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10 U.S.C. § 3775 — Definitions

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10 U.S.C. § 3775 — Definitions

Page 2554 TITLE 10—ARMED FORCES § 3775 (4) apply to weapon systems and subsystems that are to be supported by performance-based logistics arrangements as well as to weapons systems and subsystems that are to be sup- ported by other sustainment approaches. (c) PREFERENCE FOR SPECIALLY NEGOTIATED LI- CENSES.— (1) The Secretary of Defense shall, to the maximum extent practicable, negotiate and enter into a contract with a contractor for a specially negotiated license for technical data to support the product support strategy of a major weapon system or subsystem of a major weapon system. (2) In performing the assessment and devel- oping the corresponding strategy required under subsection (a) for such a system or sub- system, a program manager shall consider the use of specially negotiated licenses to acquire customized technical data appropriate for the particular elements of the product support strategy. (Added and amended Pub. L. 116–283, div. A, title XVIII, § 1833(a)(1), (e), Jan. 1, 2021, 134 Stat. 4226, 4229.) Editorial Notes CODIFICATION The text of subsec. (e) of section 2320 of this title, which was transferred to this section, redesignated as subsecs. (a) and (b), and amended by Pub. L. 116–283, § 1833(e)(1)–(4), was based on Pub. L. 109–364, div. A, title VIII, § 802(a), Oct. 17, 2006, 120 Stat. 2312. The text of subsec. (f) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (c), and amended by Pub. L. 116–283, § 1833(e)(1), (5), was based on Pub. L. 115–91, div. A, title VIII, § 835(c)(2), Dec. 12, 2017, 131 Stat. 1471. AMENDMENTS 2021—Subsec. (a). Pub. L. 116–283, § 1833(e)(1), (3)(A), (B), redesignated subsec. (e) of section 2320 of this title as subsec. (a) of this section, inserted

