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42 U.S.C. § 16133 — State grant, rebate, and loan programs

Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 16133 — State grant, rebate, and loan programs

Page 8780 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 16133 number and dollar amount of rebates or loans provided, as well as a breakdown of the tech- nologies funded through the rebates or loans; and (2) for other rebates and loans, and for grants, a description of each application for which the grant, rebate, or loan is provided. (Pub. L. 109–58, title VII, § 792, Aug. 8, 2005, 119 Stat. 839; Pub. L. 111–364, § 2(b), Jan. 4, 2011, 124 Stat. 4056.) Editorial Notes REFERENCES IN TEXT The Clean Air Act, referred to in subsec. (d)(2)(A), is act July 14, 1955, ch. 360, 69 Stat. 322, which is classified generally to chapter 85 (§ 7401 et seq.) of this title. For complete classification of this Act to the Code, see Short Title note set out under section 7401 of this title and Tables. AMENDMENTS 2011—Pub. L. 111–364, § 2(b)(1), inserted ‘‘, rebate,’’ after ‘‘grant’’ in section catchline. Subsec. (a). Pub. L. 111–364, § 2(b)(2)(A), substituted ‘‘to provide grants, rebates, or low-cost revolving loans, as determined by the Administrator, on a competitive basis, to eligible entities, including through contracts entered into under subsection (e) of this section,’’ for ‘‘to provide grants and low-cost revolving loans, as de- termined by the Administrator, on a competitive basis, to eligible entities’’ in introductory provisions. Subsec. (a)(1). Pub. L. 111–364, § 2(b)(2)(B), struck out ‘‘tons of’’ before ‘‘pollution produced’’. Subsec. (b)(2). Pub. L. 111–364, § 2(b)(3)(A), (B), redesig- nated par. (3) as (2) and struck out former par. (2). Prior to amendment, text read as follows: ‘‘The Adminis- trator shall provide not less than 50 percent of funds available for a fiscal year under this section to eligible entities for the benefit of public fleets.’’

