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46 U.S.C. § 12121 — Small passenger vessels and uninspected
Federal law — U.S. Code and appendices · legal_authorities
Page 217
TITLE 46—SHIPPING
§ 12121
In subsection (b), in paragraph (1), the words ‘‘satis-
fies the requirements for a coastwise endorsement, ex-
cept for the ownership requirement otherwise applica-
ble without regard to this section’’ are substituted for
‘‘otherwise eligible for documentation under this sec-
tion’’ in 46 U.S.C. 12106(e)(1)(E) for clarity. Subpara-
graph (A) of 46 U.S.C. 12106(e)(1) is omitted as redun-
dant to the general requirements in revised section
12112 on coastwise endorsements.
In subsection (c)(3), the words ‘‘documented with a
coastwise endorsement’’ are substituted for ‘‘docu-
mented under this section’’ because former section
12106 is being divided into multiple sections.
Subsection (e) is substituted for ‘‘(3) Upon termi-
nation by a demise charterer required under paragraph
(1)(C), the coastwise endorsement of the vessel may, in
the sole discretion of the Secretary, be continued after
the termination for default of the demise charter for a
period not to exceed 6 months on such terms and condi-
tions as the Secretary may prescribe’’ for clarity and
to eliminate unnecessary words.
Editorial Notes
PRIOR PROVISIONS
A prior section 12119, Pub. L. 98–89, Aug. 26, 1983, 97
Stat. 589; Pub. L. 100–710, title I, § 104(a)(4), Nov. 23, 1988,
102 Stat. 4750, originally derived from sections 65s and
881 of former Title 46, Shipping, related to list of docu-
mented vessels, prior to the general amendment of this
chapter by Pub. L. 109–304. See section 12138 of this
title.
AMENDMENTS
2018—Subsec. (a)(3). Pub. L. 115–232 substituted ‘‘sec-
tion 2101(26)’’ for ‘‘section 2101(20)’’.
Statutory Notes and Related Subsidiaries
APPLICATION TO CERTAIN CERTIFICATES
Pub. L. 108–293, title VI, § 608(c), Aug. 9, 2004, 118 Stat.
1057, provided
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Page 217
TITLE 46—SHIPPING
§ 12121
In subsection (b), in paragraph (1), the words ‘‘satis-
fies the requirements for a coastwise endorsement, ex-
cept for the ownership requirement otherwise applica-
ble without regard to this section’’ are substituted for
‘‘otherwise eligible for documentation under this sec-
tion’’ in 46 U.S.C. 12106(e)(1)(E) for clarity. Subpara-
graph (A) of 46 U.S.C. 12106(e)(1) is omitted as redun-
dant to the general requirements in revised section
12112 on coastwise endorsements.
In subsection (c)(3), the words ‘‘documented with a
coastwise endorsement’’ are substituted for ‘‘docu-
mented under this section’’ because former section
12106 is being divided into multiple sections.
Subsection (e) is substituted for ‘‘(3) Upon termi-
nation by a demise charterer required under paragraph
(1)(C), the coastwise endorsement of the vessel may, in
the sole discretion of the Secretary, be continued after
the termination for default of the demise charter for a
period not to exceed 6 months on such terms and condi-
tions as the Secretary may prescribe’’ for clarity and
to eliminate unnecessary words.
Editorial Notes
PRIOR PROVISIONS
A prior section 12119, Pub. L. 98–89, Aug. 26, 1983, 97
Stat. 589; Pub. L. 100–710, title I, § 104(a)(4), Nov. 23, 1988,
102 Stat. 4750, originally derived from sections 65s and
881 of former Title 46, Shipping, related to list of docu-
mented vessels, prior to the general amendment of this
chapter by Pub. L. 109–304. See section 12138 of this
title.
AMENDMENTS
2018—Subsec. (a)(3). Pub. L. 115–232 substituted ‘‘sec-
tion 2101(26)’’ for ‘‘section 2101(20)’’.
Statutory Notes and Related Subsidiaries
APPLICATION TO CERTAIN CERTIFICATES
Pub. L. 108–293, title VI, § 608(c), Aug. 9, 2004, 118 Stat.