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Page 2554 TITLE 10—ARMED FORCES § 3775 (4) apply to weapon systems and subsystems that are to be supported by performance-based logistics arrangements as well as to weapons systems and subsystems that are to be sup- ported by other sustainment approaches. (c) PREFERENCE FOR SPECIALLY NEGOTIATED LI- CENSES.— (1) The Secretary of Defense shall, to the maximum extent practicable, negotiate and enter into a contract with a contractor for a specially negotiated license for technical data to support the product support strategy of a major weapon system or subsystem of a major weapon system. (2) In performing the assessment and devel- oping the corresponding strategy required under subsection (a) for such a system or sub- system, a program manager shall consider the use of specially negotiated licenses to acquire customized technical data appropriate for the particular elements of the product support strategy. (Added and amended Pub. L. 116–283, div. A, title XVIII, § 1833(a)(1), (e), Jan. 1, 2021, 134 Stat. 4226, 4229.) Editorial Notes CODIFICATION The text of subsec. (e) of section 2320 of this title, which was transferred to this section, redesignated as subsecs. (a) and (b), and amended by Pub. L. 116–283, § 1833(e)(1)–(4), was based on Pub. L. 109–364, div. A, title VIII, § 802(a), Oct. 17, 2006, 120 Stat. 2312. The text of subsec. (f) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (c), and amended by Pub. L. 116–283, § 1833(e)(1), (5), was based on Pub. L. 115–91, div. A, title VIII, § 835(c)(2), Dec. 12, 2017, 131 Stat. 1471. AMENDMENTS 2021—Subsec. (a). Pub. L. 116–283, § 1833(e)(1), (3)(A), (B), redesignated subsec. (e) of section 2320 of this title as subsec. (a) of this section, inserted heading, and des- ignated first and second sentences of existing provi- sions as pars. (1) and (2), respectively. Third sentence of subsec. (a) designated subsec. (b). Subsec. (a)(1). Pub. L. 116–283, § 1833(e)(3)(C), inserted dash after ‘‘major weapon systems to’’ and reorganized remainder of text into designated subpars. (A) and (B). Subsec. (a)(2). Pub. L. 116–283, § 1833(e)(3)(D), inserted dash after ‘‘may include’’ and reorganized remainder of text into designated subpars. (A) and (B). Subsec. (b). Pub. L. 116–283, § 1833(e)(2), (4), designated third sentence of subsec. (a) as subsec. (b), inserted heading, and substituted ‘‘developed under subsection (a) with respect to’’ for ‘‘developed under this section with respect to’’ in introductory provisions. Subsec. (c). Pub. L. 116–283, § 1833(e)(1), (5), redesig- nated subsec. (f) of section 2320 of this title as subsec. (c) of this section, designated first and second sen- tences of existing provisions as pars. (1) and (2), respec- tively, and, in par. (2), substituted ‘‘subsection (a)’’ for ‘‘subsection (e)’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE Section and amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed im- plementation and applicability of existing law, see sec- tion 1801(d) of Pub. L. 116–283, set out as an Effective Date of 2021 Amendment note preceding section 3001 of this title. REGULATIONS Pub. L. 109–364, div. A, title VIII, § 802(c), Oct. 17, 2006, 120 Stat. 2313, provided that: ‘‘Not later than 180 days after the date of the enactment of this Act [Oct. 17, 2006], the Secretary of Defense shall revise regulations under section 2320 of title 10, United States Code [see 10 U.S.C. 3771 et seq.], to implement subsection (e) of such section [see 10 U.S.C. 3774(a), (b)] (as added by this sec- tion), including incorporating policy changes developed under such subsection into Department of Defense Di- rective 5000.1 and Department of Defense Instruction 5000.2.’’ GUIDANCE RELATING TO RIGHTS IN TECHNICAL DATA Pub. L. 111–383, div. A, title VIII, § 824(a), Jan. 7, 2011, 124 Stat. 4269, provided that: ‘‘Not later than 180 days after the date of the enactment of this Act [Jan. 7, 2011], the Secretary of Defense shall review guidance issued by the military departments on the implementa- tion of section 2320(e) of title 10, United States Code [see 10 U.S.C. 3774(a), (b)], to ensure that such guidance is consistent with the guidance issued by the Under Secretary of Defense for Acquisition, Technology, and Logistics and the requirements of this section [amend- ing former sections 2320 and 2321 of this title]. Such guidance shall be designed to ensure that the United States— ‘‘(1) preserves the option of competition for con- tracts for the production and sustainment of systems or subsystems that are developed exclusively with Federal funds as defined in accordance with the amendments made by this section; and ‘‘(2) is not required to pay more than once for the same technical data.’’ § 3775. Definitions (a) COVERED GOVERNMENT SUPPORT CON- TRACTOR DEFINED.—In this subchapter, the term ‘‘covered Government support contractor’’ means a contractor under a contract the pri- mary purpose of which is to furnish independent and impartial advice or technical assistance di- rectly to the Government in support of the Gov- ernment’s management and oversight of a pro- gram or effort (rather than to directly furnish an end item or service to accomplish a program or effort), which contractor— (1) is not affiliated with the prime con- tractor or a first-tier subcontractor on the program or effort, or with any direct compet- itor of such prime contractor or any such first-tier subcontractor in furnishing end items or services of the type developed or pro- duced on the program or effort; and (2) executes a contract with the Government agreeing to and acknowledging— (A) that proprietary or nonpublic tech- nical data furnished will be accessed and used only for the purposes stated in that contract; (B) that the covered Government support contractor will enter into a non-disclosure agreement with the contractor to whom the rights to the technical data belong; (C) that the covered Government support contractor will take all reasonable steps to protect the proprietary and nonpublic na- ture of the technical