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49 U.S.C. § 20157 — Implementation of positive train control
Federal law — U.S. Code and appendices · legal_authorities
Page 588
TITLE 49—TRANSPORTATION
§ 20157
to chapter 213 for a violation of this section, in-
cluding the failure to submit, certify, or comply
with a safety risk reduction program, risk miti-
gation plan, technology implementation plan, or
fatigue management plan.
(Added Pub. L. 110–432, div. A, title I, § 103(a),
Oct. 16, 2008, 122 Stat. 4853; amended Pub. L.
114–94, div. A, title XI, § 11316(e), Dec. 4, 2015, 129
Stat. 1676.)
Editorial Notes
REFERENCES IN TEXT
The date of enactment of the Rail Safety Improve-
ment Act of 2008, referred to in subsec. (a)(1), is the
date of enactment of div. A of Pub. L. 110–432, which
was approved Oct. 16, 2008.
AMENDMENTS
2015—Subsec. (c). Pub. L. 114–94, § 11316(e)(1), inserted
comma after ‘‘In developing its railroad safety risk re-
duction program’’.
Subsec. (g)(1). Pub. L. 114–94, § 11316(e)(2), inserted
comma after ‘‘good faith’’ and substituted ‘‘nonprofit’’
for ‘‘non-profit’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–94 effective Oct. 1, 2015,
see section 1003 of Pub. L. 114–94, set out as a note
under section 5313 of Title 5, Government Organization
and Employees.
§ 20157. Implementation of positive train control
systems
(a) IN GENERAL.—
(1) PLAN REQUIRED.—Not later than 90 days
after the date of enactment of the Positive
Train Control Enforcement and Implementa-
tion Act of 2015, each Class I railroad carrier
and each entity providing regularly scheduled
intercity or commuter rail passenger trans-
portation shall submit to the Secretary of
Transportation a revised plan for imple-
menting a positive train control system by
December 31, 2018, governing operations on—
(A) its main line over which intercity rail
passenger transportation or co
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Page 588
TITLE 49—TRANSPORTATION
§ 20157
to chapter 213 for a violation of this section, in-
cluding the failure to submit, certify, or comply
with a safety risk reduction program, risk miti-
gation plan, technology implementation plan, or
fatigue management plan.
(Added Pub. L. 110–432, div. A, title I, § 103(a),
Oct. 16, 2008, 122 Stat. 4853; amended Pub. L.
114–94, div. A, title XI, § 11316(e), Dec. 4, 2015, 129
Stat. 1676.)
Editorial Notes
REFERENCES IN TEXT
The date of enactment of the Rail Safety Improve-
ment Act of 2008, referred to in subsec. (a)(1), is the
date of enactment of div. A of Pub. L. 110–432, which
was approved Oct. 16, 2008.
AMENDMENTS
2015—Subsec. (c). Pub. L. 114–94, § 11316(e)(1), inserted
comma after ‘‘In developing its railroad safety risk re-
duction program’’.
Subsec. (g)(1). Pub. L. 114–94, § 11316(e)(2), inserted
comma after ‘‘good faith’’ and substituted ‘‘nonprofit’’
for ‘‘non-profit’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–94 effective Oct. 1, 2015,
see section 1003 of Pub. L. 114–94, set out as a note
under section 5313 of Title 5, Government Organization
and Employees.
§ 20157. Implementation of positive train control
systems
(a) IN GENERAL.—
(1) PLAN REQUIRED.—Not later than 90 days
after the date of enactment of the Positive
Train Control Enforcement and Implementa-
tion Act of 2015, each Class I railroad carrier
and each entity providing regularly scheduled
intercity or commuter rail passenger trans-
portation shall submit to the Secretary of
Transportation a revised plan for imple-
menting a positive train control system by
December 31, 2018, governing operations on—
(A) its main line over which intercity rail
passenger transportation or commuter rail
passenger transportation, as defined in sec-
tion 24102, is regularly provided;
(B) its main line over which poison- or
toxic-by-inhalation hazardous materials, as
defined in sections 171.8, 173.115, and 173.132
of title 49, Code of Federal Regulations, are
transported; and
(C) such other tracks as the Secretary may
prescribe by regulation or order.