1057, provided that:
‘‘(1) IN GENERAL.—The amendments made by this sec-
tion [amending provisions from which this section was
derived], and any regulations published after February
4, 2004, with respect to coastwise endorsements, shall
not apply to a certificate of documentation, or renewal
thereof, endorsed with a coastwise endorsement for a
vessel under section 12106(e) [now section 12119(b),
(d)–(f)] of title 46, United States Code, or a replacement
vessel of a similar size and function, that was issued
prior to the date of enactment of this Act [Aug. 9, 2004]
as long as the vessel is owned by the person named
therein, or by a subsidiary or affiliate of that person,
and the controlling interest in such owner has not been
transferred to a person that was not an affiliate of such
owner as of the date of enactment of this Act. Notwith-
standing the preceding sentence, however, the amend-
ments made by this section shall apply, beginning 3
years after the date of enactment of this Act, with re-
spect to offshore supply vessels (as defined in section
2101(19) [now 2101(25)] of title 46, United States Code, as
that section was in effect on the date of enactment of
this Act) with a certificate of documentation endorsed
with a coastwise endorsement as of the date of enact-
ment of this Act, and the Secretary of the Department
in which the Coast Guard is operating shall revoke any
such certificate if the vessel does not by then meet the
requirements of section 12106(e) of title 46, United
States Code, as amended by this section.
‘‘(2) REPLACEMENT VESSEL.—For the purposes of this
subsection, ‘replacement vessel’ means—
‘‘(A) a temporary replacement vessel for a period of
not to exceed 180 days if the vessel described in para-
graph (1) is unavailable due to an act of God or a ma-
rine casualty; or
‘‘(B) a permanent replacement vessel if—
‘‘(i) the vessel described in paragraph (1) is un-
available for more than 180 days due to an act of
God or a marine casualty; or
‘‘(ii) a contract to purchase or construct such re-
placement vessel is executed not later than Decem-
ber 31, 2004.’’
WAIVER OF QUALIFIED PROPRIETARY CARGO
REQUIREMENT
Pub. L. 108–293, title VI, § 608(d), Aug. 9, 2004, 118 Stat.
1057, provided that: ‘‘The Secretary of Transportation
shall waive or reduce the qualified proprietary cargo
requirement of section 12106(f)(3)(A)(iii) [now section
12119(c)(3)(A)(iii)] of title 46, United States Code, for a
vessel if the person that owns the vessel (or, if the ves-
sel is owned by a trust or similar arrangement, the ben-
eficiary of the trust or similar arrangement) notifies
the Secretary that circumstances beyond the direct
control of such person or its affiliates prevent, or rea-
sonably threaten to prevent, such person from satis-
fying such requirement, and the Secretary does not,
with good cause, determine otherwise. The waiver or
reduction shall apply during the period of time that
such circumstances exist.’’
§ 12120. Liquified gas tankers
Notwithstanding any agreement with the
United States Government, the Secretary may
issue a certificate of documentation with a
coastwise endorsement for a vessel to transport
liquified natural gas or liquified petroleum gas
to Puerto Rico from other ports in the United
States, if the vessel—
(1) is a foreign built vessel that was built be-
fore October 19, 1996; or
(2) was documented under this chapter be-
fore that date, even if the vessel is placed
under a foreign registry and subsequently re-
documented under this chapter for operation
under this section.
(Pub. L. 109–304, § 5, Oct. 6, 2006, 120 Stat. 1504.)
HISTORICAL AND REVISION NOTES
Revised
Section
Source (U.S. Code)
Source (Statutes at Large)
12120 ..........
46 App.:883 note.
Pub. L. 104–324, title VII,
§ 1120(f), Oct. 19, 1996, 110
Stat. 3978.
The words ‘‘Notwithstanding section 27 of the Mer-
chant Marine Act, 1920 (46 App. U.S.C. 883), section 12106
of title 46, United States Code, section 506 of the Mer-
chant Marine Act, 1936 (46 App. U.S.C. 1156)’’ are omit-
ted as unnecessary. The words ‘‘the Commonwealth of’’
are omitted as unnecessary and for consistency in the
revised title.
