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21 U.S.C. § 393 — Food and Drug Administration

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21 U.S.C. § 393 — Food and Drug Administration

Page 701 TITLE 21—FOOD AND DRUGS § 393 (June 25, 1938, ch. 675, § 1002(b), (c), formerly § 902(b), (c), 52 Stat. 1059; Pub. L. 90–399, § 107, July 13, 1968, 82 Stat. 353; renumbered § 1002(b), (c), Pub. L. 111–31, div. A, title I, § 101(b)(2), June 22, 2009, 123 Stat. 1784.) Editorial Notes REFERENCES IN TEXT The Meat Inspection Act, approved March 4, 1907, as amended, referred to in subsec. (a), is act Mar. 4, 1907, ch. 2907, titles I to IV, as added Dec. 15, 1967, Pub. L. 90–201, 81 Stat. 584, which are classified generally to subchapters I to IV (§ 601 et seq.) of chapter 12 of this title. For complete classification of this Act to the Code, see Short Title note set out under section 601 of this title and Tables. Act of March 4, 1913, referred to in subsec. (b), is act Mar. 4, 1913, ch. 145, 37 Stat. 828. The provisions of such act referred to relating to viruses, etc., applicable to domestic animals, are contained in the eighth para- graph under the heading ‘‘Bureau of Animal Industry’’, 37 Stat. 832, as amended, popularly known as the Virus- Serum-Toxin Act, which is classified generally to chap- ter 5 (§ 151 et seq.) of this title. For complete classifica- tion of this Act to the Code, see Short Title note set out under section 151 of this title and Tables. The Filled Cheese Act of June 6, 1896 (U.S.C., 1934 ed., title 26, ch. 10), referred to in subsec. (b), is act June 6, 1896, ch. 337, 29 Stat. 253, which had been classified to chapter 10 (§ 1000 et seq.) of Title 26, Internal Revenue, and included as chapter 17 (§ 2350 et seq.) of Title 26, In- ternal Revenue Code of 1939. Such chapter 17 was cov- ered by section 4831 et seq. of Title 26, Internal Revenue Code, prior to the repeal of section 4831 et seq. of Title 26 by Pub. L. 93–490,

