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9 U.S.C. § 202 — Agreement or award falling under the Con-
Federal law — U.S. Code and appendices · legal_authorities
Page 5
TITLE 9—ARBITRATION
§ 202
§ 14. Contracts not affected
This title shall not apply to contracts made
prior to January 1, 1926.
(July 30, 1947, ch. 392, 61 Stat. 674.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 15, 43 Stat. 886.
Editorial Notes
PRIOR PROVISIONS
Act Feb. 12, 1925, ch. 213, § 14, 43 Stat. 886, former pro-
visions of section 14 of this title relating to ‘‘short
title’’ is not now covered.
§ 15. Inapplicability of the Act of State doctrine
Enforcement of arbitral agreements, confirma-
tion of arbitral awards, and execution upon
judgments based on orders confirming such
awards shall not be refused on the basis of the
Act of State doctrine.
(Added Pub. L. 100–669, § 1, Nov. 16, 1988, 102 Stat.
3969.)
Editorial Notes
CODIFICATION
Another section 15 of this title was renumbered sec-
tion 16 of this title.
§ 16. Appeals
(a) An appeal may be taken from—
(1) an order—
(A) refusing a stay of any action under sec-
tion 3 of this title,
(B) denying a petition under section 4 of
this title to order arbitration to proceed,
(C) denying an application under section
206 of this title to compel arbitration,
(D) confirming or denying confirmation of
an award or partial award, or
(E) modifying, correcting, or vacating an
award;
(2) an interlocutory order granting, con-
tinuing, or modifying an injunction against an
arbitration that is subject to this title; or
(3) a final decision with respect to an arbi-
tration that is subject to this title.
(b) Except as otherwise provided in section
1292(b) of title 28, an appeal may not be taken
from an interlocutory order—
(1) granting a stay of any action under sec-
tion 3 of this title;
(2) directing arbitration to proceed under
section 4 of this title;
(3) compelling arbitration under section 206
Source: Supplied 2024 U.S. Code historical extraction · 9 U.S.C. § 202
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Page 5
TITLE 9—ARBITRATION
§ 202
§ 14. Contracts not affected
This title shall not apply to contracts made
prior to January 1, 1926.
(July 30, 1947, ch. 392, 61 Stat. 674.)
DERIVATION
Act Feb. 12, 1925, ch. 213, § 15, 43 Stat. 886.
Editorial Notes
PRIOR PROVISIONS
Act Feb. 12, 1925, ch. 213, § 14, 43 Stat. 886, former pro-
visions of section 14 of this title relating to ‘‘short
title’’ is not now covered.
§ 15. Inapplicability of the Act of State doctrine
Enforcement of arbitral agreements, confirma-
tion of arbitral awards, and execution upon
judgments based on orders confirming such
awards shall not be refused on the basis of the
Act of State doctrine.
(Added Pub. L. 100–669, § 1, Nov. 16, 1988, 102 Stat.
3969.)
Editorial Notes
CODIFICATION
Another section 15 of this title was renumbered sec-
tion 16 of this title.
§ 16. Appeals
(a) An appeal may be taken from—
(1) an order—
(A) refusing a stay of any action under sec-
tion 3 of this title,
(B) denying a petition under section 4 of
this title to order arbitration to proceed,
(C) denying an application under section
206 of this title to compel arbitration,
(D) confirming or denying confirmation of
an award or partial award, or
(E) modifying, correcting, or vacating an
award;
(2) an interlocutory order granting, con-
tinuing, or modifying an injunction against an
arbitration that is subject to this title; or
(3) a final decision with respect to an arbi-
tration that is subject to this title.
(b) Except as otherwise provided in section
1292(b) of title 28, an appeal may not be taken
from an interlocutory order—
(1) granting a stay of any action under sec-
tion 3 of this title;
(2) directing arbitration to proceed under
section 4 of this title;
(3) compelling arbitration under section 206
of this title; or
(4) refusing to enjoin an arbitration that is
subject to this title.
(Added Pub. L. 100–702, title X, § 1019(a), Nov. 19,
1988, 102 Stat. 4670, § 15; renumbered § 16, Pub. L.
101–650, title III, § 325(a)(1), Dec. 1, 1990, 104 Stat.
5120.)
Editorial Notes
AMENDMENTS
1990—Pub. L. 101–650 renumbered the second section
15 of this title as this section.
CHAPTER
2—CONVENTION
ON
THE
REC-
OGNITION AND ENFORCEMENT OF FOR-
EIGN ARBITRAL AWARDS
Sec.
201.
Enforcement of Convention.
202.
Agreement or award falling under the Con-
vention.
203.
Jurisdiction; amount in controversy.
204.
Venue.
205.
Removal of cases from State courts.
206.
Order to compel arbitration; appointment of
arbitrators.
207.
Award of arbitrators; confirmation; jurisdic-
tion; proceeding.
208.
Application.
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–90, § 2(b)(2)(A), Mar. 3, 2022, 136 Stat.
27, substituted ‘‘Application’’ for ‘‘Chapter 1; residual
application’’ in item 208.