data furnished to the covered Government support contractor dur- ing the program or effort for the period of time in which the Government is restricted from disclosing the technical data outside of the Government; (D) that a breach of that contract by the covered Government support contractor Page 2555 TITLE 10—ARMED FORCES § 3781 with regard to a third party’s ownership or rights in such technical data may subject the covered Government support con- tractor— (i) to criminal, civil, administrative, and contractual actions in law and equity for penalties, damages, and other appropriate remedies by the United States; and (ii) to civil actions for damages and other appropriate remedies by the con- tractor or subcontractor whose technical data is affected by the breach; and (E) that such technical data provided to the covered Government support contractor under the authority of this section shall not be used by the covered Government support contractor to compete against the third party for Government or non-Government contracts. (b) ADDITIONAL DEFINITIONS.—In this sub- chapter, the terms ‘‘major system component’’, ‘‘modular system interface’’, and ‘‘modular open system approach’’ have the meanings provided in section 4401 of this title. (Added and amended Pub. L. 116–283, div. A, title XVIII, § 1833(a)(1), (f), Jan. 1, 2021, 134 Stat. 4226, 4230.) Editorial Notes CODIFICATION The text of subsec. (g) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (a), and amended by Pub. L. 116–283, § 1833(f)(1), (2)(A), was based on Pub. L. 111–84, div. A, title VIII, § 821(b), Oct. 28, 2009, 123 Stat. 2411; Pub. L. 114–328, div. A, title VIII, § 809(d)(1), Dec. 23, 2016, 130 Stat. 2267; Pub. L. 115–91, div. A, title VIII, § 835(c)(1), Dec. 12, 2017, 131 Stat. 1471. The text of subsec. (h) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (b), and amended by Pub. L. 116–283, § 1833(f), was based on Pub. L. 114–328, div. A, title VIII, § 809(d)(2), Dec. 23, 2016, 130 Stat. 2267; Pub. L. 115–91, div. A, title VIII, § 835(c)(1), Dec. 12, 2017, 131 Stat. 1471; Pub. L. 116–283, div. A, title VIII, § 804(b)(2)(A)(ii), Jan. 1, 2021, 134 Stat. 3739. AMENDMENTS 2021—Subsec. (a). Pub. L. 116–283, § 1833(f)(1), (2)(A), re- designated subsec. (g) of section 2320 of this title as subsec. (a) of this section and substituted ‘‘In this sub- chapter,’’ for ‘‘In this section,’’ in introductory provi- sions. Subsec. (b). Pub. L. 116–283, § 1833(f), redesignated sub- sec. (h) of section 2320 of this title as subsec. (b) of this section and substituted ‘‘In this subchapter,’’ for ‘‘In this section,’’ and ‘‘section 4401’’ for ‘‘section 2446a’’. Statutory Notes and Related Subsidiaries EFFECTIVE DATE Section and amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed im- plementation and applicability of existing law, see sec- tion 1801(d) of Pub. L. 116–283, set out as an Effective Date of 2021 Amendment note preceding section 3001 of this title. SUBCHAPTER II—VALIDATION OF PROPRIETARY DATA RESTRICTIONS Sec. 3781. Technical data: contractor justification for restrictions; review of restrictions. Sec. 3782. Technical data: challenges to contractor re- strictions. 3783. Technical data: time for contractors to sub- mit justifications. 3784. Technical data under contracts for commer- cial items: presumption of development ex- clusively at private expense. 3785. Technical data: decision by contracting offi- cer; claims; rights and liability upon final disposition. 3786. Use or release restriction: definition. § 3781. Technical data: contractor justification for restrictions; review of restrictions (a) CONTRACTS COVERED BY SUBCHAPTER.—This subchapter applies to any contract for supplies or services entered into by the Department of Defense that includes provisions for the delivery of technical data. (b) CONTRACTOR JUSTIFICATION FOR RESTRIC- TIONS.—A contract subject to this subchapter shall provide that a contractor under the con- tract and any subcontractor under the contract at any tier shall be prepared to furnish to the contracting officer a written justification for any use or release restriction (as defined in sec- tion 3786 of this title) asserted by the contractor or subcontractor. (c) REVIEW OF RESTRICTIONS.— (1) The Secretary of Defense shall ensure that there is a thorough review of the appro- priateness of any use or release restriction as- serted with respect to technical data by a con- tractor or subcontractor at any tier under a contract subject to this subchapter. (2) The review of an asserted use or release restriction under paragraph (1) shall be con- ducted before the end of the three-year period beginning on the later of— (A) the date on which final payment is made on the contract under which the tech- nical data is required to be delivered; or (B) the date on which the technical data is delivered under the contract. (Added and amended Pub. L. 116–283, div. A, title XVIII, § 1833(g), (h), Jan. 1, 2021, 134 Stat. 4231.) Editorial Notes CODIFICATION The text of subsecs. (a), (b), and (c) of section 2321 of this title, which were transferred to this section and amended by Pub. L. 116–283, § 1833(h), was based on Pub. L. 100–26, § 7(a)(5)(A)(ii), Apr. 21, 1987, 101 Stat. 276. PRIOR PROVISIONS A prior section 3781, act Aug. 10, 1956, ch. 1041, 70A Stat. 218; Pub. L. 86–616, § 2(a), July 12, 1960, 74 Stat. 386, authorized Secretary of the Army to convene at any time a board of officers to review record of any com- missioned officer on active list of Regular Army to de- termine whether he should be required, because of sub- standard performance of duty, to show cause for his re- tention on active list, prior to repeal by Pub. L. 96–513, title II, § 213, title VII, § 701, Dec. 12, 1980, 94 Stat. 2885, 2955, effective Sept. 15, 1981. See section 1181(a) of this title. AMENDMENTS 2021—Subsec. (a). Pub. L. 116–283, § 1833(h)(1), (2), transferred subsec. (a) of section 2321 of this title to this section and substituted ‘‘by Subchapter’’ for ‘‘by Section’’ in heading and ‘‘This subchapter’’ for ‘‘This section’’ in text.

