment of Representatives has been
made after any enumeration, at the time of
choosing electors, the number of electors shall
be according to the then existing apportionment
of Senators and Representatives.
(June 25, 1948, ch. 644, 62 Stat. 672.)
§ 4. Vacancies in electoral college
Each State may, by law enacted prior to elec-
tion day, provide for the filling of any vacancies
which may occur in its college of electors when
such college meets to give its electoral vote.
(June 25, 1948, ch. 644, 62 Stat. 673; Pub. L.
117–328, div. P, title I, § 103, Dec. 29, 2022, 136
Stat. 5234.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 inserted ‘‘enacted prior to elec-
tion day’’ after ‘‘by law’’.
§ 5. Certificate of ascertainment of appointment
of electors
(a) IN GENERAL.—
(1) CERTIFICATION.—Not later than the date
that is 6 days before the time fixed for the
meeting of the electors, the executive of each
State shall issue a certificate of ascertain-
ment of appointmen
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Page 3
TITLE 3—THE PRESIDENT
§ 5
5723 of Title 5, Government Organization and Employ-
ees, and enacting and amending provisions set out as
notes under section 102 of this title] may be cited as the
‘Presidential Transitions Effectiveness Act’.’’
CONSTITUTIONAL PROVISIONS
Time of choosing electors, see Const. Art. 2, § 1, cl. 3.
[§ 2. Repealed. Pub. L. 117–328, div. P, title I,
§ 102(a), Dec. 29, 2022, 136 Stat. 5233]
Section, act June 25, 1948, ch. 644, 62 Stat. 672, related
to failure to make choice on prescribed day.
§ 3. Number of electors
The number of electors shall be equal to the
number of Senators and Representatives to
which the several States are by law entitled at
the time when the President and Vice President
to be chosen come into office; except, that where
no apportionment of Representatives has been
made after any enumeration, at the time of
choosing electors, the number of electors shall
be according to the then existing apportionment
of Senators and Representatives.
(June 25, 1948, ch. 644, 62 Stat. 672.)
§ 4. Vacancies in electoral college
Each State may, by law enacted prior to elec-
tion day, provide for the filling of any vacancies
which may occur in its college of electors when
such college meets to give its electoral vote.
(June 25, 1948, ch. 644, 62 Stat. 673; Pub. L.
117–328, div. P, title I, § 103, Dec. 29, 2022, 136
Stat. 5234.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 inserted ‘‘enacted prior to elec-
tion day’’ after ‘‘by law’’.
§ 5. Certificate of ascertainment of appointment
of electors
(a) IN GENERAL.—
(1) CERTIFICATION.—Not later than the date
that is 6 days before the time fixed for the
meeting of the electors, the executive of each
State shall issue a certificate of ascertain-
ment of appointment of electors, under and in
pursuance of the laws of such State providing
for such appointment and ascertainment en-
acted prior to election day.
(2) FORM
OF
CERTIFICATE.—Each certificate
of ascertainment of appointment of electors
shall—
(A) set forth the names of the electors ap-
pointed and the canvass or other determina-
tion under the laws of such State of the
number of votes given or cast for each per-
son for whose appointment any and all votes
have been given or cast;
(B) bear the seal of the State; and
(C) contain at least one security feature,
as determined by the State, for purposes of
verifying the authenticity of such certifi-
cate.
(b) TRANSMISSION.—It shall be the duty of the
executive of each State—
(1) to transmit to the Archivist of the United
States, immediately after the issuance of a
certificate of ascertainment of appointment of
electors and by the most expeditious method
available, such certificate of ascertainment of
appointment of electors; and
(2) to transmit to the electors of such State,
on or before the day on which the electors are
required to meet under section 7, six dupli-
cate-originals of the same certificate.
(c) TREATMENT
OF
CERTIFICATE
AS
CONCLU-
SIVE.—For purposes of section 15:
(1) IN GENERAL.—
(A) CERTIFICATE ISSUED BY EXECUTIVE.—Ex-
cept as provided in subparagraph (B), a cer-
tificate of ascertainment of appointment of
electors issued pursuant to subsection (a)(1)
shall be treated as conclusive in Congress
with respect to the determination of electors
appointed by the State.