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Page 701 TITLE 21—FOOD AND DRUGS § 393 (June 25, 1938, ch. 675, § 1002(b), (c), formerly § 902(b), (c), 52 Stat. 1059; Pub. L. 90–399, § 107, July 13, 1968, 82 Stat. 353; renumbered § 1002(b), (c), Pub. L. 111–31, div. A, title I, § 101(b)(2), June 22, 2009, 123 Stat. 1784.) Editorial Notes REFERENCES IN TEXT The Meat Inspection Act, approved March 4, 1907, as amended, referred to in subsec. (a), is act Mar. 4, 1907, ch. 2907, titles I to IV, as added Dec. 15, 1967, Pub. L. 90–201, 81 Stat. 584, which are classified generally to subchapters I to IV (§ 601 et seq.) of chapter 12 of this title. For complete classification of this Act to the Code, see Short Title note set out under section 601 of this title and Tables. Act of March 4, 1913, referred to in subsec. (b), is act Mar. 4, 1913, ch. 145, 37 Stat. 828. The provisions of such act referred to relating to viruses, etc., applicable to domestic animals, are contained in the eighth para- graph under the heading ‘‘Bureau of Animal Industry’’, 37 Stat. 832, as amended, popularly known as the Virus- Serum-Toxin Act, which is classified generally to chap- ter 5 (§ 151 et seq.) of this title. For complete classifica- tion of this Act to the Code, see Short Title note set out under section 151 of this title and Tables. The Filled Cheese Act of June 6, 1896 (U.S.C., 1934 ed., title 26, ch. 10), referred to in subsec. (b), is act June 6, 1896, ch. 337, 29 Stat. 253, which had been classified to chapter 10 (§ 1000 et seq.) of Title 26, Internal Revenue, and included as chapter 17 (§ 2350 et seq.) of Title 26, In- ternal Revenue Code of 1939. Such chapter 17 was cov- ered by section 4831 et seq. of Title 26, Internal Revenue Code, prior to the repeal of section 4831 et seq. of Title 26 by Pub. L. 93–490, § 3(a)(1), Oct. 26, 1974, 88 Stat. 1466. The Filled Milk Act of March 4, 1923, referred to in subsec. (b), is act Mar. 4, 1923, ch. 262, 42 Stat. 1486, which is classified generally to chapter 3 (§ 61 et seq.) of this title. For complete classification of this Act to the Code, see Short Title note set out under section 61 of this title and Tables. The Import Milk Act of February 15, 1927, referred to in subsec. (b), is act Feb. 15, 1927, ch. 155, 44 Stat. 1101, which is classified generally to subchapter IV (§ 141 et seq.) of chapter 4 of this title. For complete classifica- tion of this Act to the Code, see Short Title note set out under section 141 of this title and Tables. CODIFICATION Subsecs. (a) and (b) of this section comprise respec- tively subsecs. (b) and (c) of section 1002 of act June 25, 1938. Subsecs. (a) and (d) of section 1002 of act June 25, 1938, which prescribed the effective date of this chapter and made appropriations available, are set out as notes under section 301 of this title and this section, respec- tively. AMENDMENTS 1968—Subsec. (b). Pub. L. 90–399 substituted ‘‘section 351 of Public Health Service Act (relating to viruses, se- rums, toxins, and analogous products applicable to man); the virus, serum, toxin, and analogous products provisions, applicable to domestic animals, of the Act of Congress approved March 4, 1913 (37 Stat. 832–833);’’ for ‘‘the virus, serum, and toxin Act of July 1, 1902 (U.S.C., 1934 ed., title 42, chap. 4);’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 1968 AMENDMENT Amendment by Pub. L. 90–399 effective on first day of thirteenth calendar month after July 13, 1968, see sec- tion 108(a) of Pub. L. 90–399, set out as an Effective Date and Transitional Provisions note under section 360b of this title. AVAILABILITY OF APPROPRIATIONS Act June 25, 1938, ch. 675, § 1002(d), formerly § 902(d), 52 Stat. 1059; renumbered § 1002(d), Pub. L. 111–31, div. A, title I, § 101(b)(2), June 22, 2009, 123 Stat. 1784, provided that: ‘‘In order to carry out the provisions of this Act which take effect [see section 1002(a) of act June 25, 1938, set out as an Effective Date note under section 301 of this title] prior to the repeal of the Food and Drugs Act of June 30, 1906, as amended [former sections 1 to 5 and 7 to 15 of this title], appropriations available for the enforcement of such Act of June 30, 1906, are also authorized to be made available to carry out such pro- visions.’’ § 393. Food and Drug Administration (a) In general There is established in the Department of Health and Human Services the Food and Drug Administration (hereinafter in this section re- ferred to as the ‘‘Administration’’). (b) Mission The Administration shall— (1) promote the public health by promptly and efficiently reviewing clinical research and taking appropriate action on the marketing of regulated products in a timely manner; (2) with respect to such products, protect the public health by ensuring that— (A) foods are safe, wholesome, sanitary, and properly labeled; (B) human and veterinary drugs are safe and effective; (C) there is reasonable assurance of the safety and effectiveness of devices intended for human use; (D) cosmetics are safe and properly la- beled; and (E) public health and safety are protected from electronic product radiation; (3) participate through appropriate processes with representatives of other countries to re- duce the burden of regulation, harmonize reg- ulatory requirements, and achieve appropriate reciprocal arrangements; and (4) as determined to be appropriate by the Secretary, carry out paragraphs (1) through (3) in consultation with experts in science, medi- cine, and public health, and in cooperation with consumers, users, manufacturers, import- ers, packers, distributors, and retailers of reg- ulated products. (c) Interagency collaboration The Secretary shall implement programs and policies that will foster collaboration between the Administration, the National Institutes of Health, and other science-based Federal agen- cies, to enhance the scientific and technical ex- pertise available to the Secretary in the conduct of the duties of the Secretary with respect to the development, clinical investigation, evalua- tion, and postmarket monitoring of emerging medical therapies, including complementary therapies, and advances in nutrition and food science. (d) Commissioner (1) Appointment There shall be in the Administration a Com- missioner of Food and Drugs (hereinafter in this section referred to as the ‘‘Commis- sioner’’) who shall be appointed by the Presi- dent by and with the advice and consent of the Senate. Page 702 TITLE 21—FOOD AND DRUGS § 393 (2) General powers The Secretary, through the Commissioner, shall be responsible for executing this chapter and for— (A) providing overall direction to the Food and Drug Administration and establishing and implementing general policies respect- ing the management and operation of pro- grams and activities of the Food and Drug Administration; (B) coordinating and overseeing the oper- ation of all administrative entities within the Administration; (C) research relating to foods, drugs, cos- metics, devices, and tobacco products in car- rying out this chapter; (D) conducting educational and public in- formation programs relating to the respon- sibilities of the Food and Drug Administra- tion; and (E) performing such other functions as the Secretary may prescribe. (e) Technical and scientific review groups The Secretary through the Commissioner of Food and Drugs may, without regard to the pro- visions of title 5 governing appointments in the competitive service and without regard to the provisions of chapter 51 and subchapter III of chapter 53 of such title relating to classification and General Schedule pay rates, establish such technical and scientific review groups as are needed to carry out the functions of the Admin- istration, including functions under this chap- ter, and appoint and pay the members of such groups, except that officers and employees of the United States shall not receive additional compensation for service as members of such groups. (f) Agency plan for statutory compliance (1) In general Not later than 1 year after November 21, 1997, the Secretary, after consultation with ap- propriate scientific and academic experts, health care professionals, representatives of patient and consumer advocacy groups, and the regulated industry, shall develop and pub- lish in the Federal Register a plan bringing the Secretary into compliance with each of the obligations of the Secretary under this chapter. The Secretary shall review the plan biannually and shall revise the plan as nec- essary, in consultation with such persons. (2) Objectives of agency plan The plan required by paragraph (1) shall es- tablish objectives and mechanisms to achieve such objectives, including objectives related to— (A) maximizing the availability and clar- ity of information about the process for re- view of applications and submissions (in- cluding petitions, notifications, and any other similar forms of request) made under this chapter; (B) maximizing the availability and clar- ity of information for consumers and pa- tients concerning new products; (C) implementing inspection and postmarket monitoring provisions of this chapter; (D) ensuring access to the scientific and technical expertise needed by the Secretary to meet obligations described in paragraph (1); (E) establishing mechanisms, by July 1, 1999, for meeting the time periods specified in this chapter for the review of all applica- tions and submissions described in subpara- graph (A) and submitted after November 21, 1997; and (F) eliminating backlogs in the review of applications and submissions described in subparagraph (A), by January 1, 2000. (g) Annual report The Secretary shall annually prepare and pub- lish in the Federal Register and solicit public comment on a report that— (1) provides detailed statistical information on the performance of the Secretary under the plan described in subsection (f); (2) compares such performance of the Sec- retary with the objectives of the plan and with the statutory obligations of the Secretary; and (3) identifies any regulatory policy that has a significant negative impact on compliance with any objective of the plan or any statu- tory obligation and sets forth any proposed re- vision to any such regulatory policy. (h) Annual report regarding food Not later than February 1 of each year, the Secretary shall submit to Congress a report, in- cluding efforts to coordinate and cooperate with other Federal agencies with responsibilities for food inspections, regarding— (1) information about food facilities includ- ing— (A) the appropriations used to inspect fa- cilities registered pursuant to section 350d of this title in the previous fiscal year; (B) the average cost of both a non-high- risk food facility inspection and a high-risk food facility inspection, if such a difference exists, in the previous fiscal year; (C) the number of domestic facilities and the number of foreign facilities registered pursuant to section 350d of this title that the Secretary inspected in the previous fiscal year; (D) the number of domestic facilities and the number of foreign facilities registered pursuant to section 350d of this title that were scheduled for inspection in the previous fiscal year and which the Secretary did not inspect in such year; (E) the number of high-risk facilities iden- tified pursuant to section 350j of this title that the Secretary inspected in the previous fiscal year; and (F) the number of high-risk facilities iden- tified pursuant to section 350j of this title that were scheduled for inspection in the previous fiscal year and which the Secretary did not inspect in such year. (2) information about food imports includ- ing— (A) the number of lines of food imported into the United States that the Secretary physically inspected or sampled in the pre- vious fiscal year; Page 703 TITLE 21—FOOD AND DRUGS § 393 (B) the number of lines of food imported into the United States that the Secretary did not physically inspect or sample in the previous fiscal year; and (C) the average cost of physically inspect- ing or sampling a line of food subject to this chapter that is imported or offered for im- port into the United States; and (3) information on the foreign offices of the Food and Drug Administration including— (A) the number of foreign offices estab- lished; and (B) the number of personnel permanently stationed in each foreign office. (i) Public availability of annual food reports The Secretary shall make the reports required under subsection (h) available to the public on the Internet Web site of the Food and Drug Ad- ministration. (June 25, 1938, ch. 675, § 1003, formerly § 903, as added Pub. L. 100–607, title V, § 503(a), Nov. 4, 1988, 102 Stat. 3121; amended Pub. L. 100–690, title II, § 2631, Nov. 18, 1988, 102 Stat. 4244; Pub. L. 105–115, title IV, §§ 406, 414, Nov. 21, 1997, 111 Stat. 2369, 2377; renumbered § 1003 and amended Pub. L. 111–31, div. A, title I, §§ 101(b)(2), 103(m), June 22, 2009, 123 Stat. 1784, 1838; Pub. L. 111–353, title II, § 201(b), Jan. 4, 2011, 124 Stat. 3925.) Editorial Notes AMENDMENTS 2011—Subsecs. (h), (i). Pub. L. 111–353 added subsecs. (h) and (i). 