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42 U.S.C. § 1397gg — Strategic objectives and performance

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42 U.S.C. § 1397gg — Strategic objectives and performance

Page 4494 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397gg 1 So in original. There are two closing parentheses for the opening parenthesis preceding ‘‘relating’’. (Aug. 14, 1935, ch. 531, title XXI, § 2106, as added Pub. L. 105–33, title IV, § 4901(a), Aug. 5, 1997, 111 Stat. 563.) § 1397gg. Strategic objectives and performance goals; plan administration (a) Strategic objectives and performance goals (1) Description A State child health plan shall include a de- scription of— (A) the strategic objectives, (B) the performance goals, and (C) the performance measures, the State has established for providing child health assistance to targeted low-income chil- dren under the plan and otherwise for maxi- mizing health benefits coverage for other low- income children and children generally in the State. (2) Strategic objectives Such plan shall identify specific strategic objectives relating to increasing the extent of creditable health coverage among targeted low-income children and other low-income children. (3) Performance goals Such plan shall specify one or more perform- ance goals for each such strategic objective so identified. (4) Performance measures Such plan shall describe how performance under the plan will be— (A) measured through objective, independ- ently verifiable means, and (B) compared against performance goals, in order to determine the State’s perform- ance under this subchapter. (b) Records, reports, audits, and evaluation (1) Data collection, records, and reports A State child health plan shall include an assurance that the State will collect the data, maintain the records, and furnish the reports to the Secretary, at the times and in the standardized format the Secretary may re- quire in order to enable the Secretary to