(2) IMPLEMENTATION.—
(A) CONTENTS OF REVISED PLAN.—A revised
plan required under paragraph (1) shall—
(i) describe—
(I) how the positive train control sys-
tem will provide for interoperability of
the system with the movements of trains
of other railroad carriers over its lines;
and
(II) how, to the extent practical, the
positive train control system will be im-
plemented in a manner that addresses
areas of greater risk before areas of less-
er risk;
(ii) comply with the positive train con-
trol system implementation plan content
requirements under section 236.1011 of title
49, Code of Federal Regulations; and
(iii) provide—
(I) the calendar year or years in which
spectrum will be acquired and will be
available for use in each area as needed
for positive train control system imple-
mentation, if such spectrum is not al-
ready acquired and available for use;
(II) the total amount of positive train
control system hardware that will be in-
stalled for implementation, with totals
separated by each major hardware cat-
egory;
(III) the total amount of positive train
control system hardware that will be in-
stalled by the end of each calendar year
until the positive train control system is
implemented, with totals separated by
each hardware category;
(IV) the total number of employees re-
quired to receive training under the ap-
plicable positive train control system
regulations;
(V) the total number of employees that
will receive the training, as required
under the applicable positive train con-
trol system regulations, by the end of
each calendar year until the positive
train control system is implemented;
(VI) a summary of any remaining tech-
nical,
programmatic,
operational,
or
other challenges to the implementation
of a positive train control system, in-
cluding challenges with—
(aa) availability of public funding;
(bb) interoperability;
(cc) spectrum;
(dd) software;
(ee) permitting; and
(ff) testing, demonstration, and cer-
tification; and
(VII) a schedule and sequence for im-
plementing a positive train control sys-
tem by the deadline established under
paragraph (1).
(B)
ALTERNATIVE
SCHEDULE
AND
SE-
QUENCE.—Notwithstanding the implementa-
tion deadline under paragraph (1) and in lieu
of a schedule and sequence under paragraph
(2)(A)(iii)(VII), a railroad carrier or other en-
tity subject to paragraph (1) may include in
its revised plan an alternative schedule and
sequence for implementing a positive train
control system, subject to review under
paragraph (3). Such schedule and sequence
shall provide for implementation of a posi-
tive train control system as soon as prac-
ticable, but not later than the date that is 24
months after the implementation deadline
under paragraph (1).
(C) AMENDMENTS.—A railroad carrier or
other entity subject to paragraph (1) may
file a request to amend a revised plan, in-
cluding any alternative schedule and se-
quence, as applicable, in accordance with
section 236.1021 of title 49, Code of Federal
Regulations.
Page 589
TITLE 49—TRANSPORTATION
§ 20157
(D) COMPLIANCE.—A railroad carrier or
other entity subject to paragraph (1) shall
implement a positive train control system in
accordance with its revised plan, including
any amendments or any alternative schedule
and sequence approved by the Secretary
under paragraph (3).
(3) SECRETARIAL REVIEW.—
(A) NOTIFICATION.—A railroad carrier or
other entity that submits a revised plan
under paragraph (1) and proposes an alter-
native schedule and sequence under para-
graph (2)(B) shall submit to the Secretary a
written notification when such railroad car-
rier or other entity is prepared for review
under subparagraph (B).
(B) CRITERIA.—Not later than 90 days after
a railroad carrier or other entity submits a
notification under subparagraph (A), the
Secretary shall review the alternative sched-
ule and sequence submitted pursuant to
paragraph (2)(B) and determine whether the
railroad carrier or other entity has dem-
onstrated, to the satisfaction of the Sec-
retary, that such carrier or entity has—
(i) installed all positive train control
system hardware consistent with the plan
contents provided pursuant to paragraph
(2)(A)(iii)(II) on or before the implementa-
tion deadline under paragraph (1);
(ii) acquired all spectrum necessary for
implementation of a positive train control
system, consistent with the plan contents
provided
pursuant
to
paragraph
(2)(A)(iii)(I) on or before the implementa-
tion deadline under paragraph (1);
(iii) completed employee training re-
quired under the applicable positive train
control system regulations;
(iv) included in its revised plan an alter-
native schedule and sequence for imple-
menting a positive train control system as
soon as practicable, pursuant to paragraph
(2)(B);
(v) certified to the Secretary in writing
that it will be in full compliance with the
requirements of this section on or before
the date provided in an alternative sched-
ule and sequence, subject to approval by
the Secretary;
(vi) in the case of a Class I railroad car-
rier and Amtrak, implemented a positive
train control system or initiated revenue
service demonstration on the majority of
territories, such as subdivisions or dis-
tricts, or route miles that are owned or
controlled by such carrier and required to
have operations governed by a positive
train control system; and
(vii) in the case of any other railroad
carrier or other entity not subject to
clause (vi)—
(I)
initiated
revenue
service
dem-
onstration on at least 1 territory that is
required to have operations governed by
a positive train control system; or
(II) met any other criteria established
by the Secretary.