2009—Subsec. (d)(2)(C). Pub. L. 111–31, § 103(m), struck out ‘‘and’’ after ‘‘cosmetics,’’ and inserted ‘‘, and to- bacco products’’ after ‘‘devices’’. 1997—Subsec. (b). Pub. L. 105–115, § 406(a)(2), added subsec. (b). Former subsec. (b) redesignated (d). Subsec. (c). Pub. L. 105–115, § 414, added subsec. (c). Former subsec. (c) redesignated (e). Subsecs. (d), (e). Pub. L. 105–115, § 406(a)(1), redesig- nated subsecs. (b) and (c) as (d) and (e), respectively. Subsecs. (f), (g). Pub. L. 105–115, § 406(b), added sub- secs. (f) and (g). 1988—Subsec. (b)(2). Pub. L. 100–690 substituted ‘‘shall be responsible for executing this chapter and’’ for ‘‘shall be responsible’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 1997 AMENDMENT Amendment by Pub. L. 105–115 effective 90 days after Nov. 21, 1997, except as otherwise provided, see section 501 of Pub. L. 105–115, set out as a note under section 321 of this title. EFFECTIVE DATE Pub. L. 100–607, title V, § 503(c), Nov. 4, 1988, 102 Stat. 3121, provided that: ‘‘(1) Except as provided in paragraph (2), the amend- ments made by this title [enacting this section and amending sections 5315 and 5316 of Title 5, Government Organization and Employees] shall take effect on the date of enactment of this Act [Nov. 4, 1988]. ‘‘(2) Section 903(b)(1) of the Federal Food, Drug, and Cosmetic Act (as added by subsection (a) of this sec- tion) [now 1003(d)(1), 21 U.S.C. 393(b)(1)] shall apply to the appointments of Commissioners of Food and Drugs made after the date of enactment of this Act.’’ IMPROVING FDA GUIDANCE AND COMMUNICATION Pub. L. 117–328, div. FF, title II, § 2505, Dec. 29, 2022, 136 Stat. 5802, provided that: ‘‘(a) FDA REPORT AND IMPLEMENTATION OF GOOD GUID- ANCE PRACTICES.—The Secretary of Health and Human Services (referred to in this section as the ‘Secretary’) shall develop, and publish on the website of the Food and Drug Administration— ‘‘(1) a report identifying best practices for the effi- cient prioritization, development, issuance, and use of guidance documents, within centers, across the Food and Drug Administration, and across other ap- plicable agencies; and ‘‘(2) a plan for implementation of such best prac- tices, including across other applicable agencies, which shall address— ‘‘(A) streamlining development and review of guidance documents within centers and across the Food and Drug Administration; ‘‘(B) streamlining processes for regulatory sub- missions to the Food and Drug Administration, in- cluding through the revision or issuance of guid- ance documents; and ‘‘(C) implementing innovative guidance develop- ment processes and practices and transitioning or updating guidance issued during the COVID–19 pub- lic health emergency, as appropriate. ‘‘(b) REPORT AND IMPLEMENTATION OF FDA BEST PRAC- TICES FOR COMMUNICATING WITH EXTERNAL STAKE- HOLDERS.—The Secretary, acting through the Commis- sioner of Food and Drugs, shall develop and publish on the website of the Food and Drug Administration a re- port on the practices of the Food and Drug Administra- tion to broadly communicate with external stake- holders, other than through guidance documents, which shall include— ‘‘(1) a review of the types and methods of public communication that the Food and Drug Administra- tion uses to communicate and interact with medical product sponsors and other external stakeholders; ‘‘(2) the identification of best practices for the effi- cient development, issuance, and use of such commu- nications; and ‘‘(3) a plan for implementation of best practices for communication with external stakeholders, which shall address— ‘‘(A) advancing the use of innovative forms of communication, including novel document types and formats, to provide increased regulatory clar- ity to product sponsors and other stakeholders, and advancing methods of communicating and inter- acting with medical product sponsors and other ex- ternal stakeholders, including the use of tools such as product submission templates, webinars, and fre- quently asked questions communications; ‘‘(B) streamlining processes for regulatory sub- missions; and ‘‘(C) implementing innovative communication de- velopment processes and transitioning or updating communication practices used during the COVID–19 public health emergency, as appropriate. ‘‘(c) CONSULTATION.—In developing and publishing the report and implementation plan under this section, the Secretary shall consult with stakeholders, including researchers, academic organizations, pharmaceutical, biotechnology, and medical device developers, clinical research organizations, clinical laboratories, health care providers, patient groups, and other appropriate stakeholders. ‘‘(d) MANNER OF ISSUANCE.—For purposes of carrying out this section, the Secretary may update an existing report or plan, and may combine the reports and imple- mentation plans described in subsections (a) and (b) into one or more documents. ‘‘(e) TIMING.—The Secretary shall— ‘‘(1) not later than 1 year after the date of enact- ment of this Act [Dec. 29, 2022], publish a draft of the reports and plans required under this section; and ‘‘(2) not later than 180 days after publication of the draft reports and plans under paragraph (1)— ‘‘(A) publish a final report and plan; and ‘‘(B) begin implementation of the best practices pursuant to such final plan.’’ Page 704 TITLE 21—FOOD AND DRUGS § 393 IMPROVING INFORMATION TECHNOLOGY SYSTEMS OF THE FOOD AND DRUG ADMINISTRATION Pub. L. 117–328, div. FF, title III, § 3627(a), Dec. 29, 2022, 136 Stat. 5888, provided that: ‘‘(a) FDA STRATEGIC INFORMATION TECHNOLOGY PLAN.— ‘‘(1) IN GENERAL.—Not later than September 30, 2023, and at least every 4 years thereafter, the Secretary [of Health and Human Services] shall develop and submit to the appropriate committees of Congress and post on the website of the Food and Drug Admin- istration, a coordinated information technology stra- tegic plan to modernize the information technology systems of the Food and Drug Administration. Each such report shall be known as the ‘Food and Drug Ad- ministration Strategic Information Technology Plan’. The first such report may include the Data and Technology Modernization Strategy, as set forth in the letters described in section 1001(b) of the FDA User Fee Reauthorization Act of 2022 (division F of Public Law 117–180) [21 U.S.C. 379g note]. ‘‘(2) CONTENT OF STRATEGIC PLAN.—The Food and Drug Administration Strategic Information Tech- nology Plan under paragraph (1) shall include— ‘‘(A) agency-wide strategic goals and priorities for modernizing the information technology sys- tems of the Food and Drug Administration to maxi- mize the efficiency and effectiveness of such sys- tems for enabling the Food and Drug Administra- tion to fulfill its public health mission; ‘‘(B) specific activities and strategies for achiev- ing the goals and priorities identified under sub- paragraph (A), and specific milestones, metrics, and performance measures for assessing progress against such strategic goals and priorities; ‘‘(C) specific activities and strategies for improv- ing and streamlining internal coordination and communication within the Food and Drug Adminis- tration, including for activities and communica- tions related to signals of potential public health concerns; ‘‘(D) challenges and risks the Food and Drug Ad- ministration will face in meeting its strategic goals and priorities, and the activities the Food and Drug Administration will undertake to overcome those challenges and mitigate those risks; ‘‘(E) the ways in which the Food and Drug Admin- istration will use the Plan to guide and coordinate the projects and activities of the Food and Drug Administration across its offices and centers; and ‘‘(F) a skills inventory, needs assessment, gap analysis, and initiatives to address skills gaps as part of a strategic approach to information tech- nology human capital planning. ‘‘(3) EVALUATION OF PROGRESS.—Each Food and Drug Administration Strategic Information Tech- nology Plan issued pursuant to this subsection, with the exception of the first such Food and Drug Admin- istration Strategic Information Technology Plan, shall include an evaluation of— ‘‘(A) the progress the Secretary has made, based on the metrics, benchmarks, and other milestones that measure successful development and imple- mentation of information technology systems; and ‘‘(B) whether actions taken in response to the previous Plan improved the capacity of the Food and Drug Administration to achieve the strategic goals and priorities set forth in such previous Plans.’’ OFFICE OF MINOR USE AND MINOR SPECIES ANIMAL DRUG DEVELOPMENT Pub. L. 108–282, title I, § 102(b)(7), Aug. 2, 2004, 118 Stat. 905, provided that: ‘‘The Secretary of Health and Human Services shall establish within the Center for Veterinary Medicine (of the Food and Drug Administra- tion), an Office of Minor Use and Minor Species Animal Drug Development that reports directly to the Director of the Center for Veterinary Medicine. This office shall be responsible for overseeing the development and legal marketing of new animal drugs for minor uses and minor species. There is authorized to be appropriated to carry out this subsection $1,200,000 for fiscal year 2004 and such sums as may be necessary for each fiscal year thereafter.’’ REGULATIONS FOR SUNSCREEN PRODUCTS Pub. L. 105–115, title I, § 129, Nov. 21, 1997, 111 Stat. 2331, provided that: ‘‘Not later than 18 months after the date of enactment of this Act [Nov. 21, 1997], the Sec- retary of Health and Human Services shall issue regu- lations for over-the-counter sunscreen products for the prevention or treatment of sunburn.’’ CONSTRUCTION OF 2011 AMENDMENT Nothing in amendment by Pub. L. 111–353 to be con- strued to apply to certain alcohol-related facilities, to alter jurisdiction and authorities established under cer- tain other Acts, or in a manner inconsistent with inter- national agreements to which the United States is a party, see sections 2206, 2251, and 2252 of this title. ADVANCING REGULATORY SCIENCE TO PROMOTE PUBLIC HEALTH INNOVATION Pub. L. 112–144, title XI, § 1124, July 9, 2012, 126 Stat. 1114, provided that: ‘‘(a) IN GENERAL.—Not later than 1 year after the date of enactment of this Act [July 9, 2012], the Sec- retary of Health and Human Services (referred to in this section as the ‘Secretary’) shall develop a strategy and implementation plan for advancing regulatory science for medical products in order to promote the public health and advance innovation in regulatory de- cisionmaking. ‘‘(b) REQUIREMENTS.—The strategy and implementa- tion plan developed under subsection (a) shall be con- sistent with the user fee performance goals in the Pre- scription Drug User Fee Agreement commitment let- ter, the Generic Drug User Fee Agreement commitment letter, and the Biosimilar User Fee Agreement commit- ment letter transmitted by the Secretary to Congress on January 13, 2012, and the Medical Device User Fee Agreement commitment letter transmitted by the Sec- retary to Congress on April 20, 2012, and shall— ‘‘(1) identify a clear vision of the fundamental role of efficient, consistent, and predictable, science-based decisions throughout regulatory decisionmaking of the Food and Drug Administration with respect to medical products; ‘‘(2) identify the regulatory science priorities of the Food and Drug Administration directly related to ful- filling the mission of the agency with respect to deci- sionmaking concerning medical products and alloca- tion of resources toward such regulatory science pri- orities; ‘‘(3) identify regulatory and scientific gaps that im- pede the timely development and review of, and regu- latory certainty with respect to, the approval, licen- sure, or clearance of medical products, including with respect to companion products and new technologies, and facilitating the timely introduction and adoption of new technologies and methodologies in a safe and effective manner; ‘‘(4) identify clear, measurable metrics by which progress on the priorities identified under paragraph (2) and gaps identified under paragraph (3) will be measured by the Food and Drug Administration, in- cluding metrics specific to the integration and adop- tion of advances in regulatory science described in paragraph (5) and improving medical product deci- sionmaking, in a predictable and science-based man- ner; and ‘‘(5) set forth how the Food and Drug Administra- tion will ensure that advances in regulatory science for medical products are adopted, as appropriate, on an ongoing basis and in an [sic] manner integrated across centers, divisions, and branches of the Food and Drug Administration, including by senior man- agers and reviewers, including through the— Page 705 TITLE 21—FOOD AND DRUGS § 393 ‘‘(A) development, updating, and consistent appli- cation of guidance documents that support medical product decisionmaking; and ‘‘(B) adoption of the tools, methods, and processes under section 566 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 360bbb–5). ‘‘(c) PERFORMANCE REPORTS.