(B) CERTIFICATES
ISSUED
PURSUANT
TO
COURT ORDERS.—Any certificate of ascertain-
ment of appointment of electors required to
be issued or revised by any State or Federal
judicial relief granted prior to the date of
the meeting of electors shall replace and su-
persede any other certificates submitted
pursuant to this section.
(2) DETERMINATION OF FEDERAL QUESTIONS.—
The determination of Federal courts on ques-
tions arising under the Constitution or laws of
the United States with respect to a certificate
of ascertainment of appointment of electors
shall be conclusive in Congress.
(d) VENUE AND EXPEDITED PROCEDURE.—
(1) IN GENERAL.—Any action brought by an
aggrieved candidate for President or Vice
President that arises under the Constitution
or laws of the United States with respect to
the issuance of the certification required
under section (a)(1), or the transmission of
such certification as required under subsection
(b), shall be subject to the following rules:
(A) VENUE.—The venue for such action
shall be the Federal district court of the
Federal district in which the State capital is
located.
(B) 3-JUDGE PANEL.—Such action shall be
heard by a district court of three judges,
convened pursuant to section 2284 of title 28,
United States Code, except that—
(i) the court shall be comprised of two
judges of the circuit court of appeals in
which the district court lies and one judge
of the district court in which the action is
brought; and
(ii) section 2284(b)(2) of such title shall
not apply.
(C) EXPEDITED PROCEDURE.—It shall be the
duty of the court to advance on the docket
and to expedite to the greatest possible ex-
tent the disposition of the action, consistent
with all other relevant deadlines established
by this chapter and the laws of the United
States.
(D)
APPEALS.—Notwithstanding
section
1253 of title 28, United States Code, the final
judgment of the panel convened under sub-
paragraph (B) may be reviewed directly by
the Supreme Court, by writ of certiorari
granted upon petition of any party to the
Page 4
TITLE 3—THE PRESIDENT
§ 6
case, on an expedited basis, so that a final
order of the court on remand of the Supreme
Court may occur on or before the day before
the time fixed for the meeting of electors.
(2)
RULE
OF
CONSTRUCTION.—This
sub-
section—
(A) shall be construed solely to establish
venue and expedited procedures in any ac-
tion brought by an aggrieved candidate for
President or Vice President as specified in
this subsection that arises under the Con-
stitution or laws of the United States; and
(B) shall not be construed to preempt or
displace any existing State or Federal cause
of action.
(June 25, 1948, ch. 644, 62 Stat. 673; Pub. L.
117–328, div. P, title I, § 104(a), Dec. 29, 2022, 136
Stat. 5234.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 amended section generally. Prior
to amendment, text read as follows: ‘‘If any State shall
have provided, by laws enacted prior to the day fixed
for the appointment of the electors, for its final deter-
mination of any controversy or contest concerning the
appointment of all or any of the electors of such State,
by judicial or other methods or procedures, and such
determination shall have been made at least six days
before the time fixed for the meeting of the electors,
such determination made pursuant to such law so ex-
isting on said day, and made at least six days prior to
said time of meeting of the electors, shall be conclu-
sive, and shall govern in the counting of the electoral
votes as provided in the Constitution, and as herein-
after regulated, so far as the ascertainment of the elec-
tors appointed by such State is concerned.’’
§ 6. Duties of Archivist
The certificates of ascertainment of appoint-
ment of electors received by the Archivist of the
United States under section 5 shall—
(1) be preserved for one year;
(2) be a part of the public records of such of-
fice; and
(3) be open to public inspection.
(June 25, 1948, ch. 644, 62 Stat. 673; Oct. 31, 1951,
ch. 655, § 6, 65 Stat. 711; Pub. L. 98–497, title I,
§ 107(e)(1), (2)(A), Oct. 19, 1984, 98 Stat. 2291; Pub.
L. 117–328, div. P, title I, § 105(a), Dec. 29, 2022, 136
Stat. 5236.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 amended section generally. Prior
to amendment, section related to credentials of elec-
tors, transmission to Archivist of the United States
and to Congress, and public inspection.
1984—Pub. L. 98–497 substituted ‘‘Archivist of the
United States’’ for ‘‘Administrator of General Serv-
ices’’ in section catchline and wherever appearing in
text and ‘‘National Archives and Records Administra-
tion’’ for ‘‘General Services Administration’’.
