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42 U.S.C. § 16133 — State grant, rebate, and loan programs
Federal law — U.S. Code and appendices · legal_authorities
Page 8780
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 16133
number and dollar amount of rebates or loans
provided, as well as a breakdown of the tech-
nologies funded through the rebates or loans;
and
(2) for other rebates and loans, and for
grants, a description of each application for
which the grant, rebate, or loan is provided.
(Pub. L. 109–58, title VII, § 792, Aug. 8, 2005, 119
Stat. 839; Pub. L. 111–364, § 2(b), Jan. 4, 2011, 124
Stat. 4056.)
Editorial Notes
REFERENCES IN TEXT
The Clean Air Act, referred to in subsec. (d)(2)(A), is
act July 14, 1955, ch. 360, 69 Stat. 322, which is classified
generally to chapter 85 (§ 7401 et seq.) of this title. For
complete classification of this Act to the Code, see
Short Title note set out under section 7401 of this title
and Tables.
AMENDMENTS
2011—Pub. L. 111–364, § 2(b)(1), inserted ‘‘, rebate,’’
after ‘‘grant’’ in section catchline.
Subsec. (a). Pub. L. 111–364, § 2(b)(2)(A), substituted
‘‘to provide grants, rebates, or low-cost revolving loans,
as determined by the Administrator, on a competitive
basis, to eligible entities, including through contracts
entered into under subsection (e) of this section,’’ for
‘‘to provide grants and low-cost revolving loans, as de-
termined by the Administrator, on a competitive basis,
to eligible entities’’ in introductory provisions.
Subsec. (a)(1). Pub. L. 111–364, § 2(b)(2)(B), struck out
‘‘tons of’’ before ‘‘pollution produced’’.
Subsec. (b)(2). Pub. L. 111–364, § 2(b)(3)(A), (B), redesig-
nated par. (3) as (2) and struck out former par. (2). Prior
to amendment, text read as follows: ‘‘The Adminis-
trator shall provide not less than 50 percent of funds
available for a fiscal year under this section to eligible
entities for the benefit of public fleets.’’
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Page 8780
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 16133
number and dollar amount of rebates or loans
provided, as well as a breakdown of the tech-
nologies funded through the rebates or loans;
and
(2) for other rebates and loans, and for
grants, a description of each application for
which the grant, rebate, or loan is provided.
(Pub. L. 109–58, title VII, § 792, Aug. 8, 2005, 119
Stat. 839; Pub. L. 111–364, § 2(b), Jan. 4, 2011, 124
Stat. 4056.)
Editorial Notes
REFERENCES IN TEXT
The Clean Air Act, referred to in subsec. (d)(2)(A), is
act July 14, 1955, ch. 360, 69 Stat. 322, which is classified
generally to chapter 85 (§ 7401 et seq.) of this title. For
complete classification of this Act to the Code, see
Short Title note set out under section 7401 of this title
and Tables.
AMENDMENTS
2011—Pub. L. 111–364, § 2(b)(1), inserted ‘‘, rebate,’’
after ‘‘grant’’ in section catchline.
Subsec. (a). Pub. L. 111–364, § 2(b)(2)(A), substituted
‘‘to provide grants, rebates, or low-cost revolving loans,
as determined by the Administrator, on a competitive
basis, to eligible entities, including through contracts
entered into under subsection (e) of this section,’’ for
‘‘to provide grants and low-cost revolving loans, as de-
termined by the Administrator, on a competitive basis,
to eligible entities’’ in introductory provisions.
Subsec. (a)(1). Pub. L. 111–364, § 2(b)(2)(B), struck out
‘‘tons of’’ before ‘‘pollution produced’’.
Subsec. (b)(2). Pub. L. 111–364, § 2(b)(3)(A), (B), redesig-
nated par. (3) as (2) and struck out former par. (2). Prior
to amendment, text read as follows: ‘‘The Adminis-
trator shall provide not less than 50 percent of funds
available for a fiscal year under this section to eligible
entities for the benefit of public fleets.’’