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Page 4494 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397gg 1 So in original. There are two closing parentheses for the opening parenthesis preceding ‘‘relating’’. (Aug. 14, 1935, ch. 531, title XXI, § 2106, as added Pub. L. 105–33, title IV, § 4901(a), Aug. 5, 1997, 111 Stat. 563.) § 1397gg. Strategic objectives and performance goals; plan administration (a) Strategic objectives and performance goals (1) Description A State child health plan shall include a de- scription of— (A) the strategic objectives, (B) the performance goals, and (C) the performance measures, the State has established for providing child health assistance to targeted low-income chil- dren under the plan and otherwise for maxi- mizing health benefits coverage for other low- income children and children generally in the State. (2) Strategic objectives Such plan shall identify specific strategic objectives relating to increasing the extent of creditable health coverage among targeted low-income children and other low-income children. (3) Performance goals Such plan shall specify one or more perform- ance goals for each such strategic objective so identified. (4) Performance measures Such plan shall describe how performance under the plan will be— (A) measured through objective, independ- ently verifiable means, and (B) compared against performance goals, in order to determine the State’s perform- ance under this subchapter. (b) Records, reports, audits, and evaluation (1) Data collection, records, and reports A State child health plan shall include an assurance that the State will collect the data, maintain the records, and furnish the reports to the Secretary, at the times and in the standardized format the Secretary may re- quire in order to enable the Secretary to mon- itor State program administration and com- pliance and to evaluate and compare the effec- tiveness of State plans under this subchapter. (2) State assessment and study A State child health plan shall include a de- scription of the State’s plan for the annual as- sessments and reports under section 1397hh(a) of this title and the evaluation required by section 1397hh(b) of this title. (3) Audits A State child health plan shall include an assurance that the State will afford the Sec- retary access to any records or information re- lating to the plan for the purposes of review or audit. (c) Program development process A State child health plan shall include a de- scription of the process used to involve the pub- lic in the design and implementation of the plan and the method for ensuring ongoing public in- volvement. (d) Program budget A State child health plan shall include a de- scription of the budget for the plan. The descrip- tion shall be updated periodically as necessary and shall include details on the planned use of funds and the sources of the non-Federal share of plan expenditures, including any require- ments for cost-sharing by beneficiaries. (e) Application of certain general provisions The following sections of this chapter shall apply to States under this subchapter in the same manner as they apply to a State under subchapter XIX: (1) Subchapter XIX provisions (A) Section 1396a(a)(4)(C) of this title (relat- ing to conflict of interest standards). (B) Section 1396a(a)(25) of this title (relating to third party liability). (C) Section 1396a(a)(39) of this title (relating to termination of participation of certain pro- viders). (D) Section 1396a(a)(78) of this title (relating to enrollment of providers participating in State plans providing medical assistance on a fee-for-service basis). (E) Section 1396a(a)(72) of this title (relating to limiting FQHC contracting for provision of dental services). (F) Section 1396a(a)(73) of this title (relating to requiring certain States to seek advice from designees of Indian Health Programs and Urban Indian Organizations). (G) Subsections (a)(77) and (kk) of section 1396a of this title (relating to provider and supplier screening, oversight, and reporting requirements). (H) Section 1396a(e)(13) of this title (relating to the State option to rely on findings from an Express Lane agency to help evaluate a child’s eligibility for medical assistance). (I) Section 1396a(e)(14) of this title (relating to income determined using modified adjusted gross income and household income). (J) Paragraphs (5) and (16) of section 1396a(e) of this title (relating to the State option to provide medical assistance consisting of full benefits during pregnancy and throughout the 12-month postpartum period under subchapter XIX),1 if the State provides child health assist- ance for targeted low-income children who are pregnant or to targeted low-income pregnant women and the State has elected to apply such paragraph (16) with respect to pregnant women under subchapter XIX, the provision of assist- ance under the State child health plan or waiver for targeted low-income children or targeted low-income pregnant women during pregnancy and the 12-month postpartum pe- riod shall be required and not at the option of the State and shall include coverage of all items or services provided to a targeted low- income child or targeted low-income pregnant woman (as applicable) under the State child health plan or waiver).1 (K) Section 1396a(e)(12) of this title (relating to 1 year of continuous eligibility for chil- Page 4495 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397gg dren), except that a targeted low-income child enrolled under the State child health plan or waiver may be transferred to the Medicaid program under subchapter XIX for the remain- ing duration of the 12-month continuous eligi- bility period, if the child becomes eligible for full benefits under subchapter XIX during such period. (L) Section 1396a(bb) of this title (relating to payment for services provided by Federally- qualified health centers and rural health clin- ics). (M) Section 1396a(ff) of this title (relating to disregard of certain property for purposes of making eligibility determinations). (N) Paragraphs (2), (16), and (17) of section 1396b(i) of this title (relating to limitations on payment). (O) Section 1396b(m)(3) of this title (relating to limitation on payment with respect to man- aged care). (P) Paragraph (4) of section 1396b(v) of this title (relating to optional coverage of cat- egories of