Editorial Notes
PRIOR PROVISIONS
A prior section 12120, Pub. L. 98–89, Aug. 26, 1983, 97
Stat. 589; Pub. L. 100–710, title I, § 104(a)(4), Nov. 23, 1988,
102 Stat. 4750; Pub. L. 108–293, title IV, § 401, Aug. 9, 2004,
118 Stat. 1042; Pub. L. 109–241, title III, § 308, July 11,
2006, 120 Stat. 528, originally derived from section 65t of
former Title 46, Shipping, related to reports, prior to
the general amendment of this chapter by Pub. L.
109–304. See section 12139 of this title.
§ 12121. Small passenger vessels and uninspected
passenger vessels
(a) DEFINITIONS.—In this section:
(1) ELIGIBLE
VESSEL.—The term ‘‘eligible
vessel’’ means a vessel that—
(A) was built in the United States;
(B) was not built in the United States and
is at least 3 years old; or
Page 218
TITLE 46—SHIPPING
§ 12131
(C) if rebuilt, was rebuilt—
(i) in the United States; or
(ii) outside the United States at least 3
years before the certificate requested
under subsection (b) would take effect.
(2) SMALL
PASSENGER
VESSEL; UNINSPECTED
PASSENGER VESSEL; PASSENGER FOR HIRE.—The
terms ‘‘small passenger vessel’’, ‘‘uninspected
passenger vessel’’, and ‘‘passenger for hire’’
have the meaning given those terms in section
2101 of this title.
(b) ISSUANCE
OF CERTIFICATE
AND ENDORSE-
MENT.—Notwithstanding sections 12112, 12113,
12132, 55102, and 55103 of this title, the Secretary
may issue a certificate of documentation with
an appropriate endorsement for employment in
the coastwise trade as a small passenger vessel
or an uninspected passenger vessel in the case of
an eligible vessel authorized to carry no more
than 12 passengers for hire if the Secretary of
Transportation, after notice and an opportunity
for public comment, determines that the em-
ployment of the vessel in the coastwise trade
will not adversely affect—
(1) United States vessel builders; or
(2) the coastwise trade business of any per-
son that employs vessels built in the United
States in that business.
(c) REVOCATION.—
(1) FOR FRAUD.—The Secretary shall revoke
a certificate or endorsement issued under sub-
section (b) if the Secretary of Transportation,
after notice and an opportunity for a hearing,
determines that the certificate or endorse-
ment was obtained by fraud.
(2) OTHER PROVISIONS NOT AFFECTED.—Para-
graph (1) does not affect—
(A) the criminal prohibition on fraud and
false statements in section 1001 of title 18; or
(B) any other authority of the Secretary to
revoke a certificate or endorsement issued
under subsection (b).
(Pub. L. 109–304, § 5, Oct. 6, 2006, 120 Stat. 1504;
Pub.
L.
116–283,
div.
G,
title
LVXXXIII
[LXXXIII], § 8312, Jan. 1, 2021, 134 Stat. 4697.)
HISTORICAL AND REVISION NOTES
Revised
Section
Source (U.S. Code)
Source (Statutes at Large)
12121 ..........
46:12106 note.
Pub. L. 105–383, title V,
§§ 502–504, Nov. 13, 1998, 112
Stat. 3445; Pub. L. 107–295,
title II, § 207(c)(2), Nov. 25,
2002, 116 Stat. 2097.
The definition of ‘‘Secretary’’ is omitted for consist-
ency in the chapter.
Editorial Notes
AMENDMENTS
2021—Subsec. (a)(1). Pub. L. 116–283, § 8312(1), added
subpars. (A) to (C) and struck out former subpars. (A)
and (B) which read as follows:
‘‘(A) was not built in the United States and is at least
3 years old; or
‘‘(B) if rebuilt, was rebuilt outside the United States
at least 3 years before the certificate requested under
subsection (b) would take effect.’’
Subsec. (b). Pub. L. 116–283, § 8312(2), inserted ‘‘12132,’’
after ‘‘12113,’’ in introductory provisions.
