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16 U.S.C. § 1386 — Stock assessments
Federal law — U.S. Code and appendices · legal_authorities
Page 1804
TITLE 16—CONSERVATION
§ 1386
Editorial Notes
REFERENCES IN TEXT
This section, referred to in subsecs. (d)(3)(A), (e), and
(f), was in the original ‘‘this Act’’, and was translated
as referring to the Dolphin Protection Consumer Infor-
mation Act, which is classified to this section, to re-
flect the probable intent of Congress.
CODIFICATION
Section was not enacted as part of the Marine Mam-
mal Protection Act of 1972 which comprises this chap-
ter.
AMENDMENTS
2015—Subsec. (e). Pub. L. 114–81 amended subsec. (e)
generally. Prior to amendment, text read as follows:
‘‘Any person who knowingly and willfully makes a
statement or endorsement described in subsection
(d)(2)(B) that is false is liable for a civil penalty of not
to exceed $100,000 assessed in an action brought in any
appropriate district court of the United States on be-
half of the Secretary.’’
1997—Subsec. (d). Pub. L. 105–42, § 5(a), amended head-
ing and text of subsec. (d) generally. Prior to amend-
ment, text read as follows:
‘‘(1) It is a violation of section 45 of title 15 for any
producer, importer, exporter, distributor, or seller of
any tuna product that is exported from or offered for
sale in the United States to include on the label of that
product the term ‘Dolphin Safe’ or any other term or
symbol that falsely claims or suggests that the tuna
contained in the product was harvested using a method
of fishing that is not harmful to dolphins if the product
contains—
‘‘(A) tuna harvested on the high seas by a vessel en-
gaged in driftnet fishing; or
‘‘(B) tuna harvested in the eastern tropical Pacific
Ocean by a vessel using purse seine nets which do not
meet the requirements for being considered dolphin
safe under paragraph (2).
‘‘(2) For purposes of paragraph (1)(
Source: Supplied 2024 U.S. Code historical extraction · 16 U.S.C. § 1386
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Page 1804
TITLE 16—CONSERVATION
§ 1386
Editorial Notes
REFERENCES IN TEXT
This section, referred to in subsecs. (d)(3)(A), (e), and
(f), was in the original ‘‘this Act’’, and was translated
as referring to the Dolphin Protection Consumer Infor-
mation Act, which is classified to this section, to re-
flect the probable intent of Congress.
CODIFICATION
Section was not enacted as part of the Marine Mam-
mal Protection Act of 1972 which comprises this chap-
ter.
AMENDMENTS
2015—Subsec. (e). Pub. L. 114–81 amended subsec. (e)
generally. Prior to amendment, text read as follows:
‘‘Any person who knowingly and willfully makes a
statement or endorsement described in subsection
(d)(2)(B) that is false is liable for a civil penalty of not
to exceed $100,000 assessed in an action brought in any
appropriate district court of the United States on be-
half of the Secretary.’’
1997—Subsec. (d). Pub. L. 105–42, § 5(a), amended head-
ing and text of subsec. (d) generally. Prior to amend-
ment, text read as follows:
‘‘(1) It is a violation of section 45 of title 15 for any
producer, importer, exporter, distributor, or seller of
any tuna product that is exported from or offered for
sale in the United States to include on the label of that
product the term ‘Dolphin Safe’ or any other term or
symbol that falsely claims or suggests that the tuna
contained in the product was harvested using a method
of fishing that is not harmful to dolphins if the product
contains—
‘‘(A) tuna harvested on the high seas by a vessel en-
gaged in driftnet fishing; or
‘‘(B) tuna harvested in the eastern tropical Pacific
Ocean by a vessel using purse seine nets which do not
meet the requirements for being considered dolphin
safe under paragraph (2).
‘‘(2) For purposes of paragraph (1)(B), a tuna product
that contains tuna harvested in the eastern tropical
Pacific Ocean by a fishing vessel using purse seine nets
is dolphin safe if—
‘‘(A) the vessel is of a type and size that the Sec-
retary has determined is not capable of deploying its
purse seine nets on or to encircle dolphin; or
‘‘(B)(i) the product is accompanied by a written
statement executed by the captain of the vessel
which harvested the tuna certifying that no tuna
were caught on the trip in which such tuna were har-
vested using a purse seine net intentionally deployed
on or to encircle dolphin;
‘‘(ii) the product is accompanied by a written state-
ment executed by—
‘‘(I) the Secretary or the Secretary’s designee, or
‘‘(II) a representative of the Inter-American Trop-
ical Tuna Commission,
which states that there was an approved observer on
board the vessel during the entire trip and that purse
seine nets were not intentionally deployed during the
trip on or to encircle dolphin; and
‘‘(iii) the statements referred to in clauses (i) and
(ii) are endorsed in writing by each exporter, im-
porter, and processor of the product.’’