—The annual perform- ance reports submitted to Congress under sections 736B(a) [21 U.S.C. 379h–2(a)] (as amended by section 104 of this Act), 738A(a) [21 U.S.C. 379j–1(a)] (as amended by section 204 of this Act), 744C(a) [21 U.S.C. 379j–43(a)] (as added by section 303 of this Act), and 744I(a) [21 U.S.C. 379j–53(a)] (as added by section 403 of this Act) of the Federal Food, Drug, and Cosmetic Act for each of fiscal years 2014 and 2016, shall include a report from the Sec- retary on the progress made with respect to— ‘‘(1) advancing the regulatory science priorities identified under paragraph (2) of subsection (b) and resolving the gaps identified under paragraph (3) of such subsection, including reporting on specific metrics identified under paragraph (4) of such sub- section; ‘‘(2) the integration and adoption of advances in regulatory science as set forth in paragraph (5) of such subsection; and ‘‘(3) the progress made in advancing the regulatory science goals outlined in the Prescription Drug User Fee Agreement commitment letter, the Generic Drug User Fee Agreement commitment letter, and the Bio- similar User Fee Agreement commitment letter transmitted by the Secretary to Congress on January 13, 2012, and the Medical Device User Fee Agreement transmitted by the Secretary to Congress on April 20, 2012. ‘‘(d) MEDICAL PRODUCT.—In this section, the term ‘medical product’ means a drug, as defined in sub- section (g) of section 201 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321), a device, as defined in sub- section (h) of such section, or a biological product, as defined in section 351(i) of the Public Health Service Act [42 U.S.C. 262(i)].’’ INFORMATION TECHNOLOGY Pub. L. 112–144, title XI, § 1125, July 9, 2012, 126 Stat. 1115, provided that: ‘‘(a) HHS REPORT.—Not later than 1 year after the date of enactment of this Act [July 9, 2012], the Sec- retary of Health and Human Services shall— ‘‘(1) report to Congress on— ‘‘(A) the milestones and a completion date for de- veloping and implementing a comprehensive infor- mation technology strategic plan to align the infor- mation technology systems modernization projects with the strategic goals of the Food and Drug Ad- ministration, including results-oriented goals, strategies, milestones, performance measures; ‘‘(B) efforts to finalize and approve a comprehen- sive inventory of the information technology sys- tems of the Food and Drug Administration that in- cludes information describing each system, such as costs, system function or purpose, and status infor- mation, and incorporate use of the system portfolio into the information investment management proc- ess of the Food and Drug Administration; ‘‘(C) the ways in which the Food and Drug Admin- istration uses the plan described in subparagraph (A) to guide and coordinate the modernization projects and activities of the Food and Drug Ad- ministration, including the interdependencies among projects and activities; and ‘‘(D) the extent to which the Food and Drug Ad- ministration has fulfilled or is implementing rec- ommendations of the Government Accountability Office with respect to the Food and Drug Adminis- tration and information technology; and ‘‘(2) develop— ‘‘(A) a documented enterprise architecture pro- gram management plan that includes the tasks, ac- tivities, and timeframes associated with developing and using the architecture and addresses how the enterprise architecture program management will be performed in coordination with other manage- ment disciplines, such as organizational strategic planning, capital planning and investment control, and performance management; and ‘‘(B) a skills inventory, needs assessment, gap analysis, and initiatives to address skills gaps as part of a strategic approach to information tech- nology human capital planning. ‘‘(b) GAO REPORT.—Not later than January 1, 2016, the Comptroller General of the United States shall issue a report regarding the strategic plan described in subsection (a)(1)(A) and related actions carried out by the Food and Drug Administration. Such report shall assess the progress the Food and Drug Administration has made on— ‘‘(1) the development and implementation of a com- prehensive information technology strategic plan, in- cluding the results-oriented goals, strategies, mile- stones, and performance measures identified in sub- section (a)(1)(A); ‘‘(2) the effectiveness of the comprehensive infor- mation technology strategic plan described in sub- section (a)(1)(A), including the results-oriented goals and performance measures; and ‘‘(3) the extent to which the Food and Drug Admin- istration has fulfilled recommendations of the Gov- ernment Accountability Office with respect to such agency and information technology.’’ FDA STUDY OF MERCURY COMPOUNDS IN DRUGS AND FOOD Pub. L. 105–115, title IV, § 413, Nov. 21, 1997, 111 Stat. 2376, provided that: ‘‘(a) LIST AND ANALYSIS.—The Secretary of Health and Human Services shall, acting through the Food and Drug Administration— ‘‘(1) compile a list of drugs and foods that contain intentionally introduced mercury compounds, and ‘‘(2) provide a quantitative and qualitative analysis of the mercury compounds in the list under para- graph (1). The Secretary shall compile the list required by para- graph (1) within 2 years after the date of enactment of the Food and Drug Administration Modernization Act of 1997 [Nov. 21, 1997] and shall provide the analysis re- quired by paragraph (2) within 2 years after such date of enactment. ‘‘(b) STUDY.—The Secretary of Health and Human Services, acting through the Food and Drug Adminis- tration, shall conduct a study of the effect on humans of the use of mercury compounds in nasal sprays. Such study shall include data from other studies that have been made of such use. ‘‘(c) STUDY OF MERCURY SALES.— ‘‘(1) STUDY.—The Secretary of Health and Human Services, acting through the Food and Drug Adminis- tration and subject to appropriations, shall conduct, or shall contract with the Institute of Medicine of the National Academy of Sciences to conduct, a study of the effect on humans of the use of elemental, organic, or inorganic mercury when offered for sale as a drug or dietary supplement. Such study shall, among other things, evaluate— ‘‘(A) the scope of mercury use as a drug or dietary supplement; and ‘‘(B) the adverse effects on health of children and other sensitive populations resulting from exposure to, or ingestion or inhalation of, mercury when so used. In conducting such study, the Secretary shall consult with the Administrator of the Environmental Protec- tion Agency, the Chair of the Consumer Product Safety Commission, and the Administrator of the Agency for Toxic Substances and Disease Registry, and, to the extent the Secretary believes necessary or appropriate, with any other Federal or private entity. ‘‘(2) REGULATIONS.—If, in the opinion of the Sec- retary, the use of elemental, organic, or inorganic mercury offered for sale as a drug or dietary supple- Page 706 TITLE 21—FOOD AND DRUGS § 393a ment poses a threat to human health, the Secretary shall promulgate regulations restricting the sale of mercury intended for such use. At a minimum, such regulations shall be designed to protect the health of children and other sensitive populations from adverse effects resulting from exposure to, or ingestion or in- halation of, mercury. Such regulations, to the extent feasible, should not unnecessarily interfere with the availability of mercury for use in religious cere- monies.’’ MANAGEMENT ACTIVITIES STUDY Pub. L. 102–571, title II, § 205, Oct. 29, 1992, 106 Stat. 4502, directed Comptroller General to conduct a study of management of activities of the Food and Drug Ad- ministration that are related to dietary supplements of vitamins, minerals, herbs, or other similar nutritional substances and submit an interim report to Congress, not later than 6 months after Oct. 29, 1992, with a final report to be submitted not later than 12 months after Oct. 29, 1992. CONGRESSIONAL FINDINGS Pub. L. 100–607, title V, § 502, Nov. 4, 1988, 102 Stat. 3120, provided that: ‘‘Congress finds that— ‘‘(1) the public health has been effectively protected by the presence of the Food and Drug Administration during the last eighty years; ‘‘(2) the presence and importance of the Food and Drug Administration must be guaranteed; and ‘‘(3) the independence and integrity of the Food and Drug Administration need to be enhanced in order to ensure the continuing protection of the public health.’’ § 393a. Office of Pediatric Therapeutics (a) Establishment The Secretary of Health and Human Services shall establish an Office of Pediatric Thera- peutics within the Food and Drug Administra- tion. (b) Duties The Office of Pediatric Therapeutics shall be responsible for coordination and facilitation of all activities of the Food and Drug Administra- tion that may have any effect on a pediatric population or the practice of pediatrics or may in any other way involve pediatric issues, in- cluding increasing pediatric access to medical devices. (c) Staff The staff of the Office of Pediatric Thera- peutics shall coordinate with employees of the Department of Health and Human Services who exercise responsibilities relating to pediatric therapeutics and shall include— (1) one or more additional individuals with expertise concerning ethical issues presented by the conduct of clinical research in the pedi- atric population; (2) subject to subsection (d), one or more ad- ditional individuals with necessary expertise in a pediatric subpopulation that is, as deter- mined through consideration of the reports and recommendations issued by the Institute of Medicine and the Comptroller General of the United States, less likely to be studied as a part of a written request issued under sec- tion 355a of this title or an assessment under section 355c of this title; (3) one or more additional individuals with expertise in pediatric epidemiology; and (4) one or more additional individuals with expertise in pediatrics as may be necessary to perform the activities described in subsection (b). (d) Neonatology expertise At least one of the individuals described in subsection (c)(2) shall have expertise in neonatology. (Pub. L. 107–109, § 6, Jan. 4, 2002, 115 Stat. 1414; Pub. L. 110–85, title III, § 306(a), Sept. 27, 2007, 121 Stat. 864; Pub. L. 112–144, title V, § 511, July 9, 2012, 126 Stat. 1050; Pub. L. 115–52, title V, § 505(d)(1), Aug. 18, 2017, 131 Stat. 1047.) Editorial Notes CODIFICATION Section was enacted as part of the Best Pharma- ceuticals for Children Act, and not as part of the Fed- eral Food, Drug, and Cosmetic Act which comprises this chapter. AMENDMENTS 2017—Subsec. (d). Pub. L. 115–52 substituted ‘‘At least’’ for ‘‘For the 5-year period beginning on July 9, 2012, at least’’. 2012—Subsec. (c)(2) to (4). Pub. L. 112–144, § 511(1), added pars. (2) and (3) and redesignated former par. (2) as (4). Subsec. (d). Pub. L. 112–144, § 511(2), added subsec. (d). 2007—Subsec. (b). Pub. L. 110–85 inserted ‘‘, including increasing pediatric access to medical devices’’ before period at end. § 394. Scientific review groups Without regard to the provisions of title 5 gov- erning appointments in the competitive service and without regard to the provisions of chapter 51 and subchapter III of chapter 53 of such title relating to classification and General Schedule pay rates, the Commissioner of Food and Drugs may— (1) establish such technical and scientific re- view groups as are needed to carry out the functions of the Food and Drug Administra- tion (including functions prescribed under this chapter); and (2) appoint and pay the members of such groups, except that officers and employees of the United States shall not receive additional compensation for service as members of such groups. (June 25, 1938, ch. 675, § 1004, formerly § 903, as added Pub. L. 101–635, title III, § 301, Nov. 28, 1990, 104 Stat. 4584; renumbered § 904, Pub. L. 103–43, title XX, § 2006(1), June 10, 1993, 107 Stat. 209; re- numbered § 1004, Pub. L. 111–31, div. A, title I, § 101(b)(2), June 22, 2009, 123 Stat. 1784.) § 395. Loan repayment program (a) In general (1) Authority for program Subject to paragraph (2), the Secretary shall carry out a program of entering into contracts with appropriately qualified health profes- sionals under which such health professionals agree to conduct research, as employees of the Food and Drug Administration, in consider- ation of the Federal Government agreeing to repay, for each year of such service, not more