(C) DECISION.—
(i) IN GENERAL.—Not later than 90 days
after the receipt of the notification from a
railroad carrier or other entity under sub-
paragraph (A), the Secretary shall—
(I) approve an alternative schedule and
sequence submitted pursuant to para-
graph (2)(B) if the railroad carrier or
other entity meets the criteria in sub-
paragraph (B); and
(II) notify in writing the railroad car-
rier or other entity of the decision.
(ii) DEFICIENCIES.—Not later than 45 days
after the receipt of the notification under
subparagraph (A), the Secretary shall pro-
vide to the railroad carrier or other entity
a written notification of any deficiencies
that would prevent approval under clause
(i) and provide the railroad carrier or
other entity an opportunity to correct de-
ficiencies before the date specified in such
clause.
(D) REVISED DEADLINES.—
(i) PENDING REVIEWS.—For a railroad car-
rier or other entity that submits a notifi-
cation under subparagraph (A), the dead-
line for implementation of a positive train
control system required under paragraph
(1) shall be extended until the date on
which the Secretary approves or dis-
approves the alternative schedule and se-
quence, if such date is later than the im-
plementation date under paragraph (1).
(ii)
ALTERNATIVE
SCHEDULE
AND
SE-
QUENCE
DEADLINE.—If the Secretary ap-
proves a railroad carrier or other entity’s
alternative schedule and sequence under
subparagraph (C)(i), the railroad carrier or
other entity’s deadline for implementation
of a positive train control system required
under paragraph (1) shall be the date speci-
fied in that railroad carrier or other enti-
ty’s alternative schedule and sequence.
The Secretary may not approve a date for
implementation that is later than 24
months from the deadline in paragraph (1).
(b) TECHNICAL
ASSISTANCE.—The Secretary
may provide technical assistance and guidance
to railroad carriers in developing the plans re-
quired under subsection (a).
(c) PROGRESS REPORTS AND REVIEW.—
(1) PROGRESS
REPORTS.—Each railroad car-
rier or other entity subject to subsection (a)
shall, not later than March 31, 2016, and annu-
ally thereafter until such carrier or entity has
completed implementation of a positive train
control system, submit to the Secretary a re-
port on the progress toward implementing
such systems, including—
(A) the information on spectrum acquisi-
tion
provided
pursuant
to
subsection
(a)(2)(A)(iii)(I);
(B) the totals provided pursuant to sub-
clauses
(III)
and
(V)
of
subsection
(a)(2)(A)(iii), by territory, if applicable;
(C) the extent to which the railroad carrier
or other entity is complying with the imple-
mentation
schedule
under
subsection
(a)(2)(A)(iii)(VII) or subsection (a)(2)(B);
(D) any update to the information pro-
vided under subsection (a)(2)(A)(iii)(VI);
(E) for each entity providing regularly
scheduled intercity or commuter rail pas-
Page 590
TITLE 49—TRANSPORTATION
§ 20157
senger transportation, a description of the
resources identified and allocated to imple-
ment a positive train control system;
(F) for each railroad carrier or other enti-
ty subject to subsection (a), the total num-
ber of route miles on which a positive train
control system has been initiated for rev-
enue service demonstration or implemented,
as compared to the total number of route
miles required to have a positive train con-
trol system under subsection (a); and
(G) any other information requested by the
Secretary.
(2) PLAN
REVIEW.—The Secretary shall at
least annually conduct reviews to ensure that
railroad carriers or other entities are com-
plying with the revised plan submitted under
subsection (a), including any amendments or
any alternative schedule and sequence ap-
proved by the Secretary. Such railroad car-
riers or other entities shall provide such infor-
mation as the Secretary determines necessary
to adequately conduct such reviews.
(3) PUBLIC AVAILABILITY.—Not later than 60
days after receipt, the Secretary shall make
available to the public on the Internet Web
site of the Department of Transportation any
report submitted pursuant to paragraph (1) or
subsection (d), but may exclude, as the Sec-
retary determines appropriate—
(A) proprietary information; and
(B) security-sensitive information, includ-
ing information described in section 1520.5(a)
of title 49, Code of Federal Regulations.
(d) REPORT TO CONGRESS.—Not later than July
1, 2018, the Secretary shall transmit to the Com-
mittee on Transportation and Infrastructure of
the House of Representatives and the Com-
mittee on Commerce, Science, and Transpor-
tation of the Senate a report on the progress of
each railroad carrier or other entity subject to
subsection (a) in implementing a positive train
control system.