Subsec. (f). Pub. L. 105–42, § 5(b), amended heading and
text of subsec. (f) generally. Prior to amendment, text
read as follows: ‘‘The Secretary, in consultation with
the Secretary of the Treasury, shall issue regulations
to implement this section not later than 6 months after
November 28, 1990, including regulations establishing
procedures and requirements for ensuring that tuna
products are labeled in accordance with subsection (d)
of this section.’’
Subsec. (g). Pub. L. 105–42, § 5(c), added subsec. (g) and
struck out former subsec. (g), which had amended sec-
tion 1371 of this title.
Subsecs. (h), (i). Pub. L. 105–42, § 5(c), added subsec.
(h) and struck out former subsecs. (h) and (i) which
read as follows:
‘‘(h) NEGOTIATIONS.—The Secretary of State shall im-
mediately seek, through negotiations and discussions
with appropriate foreign governments, to reduce and,
as soon as possible, eliminate the practice of har-
vesting tuna through the use of purse seine nets inten-
tionally deployed to encircle dolphins.
‘‘(i) EFFECTIVE DATE.—Subsections (d) and (e) of this
section shall take effect 6 months after November 28,
1990.’’
Statutory Notes and Related Subsidiaries
CHANGE OF NAME
Committee on Commerce of House of Representatives
changed to Committee on Energy and Commerce of
House of Representatives, and jurisdiction over matters
relating to securities and exchanges and insurance gen-
erally transferred to Committee on Financial Services
of House of Representatives by House Resolution No. 5,
One Hundred Seventh Congress, Jan. 3, 2001.
EFFECTIVE DATE OF 1997 AMENDMENT
For effective date of amendment by Pub. L. 105–42,
see section 8 of Pub. L. 105–42, set out as a note under
section 1362 of this title.
§ 1386. Stock assessments
(a) In general
Not later than August 1, 1994, the Secretary
shall, in consultation with the appropriate re-
gional scientific review group established under
subsection (d), prepare a draft stock assessment
for each marine mammal stock which occurs in
waters under the jurisdiction of the United
States. Each draft stock assessment, based on
the best scientific information available, shall—
(1) describe the geographic range of the af-
fected stock, including any seasonal or tem-
poral variation in such range;
(2) provide for such stock the minimum pop-
ulation estimate, current and maximum net
productivity rates, and current population
trend, including a description of the informa-
tion upon which these are based;
(3) estimate the annual human-caused mor-
tality and serious injury of the stock by
source and, for a strategic stock, other factors
that may be causing a decline or impeding re-
covery of the stock, including effects on ma-
rine mammal habitat and prey;
(4) describe commercial fisheries that inter-
act with the stock, including—
(A) the approximate number of vessels ac-
tively participating in each such fishery;
(B) the estimated level of incidental mor-
tality and serious injury of the stock by
each such fishery on an annual basis;
(C) seasonal or area differences in such in-
cidental mortality or serious injury; and
(D) the rate, based on the appropriate
standard unit of fishing effort, of such inci-
dental mortality and serious injury, and an
analysis stating whether such level is insig-
nificant and is approaching a zero mortality
and serious injury rate;
(5) categorize the status of the stock as one
that either—
(A) has a level of human-caused mortality
and serious injury that is not likely to cause
the stock to be reduced below its optimum
sustainable population; or
(B) is a strategic stock, with a description
of the reasons therefor; and
Page 1805
TITLE 16—CONSERVATION
§ 1387
(6) estimate the potential biological removal
level for the stock, describing the information
used to calculate it, including the recovery
factor.
(b) Public comment
(1) The Secretary shall publish in the Federal
Register a notice of the availability of a draft
stock assessment or any revision thereof and
provide an opportunity for public review and
comment during a period of 90 days. Such notice
shall include a summary of the assessment and
a list of the sources of information or published
reports upon which the assessment is based.
(2) Subsequent to the notice of availability re-
quired under paragraph (1), if requested by a per-
son to which section 1371(b) of this title applies,
the Secretary shall conduct a proceeding on the
record prior to publishing a final stock assess-
ment or any revision thereof for any stock sub-
ject to taking under section 1371(b) of this title.
(3) After consideration of the best scientific
information available, the advice of the appro-
priate regional scientific review group estab-
lished under subsection (d), and the comments of
the general public, the Secretary shall publish
in the Federal Register a notice of availability
and a summary of the final stock assessment or
any revision thereof, not later than 90 days
after—
(A) the close of the public comment period
on a draft stock assessment or revision there-
of; or
(B) final action on an agency proceeding pur-
suant to paragraph (2).
(c) Review and revision
(1) The Secretary shall review stock assess-
ments in accordance with this subsection—
(A) at least annually for stocks which are
specified as strategic stocks;
(B) at least annually for stocks for which
significant new information is available; and
(C) at least once every 3 years for all other
stocks.
(2) If the review under paragraph (1) indicates
that the status of the stock has changed or can
be more accurately determined, the Secretary
shall revise the stock assessment in accordance
with subsection (b).
