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9 U.S.C. § 401 — Definitions
Federal law — U.S. Code and appendices · legal_authorities
Page 8
TITLE 9—ARBITRATION
§ 306
(Added Pub. L. 101–369, § 1, Aug. 15, 1990, 104 Stat.
449.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Inter-American Convention on International Commer-
cial Arbitration of January 30, 1975, with respect to the
United States (Oct. 27, 1990), see section 3 of Pub. L.
101–369, set out as a note under section 301 of this title.
§ 306. Applicable rules of Inter-American Com-
mercial Arbitration Commission
(a) For the purposes of this chapter the rules
of procedure of the Inter-American Commercial
Arbitration Commission referred to in Article 3
of the Inter-American Convention shall, subject
to subsection (b) of this section, be those rules
as promulgated by the Commission on July 1,
1988.
(b) In the event the rules of procedure of the
Inter-American Commercial Arbitration Com-
mission are modified or amended in accordance
with the procedures for amendment of the rules
of that Commission, the Secretary of State, by
regulation in accordance with section 553 of title
5, consistent with the aims and purposes of this
Convention, may prescribe that such modifica-
tions or amendments shall be effective for pur-
poses of this chapter.
(Added Pub. L. 101–369, § 1, Aug. 15, 1990, 104 Stat.
449.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Inter-American Convention on International Commer-
cial Arbitration of January 30, 1975, with respect to the
United States (Oct. 27, 1990), see section 3 of Pub. L.
101–369, set out as a note under section 301 of this title.
§ 307. Application
Chapter 1 applies to actions and proceedings
brought under this chapter to the extent chapter
1 is not in conflict wit
Source: Supplied 2024 U.S. Code historical extraction · 9 U.S.C. § 401
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Page 8
TITLE 9—ARBITRATION
§ 306
(Added Pub. L. 101–369, § 1, Aug. 15, 1990, 104 Stat.
449.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Inter-American Convention on International Commer-
cial Arbitration of January 30, 1975, with respect to the
United States (Oct. 27, 1990), see section 3 of Pub. L.
101–369, set out as a note under section 301 of this title.
§ 306. Applicable rules of Inter-American Com-
mercial Arbitration Commission
(a) For the purposes of this chapter the rules
of procedure of the Inter-American Commercial
Arbitration Commission referred to in Article 3
of the Inter-American Convention shall, subject
to subsection (b) of this section, be those rules
as promulgated by the Commission on July 1,
1988.
(b) In the event the rules of procedure of the
Inter-American Commercial Arbitration Com-
mission are modified or amended in accordance
with the procedures for amendment of the rules
of that Commission, the Secretary of State, by
regulation in accordance with section 553 of title
5, consistent with the aims and purposes of this
Convention, may prescribe that such modifica-
tions or amendments shall be effective for pur-
poses of this chapter.
(Added Pub. L. 101–369, § 1, Aug. 15, 1990, 104 Stat.
449.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective upon the entry into force of the
Inter-American Convention on International Commer-
cial Arbitration of January 30, 1975, with respect to the
United States (Oct. 27, 1990), see section 3 of Pub. L.
101–369, set out as a note under section 301 of this title.
§ 307. Application
Chapter 1 applies to actions and proceedings
brought under this chapter to the extent chapter
1 is not in conflict with this chapter or the
Inter-American Convention as ratified by the
United States. This chapter applies to the ex-
tent that this chapter is not in conflict with
chapter 4.
(Added Pub. L. 101–369, § 1, Aug. 15, 1990, 104 Stat.
449; amended Pub. L. 117–90, § 2(b)(1)(C), Mar. 3,
2022, 136 Stat. 27.)
Editorial Notes
AMENDMENTS
2022—Pub. L. 117–90 substituted ‘‘Application’’ for
‘‘Chapter 1; residual application’’ in section catchline
and inserted at end ‘‘This chapter applies to the extent
that this chapter is not in conflict with chapter 4.’’
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2022 AMENDMENT
Amendment by Pub. L. 117–90 applicable with respect
to any dispute or claim that arises or accrues on or
after Mar. 3, 2022, see section 3 of Pub. L. 117–90, set out
as an Effective Date note under section 401 of this title.