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Page 8780 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 16133 number and dollar amount of rebates or loans provided, as well as a breakdown of the tech- nologies funded through the rebates or loans; and (2) for other rebates and loans, and for grants, a description of each application for which the grant, rebate, or loan is provided. (Pub. L. 109–58, title VII, § 792, Aug. 8, 2005, 119 Stat. 839; Pub. L. 111–364, § 2(b), Jan. 4, 2011, 124 Stat. 4056.) Editorial Notes REFERENCES IN TEXT The Clean Air Act, referred to in subsec. (d)(2)(A), is act July 14, 1955, ch. 360, 69 Stat. 322, which is classified generally to chapter 85 (§ 7401 et seq.) of this title. For complete classification of this Act to the Code, see Short Title note set out under section 7401 of this title and Tables. AMENDMENTS 2011—Pub. L. 111–364, § 2(b)(1), inserted ‘‘, rebate,’’ after ‘‘grant’’ in section catchline. Subsec. (a). Pub. L. 111–364, § 2(b)(2)(A), substituted ‘‘to provide grants, rebates, or low-cost revolving loans, as determined by the Administrator, on a competitive basis, to eligible entities, including through contracts entered into under subsection (e) of this section,’’ for ‘‘to provide grants and low-cost revolving loans, as de- termined by the Administrator, on a competitive basis, to eligible entities’’ in introductory provisions. Subsec. (a)(1). Pub. L. 111–364, § 2(b)(2)(B), struck out ‘‘tons of’’ before ‘‘pollution produced’’. Subsec. (b)(2). Pub. L. 111–364, § 2(b)(3)(A), (B), redesig- nated par. (3) as (2) and struck out former par. (2). Prior to amendment, text read as follows: ‘‘The Adminis- trator shall provide not less than 50 percent of funds available for a fiscal year under this section to eligible entities for the benefit of public fleets.’’ Subsec. (b)(2)(A). Pub. L. 111–364, § 2(b)(3)(C)(i), sub- stituted ‘‘95’’ for ‘‘90’’ in introductory provisions. Subsec. (b)(2)(B)(i). Pub. L. 111–364, § 2(b)(3)(C)(ii), sub- stituted ‘‘5 percent’’ for ‘‘10 percent’’. Subsec. (b)(2)(B)(ii). Pub. L. 111–364, § 2(b)(3)(C)(iii), substituted ‘‘a verification application’’ for ‘‘the appli- cation under subsection (c)’’. Subsec. (b)(3). Pub. L. 111–364, § 2(b)(3)(B), redesig- nated par. (3) as (2). Subsec. (c). Pub. L. 111–364, § 2(b)(4)(A), (B), added pars. (1) and (2), redesignated former pars. (2) and (3) as (3) and (4), respectively, and struck out former par. (1). Prior to amendment, text of par. (1) read as follows: ‘‘To receive a grant or loan under this section, an eligi- ble entity shall submit to the Administrator an appli- cation at a time, in a manner, and including such infor- mation as the Administrator may require.’’ Subsec. (c)(3)(G). Pub. L. 111–364, § 2(b)(4)(C), inserted ‘‘in the case of an application relating to nonroad en- gines or vehicles,’’ before ‘‘a description of the diesel’’. Subsec. (c)(4). Pub. L. 111–364, § 2(b)(4)(D)(i), inserted ‘‘, rebate,’’ after ‘‘grant’’ and ‘‘highest’’ before ‘‘pri- ority’’ in introductory provisions. Subsec. (c)(4)(C)(iii). Pub. L. 111–364, § 2(b)(4)(D)(ii), substituted ‘‘diesel fleets’’ for ‘‘a diesel fleets’’ and in- serted ‘‘construction sites, schools,’’ after ‘‘termi- nals,’’. Subsec. (c)(4)(E) to (G). Pub. L. 111–364, § 2(b)(4)(D)(iii)–(v), inserted ‘‘and’’ at end of subpar. (E), substituted a period for ‘‘; and’’ in subpar. (F), and struck out subpar. (G) which read as follows: ‘‘use die- sel fuel with a sulfur content of less than or equal to 15 parts per million, as the Administrator determines to be appropriate.’’ Subsec. (d)(1). Pub. L. 111–364, § 2(b)(5)(A), inserted ‘‘, rebate,’’ after ‘‘grant’’ in introductory provisions. Subsec. (d)(2)(A). Pub. L. 111–364, § 2(b)(5)(B), sub- stituted ‘‘grant, rebate, or loan provided, or contract entered into,’’ for ‘‘grant or loan provided’’ and ‘‘any Federal law, except that this subparagraph shall not apply to a mandate in a State implementation plan ap- proved by the Administrator under the Clean Air Act’’ for ‘‘Federal, State or local law’’. Subsecs. (e), (f). Pub. L. 111–364, § 2(b)(6), added sub- secs. (e) and (f). Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 2011 AMENDMENT Amendment by Pub. L. 111–364 effective Oct. 1, 2011, except as otherwise provided, see section 4 of Pub. L. 111–364, set out as a note under section 16131 of this title. § 16133. State grant, rebate, and loan programs (a) In general Subject to the availability of adequate appro- priations, the Administrator shall use 30 percent of the funds made available for a fiscal year under this part to support grant, rebate, and loan programs administered by States that are designed to achieve significant reductions in diesel emissions. (b) Applications The Administrator shall— (1) provide to States guidance for use in ap- plying for grant, rebate, or loan funds under this section, including information regard- ing— (A) the process and forms for applications; (B) permissible uses of funds received; and (C) the cost-effectiveness of various emis- sion reduction technologies eligible to be carried out using funds provided under this section; and (2) establish, for applications described in paragraph (1)— (A) an annual deadline for submission of the applications; (B) a process by which the Administrator shall approve or disapprove each application; and (C) a streamlined process by which a State may renew an application described in para- graph (1) for subsequent fiscal years. (c) Allocation of funds (1) In general For each fiscal year, the Administrator shall allocate among States for which applications are approved by the Administrator under sub- section (b)(2)(B) funds made available to carry out this section for the fiscal year. (2) Allocation (A) In general Except as provided in subparagraphs (B) and (C), using not more than 20 percent of the funds made available to carry out this part for a fiscal year, the Administrator shall provide to each State qualified for an allocation for the fiscal year an allocation equal to 1⁄53 of the funds made available for that fiscal year for distribution to States under this paragraph. (B) Certain territories (i) In general Except as provided in clause (ii), Guam, the United States Virgin Islands, Amer- Page 8781 TITLE 42—THE PUBLIC HEALTH AND WELFARE § 16134 ican Samoa, and the Commonwealth of the Northern Mariana Islands shall collec- tively receive an allocation equal to 1⁄53 of the funds made available for that fiscal year for distribution to States under this subsection, divided equally among those 4 States. (ii) Exception If any State described in clause (i) does not qualify for an allocation under this paragraph, the share of funds otherwise al- located for that State under clause (i) shall be reallocated pursuant to subpara- graph (C). (C) Reallocation If any State does not qualify for an alloca- tion under this paragraph, the share of funds otherwise allocated for that State under this paragraph shall be reallocated to each re- maining qualified State in an amount equal to the product obtained by multiplying— (i) the proportion that the population of the State bears to the population of all States described in paragraph (1); by (ii) the amount otherwise allocatable to the nonqualifying State under this para- graph. (3) State matching incentive (A) In general If a State agrees to match the allocation provided to the State under paragraph (2) for a fiscal year, the Administrator shall pro- vide to the State for the fiscal year an addi- tional amount equal to 50 percent of the al- location of the State under paragraph (2). (B) Requirements A State— (i) may not use funds received under this part to pay a matching share required under this subsection; and (ii) shall not be required to provide a matching share for any additional amount received under subparagraph (A). (4) Unclaimed funds Any funds that are not claimed by a State for a fiscal year under this subsection shall be used to carry out section 16132 of this title. (d) Administration (1) In general Subject to paragraphs (2) and (3) and, to the extent practicable, the priority areas listed in section 16132(c)(3) of this title, a State shall use any funds provided under this section to develop and implement such grant, rebate, and low-cost revolving loan programs in the State as are appropriate to meet State needs and goals relating to the reduction of diesel emis- sions. (2) Apportionment of funds The chief executive of a State that receives funding under this section may determine the portion of funds to be provided as grants, re- bates, or loans. (3) Use of funds A grant, rebate, or loan provided under this section shall be used for a project relating to— (A) a certified engine configuration; or (B) a verified technology. (4) Priority In providing grants, rebates, and loans under this section, a State shall use the priorities in section 16132(c)(4) of this title. (5) Public notification Not later than 60 days after the date of the award of a grant, rebate, or loan by a State, the State shall publish on the Web site of the State— (A) for rebates, grants, and loans provided to the owner of a diesel vehicle or fleet, the total number and dollar amount of rebates, grants, or loans provided, as well as a break- down of the technologies funded through the rebates, grants, or loans; and (B) for other rebates, grants, and loans, a description of each application for which the grant, rebate, or loan is provided. (Pub. L. 109–58, title VII, § 793, Aug. 8, 2005, 119 Stat. 841; Pub. L. 110–255, § 3(b), June 30, 2008, 122 Stat. 2424; Pub. L. 111–364, § 2(c), Jan. 4, 2011, 124 Stat. 4059.) Editorial Notes AMENDMENTS 2011—Pub. L. 111–364, § 2(c)(1), inserted ‘‘, rebate,’’ after ‘‘grant’’ in section catchline. Subsec. (a). Pub. L. 111–364, § 2(c)(2), inserted ‘‘, rebate,’’ after ‘‘grant’’. Subsec. (b)(1). Pub. L. 111–364, § 2(c)(3), inserted ‘‘, rebate,’’ after ‘‘grant’’ in introductory provisions. Subsec. (c)(2). Pub. L. 111–364, § 2(c)(4), amended par. (2) generally. Prior to amendment, par. (2) related to allocation of funds. Subsec. (d)(1). Pub. L. 111–364, § 2(c)(5)(A), inserted ‘‘, rebate,’’ after ‘‘grant’’. Subsec. (d)(2). Pub. L. 111–364, § 2(c)(5)(B), inserted ‘‘, rebates,’’ after ‘‘grants’’. Subsec. (d)(3). Pub. L. 111–364, § 2(c)(5)(C), substituted ‘‘grant, rebate, or loan provided under this section shall be used’’ for ‘‘grant or loan provided under this section may be used’’ in introductory provisions. Subsec. (d)(4), (5). Pub. L. 111–364, § 2(c)(5)(D), added pars. (4) and (5). 2008—Subsec. (c)(2)(A). Pub. L. 110–255, § 3(b)(2), sub- stituted ‘‘51’’ for ‘‘50’’ and ‘‘1.96 percent’’ for ‘‘2 per- cent’’. Subsec. (c)(2)(B). Pub. L. 110–255, § 3(b)(2), substituted ‘‘51’’ for ‘‘50’’ in introductory provisions. Subsec. (c)(2)(B)(ii). Pub. L. 110–255, § 3(b)(2), which di- rected substitution of ‘‘1.96 percent’’ for ‘‘2 percent’’, was executed by making the substitution for ‘‘2-per- cent’’, to reflect the probable intent of Congress. Subsec. (d)(2). Pub. L. 110–255, § 3(b)(1), substituted ‘‘chief executive’’ for ‘‘Governor’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE OF 2011 AMENDMENT Amendment by Pub. L. 111–364 effective Oct. 1, 2011, except that amendment by section 2(c)(4) of Pub. L. 111–364 effective Jan. 4, 2011, see section 4 of Pub. L. 111–364, set out as a note under section 16131 of this title. § 16134. Evaluation and report (a) In general Not later than 1 year after the date on which funds are made available under this part, and bi-