Subsec. (b)(2)(A). Pub. L. 111–364, § 2(b)(3)(C)(i), sub-
stituted ‘‘95’’ for ‘‘90’’ in introductory provisions.
Subsec. (b)(2)(B)(i). Pub. L. 111–364, § 2(b)(3)(C)(ii), sub-
stituted ‘‘5 percent’’ for ‘‘10 percent’’.
Subsec. (b)(2)(B)(ii). Pub. L. 111–364, § 2(b)(3)(C)(iii),
substituted ‘‘a verification application’’ for ‘‘the appli-
cation under subsection (c)’’.
Subsec. (b)(3). Pub. L. 111–364, § 2(b)(3)(B), redesig-
nated par. (3) as (2).
Subsec. (c). Pub. L. 111–364, § 2(b)(4)(A), (B), added
pars. (1) and (2), redesignated former pars. (2) and (3) as
(3) and (4), respectively, and struck out former par. (1).
Prior to amendment, text of par. (1) read as follows:
‘‘To receive a grant or loan under this section, an eligi-
ble entity shall submit to the Administrator an appli-
cation at a time, in a manner, and including such infor-
mation as the Administrator may require.’’
Subsec. (c)(3)(G). Pub. L. 111–364, § 2(b)(4)(C), inserted
‘‘in the case of an application relating to nonroad en-
gines or vehicles,’’ before ‘‘a description of the diesel’’.
Subsec. (c)(4). Pub. L. 111–364, § 2(b)(4)(D)(i), inserted
‘‘, rebate,’’ after ‘‘grant’’ and ‘‘highest’’ before ‘‘pri-
ority’’ in introductory provisions.
Subsec. (c)(4)(C)(iii). Pub. L. 111–364, § 2(b)(4)(D)(ii),
substituted ‘‘diesel fleets’’ for ‘‘a diesel fleets’’ and in-
serted ‘‘construction sites, schools,’’ after ‘‘termi-
nals,’’.
Subsec.
(c)(4)(E)
to
(G).
Pub.
L.
111–364,
§ 2(b)(4)(D)(iii)–(v), inserted ‘‘and’’ at end of subpar. (E),
substituted a period for ‘‘; and’’ in subpar. (F), and
struck out subpar. (G) which read as follows: ‘‘use die-
sel fuel with a sulfur content of less than or equal to
15 parts per million, as the Administrator determines
to be appropriate.’’
Subsec. (d)(1). Pub. L. 111–364, § 2(b)(5)(A), inserted
‘‘, rebate,’’ after ‘‘grant’’ in introductory provisions.
Subsec. (d)(2)(A). Pub. L. 111–364, § 2(b)(5)(B), sub-
stituted ‘‘grant, rebate, or loan provided, or contract
entered into,’’ for ‘‘grant or loan provided’’ and ‘‘any
Federal law, except that this subparagraph shall not
apply to a mandate in a State implementation plan ap-
proved by the Administrator under the Clean Air Act’’
for ‘‘Federal, State or local law’’.
Subsecs. (e), (f). Pub. L. 111–364, § 2(b)(6), added sub-
secs. (e) and (f).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2011 AMENDMENT
Amendment by Pub. L. 111–364 effective Oct. 1, 2011,
except as otherwise provided, see section 4 of Pub. L.
111–364, set out as a note under section 16131 of this
title.
§ 16133. State grant, rebate, and loan programs
(a) In general
Subject to the availability of adequate appro-
priations, the Administrator shall use 30 percent
of the funds made available for a fiscal year
under this part to support grant, rebate, and
loan programs administered by States that are
designed to achieve significant reductions in
diesel emissions.
(b) Applications
The Administrator shall—
(1) provide to States guidance for use in ap-
plying for grant, rebate, or loan funds under
this section, including information regard-
ing—
(A) the process and forms for applications;
(B) permissible uses of funds received; and
(C) the cost-effectiveness of various emis-
sion reduction technologies eligible to be
carried out using funds provided under this
section; and
(2) establish, for applications described in
paragraph (1)—
(A) an annual deadline for submission of
the applications;
(B) a process by which the Administrator
shall approve or disapprove each application;
and
(C) a streamlined process by which a State
may renew an application described in para-
graph (1) for subsequent fiscal years.