lawfully residing immigrant chil- dren or pregnant women), but only if the State has elected to apply such paragraph with re- spect to such category of children or pregnant women under subchapter XIX. (Q) Section 1396b(w) of this title (relating to limitations on provider taxes and donations). (R) Section 1396r–1a of this title (relating to presumptive eligibility for children). (S) Subsections (a)(2)(C) (relating to Indian enrollment), (d)(5) (relating to contract re- quirement for managed care entities), (d)(6) (relating to enrollment of providers partici- pating with a managed care entity), and (h) (relating to special rules with respect to In- dian enrollees, Indian health care providers, and Indian managed care entities) of section 1396u–2 of this title. (T) Section 1396w–2 of this title (relating to authorization to receive data directly relevant to eligibility determinations). (U) Section 1396w–3(b) of this title (relating to coordination with State Exchanges and the State Medicaid agency). (2) Subchapter XI provisions (A) Section 1315 of this title (relating to waiver authority). (B) Section 1316 of this title (relating to ad- ministrative and judicial review), but only in- sofar as consistent with this subchapter. (C) Section 1320a–3 of this title (relating to disclosure of ownership and related informa- tion). (D) Section 1320a–5 of this title (relating to disclosure of information about certain con- victed individuals). (E) Section 1320a–7a of this title (relating to civil monetary penalties). (F) Section 1320a–7b(d) of this title (relating to criminal penalties for certain additional charges). (G) Section 1320b–2 of this title (relating to periods within which claims must be filed). (f) Limitation of waiver authority Notwithstanding subsection (e)(2)(A) and sec- tion 1315(a) of this title: (1) The Secretary may not approve a waiver, experimental, pilot, or demonstration project that would allow funds made available under this subchapter to be used to provide child health assistance or other health benefits cov- erage to a nonpregnant childless adult or a parent (as defined in section 1397kk(c)(2)(A) of this title), who is not pregnant, of a targeted low-income child. (2) The Secretary may not approve, extend, renew, or amend a waiver, experimental, pilot, or demonstration project with respect to a State after February 4, 2009, that would waive or modify the requirements of section 1397kk of this title. (g) Use of blended risk pools (1) In general Nothing in this subchapter (or any other provision of Federal law) shall be construed as preventing a State from considering children enrolled in a qualified CHIP look-alike pro- gram and children enrolled in a State child health plan under this subchapter (or a waiver of such plan) as members of a single risk pool. (2) Qualified CHIP look-alike program In this subsection, the term ‘‘qualified CHIP look-alike program’’ means a State program— (A) under which children who are under the age of 19 and are not eligible to receive medical assistance under subchapter XIX or child health assistance under this sub- chapter may purchase coverage through the State that provides benefits that are at least identical to the benefits provided under the State child health plan under this sub- chapter (or a waiver of such plan); and (B) that is funded exclusively through non- Federal funds, including funds received by the State in the form of premiums for the purchase of such coverage. (Aug. 14, 1935, ch. 531, title XXI, § 2107, as added Pub. L. 105–33, title IV, § 4901(a), Aug. 5, 1997, 111 Stat. 565; amended Pub. L. 106–554, § 1(a)(6) [title VIII, § 803], Dec. 21, 2000, 114 Stat. 2763, 2763A–582; Pub. L. 109–171, title VI, § 6102(a), Feb. 8, 2006, 120 Stat. 131; Pub. L. 111–3, title I, § 112(a)(2)(A), title II, §§ 203(a)(2), (d)(2), 214(b), title V, §§ 501(d)(2), 503(a)(1), Feb. 4, 2009, 123 Stat. 33, 46, 49, 57, 87, 89; Pub. L. 111–5, div. B, title V, § 5006(b)(2), (d)(2), (e)(2)(B), Feb. 17, 2009, 123 Stat. 506, 510; Pub. L. 111–148, title II, § 2101(d)(2), (e), title VI, § 6401(c), Mar. 23, 2010, 124 Stat. 287, 753; Pub. L. 111–152, title I, § 1004(b)(2)(B), Mar. 30, 2010, 124 Stat. 1034; Pub. L. 111–309, title II, § 205(f)(2), Dec. 15, 2010, 124 Stat. 3291; Pub. L. 114–255, div. A, title V, § 5005(c)(1), Dec. 13, 2016, 130 Stat. 1194; Pub. L. 115–120, div. C, § 3002(g)(1), Jan. 22, 2018, 132 Stat. 35; Pub. L. 115–123, div. E, title XII, § 53102(d)(1), Feb. 9, 2018, 132 Stat. 299; Pub. L. 117–2, title IX, § 9822(a)(1), Mar. 11, 2021, 135 Stat. 220; Pub. L. 117–328, div. FF, title V, §§ 5112(b), 5123(c), Dec. 29, 2022, 136 Stat. 5940, 5946.) AMENDMENT OF SUBSECTION (e)(1)(G) Pub. L. 117–328, div. FF, title V, § 5123(c), (d), Dec. 29, 2022, 136 Stat. 5946, provided that, ef- fective July 1, 2025, subsection (e)(1)(G) of this section is amended by inserting ‘‘and subsection (a)(83) of section 1396a of this title (relating to searchable directories of the providers described in subsection (mm) of such section)’’ before the period at end. See 2022 Amendment note below. Page 4496 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397gg Editorial Notes CODIFICATION Amendment by section 501(d)(2) of Pub. L. 111–3 exe- cuted after amendment by section 214(b) of Pub. L. 111–3 to reflect the probable intent of Congress, not- withstanding section 501(d)(3) of Pub. L. 111–3, set out as an Effective Date of 2009 Amendment note under sec- tion 1396a of this title. AMENDMENTS 2022—Subsec. (e)(1)(G). Pub. L. 117–328, § 5123(c), in- serted ‘‘and subsection (a)(83) of section 1396a of this title (relating to searchable directories of the providers described in subsection (mm) of such section)’’ before period at end. Subsec. (e)(1)(K) to (U). Pub. L. 117–328, § 5112(b), added subpar. (K) and redesignated former subpars. (K) to (T) as (L) to (U), respectively. 2021—Subsec. (e)(1)(J) to (T). Pub. L. 117–2 added sub- par. (J) and redesignated former subpars. (J) to (S) as (K) to (T), respectively. 2018—Subsec. (e)(1)(B) to (S). Pub. L. 115–123 added subpar. (B) and redesignated former subpars. (B) to (R) as (C) to (S), respectively. Subsec. (g). Pub. L. 115–120 added subsec. (g). 