PRIOR PROVISIONS
A prior section 12121, Pub. L. 98–89, Aug. 26, 1983, 97
Stat. 589, originally derived from section 65v(2) of
former Title 46, Shipping, related to the authority of
the Secretary to prescribe regulations to carry out this
chapter, prior to being repealed by Pub. L. 100–710, title
I, §§ 106(b)(5), 107(a), Nov. 23, 1988, 102 Stat. 4752, effec-
tive Jan. 1, 1989.
A prior section 12122, Pub. L. 98–89, Aug. 26, 1983, 97
Stat. 590; Pub. L. 99–307, § 1(16), May 19, 1986, 100 Stat.
446; Pub. L. 104–324, title III, § 301(a), (b), Oct. 19, 1996,
110 Stat. 3916; Pub. L. 105–277, div. C, title II, § 203(f),
Oct. 21, 1998, 112 Stat. 2681–620; Pub. L. 106–31, title III,
§ 3027(b), May 21, 1999, 113 Stat. 101; Pub. L. 108–293, title
IV, § 404(b), Aug. 9, 2004, 118 Stat. 1043, originally de-
rived from sections 65n and 65u(a) of former Title 46,
Shipping, related to penalties, prior to the general
amendment of this chapter by Pub. L. 109–304. See sec-
tion 12151 of this title.
A prior section 12123, added Pub. L. 102–587, title V,
§ 5213(a)(3), Nov. 4, 1992, 106 Stat. 5077, related to denial
and revocation of endorsements, prior to the general
amendment of this chapter by Pub. L. 109–304. See sec-
tion 12152 of this title.
Another prior section 12123, added Pub. L. 102–388,
title III, § 348(a), Oct. 6, 1992, 106 Stat. 1554, related to
the denial and revocation of trade or recreational en-
dorsement upon failure of vessel’s owner to pay assess-
ment of civil penalty for violation of law, prior to re-
peal by Pub. L. 104–324, title VII, § 746(a)(1), Oct. 19, 1996,
110 Stat. 3943.
A prior section 12124, added Pub. L. 105–383, title IV,
§ 401(a)(2), Nov. 13, 1998, 112 Stat. 3424, related to sur-
render of title and number, prior to the general amend-
ment of this chapter by Pub. L. 109–304. See section
12106 of this title.
Statutory Notes and Related Subsidiaries
EFFECT OF REPEAL
Pub. L. 107–295, title II, § 207(c)(1), Nov. 25, 2002, 116
Stat. 2097, provided that: ‘‘Section 505 of the Coast
Guard Authorization Act of 1998 [Pub. L. 105–383] ([for-
merly] 46 U.S.C. 12106 note) is repealed. The repeal of
section 505 shall have no effect on the validity of any
certificate or endorsement issued under section 502 of
that Act [now 46 U.S.C. 12121(b)].’’
SUBCHAPTER III—MISCELLANEOUS
§ 12131. Command of documented vessels
(a) IN GENERAL.—Except as provided in sub-
section (b), a documented vessel may be placed
under the command only of a citizen of the
United States.
(b) EXCEPTIONS.—Subsection (a) does not apply
to—
(1) a vessel with only a recreational endorse-
ment; or
(2) an unmanned barge operating outside of
the territorial waters of the United States.
(Pub. L. 109–304, § 5, Oct. 6, 2006, 120 Stat. 1505;
Pub. L. 110–181, div. C, title XXXV, § 3529(a)(3),
Jan. 28, 2008, 122 Stat. 603.)
HISTORICAL AND REVISION NOTES
Revised
Section
Source (U.S. Code)
Source (Statutes at Large)
12131 ..........
46:12110(d).
Editorial Notes
AMENDMENTS
2008—Subsec. (a). Pub. L. 110–181 substituted ‘‘com-
mand’’ for ‘‘commmand’’.
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In General.—** A documented vessel may not be titled by a State or required to display numbers under chapter 123 of this title, and any certificate of title issued by a State for a documented vessel shall be surrendered as provided by regulations prescribed by the Secretary.