(d) Regional scientific review groups
(1) Not later than 60 days after April 30, 1994,
the Secretary of Commerce shall, in consulta-
tion with the Secretary of the Interior (with re-
spect to marine mammals under that Sec-
retary’s jurisdiction), the Marine Mammal Com-
mission, the Governors of affected adjacent
coastal States, regional fishery and wildlife
management authorities, Alaska Native organi-
zations and Indian tribes, and environmental
and fishery groups, establish three independent
regional scientific review groups representing
Alaska, the Pacific Coast (including Hawaii),
and the Atlantic Coast (including the Gulf of
Mexico), consisting of individuals with expertise
in marine mammal biology and ecology, popu-
lation dynamics and modeling, commercial fish-
ing technology and practices, and stocks taken
under section 1371(b) of this title. The Secretary
of Commerce shall, to the maximum extent
practicable, attempt to achieve a balanced rep-
resentation of viewpoints among the individuals
on each regional scientific review group. The re-
gional scientific review groups shall advise the
Secretary on—
(A) population estimates and the population
status and trends of such stocks;
(B) uncertainties and research needed re-
garding
stock
separation,
abundance,
or
trends, and factors affecting the distribution,
size, or productivity of the stock;
(C) uncertainties and research needed re-
garding the species, number, ages, gender, and
reproductive status of marine mammals;
(D) research needed to identify modifica-
tions in fishing gear and practices likely to re-
duce the incidental mortality and serious in-
jury of marine mammals in commercial fish-
ing operations;
(E) the actual, expected, or potential im-
pacts of habitat destruction, including marine
pollution and natural environmental change,
on specific marine mammal species or stocks,
and for strategic stocks, appropriate conserva-
tion or management measures to alleviate any
such impacts; and
(F) any other issue which the Secretary or
the groups consider appropriate.
(2) The scientific review groups established
under this subsection shall not be subject to
chapter 10 of title 5.
(3) Members of the scientific review groups
shall serve without compensation, but may be
reimbursed by the Secretary, upon request, for
reasonable travel costs and expenses incurred in
performing their obligations.
(4) The Secretary may appoint or reappoint in-
dividuals to the regional scientific review
groups under paragraph (1) as needed.
(e) Effect on section 1371(b) of this title
This section shall not affect or otherwise mod-
ify the provisions of section 1371(b) of this title.
(Pub. L. 92–522, title I, § 117, as added Pub. L.
103–238, § 10, Apr. 30, 1994, 108 Stat. 543; amended
Pub. L. 117–286, § 4(a)(108), Dec. 27, 2022, 136 Stat.
4317.)
Editorial Notes
AMENDMENTS
2022—Subsec. (d)(2). Pub. L. 117–286 substituted ‘‘chap-
ter 10 of title 5.’’ for ‘‘the Federal Advisory Committee
Act (5 App. U.S.C.).’’
§ 1387. Taking of marine mammals incidental to
commercial fishing operations
(a) In general
(1) Effective on April 30, 1994, and except as
provided in section 1383a of this title and in
paragraphs (2), (3), and (4) of this subsection, the
provisions of this section shall govern the inci-
dental taking of marine mammals in the course
of commercial fishing operations by persons
using vessels of the United States or vessels
which have valid fishing permits issued by the
Secretary in accordance with section 1824(b) of
this title. In any event it shall be the immediate
goal that the incidental mortality or serious in-
jury of marine mammals occurring in the course
of commercial fishing operations be reduced to
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Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** Not later than August 1, 1994, the Secretary shall, in consultation with the appropriate regional scientific review group established under subsection (d), prepare a draft stock assessment for each marine mammal stock which occurs in waters under the jurisdiction of the United States. Each draft stock assessment, based on the best scientific information available, shall—
(1) describe the geographic range of the affected stock, including any seasonal or temporal variation in such range;
(2) provide for such stock the minimum population estimate, current and maximum net productivity rates, and current population trend, including a description of the information upon which these are based;
(3) estimate the annual human-caused mortality and serious injury of the stock by source and, for a strategic stock, other factors that may be causing a decline or impeding recovery of the stock, including effects on marine mammal habitat and prey;
(4) describe commercial fisheries that interact with the stock, including—
(A) the approximate number of vessels actively participating in each such fishery;
(B) the estimated level of incidental mortality and serious injury of the stock by each such fishery on an annual basis;
(C) seasonal or area differences in such incidental mortality or serious injury; and
(D) the rate, based on the appropriate standard unit of fishing effort, of such incidental mortality and serious injury, and an analysis stating whether such level is insignificant and is approaching a zero mortality and serious injury rate;
(5) categorize the status of the stock as one that either—
(A) has a level of human-caused mortality and serious injury that is not likely to cause the stock to be reduced below its optimum sustainable populati
Source: Supplied U.S. Code snapshot — release unconfirmed · 16 U.S.C. § 1386
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.