2016—Subsec. (e)(1)(B) to (R). Pub. L. 114–255 added subpars. (B), (C), and (L), redesignated former subpars. (B) to (I) as (D) to (K) and (J) to (O) as (M) to (R), re- spectively, and in subpar. (P), as so redesignated, sub- stituted ‘‘(a)(2)(C) (relating to Indian enrollment), (d)(5) (relating to contract requirement for managed care en- tities), (d)(6) (relating to enrollment of providers par- ticipating with a managed care entity), and (h) (relat- ing to special rules with respect to Indian enrollees, In- dian health care providers, and Indian managed care entities)’’ for ‘‘(a)(2)(C) and (h)’’. 2010—Subsec. (e)(1)(D). Pub. L. 111–309, § 205(f)(2)(A), substituted ‘‘(kk)’’ for ‘‘(ii)’’. Pub. L. 111–148, § 6401(c)(2), added subpar. (D). Former subpar. (D) redesignated (E). Subsec. (e)(1)(E). Pub. L. 111–148, § 6401(c)(1), redesig- nated subpar. (D) as (E). Former subpar. (E) redesig- nated (F). Pub. L. 111–148, § 2101(d)(2)(B), added subpar. (E). Former subpar. (E) redesignated (F). Subsec. (e)(1)(F). Pub. L. 111–152, which directed the substitution of ‘‘modified adjusted gross income’’ for ‘‘modified gross income’’ in subpar. (E), as added by section 2101(d)(2) of Pub. L. 111–148, was executed to subpar. (F) to reflect the probable intent of Congress and the redesignation of subpar. (E) as (F) by Pub. L. 111–148, § 6401(c)(1). See below. Pub. L. 111–148, § 6401(c)(1), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Pub. L. 111–148, § 2101(d)(2)(A), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Subsec. (e)(1)(G) to (M). Pub. L. 111–148, § 6401(c)(1), re- designated subpars. (F) to (L) as (G) to (M), respec- tively. Former subpar. (M) redesignated (N). Pub. L. 111–148, § 2101(d)(2)(A), redesignated subpars. (F) to (L) as (G) to (M), respectively. Subsec. (e)(1)(N). Pub. L. 111–309 redesignated subpar. (N) relating to section 1396w–3 of this title as (O). Pub. L. 111–148, § 6401(c)(1), redesignated subpar. (M), relating to section 1396w–2 of this title, as (N). Pub. L. 111–148, § 2101(e), added subpar. (N) relating to section 1396w–3(b) of this title. Subsec. (e)(1)(O). Pub. L. 111–309 redesignated subpar. (N) relating to section 1396w–3 of this title as (O). 2009—Subsec. (e)(1). Pub. L. 111–5, § 5006(e)(2)(B)(ii), re- arranged subpars. into alphabetical order. Subsec. (e)(1)(B). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (D) as (B). Former subpar. (B) redesig- nated (D). Pub. L. 111–3, § 203(a)(2), added subpar. (B). Former subpar. (B) redesignated (C). Subsec. (e)(1)(C). Pub. L. 111–5, § 5006(e)(2)(B)(iii), added subpar. (C). Former subpar. (C) redesignated (F). Pub. L. 111–5, § 5006(b)(2)(B), added subpar. (C). Former subpar. (C) redesignated (D). Pub. L. 111–3, § 501(d)(2), added subpar. (C). Former subpar. (C) redesignated (D). Pub. L. 111–3, § 203(a)(2), redesignated subpar. (B) as (C). Former subpar. (C) redesignated (D). Subsec. (e)(1)(D). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (B) as (D). Former subpar. (D) redesig- nated (B). Pub. L. 111–5, § 5006(b)(2)(A), redesignated subpar. (C) as (D). Former subpar. (D) redesignated (E). Pub. L. 111–3, § 503(a)(1), added subpar. (D). Former subpar. (D) redesignated (E). Pub. L. 111–3, § 501(d)(2), redesignated subpar. (C) as (D). Former subpar. (D) redesignated (E). Pub. L. 111–3, § 203(a)(2), redesignated subpar. (C) as (D). Former subpar. (D) redesignated (E). Subsec. (e)(1)(E). Pub. L. 111–5, § 5006(b)(2)(A), redesig- nated subpar. (D) as (E). Former subpar. (E) redesig- nated (F). Pub. L. 111–3, § 503(a)(1), redesignated subpar. (D) as (E). Former subpar. (E) redesignated (F). Pub. L. 111–3, § 501(d)(2), redesignated subpar. (D) as (E). Former subpar. (E) redesignated (F). Pub. L. 111–3, § 214(b), added subpar. (E). Former sub- par. (E) redesignated (F). Pub. L. 111–3, § 203(a)(2), redesignated subpar. (D) as (E). Subsec. (e)(1)(F). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (C) as (F). Former subpar. (F) redesig- nated (G). Pub. L. 111–5, § 5006(b)(2)(A), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Pub. L. 111–3, § 503(a)(1), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Pub. L. 111–3, § 501(d)(2), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Pub. L. 111–3, § 214(b), redesignated subpar. (E) as (F). Former subpar. (F) redesignated (G). Pub. L. 111–3, § 203(d)(2), added subpar. (F). Subsec. (e)(1)(G). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (F) as (G). Former subpar. (G) redesig- nated (I). Pub. L. 111–5, § 5006(b)(2)(A), redesignated subpar. (F) as (G). Former subpar. (G) redesignated (H). Pub. L. 111–3, § 503(a)(1), redesignated subpar. (F) as (G). Former subpar. (G) redesignated (H). Pub. L. 111–3, § 501(d)(2), redesignated subpar. (F) as (G). Former subpar. (G) redesignated (H). Pub. L. 111–3, § 214(b), redesignated subpar. (F) as (G). Subsec. (e)(1)(H). Pub. L. 111–5, § 5006(b)(2)(A), redesig- nated subpar. (G) as (H). Former subpar. (H) redesig- nated (I). Pub. L. 111–3, § 503(a)(1), redesignated subpar. (G) as (H). Former subpar. (H) redesignated (I). Pub. L. 111–3, § 501(d)(2), redesignated subpar. (G) as (H). Subsec. (e)(1)(I). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (G) as (I). Former subpar. (I) redesig- nated (J). Pub. L. 111–5, § 5006(b)(2)(A), redesignated subpar. (H) as (I). Former subpar. (I) redesignated (J). Pub. L. 111–3, § 503(a)(1), redesignated subpar. (H) as (I). Subsec. (e)(1)(J). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (I) as (J). Former subpar. (J) redesig- nated (K). Pub. L. 111–5, § 5006(d)(2)(B), added subpar. (J). Pub. L. 111–5, § 5006(b)(2)(A), redesignated subpar. (I) as (J). Subsec. (e)(1)(K). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (J) as (K). Former subpar. (K) redesig- nated (L). Pub. L. 111–5, § 5006(d)(2)(A), redesignated subpar. (J) as (K). Subsec. (e)(1)(L). Pub. L. 111–5, § 5006(e)(2)(B)(i), redes- ignated subpar. (K) as (L). Subsec. (f). Pub. L. 111–3, § 112(a)(2)(A)(i), substituted ‘‘section 1315(a) of this title:’’ for ‘‘section 1315(a) of this title, the Secretary’’ and inserted par. (1) designa- Page 4497 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397hh tion and ‘‘The Secretary’’ before ‘‘may not approve a waiver,’’. Subsec. (f)(1). Pub. L. 111–3, § 112(a)(2)(A)(ii), (iii), in- serted ‘‘or a parent (as defined in section 1397kk(c)(2)(A) of this title), who is not pregnant, of a targeted low-income child’’ after ‘‘nonpregnant child- less adult’’ and struck out last sentence which read as follows: ‘‘For purposes of the preceding sentence, a caretaker relative (as such term is defined for purposes of carrying out section 1396u–1 of this title) shall not be considered a childless adult.’’ Subsec. (f)(2). Pub. L. 111–3, § 112(a)(2)(A)(iv), added par. (2). 2006—Subsec. (f). Pub. L. 109–171 added subsec. (f). 2000—Subsec. (e)(1)(D). Pub. L. 106–554 added subpar. (D). Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 2022 AMENDMENT Amendment by section 5112(b) of Pub. L. 117–328 effec- tive on the first day of the first fiscal quarter that be- gins on or after the date that is 1 year after Dec. 29, 2022, see section 5112(c) of Pub. L. 117–328, set out as a note under section 1396a of this title. Amendment by section 5123(c) of Pub. L. 117–328 effec- tive July 1, 2025, see section 5123(d) of Pub. L. 117–328, set out as a note under section 1396a of this title. EFFECTIVE DATE OF 2021 AMENDMENT Pub. L. 117–2, title IX, § 9822(b), Mar. 11, 2021, 135 Stat. 221, as amended by Pub. L. 117–328, div. FF, title V, § 5113, Dec. 29, 2022, 136 Stat. 5940, provided that: ‘‘The amendments made by subsection (a) [amending this section], shall apply with respect to State elections made under paragraph (16) of section 1902(e) of the So- cial Security Act (42 U.S.C. 1396a(e)), as added by sec- tion 9812(a) of subtitle J of this title [subtitle J (§§ 9811–9819) of title IX of Pub. L. 117–2], beginning on the 1st day of the 1st fiscal year quarter that begins one year after the date of the enactment of this Act [Mar. 11, 2021].’’ [Pub. L. 117–328, div. FF, title V, § 5113, Dec. 29, 2022, 136 Stat. 5940, provided in part that the amendment made by section 5113 to section 9822(b) of Pub. L. 117–2, set out above, is effective as if included in the enact- ment of Pub. L. 117–2.] EFFECTIVE DATE OF 2009 AMENDMENT Amendment by Pub. L. 111–5 effective July 1, 2009, see section 5006(f) of Pub. L. 111–5, set out as a note under section 1396a of this title. Except as otherwise provided, amendment by Pub. L. 111–3 effective Apr. 1, 2009, and applicable to child health assistance and medical assistance provided on or after that date, see section 3 of Pub. L. 111–3, set out as a note under section 1396 of this title. Amendment by section 203(a)(2), (d)(2) of Pub. L. 111–3 effective Feb. 4, 2009, see section 203(f) of Pub. L. 111–3, set out as a note under section 1396a of this title. Amendment by section 501(d)(2) of Pub. L. 111–3 effec- tive Jan. 1, 2009, see section 501(d)(3) of Pub. L. 111–3, set out as a note under section 1396a of this title. Pub. L. 111–3, title V, § 503(a)(2), Feb. 4, 2009, 123 Stat. 89, provided that: ‘‘The amendment made by paragraph (1) [amending this section] shall apply to services pro- vided on or after October 1, 2009.’’ EFFECTIVE DATE OF 2006 AMENDMENT Pub. L. 109–171, title VI, § 6102(d), Feb. 8, 2006, 120 Stat. 132, provided that: ‘‘This section [amending this section and section 1397ee of this title and enacting provisions set out as a note below] and the amendments made by this section shall take effect as if enacted on October 1, 2005, and shall apply to any waiver, experimental, pilot, or demonstration project that is approved on or after that date.’’ CONSTRUCTION OF 2016 AMENDMENT Nothing in amendment by Pub. L. 114–255 to be con- strued as changing or limiting the appeal rights of pro- viders or the process for appeals of States under the So- cial Security Act, see section 5005(d) of Pub. L. 114–255, set out as a note under section 1396a of this title. CONSTRUCTION OF 2006 AMENDMENT Pub. L. 109–171, title VI, § 6102(c), Feb. 8, 2006, 120 Stat. 131, as amended by Pub. L. 111–3, title I, § 112(a)(2)(B), Feb. 4, 2009, 123 Stat. 33, provided that: ‘‘Subject to sec- tion 2111 of the Social Security Act [42 U.S.C. 1397kk], as added by section 112 of the Children’s Health Insur- ance Program Reauthorization Act of 2009 [Pub. L. 111–3], nothing in this section [amending this section and section 1397ee of this title and enacting provisions set out as a note above] or the amendments made by this section shall be construed to— ‘‘(1) authorize the waiver of any provision of title XIX or XXI of the Social Security Act (42 U.S.C. 1396 et seq., 1397aa et seq.) that is not otherwise author- ized to be waived under such titles or under title XI of such Act (42 U.S.C. 1301 et seq.) as of the date of en- actment of this Act [Feb. 8, 2006]; ‘‘(2) imply congressional approval of any waiver, ex- perimental, pilot, or demonstration project affecting funds made available under the State children’s health insurance program under title XXI of the So- cial Security Act (42 U.S.C. 1397aa et. seq.) or any amendment to such a waiver or project that has been approved as of such date of enactment; or ‘‘(3) apply to any waiver, experimental, pilot, or demonstration project that would allow funds made available under title XXI of the Social Security Act (42 U.S.C. 1397aa et seq.) to be used to provide child health assistance or other health benefits coverage to a nonpregnant childless adult that is approved before the date of enactment of this Act or to any extension, renewal, or amendment of such a waiver or project that is approved on or after such date of enactment.’’ § 1397hh. Annual reports; evaluations (a) Annual report Subject to subsection (e), the State shall— (1) assess the operation of the State plan under this subchapter in each fiscal year, in- cluding the progress made in reducing the number of uncovered low-income children; and (2) report to the Secretary, by January 1 fol- lowing the end of the fiscal year, on the result of the assessment. (b) State evaluations (1) In general By March 31, 2000, each State that has a State child health plan shall submit to the Secretary an evaluation that includes each of the following: (A) An assessment of the effectiveness of the State plan in increasing the number of children with creditable health coverage. (B) A description and analysis of the effec- tiveness of elements of the State plan, in- cluding— (i) the characteristics of the children and families assisted under the State plan in- cluding age of the children, family income, and the assisted child’s access to or cov- erage by other health insurance prior to the State plan and after eligibility for the State plan ends, (ii) the quality of health coverage pro- vided including the types of benefits pro- vided, (iii) the amount and level (including pay- ment of part or all of any premium) of as- sistance provided by the State,