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Federal law — U.S. Code and appendices · legal_authorities

10 U.S.C. § 3771 — Rights in technical data: regulations

**(a) Regulations Required.—** (1) **In general.—** — The Secretary of Defense shall prescribe regulations to define the legitimate interest of the United States and of a contractor or subcontractor in technical data pertaining to an item or process. Such regulations shall be included in regulations of the Department of Defense prescribed as part of the Federal Acquisition Regulation. (2) **Other rights not impaired.—** — Regulations prescribed under paragraph (1) may not impair— (A) any right of the United States or of any contractor or subcontractor with respect to patents or copyrights or any other right in technical data otherwise established by law; or (B) the right of a contractor or subcontractor to receive from a third party a fee or royalty for the use of technical data pertaining to an item or process developed exclusively at private expense by the contractor or subcontractor, except as otherwise specifically provided by law. **(b) Required Provisions.—** Regulations prescribed under subsection (a) shall include the following provisions: (1) **Development exclusively with federal funds.—** — In the case of an item or process that is developed by a contractor or subcontractor exclusively with Federal funds (other than an item or process developed under a contract or subcontract to which regulations under section 9(j)(2) of the Small Business Act ([15 U.S.C. 638(j)(2)](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section638/j/2&num=0&edition=prelim)) apply), the United States shall have the unlimited right to— (A) use technical data pertaining to the item or process; or (B) release or disclose the technical data to persons outside the government or permit the use of the technical data by such persons. (2) **Development ex

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Federal law — U.S. Code and appendices · legal_authorities

10 U.S.C. § 3771 — Rights in technical data: regulations

Page 2549 TITLE 10—ARMED FORCES § 3771 CHAPTER 275—PROPRIETARY CONTRACTOR DATA AND RIGHTS IN TECHNICAL DATA Subchapter Sec. I. Rights in Technical Data ...................... 3771 II. Validation of Proprietary Data Restric- tions ................................................... 3781 III. Other Provisions Relating to Propri- etary Contractor Data and Rights in Technical Data ................................... 3791 Editorial Notes PRIOR PROVISIONS A prior chapter 275 ‘‘PROPRIETARY CONTRACTOR DATA AND TECHNICAL DATA’’, as added by Pub. L. 115–232, div. A, title VIII, § 801(a), Aug. 13, 2018, 132 Stat. 1828, and consisting of reserved section 3771, was re- pealed by Pub. L. 116–283, div. A, title XVIII, § 1833(a)(1), Jan. 1, 2021, 134 Stat. 4225. SUBCHAPTER I—RIGHTS IN TECHNICAL DATA Sec. 3771. Rights in technical data: regulations. 3772. Rights in technical data: provisions required in contracts. 3773. Domestic business concerns: programs for re- plenishment parts. 3774. Major weapon systems and subsystems: long- term technical data needs. 3775. Definitions. § 3771. Rights in technical data: regulations (a) REGULATIONS REQUIRED.— (1) IN GENERAL.—The Secretary of Defense shall prescribe regulations to define the legiti- mate interest of the United States and of a contractor or subcontractor in technical data pertaining to an item or process. Such regula- tions shall be included in regulations of the Department of Defense prescribed as part of the Federal Acquisition Regulation. (2) OTHER RIGHTS NOT IMPAIRED.—Regula- tions prescribed under paragraph (1) may not impair— (A) any right of the United States or of any contractor or subcontractor with re- spect to patents or copyrights or any other right in technical data otherwise establis

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Federal law — U.S. Code and appendices · legal_authorities

10 U.S.C. § 3774 — Major weapon systems and subsystems: long-term technical data needs

**(a) Assessments and Acquisitions Strategies.—** (1) The Secretary of Defense shall require program managers for major weapon systems and subsystems of major weapon systems to— (A) assess the long-term technical data needs of such systems and subsystems; and (B) establish corresponding acquisition strategies that provide for technical data rights needed to sustain such systems and subsystems over their life cycle. (2) Such strategies may include— (A) the development of maintenance capabilities within the Department of Defense; or (B) competition for contracts for sustainment of such systems or subsystems. **(b) Requirements Relating to Assessments and Acquisition Strategies.—** Assessments and corresponding acquisition strategies developed under subsection (a) with respect to a weapon system or subsystem shall— (1) be developed before issuance of a contract solicitation for the weapon system or subsystem; (2) address the merits of including a priced contract option for the future delivery of technical data that were not acquired upon initial contract award; (3) address the potential for changes in the sustainment plan over the life cycle of the weapon system or subsystem; and (4) apply to weapon systems and subsystems that are to be supported by performance-based logistics arrangements as well as to weapons systems and subsystems that are to be supported by other sustainment approaches. **(c) Preference for Specially Negotiated Licenses.—** (1) The Secretary of Defense shall, to the maximum extent practicable, negotiate and enter into a contract with a contractor for a specially negotiated license for technical data to support the product support strategy of a major weapon system or subsystem of a major weapon system. (2) In performing the assessm