1951—Act Oct. 31, 1951, substituted ‘‘Administrator of
General Services’’ for ‘‘Secretary of State’’ in section
catchline and several places in text, and for ‘‘Secretary
of State of the United States’’ in one place, and ‘‘Gen-
eral Services Administration’’ for ‘‘State Department’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 1984 AMENDMENT
Amendment by Pub. L. 98–497 effective Apr. 1, 1985,
see section 301 of Pub. L. 98–497, set out as a note under
section 2102 of Title 44, Public Printing and Documents.
§ 7. Meeting and vote of electors
The electors of President and Vice President
of each State shall meet and give their votes on
the first Tuesday after the second Wednesday in
December next following their appointment at
such place in each State in accordance with the
laws of the State enacted prior to election day.
(June 25, 1948, ch. 644, 62 Stat. 673; Pub. L.
117–328, div. P, title I, § 106(a), Dec. 29, 2022, 136
Stat. 5236.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 substituted ‘‘Tuesday’’ for
‘‘Monday’’ and ‘‘in accordance with the laws of the
State enacted prior to election day’’ for ‘‘as the legisla-
ture of such State shall direct’’.
CONSTITUTIONAL PROVISIONS
Day of voting by electors, see Const. Art. II, § 1, cl. 3.
Voting by electors, see Const. Amend. XII.
§ 8. Manner of voting
The electors shall vote for President and Vice
President, respectively, in the manner directed
by the Constitution.
(June 25, 1948, ch. 644, 62 Stat. 674.)
§ 9. Certificates of votes for President and Vice
President
The electors shall make and sign six certifi-
cates of all the votes given by them, each of
which certificates shall contain two distinct
lists, one of the votes for President and the
other of the votes for Vice President, and shall
annex to each of the certificates of votes one of
the certificates of ascertainment of appointment
of electors which shall have been furnished to
them by direction of the executive of the State.
(June 25, 1948, ch. 644, 62 Stat. 674; Pub. L.
117–328, div. P, title I, § 104(c)(1), Dec. 29, 2022, 136
Stat. 5236.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–328 substituted ‘‘annex to each of
the certificates of votes one of the certificates of ascer-
tainment of appointment of electors’’ for ‘‘annex to
each of the certificates one of the lists of the electors’’.
§ 10. Sealing and endorsing certificates
The electors shall seal up the certificates of
votes so made by them, together with the an-
nexed certificates of ascertainment of appoint-
ment of electors, and certify upon each that the
lists of all the votes of such State given for
President, and of all the votes given for Vice
President, are contained therein.
(June 25, 1948, ch. 644, 62 Stat. 674; Pub. L.
117–328, div. P, title I, § 106(b), Dec. 29, 2022, 136
Stat. 5236.)
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Federal law — U.S. Code and appendices · legal_authorities
**(a) In General.—**
(1) **Certification.—** — Not later than the date that is 6 days before the time fixed for the meeting of the electors, the executive of each State shall issue a certificate of ascertainment of appointment of electors, under and in pursuance of the laws of such State providing for such appointment and ascertainment enacted prior to election day.
(2) **Form of certificate.—** — Each certificate of ascertainment of appointment of electors shall—
(A) set forth the names of the electors appointed and the canvass or other determination under the laws of such State of the number of votes given or cast for each person for whose appointment any and all votes have been given or cast;
(B) bear the seal of the State; and
(C) contain at least one security feature, as determined by the State, for purposes of verifying the authenticity of such certificate.
**(b) Transmission.—** It shall be the duty of the executive of each State—
(1) to transmit to the Archivist of the United States, immediately after the issuance of a certificate of ascertainment of appointment of electors and by the most expeditious method available, such certificate of ascertainment of appointment of electors; and
(2) to transmit to the electors of such State, on or before the day on which the electors are required to meet under section 7, six duplicate-originals of the same certificate.
**(c) Treatment of Certificate as Conclusive.—** For purposes of section 15:
(1) **In general.—**
(A) *Certificate issued by executive.—* — Except as provided in subparagraph (B), a certificate of ascertainment of appointment of electors issued pursuant to subsection (a)(1) shall be treated as conclusive in Congress with respect to the determination of electors appointed by the State.
(B
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