1970—Pub. L. 91–368, § 1, July 31, 1970, 84 Stat. 692,
added heading for chapter 2 and analysis of sections for
such chapter.
§ 201. Enforcement of Convention
The Convention on the Recognition and En-
forcement of Foreign Arbitral Awards of June
10, 1958, shall be enforced in United States
courts in accordance with this chapter.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
692.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Pub. L. 91–368, § 4, July 31, 1970, 84 Stat. 693, provided
that: ‘‘This Act [enacting this chapter] shall be effec-
tive upon the entry into force of the Convention on
Recognition and Enforcement of Foreign Arbitral
Awards with respect to the United States.’’ The Con-
vention entered into force for the United States on Dec.
29, 1970.
§ 202. Agreement or award falling under the Con-
vention
An arbitration agreement or arbitral award
arising out of a legal relationship, whether con-
tractual or not, which is considered as commer-
cial, including a transaction, contract, or agree-
ment described in section 2 of this title, falls
under the Convention. An agreement or award
arising out of such a relationship which is en-
tirely between citizens of the United States
shall be deemed not to fall under the Convention
unless that relationship involves property lo-
cated abroad, envisages performance or enforce-
ment abroad, or has some other reasonable rela-
tion with one or more foreign states. For the
purpose of this section a corporation is a citizen
of the United States if it is incorporated or has
its principal place of business in the United
States.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
692.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Page 6
TITLE 9—ARBITRATION
§ 203
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 203. Jurisdiction; amount in controversy
An action or proceeding falling under the Con-
vention shall be deemed to arise under the laws
and treaties of the United States. The district
courts of the United States (including the courts
enumerated in section 460 of title 28) shall have
original jurisdiction over such an action or pro-
ceeding, regardless of the amount in con-
troversy.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
692.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 204. Venue
An action or proceeding over which the dis-
trict courts have jurisdiction pursuant to sec-
tion 203 of this title may be brought in any such
court in which save for the arbitration agree-
ment an action or proceeding with respect to
the controversy between the parties could be
brought, or in such court for the district and di-
vision which embraces the place designated in
the agreement as the place of arbitration if such
place is within the United States.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
692.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 205. Removal of cases from State courts
Where the subject matter of an action or pro-
ceeding pending in a State court relates to an
arbitration agreement or award falling under
the Convention, the defendant or the defendants
may, at any time before the trial thereof, re-
move such action or proceeding to the district
court of the United States for the district and
division embracing the place where the action or
proceeding is pending. The procedure for re-
moval of causes otherwise provided by law shall
apply, except that the ground for removal pro-
vided in this section need not appear on the face
of the complaint but may be shown in the peti-
tion for removal. For the purposes of Chapter 1
of this title any action or proceeding removed
under this section shall be deemed to have been
brought in the district court to which it is re-
moved.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
692.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 206. Order to compel arbitration; appointment
of arbitrators
A court having jurisdiction under this chapter
may direct that arbitration be held in accord-
ance with the agreement at any place therein
provided for, whether that place is within or
without the United States. Such court may also
appoint arbitrators in accordance with the pro-
visions of the agreement.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
693.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 207. Award of arbitrators; confirmation; juris-
diction; proceeding
Within three years after an arbitral award
falling under the Convention is made, any party
to the arbitration may apply to any court hav-
ing jurisdiction under this chapter for an order
confirming the award as against any other party
to the arbitration. The court shall confirm the
award unless it finds one of the grounds for re-
fusal or deferral of recognition or enforcement
of the award specified in the said Convention.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
693.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Convention on Recognition and Enforcement of Foreign
Arbitral Awards with respect to the United States
(Dec. 29, 1970), see section 4 of Pub. L. 91–368, set out as
a note under section 201 of this title.
§ 208. Application
Chapter 1 applies to actions and proceedings
brought under this chapter to the extent that
chapter is not in conflict with this chapter or
the Convention as ratified by the United States.
This chapter applies to the extent that this
chapter is not in conflict with chapter 4.
(Added Pub. L. 91–368, § 1, July 31, 1970, 84 Stat.
693; amended Pub. L. 117–90, § 2(b)(1)(B), Mar. 3,
2022, 136 Stat. 27.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–90 substituted ‘‘Application’’ for
‘‘Chapter 1; residual application’’ in section catchline
and inserted at end ‘‘This chapter applies to the extent
that this chapter is not in conflict with chapter 4.’’
Cross-references
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Federal law — U.S. Code and appendices · legal_authorities
An arbitration agreement or arbitral award arising out of a legal relationship, whether contractual or not, which is considered as commercial, including a transaction, contract, or agreement described in [section 2 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title9-section2&num=0&edition=prelim), falls under the Convention. An agreement or award arising out of such a relationship which is entirely between citizens of the United States shall be deemed not to fall under the Convention unless that relationship involves property located abroad, envisages performance or enforcement abroad, or has some other reasonable relation with one or more foreign states. For the purpose of this section a corporation is a citizen of the United States if it is incorporated or has its principal place of business in the United States.
Source: Supplied U.S. Code snapshot — release unconfirmed · 9 U.S.C. § 202
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.