(e) ENFORCEMENT.—The Secretary is author-
ized to assess civil penalties pursuant to chapter
213 for—
(1) a violation of this section;
(2) the failure to submit or comply with the
revised plan required under subsection (a), in-
cluding the failure to comply with the totals
provided pursuant to subclauses (III) and (V)
of subsection (a)(2)(A)(iii) and the spectrum
acquisition dates provided pursuant to sub-
section (a)(2)(A)(iii)(I);
(3) failure to comply with any amendments
to such revised plan pursuant to subsection
(a)(2)(C); and
(4) the failure to comply with an alternative
schedule and sequence submitted under sub-
section (a)(2)(B) and approved by the Sec-
retary under subsection (a)(3)(C).
(f) OTHER
RAILROAD
CARRIERS.—Nothing in
this section restricts the discretion of the Sec-
retary to require railroad carriers other than
those specified in subsection (a) to implement a
positive train control system pursuant to this
section or section 20156, or to specify the period
by which implementation shall occur that does
not exceed the time limits established in this
section or section 20156. In exercising such dis-
cretion, the Secretary shall, at a minimum, con-
sider the risk to railroad employees and the pub-
lic associated with the operations of the railroad
carrier.
(g) REGULATIONS.—
(1) IN
GENERAL.—The Secretary shall pre-
scribe regulations or issue orders necessary to
implement this section, including regulations
specifying in appropriate technical detail the
essential functionalities of positive train con-
trol systems, and the means by which those
systems will be qualified.
(2) CONFORMING REGULATORY AMENDMENTS.—
Immediately after the date of the enactment
of the Positive Train Control Enforcement and
Implementation Act of 2015, the Secretary—
(A) shall remove or revise the date-specific
deadlines in the regulations or orders imple-
menting this section to the extent necessary
to conform with the amendments made by
such Act; and
(B) may not enforce any such date-specific
deadlines or requirements that are incon-
sistent with the amendments made by such
Act.
(3) REVIEW.—Nothing in the Positive Train
Control Enforcement and Implementation Act
of 2015, or the amendments made by such Act,
shall be construed to require the Secretary to
issue regulations to implement such Act or
amendments
other
than
the
regulatory
amendments required to conform with this
section.
(4) CLARIFICATION.—
(A) PROHIBITIONS.—The Secretary is pro-
hibited from—
(i) approving or disapproving a revised
plan submitted under subsection (a)(1);
(ii) considering a revised plan under sub-
section (a)(1) as a request for amendment
under section 236.1021 of title 49, Code of
Federal Regulations; or
(iii) requiring the submission, as part of
the revised plan under subsection (a)(1),
of—
(I) only a schedule and sequence under
subsection (a)(2)(A)(iii)(VII); or
(II) both a schedule and sequence under
subsection (a)(2)(A)(iii)(VII) and an alter-
native schedule and sequence under sub-
section (a)(2)(B).
(B) CIVIL PENALTY AUTHORITY.—Except as
provided in paragraph (2) and this paragraph,
nothing in this subsection shall be construed
to limit the Secretary’s authority to assess
civil penalties pursuant to subsection (e),
consistent with the requirements of this sec-
tion.
(C) RETAINED REVIEW AUTHORITY.—The Sec-
retary retains the authority to review re-
vised plans submitted under subsection (a)(1)
and is authorized to require modifications of
those plans to the extent necessary to en-
sure that such plans include the descriptions
under subsection (a)(2)(A)(i), the contents
under subsection (a)(2)(A)(ii), and the year
or years, totals, and summary under sub-
section (a)(2)(A)(iii)(I) through (VI).
(h) CERTIFICATION.—
(1) IN
GENERAL.—The Secretary shall not
permit the installation of any positive train
Page 591
TITLE 49—TRANSPORTATION
§ 20157
1 See References in Text note below.
2 So in original. Probably should be preceded by ‘‘subsection’’.
control system or component in revenue serv-
ice unless the Secretary has certified that any
such system or component has been approved
through the approval process set forth in part
236 of title 49, Code of Federal Regulations,
and complies with the requirements of that
part.
(2)
PROVISIONAL
OPERATION.—Notwith-
standing the requirements of paragraph (1),
the Secretary may authorize a railroad carrier
or other entity to commence operation in rev-
enue service of a positive train control system
or component to the extent necessary to en-
able the safe implementation and operation of
a positive train control system in phases.