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1301 — Definitions

**(a)** When used in this chapter— (1) The term “State”, except where otherwise provided, includes the District of Columbia and the Commonwealth of Puerto Rico, and when used in subchapters IV, V, VII, XI, XIX, and XXI includes the Virgin Islands and Guam. Such term when used in subchapters III, IX, and XII also includes the Virgin Islands. Such term when used in subchapter V and in part B of this subchapter also includes American Samoa, the Northern Mariana Islands, and the Trust Territory of the Pacific Islands. Such term when used in subchapters XIX and XXI also includes the Northern Mariana Islands and American Samoa. In the case of Puerto Rico, the Virgin Islands, and Guam, subchapters I, X, and XIV, and subchapter XVI (as in effect without regard to the amendment made by section 301 of the Social Security Amendments of 1972) shall continue to apply, and the term “State” when used in such subchapters (but not in subchapter XVI as in effect pursuant to such amendment after December 31, 1973) includes Puerto Rico, the Virgin Islands, and Guam. Such term when used in subchapter XX also includes the Virgin Islands, Guam, American Samoa, and the Northern Mariana Islands. Such term when used in subchapter IV also includes American Samoa. (2) The term “United States” when used in a geographical sense means, except where otherwise provided, the States. (3) The term “person” means an individual, a trust or estate, a partnership, or a corporation. (4) The term “corporation” includes associations, joint-stock companies, and insurance companies. (5) The term “shareholder” includes a member in an association, joint-stock company, or insurance company. (6) The term “Secretary”, except when the context otherwise requires, means the Secretary of Health and Human Services. (

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1301 — Definitions

Page 2540 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1301 Editorial Notes AMENDMENTS 1981—Pub. L. 97–35 struck out in provision preceding par. (1) ‘‘, or (if provided in or after the third month be- fore the month in which the recipient makes applica- tion for aid) medical care in behalf of or any type of re- medial care recognized under State law in behalf of,’’ after ‘‘money payments to’’. 1972—Pub. L. 92–603 authorized the State, at its op- tion, to include within term ‘‘aid to the blind’’ provi- sions relating to money payments to an individual ab- sent from such State for more than 90 consecutive days, and provisions relating to rent payments made directly to a public housing agency. 1965—Pub. L. 89–97 struck out from definition of ‘‘aid to the blind’’ the exclusion of payments to or medical care in behalf of any individual who has been diagnosed as having tuberculosis or psychosis and is a patient in a medical institution as a result thereof; and extended definition of ‘‘aid to the blind’’ to include payments made on behalf of the needy individual to another indi- vidual who (as determined in accordance with stand- ards determined by the Secretary) is interested in or concerned with the welfare of such needy individual and enumerated the five characteristics required of State plans under which such payments can be made, including provision for finding of inability to manage funds, payment to meet all needs of the individual, spe- cial efforts to protect welfare, periodic review, and op- portunity for fair hearing, respectively. 1962—Pub. L. 87–543 inserted ‘‘(if provided in or after the third month before the month in which the recipi- ent makes application for aid)’’ before ‘‘medical care’’. 1950—Act Aug. 28, 1950, redefined ‘‘aid to the blind

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1396 — Medicaid and CHIP Payment and Access Commission

**(a) Establishment** There is hereby established the Medicaid and CHIP Payment and Access Commission (in this section referred to as “MACPAC”). **(b) Duties** (1) **Review of access policies for all States and annual reports** — MACPAC shall— (A) review policies of the Medicaid program established under this subchapter (in this section referred to as “Medicaid”) and the State Children’s Health Insurance Program established under subchapter XXI (in this section referred to as “CHIP”) affecting access to covered items and services, including topics described in paragraph (2); (B) make recommendations to Congress, the Secretary, and States concerning such access policies; (C) by not later than March 15 of each year (beginning with 2010), submit a report to Congress containing the results of such reviews and MACPAC’s recommendations concerning such policies; and (D) by not later than June 15 of each year (beginning with 2010), submit a report to Congress containing an examination of issues affecting Medicaid and CHIP, including the implications of changes in health care delivery in the United States and in the market for health care services on such programs. (2) **Specific topics to be reviewed** — Specifically, MACPAC shall review and assess the following: (A) *Medicaid and CHIP payment policies* — Payment policies under Medicaid and CHIP, including— (i) the factors affecting expenditures for the efficient provision of items and services in different sectors, including the process for updating payments to medical, dental, and health professionals, hospitals, residential and long-term care providers, providers of home and community based services, Federally-qualified health centers and rural health clinics, managed care entities, and providers of ot