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 321 — Definitions; generally

For the purposes of this chapter— **(a)** (1) The term “State”, except as used in the last sentence of [section 372(a) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section372/a&num=0&edition=prelim), means any State or Territory of the United States, the District of Columbia, and the Commonwealth of Puerto Rico. (2) The term “Territory” means any Territory or possession of the United States, including the District of Columbia, and excluding the Commonwealth of Puerto Rico and the Canal Zone. **(b)** The term “interstate commerce” means (1) commerce between any State or Territory and any place outside thereof, and (2) commerce within the District of Columbia or within any other Territory not organized with a legislative body. **(c)** The term “Department” means Department of Health and Human Services. **(d)** The term “Secretary” means the Secretary of Health and Human Services. **(e)** The term “person” includes individual, partnership, corporation, and association. **(f)** The term “food” means (1) articles used for food or drink for man or other animals, (2) chewing gum, and (3) articles used for components of any such article. **(g)** (1) The term “drug” means (A) articles recognized in the official United States Pharmacopoeia,11 So in original. Probably should be “Pharmacopeia,”. official Homoeopathic Pharmacopoeia of the United States, or official National Formulary, or any supplement to any of them; and (B) articles intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in man or other animals; and (C) articles (other than food) intended to affect the structure or any function of the body of man or other animals; and (D) articles intended for use as a component of any article specif