(c) Allocation of funds
(1) In general
For each fiscal year, the Administrator shall
allocate among States for which applications
are approved by the Administrator under sub-
section (b)(2)(B) funds made available to carry
out this section for the fiscal year.
(2) Allocation
(A) In general
Except as provided in subparagraphs (B)
and (C), using not more than 20 percent of
the funds made available to carry out this
part for a fiscal year, the Administrator
shall provide to each State qualified for an
allocation for the fiscal year an allocation
equal to 1⁄53 of the funds made available for
that fiscal year for distribution to States
under this paragraph.
(B) Certain territories
(i) In general
Except as provided in clause (ii), Guam,
the United States Virgin Islands, Amer-
Page 8781
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 16134
ican Samoa, and the Commonwealth of the
Northern Mariana Islands shall collec-
tively receive an allocation equal to 1⁄53 of
the funds made available for that fiscal
year for distribution to States under this
subsection, divided equally among those 4
States.
(ii) Exception
If any State described in clause (i) does
not qualify for an allocation under this
paragraph, the share of funds otherwise al-
located for that State under clause (i)
shall be reallocated pursuant to subpara-
graph (C).
(C) Reallocation
If any State does not qualify for an alloca-
tion under this paragraph, the share of funds
otherwise allocated for that State under this
paragraph shall be reallocated to each re-
maining qualified State in an amount equal
to the product obtained by multiplying—
(i) the proportion that the population of
the State bears to the population of all
States described in paragraph (1); by
(ii) the amount otherwise allocatable to
the nonqualifying State under this para-
graph.
(3) State matching incentive
(A) In general
If a State agrees to match the allocation
provided to the State under paragraph (2) for
a fiscal year, the Administrator shall pro-
vide to the State for the fiscal year an addi-
tional amount equal to 50 percent of the al-
location of the State under paragraph (2).
(B) Requirements
A State—
(i) may not use funds received under this
part to pay a matching share required
under this subsection; and
(ii) shall not be required to provide a
matching share for any additional amount
received under subparagraph (A).
(4) Unclaimed funds
Any funds that are not claimed by a State
for a fiscal year under this subsection shall be
used to carry out section 16132 of this title.
(d) Administration
(1) In general
Subject to paragraphs (2) and (3) and, to the
extent practicable, the priority areas listed in
section 16132(c)(3) of this title, a State shall
use any funds provided under this section to
develop and implement such grant, rebate, and
low-cost revolving loan programs in the State
as are appropriate to meet State needs and
goals relating to the reduction of diesel emis-
sions.
(2) Apportionment of funds
The chief executive of a State that receives
funding under this section may determine the
portion of funds to be provided as grants, re-
bates, or loans.
(3) Use of funds
A grant, rebate, or loan provided under this
section shall be used for a project relating to—
(A) a certified engine configuration; or
(B) a verified technology.
(4) Priority
In providing grants, rebates, and loans under
this section, a State shall use the priorities in
section 16132(c)(4) of this title.
(5) Public notification
Not later than 60 days after the date of the
award of a grant, rebate, or loan by a State,
the State shall publish on the Web site of the
State—
(A) for rebates, grants, and loans provided
to the owner of a diesel vehicle or fleet, the
total number and dollar amount of rebates,
grants, or loans provided, as well as a break-
down of the technologies funded through the
rebates, grants, or loans; and
(B) for other rebates, grants, and loans, a
description of each application for which the
grant, rebate, or loan is provided.
(Pub. L. 109–58, title VII, § 793, Aug. 8, 2005, 119
Stat. 841; Pub. L. 110–255, § 3(b), June 30, 2008, 122
Stat. 2424; Pub. L. 111–364, § 2(c), Jan. 4, 2011, 124
Stat. 4059.)