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1396 — Medicaid and CHIP Payment and Access

Page 4009 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1396 of the enactment of this Act [Oct. 6, 2014], the Sec- retary shall develop and report to Congress on a stra- tegic plan for collecting or otherwise accessing data on race and ethnicity for purposes of specifying quality measures and resource use and other measures under subsections (c) and (d) of section 1899B of the Social Se- curity Act, as added by subsection (a), and, as the Sec- retary determines appropriate, other similar provisions of, including payment adjustments under, title XVIII of such Act (42 U.S.C. 1395 et seq.).’’ SUBCHAPTER XIX—GRANTS TO STATES FOR MEDICAL ASSISTANCE PROGRAMS § 1396. Medicaid and CHIP Payment and Access Commission (a) Establishment There is hereby established the Medicaid and CHIP Payment and Access Commission (in this section referred to as ‘‘MACPAC’’). (b) Duties (1) Review of access policies for all States and annual reports MACPAC shall— (A) review policies of the Medicaid pro- gram established under this subchapter (in this section referred to as ‘‘Medicaid’’) and the State Children’s Health Insurance Pro- gram established under subchapter XXI (in this section referred to as ‘‘CHIP’’) affecting access to covered items and services, includ- ing topics described in paragraph (2); (B) make recommendations to Congress, the Secretary, and States concerning such access policies; (C) by not later than March 15 of each year (beginning with 2010), submit a report to Congress containing the results of such re- views and MACPAC’s recommendations con- cerning such policies; and (D) by not later than June 15 of each year (beginning with 2010), submit a report to Congress containing an examination of issues affecting Medicaid and CHIP, includ- ing the impli

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1396a — State plans for medical assistance

**(a) Contents** A State plan for medical assistance must— (1) provide that it shall be in effect in all political subdivisions of the State, and, if administered by them, be mandatory upon them; (2) provide for financial participation by the State equal to not less than 40 per centum of the non-Federal share of the expenditures under the plan with respect to which payments under [section 1396b of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1396b&num=0&edition=prelim) are authorized by this subchapter; and, effective July 1, 1969, provide for financial participation by the State equal to all of such non-Federal share or provide for distribution of funds from Federal or State sources, for carrying out the State plan, on an equalization or other basis which will assure that the lack of adequate funds from local sources will not result in lowering the amount, duration, scope, or quality of care and services available under the plan; (3) provide for granting an opportunity for a fair hearing before the State agency to any individual whose claim for medical assistance under the plan is denied or is not acted upon with reasonable promptness; (4) provide (A) such methods of administration (including methods relating to the establishment and maintenance of personnel standards on a merit basis, except that the Secretary shall exercise no authority with respect to the selection, tenure of office, and compensation of any individual employed in accordance with such methods, including provision for utilization of professional medical personnel in the administration and, where administered locally, supervision of administration of the plan, and, subject to [section 1396b(i) of this title](https://uscode.house.gov/view.xhtml?req=granulei

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1396a — State plans for medical assistance

Page 4015 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1396a ‘‘(1) work with States, pediatric dentists, and other dental providers (including providers that are, or are affiliated with, a school of dentistry) to include, not later than 6 months after the date of the enactment of this Act [Feb. 4, 2009], on the Insure Kids Now website (http://www.insurekidsnow.gov/) and hotline (1–877–KIDS–NOW) (or on any successor websites or hotlines) a current and accurate list of all such den- tists and providers within each State that provide dental services to children enrolled in the State plan (or waiver) under Medicaid or the State child health plan (or waiver) under CHIP, and shall ensure that such list is updated at least quarterly; and ‘‘(2) work with States to include, not later than 6 months after the date of the enactment of this Act, a description of the dental services provided under each State plan (or waiver) under Medicaid and each State child health plan (or waiver) under CHIP on such Insure Kids Now website, and shall ensure that such list is updated at least annually.’’ DEADLINE FOR INITIAL APPOINTMENTS Pub. L. 111–3, title V, § 506(b), Feb. 4, 2009, 123 Stat. 95, provided that: ‘‘Not later than January 1, 2010, the Comptroller General of the United States shall appoint the initial members of the Medicaid and CHIP Payment and Access Commission established under section 1900 of the Social Security Act [42 U.S.C. 1396] (as added by subsection (a)).’’ ANNUAL REPORT Pub. L. 111–3, title V, § 506(c), Feb. 4, 2009, 123 Stat. 95, provided that: ‘‘Not later than January 1, 2010, and an- nually thereafter, the Secretary [of Health and Human Services], in consultation with the Secretary of the Treasury, the Secretary of Labor, and the States (as d

Source: Supplied 2024 U.S. Code historical extraction · 42 U.S.C. § 1396a

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1397aa — Purpose; State child health plans