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 321 — Definitions; generally

Page 36 TITLE 21—FOOD AND DRUGS § 321 1 So in original. Probably should be ‘‘Pharmacopeia,’’. of this title and section 210 of Title 42, The Public Health and Welfare, and enacting provisions set out as notes under sections 321, 342, and 451 of this title] may be cited as the ‘Food Additives Amendment of 1958’.’’ SEVERABILITY Pub. L. 113–54, title I, § 106(b), Nov. 27, 2013, 127 Stat. 598, provided that: ‘‘If any provision of this Act [see Short Title of 2013 Amendment note above] (including the amendments made by this Act) is declared uncon- stitutional, or the applicability of this Act (including the amendments made by this Act) to any person or circumstance is held invalid, the constitutionality of the remainder of this Act (including the amendments made by this Act) and the applicability thereof to other persons and circumstances shall not be affected.’’ Pub. L. 110–85, title XI, § 1105, Sept. 27, 2007, 121 Stat. 975, provided that: ‘‘If any provision of this Act [see Short Title of 2007 Amendment note above], an amend- ment made [by] this Act, or the application of such pro- vision or amendment to any person or circumstance is held to be unconstitutional, the remainder of this Act, the amendments made by this Act, and the application of the provisions of such to any person or cir- cumstances shall not be affected thereby.’’ HAZARDOUS SUBSTANCES Federal Hazardous Substances Act as not modifying this chapter, see Pub. L. 86–613, § 18, July 12, 1960, 74 Stat. 380, set out as an Effect Upon Federal and State Laws note under section 1261 of Title 15, Commerce and Trade. SUBCHAPTER II—DEFINITIONS § 321. Definitions; generally For the purposes of this chapter— (a)(1) The term ‘‘State’’, except as used in the last sentence of section 372(a) of thi