(i) DEFINITIONS.—In this section:
(1) EQUIVALENT OR GREATER LEVEL OF SAFE-
TY.—The term ‘‘equivalent or greater level of
safety’’ means the compliance of a railroad
carrier with—
(A) appropriate operating rules in place
immediately prior to the use or implementa-
tion of such carrier’s positive train control
system, except that such rules may be
changed by such carrier to improve safe op-
erations; and
(B) all applicable safety regulations, ex-
cept as specified in subsection (j).
(2) HARDWARE.—The term ‘‘hardware’’ means
a locomotive apparatus, a wayside interface
unit (including any associated legacy signal
system replacements), switch position mon-
itors needed for a positive train control sys-
tem, physical back office system equipment, a
base station radio, a wayside radio, a loco-
motive radio, or a communication tower or
pole.
(3) INTEROPERABILITY.—The term ‘‘interoper-
ability’’ means the ability to control loco-
motives of the host railroad and tenant rail-
road to communicate with and respond to the
positive train control system, including unin-
terrupted movements over property bound-
aries.
(4) MAIN LINE.—The term ‘‘main line’’ means
a segment or route of railroad tracks over
which 5,000,000 or more gross tons of railroad
traffic is transported annually, except that—
(A) the Secretary may, through regula-
tions under subsection (g), designate addi-
tional tracks as main line as appropriate for
this section; and
(B) for intercity rail passenger transpor-
tation or commuter rail passenger transpor-
tation routes or segments over which lim-
ited or no freight railroad operations occur,
the Secretary shall define the term ‘‘main
line’’ by regulation.
(5) POSITIVE
TRAIN
CONTROL
SYSTEM.—The
term ‘‘positive train control system’’ means a
system designed to prevent train-to-train col-
lisions, over-speed derailments, incursions
into established work zone limits, and the
movement of a train through a switch left in
the wrong position.
(j) EARLY ADOPTION.—
(1) OPERATIONS.—From the date of enact-
ment of the Positive Train Control Enforce-
ment and Implementation Act of 2015 through
the 1-year period beginning on the date on
which the last Class I railroad carrier’s posi-
tive train control system subject to subsection
(a) is certified by the Secretary under sub-
section (h)(1) of this section and is imple-
mented on all of that railroad carrier’s lines
required to have operations governed by a
positive train control system, any railroad
carrier, including any railroad carrier that has
its positive train control system certified by
the Secretary, shall not be subject to the oper-
ational restrictions set forth in sections
236.567 and 236.1029 of title 49, Code of Federal
Regulations, that would apply where a con-
trolling locomotive that is operating in, or is
to be operated in, a positive train control-
equipped track segment experiences a positive
train control system failure, a positive train
control operated consist is not provided by an-
other railroad carrier when provided in inter-
change, or a positive train control system oth-
erwise fails to initialize, cuts out, or malfunc-
tions, provided that such carrier operates at
an equivalent or greater level of safety than
the level achieved immediately prior to the
use or implementation of its positive train
control system.
(2) SAFETY
ASSURANCE.—During the period
described in paragraph (1), if a positive train
control system that has been certified and im-
plemented fails to initialize, cuts out, or mal-
functions, the affected railroad carrier or
other entity shall make reasonable efforts to
determine the cause of the failure and adjust,
repair, or replace any faulty component caus-
ing the system failure in a timely manner.
(3) PLANS.—The positive train control safety
plan for each railroad carrier or other entity
shall describe the safety measures, such as op-
erating rules and actions to comply with ap-
plicable safety regulations, that will be put in
place during any system failure.
(4) NOTIFICATION.—During the period de-
scribed in paragraph (1), if a positive train
control system that has been certified and im-
plemented fails to initialize, cuts out, or mal-
functions, the affected railroad carrier or
other entity shall submit a notification to the
appropriate regional office of the Federal Rail-
road Administration within 7 days of the sys-
tem failure, or under alternative location and
deadline requirements set by the Secretary,
and include in the notification a description of
the safety measures the affected railroad car-
rier or other entity has in place.
(k) SMALL RAILROADS.—Not later than 120 days
after the date of the enactment of this Act,1 the
Secretary
shall
amend
section
236.1006(b)(4)(iii)(B) of title 49, Code of Federal
Regulations (relating to equipping locomotives
for applicable Class II and Class III railroads op-
erating in positive train control territory) to ex-
tend each deadline under such section by 3
years.
