22 U.S.C. § 4044 — Definitions

Page 1477 TITLE 22—FOREIGN RELATIONS AND INTERCOURSE § 4044 1 See Change of Name note below. tive Date note under section 8401 of Title 5, Govern- ment Organization and Employees. § 4044. Definitions As used in this part, unless otherwise speci- fied, the term— (1) ‘‘annuitant’’ means any individual, in- cluding a former participant or survivor, who meets all requirements for an annuity from the Fund under this chapter or any other Act and who has filed a claim for such annuity; (2) ‘‘child’’ means an individual— (A) who— (i) is an offspring or adopted child of the participant, (ii) is a stepchild or recognized natural child of the participant and who received more than one-half support from the par- ticipant, or (iii) lived with the participant, for whom a petition of adoption was filed by the par- ticipant, and who is adopted by the sur- viving spouse of the participant after the death of the participant; (B) who is unmarried; and (C) who— (i) is under the age of 18 years, (ii) is a student under the age of 22 years (for purposes of this clause, an individual whose 22d birthday occurs before July 1 or after August 31 of the calendar year in which that birthday occurs, and while the individual is a student, is deemed to be- come 22 years of age on the first July 1 which occurs after that birthday), or (iii) is incapable of self-support because of a physical or mental disability which was incurred before the individual reached the age of 18 years; (3) ‘‘court’’ means any court of any State, the District of Columbia, the Commonwealth of Puerto Rico, Guam, the Northern Mariana Islands, or the Virgin Islands, and any Indian court as defined by section 1301(3) of title 25; (4) ‘‘court order’’ means any court decree of divorce or annulment, or any court order or court approved property settlement agreement incident to any court decree of divorce or an- nulment; (5) ‘‘Foreign Service normal cost’’ means the level percentage of payroll required to be de- posited in the Fund to meet the cost of bene- fits payable under the System (computed in accordance with generally accepted actuarial practice on an entry-age basis) less the value of retirement benefits earned under another retirement system for Government employees and less the cost of credit allowed for military and naval service; (6) ‘‘former spouse’’ means a former wife or husband of a participant or former participant who was married to such participant for not less than 10 years during periods of service by that participant which are creditable under section 4056 of this title; (7) ‘‘Fund balance’’ means the sum of— (A) the investments of the Fund calculated at par value, plus (B) the cash balance of the Fund on the books of the Treasury; (8) ‘‘lump-sum credit’’ means the compul- sory and special contributions to the credit of a participant or former participant in the Fund plus interest on such contributions at 4 percent a year compounded annually to De- cember 31, 1976, and after such date, for a par- ticipant who separates from the Service after completing at least 1 year of civilian service and before completing 5 years of such service, at the rate of 3 percent per year to the date of separation (except that interest shall not be paid for a fractional part of a month in the total service or on compulsory and special contributions from an annuitant for recall service or other service performed after the date of separation which forms the basis for annuity); (9) ‘‘military and naval service’’ means hon- orable active service— (A) in the Armed Forces of the United States, (B) in the Regular or Reserve Corps 1 of the Public Health Service after June 30, 1960, or (C) as a commissioned officer of the Na- tional Oceanic and Atmospheric Administra- tion, or a predecessor organization, after June 30, 1961, but does not include service in the National Guard except when ordered to active duty in the service of the United States; (10) ‘‘pro rata share’’, in the case of any former spouse of any participant or former participant, means a percentage which is equal to the percentage that (A) the number of years during which the former spouse was married to the participant during the cred- itable service (creditable under part I or II) of that participant is of (B) the total number of years of such creditable service (creditable under part I or II); (11) ‘‘spousal agreement’’ means any written agreement between— (A) a participant or former participant; and (B) his or her spouse or former spouse; (12) ‘‘student’’ means a child