**(b) Vessels Covered by Preferred Mortgage.—** The Secretary may approve the surrender under subsection (a) of a certificate of title for a vessel covered by a preferred mortgage under [section 31322(d) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title46-section31322/d&num=0&edition=prelim) only if the mortgagee consents.
Source: Supplied U.S. Code snapshot — release unconfirmed · 46 U.S.C. § 12106
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Federal law — U.S. Code and appendices · legal_authorities
Page 207
TITLE 46—SHIPPING
§ 12107
Subsec. (e)(2)(B), (C). Pub. L. 117–81, § 3511, redesig-
nated subpar. (C) as (B) and struck out former subpar.
(B), which read as follows: ‘‘PHASE-IN PERIOD.—During
the period beginning January 1, 2019, and ending De-
cember 31, 2021, the owner or operator of a recreational
vessel may choose a period of effectiveness of between
1 and 5 years for such a certificate of documentation
for such vessel or the renewal thereof.’’
2018—Subsec. (e). Pub. L. 115–282 added subsec. (e).
Statutory Notes and Related Subsidiaries
CERTIFICATES OF DOCUMENTATION FOR RECREATIONAL
VESSELS
Pub. L. 114–120, title III, § 311, Feb. 8, 2016, 130 Stat. 57,
provided that: ‘‘Not later than one year after the date
of the enactment of this Act [Feb. 8, 2016], the Sec-
retary of the department in which the Coast Guard is
operating shall issue regulations that—
‘‘(1) make certificates of documentation for rec-
reational vessels effective for 5 years; and
‘‘(2) require the owner of such a vessel—
‘‘(A) to notify the Coast Guard of each change in
the information on which the issuance of the cer-
tificate of documentation is based, that occurs be-
fore the expiration of the certificate; and
‘‘(B) [to] apply for a new certificate of docu-
mentation for such a vessel if there is any such
change.’’
§ 12106. Surrender of title and number
(a) IN GENERAL.—A documented vessel may
not be titled by a State or required to display
numbers under chapter 123 of this title, and any
certificate of title issued by a State for a docu-
mented vessel shall be surrendered as provided
by regulations prescribed by the Secretary.
(b) VESSELS COVERED
BY PREFERRED MORT-
GAGE.—The Secretary may approve the sur-
render under subsection (a) of a certificate of
title for a ves
Source: Supplied 2024 U.S. Code historical extraction · 46 U.S.C. § 12106
Stored review status: historical_2024_not_currentness_verified. The source passage cites 46 U.S.C. § 12106. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Definitions.—** In this section:
(1) **Eligible vessel.—** — The term “eligible vessel” means a vessel that—
(A) was built in the United States;
(B) was not built in the United States and is at least 3 years old; or
(C) if rebuilt, was rebuilt—
(i) in the United States; or
(ii) outside the United States at least 3 years before the certificate requested under subsection (b) would take effect.
(2) **Small passenger vessel; uninspected passenger vessel; passenger for hire.—** — The terms “small passenger vessel”, “uninspected passenger vessel”, and “passenger for hire” have the meaning given those terms in [section 2101 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title46-section2101&num=0&edition=prelim).
**(b) Issuance of Certificate and Endorsement.—** Notwithstanding sections 12112, 12113, 12132, 55102, and 55103 of this title, the Secretary may issue a certificate of documentation with an appropriate endorsement for employment in the coastwise trade as a small passenger vessel or an uninspected passenger vessel in the case of an eligible vessel authorized to carry no more than 12 passengers for hire if the Secretary of Transportation, after notice and an opportunity for public comment, determines that the employment of the vessel in the coastwise trade will not adversely affect—
(1) United States vessel builders; or
(2) the coastwise trade business of any person that employs vessels built in the United States in that business.
**(c) Revocation.—**
(1) **For fraud.—** — The Secretary shall revoke a certificate or endorsement issued under subsection (b) if the Secretary of Transportation, after notice and an opportunity for a hearing, determines that the certificate or endorsement was obtained by fraud.
(2)
Source: Supplied U.S. Code snapshot — release unconfirmed · 46 U.S.C. § 12121
Stored review status: release_metadata_unconfirmed. Same stored citation; legal effect and authority still require review.