(l) REVENUE SERVICE DEMONSTRATION.—When a
railroad carrier or other entity subject to (a)(1) 2
notifies the Secretary it is prepared to initiate
revenue service demonstration, it shall also no-
Page 592
TITLE 49—TRANSPORTATION
§ 20157
tify any applicable tenant railroad carrier or
other entity subject to subsection (a)(1).
(m) REPORTS ON POSITIVE TRAIN CONTROL SYS-
TEM PERFORMANCE.—
(1) IN GENERAL.—Each host railroad subject
to this section or subpart I of part 236 of title
49, Code of Federal Regulations, shall elec-
tronically submit to the Secretary of Trans-
portation a Report of PTC System Perform-
ance on Form FRA F 6180.152, which shall be
submitted on or before the applicable due date
set forth in paragraph (3) and contain the in-
formation described in paragraph (2), which
shall be separated by the host railroad, each
applicable tenant railroad, and each positive
train control-governed track segment, con-
sistent with the railroad’s positive train con-
trol Implementation Plan described in sub-
section (a)(1).
(2) REQUIRED INFORMATION.—Each report sub-
mitted pursuant to paragraph (1) shall include,
for the applicable reporting period—
(A) the number of positive train control
system initialization failures, disaggregated
by the number of initialization failures for
which the source or cause was the onboard
subsystem, the wayside subsystem, the com-
munications subsystem, the back office sub-
system, or a non-positive train control com-
ponent;
(B) the number of positive train control
system cut outs, disaggregated by each com-
ponent listed in subparagraph (A) that was
the source or cause of such cut outs;
(C) the number of positive train control
system malfunctions, disaggregated by each
component listed in subparagraph (A) that
was the source or cause of such malfunc-
tions;
(D) the number of enforcements by the
positive train control system;
(E) the number of enforcements by the
positive train control system in which it is
reasonable to assume an accident or incident
was prevented;
(F) the number of scheduled attempts at
initialization of the positive train control
system;
(G) the number of train miles governed by
the positive train control system; and
(H) a summary of any actions the host
railroad and its tenant railroads are taking
to
reduce
the
frequency
and
rate
of
initialization failures, cut outs, and mal-
functions, such as any actions to correct or
eliminate systemic issues and specific prob-
lems.
(3) DUE DATES.—
(A) IN
GENERAL.—Except as provided in
subparagraph (B), each host railroad shall
electronically submit the report required
under paragraph (1) not later than—
(i) April 30, for the period from January
1 through March 31;
(ii) July 31, for the period from April 1
through June 30;
(iii) October 31, for the period from July
1 through September 30; and
(iv) January 31, for the period from Octo-
ber 1 through December 31 of the prior cal-
endar year.
(B) FREQUENCY REDUCTION.—Beginning on
the date that is 3 years after the date of en-
actment of the Passenger Rail Expansion
and Rail Safety Act of 2021, the Secretary
shall reduce the frequency with which host
railroads are required to submit the report
described in paragraph (1) to not less fre-
quently than twice per year, unless the Sec-
retary—
(i) determines that quarterly reporting
is in the public interest; and
(ii) publishes a justification for such de-
termination in the Federal Register.
(4) TENANT RAILROADS.—Each tenant railroad
that operates on a host railroad’s positive
train control-governed main line and is not
currently subject to an exception under sec-
tion 236.1006(b) of title 49, Code of Federal Reg-
ulations, shall submit the information de-
scribed in paragraph (2) to each applicable
host railroad on a continuous basis.
(5) ENFORCEMENTS.—Any railroad operating
a positive train control system classified
under Federal Railroad Administration Type
Approval
number
FRA–TA–2010–001
or
FRA–TA–2013–003 shall begin submitting the
metric required under paragraph (2)(D) not
later than January 31, 2023.
(Added Pub. L. 110–432, div. A, title I, § 104(a),
Oct. 16, 2008, 122 Stat. 4856; amended Pub. L.
114–73, title I, § 1302(b), (c), Oct. 29, 2015, 129 Stat.
576, 582; Pub. L. 114–94, div. A, title XI, § 11315(d),
Dec. 4, 2015, 129 Stat. 1675; Pub. L. 117–58, div. B,
title II, § 22414, Nov. 15, 2021, 135 Stat. 744.)
Editorial Notes
REFERENCES IN TEXT
The date of enactment of the Positive Train Control
Enforcement and Implementation Act of 2015, referred
to in subsecs. (a)(1), (g)(2), and (j)(1), is the date of en-
actment of section 1302 of Pub. L. 114–73, which was ap-
proved Oct. 29, 2015.