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Federal law — U.S. Code and appendices · legal_authorities

42 U.S.C. § 16133 — National grant, rebate, and loan programs

**(a) In general** The Administrator shall use 70 percent of the funds made available to carry out this part for each fiscal year to provide grants, rebates, or low-cost revolving loans, as determined by the Administrator, on a competitive basis, to eligible entities, including through contracts entered into under subsection (e) of this section, to achieve significant reductions in diesel emissions in terms of— (1) pollution produced; and (2) diesel emissions exposure, particularly from fleets operating in areas designated by the Administrator as poor air quality areas. **(b) Distribution** (1) **In general** — The Administrator shall distribute funds made available for a fiscal year under this part in accordance with this section. (2) **Engine configurations and technologies** (A) *Certified engine configurations and verified technologies* — The Administrator shall provide not less than 95 percent of funds available for a fiscal year under this section to eligible entities for projects using— (i) a certified engine configuration; or (ii) a verified technology. (B) *Emerging technologies* (i) *In general* — The Administrator shall provide not more than 5 percent of funds available for a fiscal year under this section to eligible entities for the development and commercialization of emerging technologies. (ii) *Application and test plan* — To receive funds under clause (i), a manufacturer, in consultation with an eligible entity, shall submit for verification to the Administrator or the California Air Resources Board a test plan for the emerging technology, together with a verification application. **(c) Applications** (1) **Expedited process** (A) *In general* — The Administrator shall develop a simplified application process for all

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