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 360bbb — Expanded access to unapproved therapies and diagnostics

**(a) Emergency situations** The Secretary may, under appropriate conditions determined by the Secretary, authorize the shipment of investigational drugs or investigational devices for the diagnosis, monitoring, or treatment of a serious disease or condition in emergency situations. **(b) Individual patient access to investigational products intended for serious diseases** Any person, acting through a physician licensed in accordance with State law, may request from a manufacturer or distributor, and any manufacturer or distributor may, after complying with the provisions of this subsection, provide to such physician an investigational drug or investigational device for the diagnosis, monitoring, or treatment of a serious disease or condition if— (1) the licensed physician determines that the person has no comparable or satisfactory alternative therapy available to diagnose, monitor, or treat the disease or condition involved, and that the probable risk to the person from the investigational drug or investigational device is not greater than the probable risk from the disease or condition; (2) the Secretary determines that there is sufficient evidence of safety and effectiveness to support the use of the investigational drug or investigational device in the case described in paragraph (1); (3) the Secretary determines that provision of the investigational drug or investigational device will not interfere with the initiation, conduct, or completion of clinical investigations to support marketing approval; and (4) the sponsor, or clinical investigator, of the investigational drug or investigational device submits to the Secretary a clinical protocol consistent with the provisions of section 355(i) or 360j(g) of this title, including any regulations promulgated under

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 360bbb — Expanded access to unapproved thera-

Page 414 TITLE 21—FOOD AND DRUGS §§ 360aaa to 360aaa–6 division thereof from establishing a requirement with respect to emission of radiation from elec- tronic products procured for its own use if such requirement imposes a more restrictive stand- ard than that required to comply with the other- wise applicable Federal standard. (June 25, 1938, ch. 675, § 542, formerly act July 1, 1944, ch. 373, title III, § 542, formerly § 360F, as added Pub. L. 90–602, § 2(3), Oct. 18, 1968, 82 Stat. 1186; renumbered § 542 and amended Pub. L. 101–629, § 19(a)(1)(B), (2)(H), (3), (4), Nov. 28, 1990, 104 Stat. 4529, 4530; Pub. L. 103–80, § 4(a)(2), Aug. 13, 1993, 107 Stat. 779.) Editorial Notes CODIFICATION Section was classified to section 263n of Title 42, The Public Health and Welfare, prior to renumbering by Pub. L. 101–629. AMENDMENTS 1993—Pub. L. 103–80 amended directory language of Pub. L. 101–629, § 19(a)(4), which renumbered section 263n of Title 42, The Public Health and Welfare, as this section. 1990—Pub. L. 101–629, § 19(a)(1)(B), (2)(H), substituted ‘‘section 360kk’’ for ‘‘section 263f’’ and ‘‘this part’’ for ‘‘this subpart’’. Statutory Notes and Related Subsidiaries NONINTERFERENCE WITH OTHER FEDERAL AGENCIES Enactment of this section not to be construed to su- persede or limit the functions under any other provi- sion of law of any officer or agency of the United States, see section 4 of Pub. L. 90–602, set out as a note under section 360hh of this title. PART D—DISSEMINATION OF TREATMENT INFORMATION §§ 360aaa to 360aaa–6. Omitted Editorial Notes CODIFICATION Sections 360aaa to 360aaa–6 ceased to be effective pur- suant to section 401(e) of Pub. L. 105–115, set out as an Effective and Termination Dates note below. Section 360aaa, act June 25

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379g — Definitions

For purposes of this subpart: (1) The term “human drug application” means an application for— (A) approval of a new drug submitted under [section 355(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355/b&num=0&edition=prelim), or (B) licensure of a biological product under subsection (a) of [section 262 of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section262&num=0&edition=prelim). Such term does not include a supplement to such an application, does not include an application with respect to whole blood or a blood component for transfusion, does not include an application with respect to a bovine blood product for topical application licensed before September 1, 1992, does not include an application with respect to an allergenic extract product licensed before October 1, 2022, does not include an application with respect to a standardized allergenic extract product submitted pursuant to a notification to the applicant from the Secretary regarding the existence of a potency test that measures the allergenic activity of an allergenic extract product licensed by the applicant before October 1, 2022, does not include an application with respect to an in vitro diagnostic biologic product licensed under [section 262 of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section262&num=0&edition=prelim), does not include an application with respect to a large volume parenteral drug product approved before September 1, 1992, does not include an application for a licensure of a biological product for further manufacturing use only, and does not include an application or supplement submitted by a State or Federal Government entity for a drug that is not distribute

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379g — Definitions

Page 520 TITLE 21—FOOD AND DRUGS § 379f imposed by or pursuant to the Meat Inspection Act of March 4, 1907, 34 Stat. 1260, as amended or extended (21 U.S.C. 71 and the following) [see section 601 et seq. of this title] or the Poultry Products Inspection Act (21 U.S.C. 451 and the following).’’ EFFECTIVE DATE; ACCELERATION This section was made ‘‘immediately effective’’ by act May 2, 1939, ch. 107, title I, § 1, 53 Stat. 631. TERMINATION OF ADVISORY COMMITTEES Advisory committees in existence on Jan. 5, 1973, to terminate not later than the expiration of the 2-year period following Jan. 5, 1973, and advisory committees established after Jan. 5, 1973, to terminate not later than the expiration of the 2-year period beginning on the date of their establishment, unless in the case of a committee established by the President or an officer of the Federal Government, such committee is renewed by appropriate action prior to the expiration of such 2- year period, or in the case of a committee established by Congress, its duration is otherwise provided by law. See section 1013 of Title 5, Government Organization and Employees. REFERENCES IN OTHER LAWS TO GS–16, 17, OR 18 PAY RATES References in laws to the rates of pay for GS–16, 17, or 18, or to maximum rates of pay under the General Schedule, to be considered references to rates payable under specified sections of Title 5, Government Organi- zation and Employees, see section 529 [title I, § 101(c)(1)] of Pub. L. 101–509, set out in a note under section 5376 of Title 5. PART C—FEES SUBPART 1—FREEDOM OF INFORMATION FEES § 379f. Recovery and retention of fees for free- dom of information requests (a) In general The Secretary, acting through the Commis- sioner of Food and Drugs, may— (1) set and charge