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Federal law — U.S. Code and appendices · legal_authorities

10 U.S.C. § 3774 — Major weapon systems and subsystems:

Page 2553 TITLE 10—ARMED FORCES § 3774 (Added and amended Pub. L. 116–283, div. A, title XVIII, § 1833(a)(1), (c), Jan. 1, 2021, 134 Stat. 4226, 4228.) Editorial Notes CODIFICATION The text of subsec. (b) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (a), and amended by Pub. L. 116–283, § 1833(c)(1), (2), was based on Pub. L. 98–525, title XII, § 1216(a), Oct. 19, 1984, 98 Stat. 2596; Pub. L. 103–355, title VIII, § 8106(a), Oct. 13, 1994, 108 Stat. 3393; Pub. L. 108–136, div. A, title VIII, § 844, Nov. 24, 2003, 117 Stat. 1553; Pub. L. 112–81, div. A, title VIII, 815(a), Dec. 31, 2011, 125 Stat. 1492; Pub. L. 114–328, div. A, title VIII, § 809(c), Dec. 23, 2016, 130 Stat. 2267; Pub. L. 115–232, div. A, title VIII, § 836(c)(7), Aug. 13, 2018, 132 Stat. 1866. The text of subsec. (c) of section 2320 of this title, which was transferred to this section, redesignated as subsec. (b), and amended by Pub. L. 116–283, § 1833(c)(1), (3), was based on Pub. L. 98–525, title XII, § 1216(a), Oct. 19, 1984, 98 Stat. 2596; Pub. L. 100–180, div. A, title VIII, § 808(b), Dec. 4, 1987, 101 Stat. 1130; Pub. L. 111–84, div. A, title VIII, § 821(a), Oct. 28, 2009, 123 Stat. 2411; Pub. L. 111–383, div. A, title VIII, § 801(a)(1), Jan. 7, 2011, 124 Stat. 4253; Pub. L. 112–81, div. A, title VIII, § 802(b)(1), Dec. 31, 2011, 125 Stat. 1485. AMENDMENTS 2021—Subsec. (a). Pub. L. 116–283, § 1833(c)(1), (2)(A)–(C), redesignated subsec. (b) of section 2320 of this title as subsec. (a) of this section, inserted head- ing, and substituted ‘‘section 3771 of this title’’ for ‘‘subsection (a)’’ and ‘‘section 3063’’ for ‘‘section 2303’’ in introductory provisions. Subsec. (a)(1). Pub. L. 116–283, § 1833(c)(2)(D), sub- stitu

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Federal law — U.S. Code and appendices · legal_authorities

10 U.S.C. § 3775 — Definitions

**(a) Covered Government Support Contractor Defined.—** In this subchapter, the term “covered Government support contractor” means a contractor under a contract the primary purpose of which is to furnish independent and impartial advice or technical assistance directly to the Government in support of the Government’s management and oversight of a program or effort (rather than to directly furnish an end item or service to accomplish a program or effort), which contractor— (1) is not affiliated with the prime contractor or a first-tier subcontractor on the program or effort, or with any direct competitor of such prime contractor or any such first-tier subcontractor in furnishing end items or services of the type developed or produced on the program or effort; and (2) executes a contract with the Government agreeing to and acknowledging— (A) that proprietary or nonpublic technical data furnished will be accessed and used only for the purposes stated in that contract; (B) that the covered Government support contractor will enter into a non-disclosure agreement with the contractor to whom the rights to the technical data belong; (C) that the covered Government support contractor will take all reasonable steps to protect the proprietary and nonpublic nature of the technical data furnished to the covered Government support contractor during the program or effort for the period of time in which the Government is restricted from disclosing the technical data outside of the Government; (D) that a breach of that contract by the covered Government support contractor with regard to a third party’s ownership or rights in such technical data may subject the covered Government support contractor— (i) to criminal, civil, administrative, and contractual actions in law

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