The Positive Train Control Enforcement and Imple-
mentation Act of 2015, referred to in subsec. (g)(2), (3),
is Pub. L. 114–73, title I, § 1302, Oct. 29, 2015, 129 Stat.
576, which amended this section and enacted provisions
set out as a note under section 20101 of this title. For
complete classification of this Act to the Code, see
Short Title of 2015 Amendment note set out under sec-
tion 20101 of this title and Tables.
The date of the enactment of this Act, referred to in
subsec. (k), probably means the date of enactment of
section 1302 of Pub. L. 114–73, known as the Positive
Train Control Enforcement and Implementation Act of
2015, which enacted subsec. (k) and was approved Oct.
29, 2015.
The date of enactment of the Passenger Rail Expan-
sion and Rail Safety Act of 2021, referred to in subsec.
(m)(3)(B), is the date of enactment of title II of div. B
of Pub. L. 117–58, which was approved Nov. 15, 2021.
AMENDMENTS
2021—Subsec. (m). Pub. L. 117–58 added subsec. (m).
2015—Subsec. (a)(1). Pub. L. 114–73, § 1302(b)(1)(A)–(D),
in introductory provisions, substituted ‘‘90 days after
the date of enactment of the Positive Train Control En-
forcement and Implementation Act of 2015’’ for ‘‘18
months after the date of enactment of the Rail Safety
Improvement Act of 2008’’, ‘‘a revised plan for imple-
menting’’ for ‘‘a plan for implementing’’, and ‘‘Decem-
ber 31, 2018’’ for ‘‘December 31, 2015’’ and struck out
‘‘develop and’’ before ‘‘submit to the Secretary of
Transportation’’.
Page 593
TITLE 49—TRANSPORTATION
§ 20160
Subsec. (a)(1)(B). Pub. L. 114–73, § 1302(b)(1)(E), sub-
stituted ‘‘defined in sections’’ for ‘‘defined in parts’’.
Subsec. (a)(2), (3). Pub. L. 114–73, § 1302(b)(2), added
pars. (2) and (3) and struck out former par. (2). Prior to
amendment, text of par. (2) read as follows: ‘‘The plan
shall describe how it will provide for interoperability of
the system with movements of trains of other railroad
carriers over its lines and shall, to the extent practical,
implement the system in a manner that addresses areas
of greater risk before areas of lesser risk. The railroad
carrier shall implement a positive train control system
in accordance with the plan.’’
Subsecs. (c) to (e). Pub. L. 114–73, § 1302(b)(3), added
subsecs. (c) to (e) and struck out former subsecs. (c) to
(e) which related, respectively, to review and approval
of plans, progress report on implementation of positive
train control systems, and enforcement of section.
Subsec. (g). Pub. L. 114–73, § 1302(c), designated exist-
ing provisions as par. (1), inserted heading, and added
pars. (2) and (3).
Subsec. (g)(3). Pub. L. 114–94, § 11315(d)(2), substituted
‘‘to conform with this section’’ for ‘‘by paragraph (2)
and subsection (k)’’.
Subsec. (g)(4). Pub. L. 114–94, § 11315(d)(1), added par.
(4).
Subsec. (h). Pub. L. 114–73, § 1302(b)(4), designated ex-
isting provisions as par. (1), inserted heading, and
added par. (2).
Subsec. (i). Pub. L. 114–73, § 1302(b)(5), added pars. (1)
and (2) and redesignated former pars. (1) to (3) as (3) to
(5), respectively.
Subsecs. (j) to (l). Pub. L. 114–73, § 1302(b)(6), added
subsecs. (j) to (l).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–94 effective Oct. 1, 2015,
see section 1003 of Pub. L. 114–94, set out as a note
under section 5313 of Title 5, Government Organization
and Employees.
§ 20158. Railroad safety technology grants
(a) GRANT PROGRAM.—The Secretary of Trans-
portation shall establish a grant program for the
deployment of train control technologies, train
control
component
technologies,
processor-
based technologies, electronically controlled
pneumatic brakes, rail integrity inspection sys-
tems, rail integrity warning systems, switch po-
sition indicators and monitors, remote control
power switch technologies, track integrity cir-
cuit technologies, and other new or novel rail-
road safety technology.
(b) GRANT CRITERIA.—
(1) ELIGIBILITY.—Grants shall be made under
this section to eligible passenger and freight
railroad carriers, railroad suppliers, and State
and local governments for projects described
in subsection (a) that have a public benefit of
improved safety and network efficiency.