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379h — Authority to assess and use drug fees

**(a) Types of fees** Beginning in fiscal year 2023, the Secretary shall assess and collect fees in accordance with this section as follows: (1) **Human drug application fee** (A) *In general* — Each person that submits, on or after September 1, 1992, a human drug application shall be subject to a fee as follows: (i) A fee established under subsection (c)(6) for a human drug application for which clinical data (other than bioavailability or bioequivalence studies) with respect to safety or effectiveness are required for approval. (ii) A fee established under subsection (c)(6) for a human drug application for which clinical data (other than bioavailability or bioequivalence studies) with respect to safety or effectiveness are not required for approval. Such fee shall be half of the amount of the fee established under clause (i). (B) *Payment* — The fee required by subparagraph (A) shall be due upon submission of the application. (C) *Exception for previously filed application* — If a human drug application was submitted by a person that paid the fee for such application, was accepted for filing, and was not approved or was withdrawn prior to approval (without a waiver), the submission of a human drug application for the same product by the same person (or the person’s licensee, assignee, or successor) shall not be subject to a fee under subparagraph (A). (D) *Refund of fee if application refused for filing or withdrawn before filing* — The Secretary shall refund 75 percent of the fee paid under subparagraph (B) for any application which is refused for filing or withdrawn without a waiver before filing. (E) *Fees for applications previously refused for filing or withdrawn before filing* — A human drug application that was submitted but was refuse

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379h — Authority to assess and use drug fees

Page 527 TITLE 21—FOOD AND DRUGS § 379h § 379h. Authority to assess and use drug fees (a) Types of fees Beginning in fiscal year 2023, the Secretary shall assess and collect fees in accordance with this section as follows: (1) Human drug application fee (A) In general Each person that submits, on or after Sep- tember 1, 1992, a human drug application shall be subject to a fee as follows: (i) A fee established under subsection (c)(6) for a human drug application for which clinical data (other than bio- availability or bioequivalence studies) with respect to safety or effectiveness are required for approval. (ii) A fee established under subsection (c)(6) for a human drug application for which clinical data (other than bio- availability or bioequivalence studies) with respect to safety or effectiveness are not required for approval. Such fee shall be half of the amount of the fee established under clause (i). (B) Payment The fee required by subparagraph (A) shall be due upon submission of the application. (C) Exception for previously filed application If a human drug application was submitted by a person that paid the fee for such appli- cation, was accepted for filing, and was not approved or was withdrawn prior to approval (without a waiver), the submission of a human drug application for the same prod- uct by the same person (or the person’s li- censee, assignee, or successor) shall not be subject to a fee under subparagraph (A). (D) Refund of fee if application refused for filing or withdrawn before filing The Secretary shall refund 75 percent of the fee paid under subparagraph (B) for any application which is refused for filing or withdrawn without a waiver before filing. (E) Fees for applications previously refuse

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Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379j — Authority to assess and use device fees

**(a) Types of fees** (1) **In general** — Beginning in fiscal year 2023, the Secretary shall assess and collect fees in accordance with this section. (2) **Premarket application, premarket report, supplement, and submission fee, and annual fee for periodic reporting concerning a class III device** (A) *In general* — Except as provided in subparagraph (B) and subsections (d) and (e), each person who submits any of the following, on or after October 1, 2022, shall be subject to a fee established under subsection (c) for the fiscal year involved in accordance with the following: (i) A premarket application. (ii) For a premarket report, a fee equal to the fee that applies under clause (i). (iii) For a panel track supplement, a fee equal to 80 percent of the fee that applies under clause (i). (iv) For a 180-day supplement, a fee equal to 15 percent of the fee that applies under clause (i). (v) For a real-time supplement, a fee equal to 7 percent of the fee that applies under clause (i). (vi) For a 30-day notice, a fee equal to 1.6 percent of the fee that applies under clause (i). (vii) For an efficacy supplement, a fee equal to the fee that applies under clause (i). (viii) For a premarket notification submission, a fee equal to 4.5 percent of the fee that applies under clause (i). (ix) For a request for classification information, a fee equal to 1.35 percent of the fee that applies under clause (i). (x) For periodic reporting concerning a class III device, an annual fee equal to 3.5 percent of the fee that applies under clause (i). (xi) For a de novo classification request, a fee equal to 30 percent of the fee that applies under clause (i). (B) *Exceptions* (i) *Humanitarian device exemption* — An applicati

Source: Supplied U.S. Code snapshot — release unconfirmed · 21 U.S.C. § 379j

Stored review status: release_metadata_unconfirmed. The source passage cites 21 U.S.C. § 379j. This identifies an authority to review, not proof of applicability.

Federal law — U.S. Code and appendices · legal_authorities

21 U.S.C. § 379j — Authority to assess and use device fees

Page 549 TITLE 21—FOOD AND DRUGS § 379j of fees paid for each such type of application or noti- fication, from businesses with gross receipts or sales from $0 to $100,000,000, with such businesses cat- egorized in $10,000,000 intervals; and ‘‘(2) a certification by the Secretary that the amounts appropriated for salaries and expenses of the Food and Drug Administration for such fiscal year and obligated by the Secretary for the performance of any function relating to devices that is not for the process for the review of device applications, as de- fined in paragraph (5) [now (8)] of section 737 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 379i), are not less than such amounts for fiscal year 2002 multiplied by the adjustment factor, as defined in paragraph (7) [now (10)] of such section 737.’’ STUDY Pub. L. 107–250, title I, § 104(b), Oct. 26, 2002, 116 Stat. 1601, directed the Secretary of Health and Human Serv- ices to conduct a study for the purpose of making cer- tain determinations regarding the medical device user- fee program established under the amendment made by section 102 of Pub. L. 107–250 and to submit a report to Congress by Jan. 10, 2007. CONSULTATION Pub. L. 107–250, title I, § 105, Oct. 26, 2002, 116 Stat. 1601, provided that: ‘‘(a) IN GENERAL.—In developing recommendations to the Congress for the goals and plans for meeting the goals for the process for the review of medical device applications for fiscal years after fiscal year 2007, and for the reauthorization of sections 737 and 738 of the Federal Food, Drug, and Cosmetic Act [21 U.S.C. 379i, 379j], the Secretary of Health and Human Services (re- ferred to in this section as the ‘Secretary’) shall con- sult with the Committee on Energy and Commerce of the House

Source: Supplied 2024 U.S. Code historical extraction · 21 U.S.C. § 379j

Stored review status: historical_2024_not_currentness_verified. The source passage cites 21 U.S.C. § 379j. This identifies an authority to review, not proof of applicability.