regularly pur- suing a full-time course of study or training in residence in a high school, trade school, tech- nical or vocational institute, junior college, college, university, or comparable recognized educational institution (for purposes of this paragraph, a child who is a student shall not be deemed to have ceased to be a student dur- ing any period between school years, semes- ters, or terms if the period of nonattendance does not exceed 5 calendar months and if the child shows to the satisfaction of the Sec- retary of State that he or she has a bona fide intention of continuing to pursue his or her course of study during the school year, semes- ter, or term immediately following such pe- riod); (13) ‘‘surviving spouse’’ means the surviving wife or husband of a participant or annuitant who was married to the participant or annu- itant for at least 9 months immediately pre- ceding his or her death or is a parent of a child born of the marriage, except that the require- Page 1478 TITLE 22—FOREIGN RELATIONS AND INTERCOURSE § 4044 ment for at least 9 months of marriage shall be deemed satisfied in any case in which the participant or annuitant dies within the appli- cable 9-month period, if— (A) the death of such participant or annu- itant was accidental; or (B) the surviving spouse of such individual had been previously married to the indi- vidual and subsequently divorced and the ag- gregate time married is at least 9 months; (14) ‘‘unfunded liability’’ means the esti- mated excess of the present value of all bene- fits payable from the Fund under this part over the sum of— (A) the present value of deductions to be withheld from the future basic salary of par- ticipants and of future agency contributions to be made on their behalf, plus (B) the present value of Government pay- ments to the Fund under section 4061 of this title, plus (C) the Fund balance as of the date the un- funded liability is determined; and (15) ‘‘special agent’’ means an employee of the Department of State with a primary skill code of 2501— (A) the duties of whose position— (i) are primarily— (I) the investigation, apprehension, or detention of individuals suspected or convicted of offenses against the crimi- nal laws of the United States; or (II) the protection of persons pursuant to section 2709(a)(3) of this title against threats to personal safety; and (ii) are sufficiently rigorous that em- ployment opportunities should be limited to young and physically vigorous individ- uals, as determined by the Secretary of State pursuant to section 4823 of this title; (B) performing duties described in subpara- graph (A) before, on, or after November 13, 1998; or (C) transferred directly to a position which is supervisory or administrative in nature after performing duties described in subpara- graph (A) for at least 3 years. (Pub. L. 96–465, title I, § 804, Oct. 17, 1980, 94 Stat. 2102; Pub. L. 99–335, title IV, §§ 402(a)(2), (3), 403, 404(a), June 6, 1986, 100 Stat. 609, 610; Pub. L. 100–238, title II, § 211, Jan. 8, 1988, 101 Stat. 1773; Pub. L. 105–382, § 2(a)(1), Nov. 13, 1998, 112 Stat. 3406.) Editorial Notes REFERENCES IN TEXT This chapter, referred to in par. (1), was in the origi- nal ‘‘this Act’’, meaning Pub. L. 96–465, Oct. 17, 1980, 94 Stat. 2071, known as the Foreign Service Act of 1980, which is classified principally to this chapter (§ 3901 et seq.). For complete classification of this Act to the Code, see Short Title note set out under section 3901 of this title and Tables. AMENDMENTS 1998—Par. (15). Pub. L. 105–382 added par. (15). 1988—Par. (13). Pub. L. 100–238, § 211(1), which directed the amendment of par. (13) by striking out ‘‘, in the case of death in service or marriage after retirement,’’ was executed by striking out ‘‘, in the case of a death in service or marriage after retirement,’’ after ‘‘annu- itant who’’, as the probable intent of Congress. Pub. L. 100–238, § 211(2), (3), substituted ‘‘9 months’’ for ‘‘one year’’ and inserted before semicolon at end ‘‘, except that the requirement for at least 9 months of marriage shall be deemed satisfied in any case in which the participant or annuitant dies within the applicable 9-month period, if— ‘‘(A) the death of such participant or annuitant was accidental; or ‘‘(B) the surviving spouse of such individual had been previously married to the individual and subse- quently divorced and the aggregate time married is at least 9 months’’. 