EFFECTIVE DATE
Section effective upon the entry into force of the
Inter-American Convention on International Commer-
cial Arbitration of January 30, 1975, with respect to the
United States (Oct. 27, 1990), see section 3 of Pub. L.
101–369, set out as a note under section 301 of this title.
CHAPTER 4—ARBITRATION OF DISPUTES IN-
VOLVING SEXUAL ASSAULT AND SEXUAL
HARASSMENT
Sec.
401.
Definitions.
402.
No validity or enforceability.
§ 401. Definitions
In this chapter:
(1) PREDISPUTE
ARBITRATION
AGREEMENT.—
The term ‘‘predispute arbitration agreement’’
means any agreement to arbitrate a dispute
that had not yet arisen at the time of the
making of the agreement.
(2) PREDISPUTE
JOINT-ACTION
WAIVER.—The
term ‘‘predispute joint-action waiver’’ means
an agreement, whether or not part of a
predispute arbitration agreement, that would
prohibit, or waive the right of, one of the par-
ties to the agreement to participate in a joint,
class, or collective action in a judicial, arbi-
tral, administrative, or other forum, con-
cerning a dispute that has not yet arisen at
the time of the making of the agreement.
(3) SEXUAL
ASSAULT
DISPUTE.—The term
‘‘sexual assault dispute’’ means a dispute in-
volving a nonconsensual sexual act or sexual
contact, as such terms are defined in section
2246 of title 18 or similar applicable Tribal or
State law, including when the victim lacks ca-
pacity to consent.
(4) SEXUAL HARASSMENT DISPUTE.—The term
‘‘sexual harassment dispute’’ means a dispute
relating to conduct that is alleged to con-
stitute sexual harassment under applicable
Federal, Tribal, or State law.
(Added Pub. L. 117–90, § 2(a), Mar. 3, 2022, 136
Stat. 26.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Pub. L. 117–90, § 3, Mar. 3, 2022, 136 Stat. 28, provided
that: ‘‘This Act [see Short Title of 2022 Amendment
note set out under section 1 of this title], and the
amendments made by this Act, shall apply with respect
to any dispute or claim that arises or accrues on or
after the date of enactment of this Act [Mar. 3, 2022].’’
§ 402. No validity or enforceability
(a) IN GENERAL.—Notwithstanding any other
provision of this title, at the election of the per-
son alleging conduct constituting a sexual har-
assment dispute or sexual assault dispute, or the
named representative of a class or in a collec-
tive action alleging such conduct, no predispute
arbitration agreement or predispute joint-action
waiver shall be valid or enforceable with respect
to a case which is filed under Federal, Tribal, or
State law and relates to the sexual assault dis-
pute or the sexual harassment dispute.
(b)
DETERMINATION
OF
APPLICABILITY.—An
issue as to whether this chapter applies with re-
spect to a dispute shall be determined under
Federal law. The applicability of this chapter to
an agreement to arbitrate and the validity and
enforceability of an agreement to which this
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Federal law — U.S. Code and appendices · legal_authorities
In this chapter:
(1) **Predispute arbitration agreement.—** — The term “predispute arbitration agreement” means any agreement to arbitrate a dispute that had not yet arisen at the time of the making of the agreement.
(2) **Predispute joint-action waiver.—** — The term “predispute joint-action waiver” means an agreement, whether or not part of a predispute arbitration agreement, that would prohibit, or waive the right of, one of the parties to the agreement to participate in a joint, class, or collective action in a judicial, arbitral, administrative, or other forum, concerning a dispute that has not yet arisen at the time of the making of the agreement.
(3) **Sexual assault dispute.—** — The term “sexual assault dispute” means a dispute involving a nonconsensual sexual act or sexual contact, as such terms are defined in [section 2246 of title 18](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title18-section2246&num=0&edition=prelim) or similar applicable Tribal or State law, including when the victim lacks capacity to consent.
(4) **Sexual harassment dispute.—** — The term “sexual harassment dispute” means a dispute relating to conduct that is alleged to constitute sexual harassment under applicable Federal, Tribal, or State law.
Source: Supplied U.S. Code snapshot — release unconfirmed · 9 U.S.C. § 401
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