Editorial Notes
AMENDMENTS
2011—Pub. L. 111–364, § 2(c)(1), inserted ‘‘, rebate,’’
after ‘‘grant’’ in section catchline.
Subsec.
(a).
Pub.
L.
111–364,
§ 2(c)(2),
inserted
‘‘, rebate,’’ after ‘‘grant’’.
Subsec. (b)(1). Pub. L. 111–364, § 2(c)(3), inserted
‘‘, rebate,’’ after ‘‘grant’’ in introductory provisions.
Subsec. (c)(2). Pub. L. 111–364, § 2(c)(4), amended par.
(2) generally. Prior to amendment, par. (2) related to
allocation of funds.
Subsec. (d)(1). Pub. L. 111–364, § 2(c)(5)(A), inserted
‘‘, rebate,’’ after ‘‘grant’’.
Subsec. (d)(2). Pub. L. 111–364, § 2(c)(5)(B), inserted
‘‘, rebates,’’ after ‘‘grants’’.
Subsec. (d)(3). Pub. L. 111–364, § 2(c)(5)(C), substituted
‘‘grant, rebate, or loan provided under this section
shall be used’’ for ‘‘grant or loan provided under this
section may be used’’ in introductory provisions.
Subsec. (d)(4), (5). Pub. L. 111–364, § 2(c)(5)(D), added
pars. (4) and (5).
2008—Subsec. (c)(2)(A). Pub. L. 110–255, § 3(b)(2), sub-
stituted ‘‘51’’ for ‘‘50’’ and ‘‘1.96 percent’’ for ‘‘2 per-
cent’’.
Subsec. (c)(2)(B). Pub. L. 110–255, § 3(b)(2), substituted
‘‘51’’ for ‘‘50’’ in introductory provisions.
Subsec. (c)(2)(B)(ii). Pub. L. 110–255, § 3(b)(2), which di-
rected substitution of ‘‘1.96 percent’’ for ‘‘2 percent’’,
was executed by making the substitution for ‘‘2-per-
cent’’, to reflect the probable intent of Congress.
Subsec. (d)(2). Pub. L. 110–255, § 3(b)(1), substituted
‘‘chief executive’’ for ‘‘Governor’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2011 AMENDMENT
Amendment by Pub. L. 111–364 effective Oct. 1, 2011,
except that amendment by section 2(c)(4) of Pub. L.
111–364 effective Jan. 4, 2011, see section 4 of Pub. L.
111–364, set out as a note under section 16131 of this
title.
§ 16134. Evaluation and report
(a) In general
Not later than 1 year after the date on which
funds are made available under this part, and bi-
Cross-references
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Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** The Administrator shall use 70 percent of the funds made available to carry out this part for each fiscal year to provide grants, rebates, or low-cost revolving loans, as determined by the Administrator, on a competitive basis, to eligible entities, including through contracts entered into under subsection (e) of this section, to achieve significant reductions in diesel emissions in terms of—
(1) pollution produced; and
(2) diesel emissions exposure, particularly from fleets operating in areas designated by the Administrator as poor air quality areas.
**(b) Distribution**
(1) **In general** — The Administrator shall distribute funds made available for a fiscal year under this part in accordance with this section.
(2) **Engine configurations and technologies**
(A) *Certified engine configurations and verified technologies* — The Administrator shall provide not less than 95 percent of funds available for a fiscal year under this section to eligible entities for projects using—
(i) a certified engine configuration; or
(ii) a verified technology.
(B) *Emerging technologies*
(i) *In general* — The Administrator shall provide not more than 5 percent of funds available for a fiscal year under this section to eligible entities for the development and commercialization of emerging technologies.
(ii) *Application and test plan* — To receive funds under clause (i), a manufacturer, in consultation with an eligible entity, shall submit for verification to the Administrator or the California Air Resources Board a test plan for the emerging technology, together with a verification application.
**(c) Applications**
(1) **Expedited process**
(A) *In general* — The Administrator shall develop a simplified application process for all
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