**(a) Purpose** Except with respect to the rural health transformation program established in [section 1397ee(h) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1397ee/h&num=0&edition=prelim), the purpose of this subchapter is to provide funds to States to enable them to initiate and expand the provision of child health assistance to uninsured, low-income children in an effective and efficient manner that is coordinated with other sources of health benefits coverage for children. Such assistance shall be provided primarily for obtaining health benefits coverage through— (1) obtaining coverage that meets the requirements of [section 1397cc of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1397cc&num=0&edition=prelim), or (2) providing benefits under the State’s medicaid plan under subchapter XIX, or a combination of both. **(b) State child health plan required** A State is not eligible for payment under subsection (a) or (g) of [section 1397ee of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1397ee&num=0&edition=prelim) unless the State has submitted to the Secretary under [section 1397ff of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1397ff&num=0&edition=prelim) a plan that— (1) sets forth how the State intends to use the funds provided under this subchapter to provide child health assistance to needy children consistent with the provisions of this subchapter, and (2) has been approved under [section 1397ff of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1397ff&num=0&edition=prelim). **(c) State entitlement** This subchapter constitutes budget authority i

Source: Supplied U.S. Code snapshot — release unconfirmed · 42 U.S.C. § 1397aa

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1397aa — Purpose; State child health plans

Page 4452 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 1397n–13 (5) Social impact partnership model The term ‘‘social impact partnership model’’ means a method of financing social services in which— (A) Federal funds are awarded to a State or local government only if a State or local government achieves certain outcomes agreed on by the State or local government and the Secretary; and (B) the State or local government coordi- nates with service providers, investors (if ap- plicable to the project), and (if necessary) an intermediary to identify— (i) an intervention expected to produce the outcome; (ii) a service provider to deliver the intervention to the target population; and (iii) investors to fund the delivery of the intervention. (6) State The term ‘‘State’’ means each State of the United States, the District of Columbia, each commonwealth, territory or possession of the United States, and each federally recognized Indian tribe. (Aug. 14, 1935, ch. 531, title XX, § 2063, as added Pub. L. 115–123, div. E, title VIII, § 50802(2), Feb. 9, 2018, 132 Stat. 282.) § 1397n–13. Funding Out of any money in the Treasury of the United States not otherwise appropriated, there is hereby appropriated $100,000,000 for fiscal year 2018 to carry out this division. (Aug. 14, 1935, ch. 531, title XX, § 2064, as added Pub. L. 115–123, div. E, title VIII, § 50802(2), Feb. 9, 2018, 132 Stat. 282.) SUBCHAPTER XXI—STATE CHILDREN’S HEALTH INSURANCE PROGRAM § 1397aa. Purpose; State child health plans (a) Purpose The purpose of this subchapter is to provide funds to States to enable them to initiate and expand the provision of child health assistance to uninsured, low-income children in an effec- tive and efficient manner that is coordinated with other so

Source: Supplied 2024 U.S. Code historical extraction · 42 U.S.C. § 1397aa

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1397gg — Strategic objectives and performance goals; plan administration

**(a) Strategic objectives and performance goals** (1) **Description** — A State child health plan shall include a description of— (A) the strategic objectives, (B) the performance goals, and (C) the performance measures, the State has established for providing child health assistance to targeted low-income children under the plan and otherwise for maximizing health benefits coverage for other low-income children and children generally in the State. (2) **Strategic objectives** — Such plan shall identify specific strategic objectives relating to increasing the extent of creditable health coverage among targeted low-income children and other low-income children. (3) **Performance goals** — Such plan shall specify one or more performance goals for each such strategic objective so identified. (4) **Performance measures** — Such plan shall describe how performance under the plan will be— (A) measured through objective, independently verifiable means, and (B) compared against performance goals, in order to determine the State’s performance under this subchapter. **(b) Records, reports, audits, and evaluation** (1) **Data collection, records, and reports** — A State child health plan shall include an assurance that the State will collect the data, maintain the records, and furnish the reports to the Secretary, at the times and in the standardized format the Secretary may require in order to enable the Secretary to monitor State program administration and compliance and to evaluate and compare the effectiveness of State plans under this subchapter. (2) **State assessment and study** — A State child health plan shall include a description of the State’s plan for the annual assessments and reports under [section 1397hh(a) of this title](https://uscode.hou

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 1397kk — Phase-out of coverage for nonpregnant childless adults; conditions for coverage of parents

**(a) Termination of coverage for nonpregnant childless adults** (1) **No new CHIP waivers; automatic extensions at State option through 2009** — Notwithstanding [section 1315 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1315&num=0&edition=prelim) or any other provision of this subchapter, except as provided in this subsection— (A) the Secretary shall not on or after February 4, 2009, approve or renew a waiver, experimental, pilot, or demonstration project that would allow funds made available under this subchapter to be used to provide child health assistance or other health benefits coverage to a nonpregnant childless adult; and (B) notwithstanding the terms and conditions of an applicable existing waiver, the provisions of paragraph (2) shall apply for purposes of any period beginning on or after January 1, 2010, in determining the period to which the waiver applies, the individuals eligible to be covered by the waiver, and the amount of the Federal payment under this subchapter. (2) **Termination of CHIP coverage under applicable existing waivers at the end of 2009** (A) *In general* — No funds shall be available under this subchapter for child health assistance or other health benefits coverage that is provided to a nonpregnant childless adult under an applicable existing waiver after December 31, 2009. (B) *Extension upon State request* — If an applicable existing waiver described in subparagraph (A) would otherwise expire before January 1, 2010, notwithstanding the requirements of subsections (e) and (f) of [section 1315 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1315&num=0&edition=prelim), a State may submit, not later than September 30, 2009, a request to

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