1986—Pub. L. 99–335, § 402(a)(2), substituted ‘‘part’’ for ‘‘subchapter’’ in provision preceding par. (1). Par. (3). Pub. L. 99–335, § 403, substituted ‘‘, the Dis- trict of Columbia, the Commonwealth of Puerto Rico, Guam, the Northern Mariana Islands, or the Virgin Is- lands, and any Indian court as defined in section 1301(3) of title 25’’ for ‘‘or of the District of Columbia’’. Par. (10). Pub. L. 99–335, § 404(a), inserted ‘‘(creditable under part I or II)’’ after ‘‘creditable service’’ in two places. Par. (14). Pub. L. 99–335, § 402(a)(3), inserted ‘‘under this part’’ after ‘‘payable from the Fund’’ in provision preceding subpar. (A). Statutory Notes and Related Subsidiaries CHANGE OF NAME Reference to Reserve Corps of the Public Health Serv- ice deemed to be a reference to the Ready Reserve Corps, see section 204(c)(3) of Title 42, The Public Health and Welfare. EFFECTIVE DATE OF 1998 AMENDMENT Pub. L. 105–382, § 4, Nov. 13, 1998, 112 Stat. 3409, as amended by Pub. L. 106–554, § 1(a)(4) [div. B, title I, § 145(a)], Dec. 21, 2000, 114 Stat. 2763, 2763A–250, provided that: ‘‘(a) IN GENERAL.—Except as provided in subsection (b), this Act [amending this section and sections 4045, 4046, 4052, 4071a, and 4071d of this title and enacting pro- visions set out as a note under section 3901 of this title] and the amendments made by this Act— ‘‘(1) shall take effect on the date of the enactment of this Act [Nov. 13, 1998]; and ‘‘(2) shall apply with respect to— ‘‘(A) any individual first appointed on or after that date as a special agent who will have any por- tion of such individual’s annuity computed in con- formance with section 806(a)(6) of the Foreign Serv- ice Act [of 1980] [22 U.S.C. 4046(a)(6)]; and ‘‘(B) any individual making an election under subsection (b), subject to the provisions of such subsection. ‘‘(b) ELECTION FOR CURRENT PARTICIPANTS.— ‘‘(1) ELIGIBILITY.—An election under this subsection may be made by any currently employed participant or participant who was serving as of January 1, 1997 under chapter 8 of the Foreign Service Act of 1980 [22 U.S.C. 4041 et seq.] who is serving or has served as a special agent, or by a survivor of a special agent who was eligible to make an election under this section. ‘‘(2) EFFECT OF AN ELECTION.— ‘‘(A) IN GENERAL.—If an individual makes an elec- tion under this subsection, the amendments made by this Act [amending this section and sections 4045, 4046, 4052, 4071a, and 4071d of this title] shall become applicable with respect to such individual, subject to subparagraph (B). ‘‘(B) TREATMENT OF PRIOR SERVICE.— ‘‘(i) SPECIAL CONTRIBUTION.—An individual may, after making the election under this subsection, make a special contribution up to the full amount of the difference between the contributions actu- ally deducted from pay for prior service and the Page 1479 TITLE 22—FOREIGN RELATIONS AND INTERCOURSE § 4045 1 See References in Text note below. deductions that would have been required if the amendments made by this Act had then been in effect. Any special contributions under this clause shall be computed under regulations based on section 805(d) of the Foreign Service Act of 1980 [22 U.S.C. 4045(d)] (as amended by section 2), including provisions relating to the computation of interest. ‘‘(ii) ACTUARIAL REDUCTION.— ‘‘(I) RULE IF THE SPECIAL CONTRIBUTION IS PAID.—If the full amount of the special con- tribution under clause (i) is paid, no reduction under this clause shall apply. ‘‘(II) RULE IF LESS THAN THE ENTIRE AMOUNT IS PAID.—If no special contribution under clause (i) is paid, or if less than the entire amount of such special contribution is paid, the recom- puted annuity shall be reduced by an amount sufficient to make up the actuarial present value of the shortfall. ‘‘(c) REGULATIONS AND NOTICE.—Not later than 6 months after the date of the enactment of this Act [Nov. 13, 1998], the Secretary of State— ‘‘(1) shall promulgate such regulations as may be necessary to carry out this Act; and ‘‘(2) shall take measures reasonably designed to provide notice to participants as to any rights they might have under this Act. ‘‘(d) ELECTION DEADLINE.—An election under sub- section (b) must be made not later than 90 days after the date on which the relevant notice under subsection (c)(2) is provided. ‘‘(e) DEFINITION.—For purposes of this section, the term ‘special agent’ has the meaning given such term under section 804(15) of the Foreign Service Act of 1980 (22 U.S.C. 4044(15)), as amended by section 2(a).’’ [Pub. L. 106–554, § 1(a)(4) [div. B, title I, § 145(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–250, provided that: ‘‘The amendment made by this section [amending section 4 of Pub. L. 105–382, set out above] shall take effect on January 1, 2001.’’] EFFECTIVE DATE OF 1988 AMENDMENT Amendment by Pub. L. 100–238 effective 90 days after Jan. 8, 1988, see section 261(a) of Pub. L. 100–238, set out as a note under section 4054 of this title. EFFECTIVE DATE OF 1986 AMENDMENT Amendment by Pub. L. 99–335 effective Jan. 1, 1987, see section 702(a) of Pub. L. 99–335, set out as an Effec- tive Date note under section 8401 of Title 5, Govern- ment Organization and Employees. § 4045. Contributions to Fund (a) Rates and sources; deposits in Fund (1) Except as otherwise provided in this sec- tion, 7.25 percent of the basic salary received by each participant shall be deducted from the sal- ary and contributed to the Fund for the pay- ment of annuities, cash benefits, refunds, and al- lowances. The contribution by the employing agency shall be a percentage of basic salary equal to the percentage in effect under section 7001(d)(1) of the Balanced Budget Act of 1997 (Public Law 105–33; 22 U.S.C. 4045 note), and sec- tion 505(h) of the Department of Transportation and Related Agencies Appropriations Act, 2001 (as enacted by Public Law 106–346; 114 Stat. 1356A–54), plus .25 percent of basic salary, and shall be made from the appropriations or fund used for payment of the salary of the partici- pant. The employing agency shall deposit in the Fund the amounts deducted and withheld from basic salary and the amounts contributed by the employing agency. (2) Notwithstanding the percentage limitation contained in paragraph (1) of this subsection— (A) the employing agency shall deduct and withhold from the basic pay of a Foreign Serv- ice criminal investigator/inspector of the Of- fice of the Inspector General, Agency for International Development, who is qualified to have his annuity computed in the same man- ner as that of a law enforcement officer pursu- ant to section 8339(d) of title 5, an amount equal to that to be withheld from a law en- forcement officer pursuant to section 8334(a)(1) of title 5, plus an amount equal to .25 percent of basic pay. The amounts so deducted shall be contributed to the Fund for the payment of annuities, cash benefits, refunds, and allow- ances. An equal amount shall be contributed by the employing agency from the appropria- tions or fund used for payment of the salary of the participant. The employing agency shall deposit in the Fund the amount deducted and withheld from basic salary and amounts con- tributed by the employing agency. (B) The employing agency shall deduct and withhold from the basic pay of a Foreign Serv- ice criminal investigator/inspector of the Of- fice of the Inspector General, Agency for International Development, who is qualified to have his annuity computed pursuant to sec- tion 8415(e) of title 5, an amount equal to that to be withheld from a law enforcement officer pursuant to section 8422(a)(2)(B) 1 of title 5, plus an amount equal to .25 percent of basic pay. The amounts so deducted shall be con- tributed to the Fund for the payment of annu- ities, cash benefits, refunds, and allowances. An equal amount shall be contributed by the employing agency from the appropriations or fund used for payment of the salary of the par- ticipant. The employing agency shall deposit in the Fund the amounts deducted and with- held from basic salary and amounts contrib- uted by the employing agency. (3) For service as a special agent, paragraph (1) shall be applied by substituting for ‘‘7 percent’’ the percentage that applies to law enforcement officers under section 8334(a)(1) of title 5, plus .25 percent. (b) Consent to deduction; discharge and acquit- tance of claims and demands Each participant shall be deemed to consent and agree to such deductions from basic salary. Payment less such deductions shall be a full and complete discharge and acquittance of all claims and demands whatsoever for all regular services during the period covered by such pay- ment, except the right to the benefits to which the participant shall be entitled under this chapter, notwithstanding any law, rule, or regu- lation affecting the salary of the individual. (c) Transfer of contributions from other Govern- ment retirement fund (1) If a member of the Service who is under an- other retirement system for Government em- ployees becomes a participant in the System by direct transfer, the total contributions and de- posits of that member that would otherwise be refundable on separation (except voluntary con- tributions), including interest thereon, shall be