(2) CONSIDERATIONS.—Priority shall be given
to projects that—
(A) focus on making technologies inter-
operable between railroad systems, such as
train control technologies;
(B) accelerate train control technology de-
ployment on high-risk corridors, such as
those that have high volumes of hazardous
materials shipments or over which com-
muter or passenger trains operate; or
(C) benefit both passenger and freight safe-
ty and efficiency.
(3) IMPLEMENTATION PLANS.—Grants may not
be awarded under this section to entities that
fail to develop and submit to the Secretary
the plans required by sections 20156(e)(2) and
20157.
(4) MATCHING REQUIREMENTS.—Federal funds
for any eligible project under this section
shall not exceed 80 percent of the total cost of
such project.
(c) AUTHORIZATION OF APPROPRIATIONS.—There
are authorized to be appropriated to the Sec-
retary of Transportation $50,000,000 for each of
fiscal years 2009 through 2013 to carry out this
section. Amounts appropriated pursuant to this
section shall remain available until expended.
(Added Pub. L. 110–432, div. A, title I, § 105(a),
Oct. 16, 2008, 122 Stat. 4858.)
§ 20159. Roadway user sight distance at highway-
rail grade crossings
Not later than 18 months after the date of en-
actment of the Rail Safety Improvement Act of
2008, the Secretary of Transportation, after con-
sultation with the Federal Railroad Administra-
tion, the Federal Highway Administration, and
States, shall develop and make available to
States model legislation providing for improv-
ing safety by addressing sight obstructions, in-
cluding vegetation growth, topographic fea-
tures, structures, and standing railroad equip-
ment, at highway-rail grade crossings that are
equipped solely with passive warnings, as rec-
ommended by the Inspector General of the De-
partment of Transportation in Report No.
MH–2007–044.
(Added Pub. L. 110–432, div. A, title II, § 203(a),
Oct. 16, 2008, 122 Stat. 4869; amended Pub. L.
114–94, div. A, title XI, § 11316(f), Dec. 4, 2015, 129
Stat. 1676.)
Editorial Notes
REFERENCES IN TEXT
The date of enactment of the Rail Safety Improve-
ment Act of 2008, referred to in text, is the date of en-
actment of div. A of Pub. L. 110–432, which was ap-
proved Oct. 16, 2008.
AMENDMENTS
2015—Pub. L. 114–94 substituted ‘‘the Secretary of
Transportation’’ for ‘‘the Secretary’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–94 effective Oct. 1, 2015,
see section 1003 of Pub. L. 114–94, set out as a note
under section 5313 of Title 5, Government Organization
and Employees.
§ 20160. National crossing inventory
(a) INITIAL REPORTING OF INFORMATION ABOUT
PREVIOUSLY UNREPORTED CROSSINGS.—Not later
than 1 year after the date of enactment of the
Rail Safety Improvement Act of 2008 or 6
months after a new crossing becomes oper-
ational, whichever occurs later, each railroad
carrier shall—
(1) report to the Secretary of Transportation
current information, including information
about warning devices and signage, as speci-
fied by the Secretary, concerning each pre-
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In General.—**
(1) **Plan required.—** — Not later than 90 days after the date of enactment of the Positive Train Control Enforcement and Implementation Act of 2015, each Class I railroad carrier and each entity providing regularly scheduled intercity or commuter rail passenger transportation shall submit to the Secretary of Transportation a revised plan for implementing a positive train control system by December 31, 2018, governing operations on—
(A) its main line over which intercity rail passenger transportation or commuter rail passenger transportation, as defined in section 24102, is regularly provided;
(B) its main line over which poison- or toxic-by-inhalation hazardous materials, as defined in sections 171.8, 173.115, and 173.132 of title 49, Code of Federal Regulations, are transported; and
(C) such other tracks as the Secretary may prescribe by regulation or order.
(2) **Implementation.—**
(A) *Contents of revised plan.—* — A revised plan required under paragraph (1) shall—
(i) describe—
(I) how the positive train control system will provide for interoperability of the system with the movements of trains of other railroad carriers over its lines; and
(II) how, to the extent practical, the positive train control system will be implemented in a manner that addresses areas of greater risk before areas of lesser risk;
(ii) comply with the positive train control system implementation plan content requirements under section 236.1011 of title 49, Code of Federal Regulations; and
(iii) provide—
(I) the calendar year or years in which spectrum will be acquired and will be available for use in each area as needed for positive train control system implementation, if such spectrum is not already acquired and availab
Source: Supplied U.S. Code snapshot — release unconfirmed · 49 U.S.C. § 20157
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.