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15 U.S.C. § 3058 — Review of final decisions of the Authority

Federal law — U.S. Code and appendices · legal_authorities

15 U.S.C. § 3058 — Review of final decisions of the Authority

**(a) Notice of civil sanctions** If the Authority imposes a final civil sanction for a violation committed by a covered person pursuant to the rules or standards of the Authority, the Authority shall promptly submit to the Commission notice of the civil sanction in such form as the Commission may require. **(b) Review by administrative law judge** (1) **In general** — With respect to a final civil sanction imposed by the Authority, on application by the Commission or a person aggrieved by the civil sanction filed not later than 30 days after the date on which notice under subsection (a) is submitted, the civil sanction shall be subject to de novo review by an administrative law judge. (2) **Nature of review** (A) *In general* — In matters reviewed under this subsection, the administrative law judge shall determine whether— (i) a person has engaged in such acts or practices, or has omitted such acts or practices, as the Authority has found the person to have engaged in or omitted; (ii) such acts, practices, or omissions are in violation of this chapter or the anti-doping and medication control or racetrack safety rules approved by the Commission; or (iii) the final civil sanction of the Authority was arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. (B) *Conduct of hearing* — An administrative law judge shall conduct a hearing under this subsection in such a manner as the Commission may specify by rule, which shall conform to [section 556 of title 5](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section556&num=0&edition=prelim). (3) **Decision by administrative law judge** (A) *In general* — With respect to a matter reviewed under this subsection, an administrative law judge— (i

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Stable record: federal_law:legal_authorities:record_usc_a3ed9ecd04330f9f700c0a1b
Source file: Laws/federal/codes/united-states-code/title-15/section-3058-review-of-final-decisions-of-the-authority--55e1487c56.md
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Passage SHA-256: 1ec1740b85b798d7adbddab0c6395eb45b494a92047d4a07ee97a53860b12fbd

Source location: Title 15, Chapter 57A, § 3058; chapter-57a-horseracing-integrity-and-safety.md

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**(a) Notice of civil sanctions** If the Authority imposes a final civil sanction for a violation committed by a covered person pursuant to the rules or standards of the Authority, the Authority shall promptly submit to the Commission notice of the civil sanction in such form as the Commission may require. **(b) Review by administrative law judge** (1) **In general** — With respect to a final civil sanction imposed by the Authority, on application by the Commission or a person aggrieved by the civil sanction filed not later than 30 days after the date on which notice under subsection (a) is submitted, the civil sanction shall be subject to de novo review by an administrative law judge. (2) **Nature of review** (A) *In general* — In matters reviewed under this subsection, the administrative law judge shall determine whether— (i) a person has engaged in such acts or practices, or has omitted such acts or practices, as the Authority has found the person to have engaged in or omitted; (ii) such acts, practices, or omissions are in violation of this chapter or the anti-doping and medication control or racetrack safety rules approved by the Commission; or (iii) the final civil sanction of the Authority was arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. (B) *Conduct of hearing* — An administrative law judge shall conduct a hearing under this subsection in such a manner as the Commission may specify by rule, which shall conform to [section 556 of title 5](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section556&num=0&edition=prelim). (3) **Decision by administrative law judge** (A) *In general* — With respect to a matter reviewed under this subsection, an administrative law judge— (i) shall render a decision not later than 60 days after the conclusion of the hearing; (ii) may affirm, reverse, modify, set aside, or remand for further proceedings, in whole or in part, the final civil sanction of the Authority; and (iii) may make any finding or conclusion that, in the judgment of the administrative law judge, is proper and based on the record. (B) *Final decision* — A decision under this paragraph shall constitute the decision of the Commission without further proceedings unless a notice or an application for review is timely filed under subsection (c). **(c) Review by Commission** (1) **Notice of review by Commission** — The Commission may, on its own motion, review any decision of an administrative law judge issued under subsection (b)(3) by providing written notice to the Authority and any interested party not later than 30 days after the date on which the administrative law judge issues the decision. (2) **Application for review** (A) *In general* — The Authority or a person aggrieved by a decision issued under subsection (b)(3) may petition the Commission for review of such decision by filing an application for review not later than 30 days after the date on which the administrative law judge issues the decision. (B) *Effect of denial of application for review* — If an application for review under subparagraph (A) is denied, the decision of the administrative law judge shall constitute the decision of the Commission without further proceedings. (C) *Discretion of Commission* (i) *In general* — A decision with respect to whether to grant an application for review under subparagraph (A) is subject to the discretion of the Commission. (ii) *Matters to be considered* — In determining whether to grant such an application for review, the Commission shall consider whether the application makes a reasonable showing that— (I) a prejudicial error was committed in the conduct of the proceeding; or (II) the decision involved— (aa) an erroneous application of the anti-doping and medication control or racetrack safety rules approved by the Commission; or (bb) an exercise of discretion or a decision of law or policy that warrants review by the Commission. (3) **Nature of review** (A) *In general* — In matters reviewed under this subsection, the Commission may— (i) affirm, reverse, modify, set aside, or remand for further proceedings, in whole or in part, the decision of the administrative law judge; and (ii) make any finding or conclusion that, in the judgement of the Commission, is proper and based on the record. (B) *De novo review* — The Commission shall review de novo the factual findings and conclusions of law made by the administrative law judge. (C) *Consideration of additional evidence* (i) *Motion by Commission* — The Commission may, on its own motion, allow the consideration of additional evidence. (ii) *Motion by a party* (I) *In general* — A party may file a motion to consider additional evidence at any time before the issuance of a decision by the Commission, which shall show, with particularity, that— (aa) such additional evidence is material; and (bb) there were reasonable grounds for failure to submit the evidence previously. (II) *Procedure* — The Commission may— (aa) accept or hear additional evidence; or (bb) remand the proceeding to the administrative law judge for the consideration of additional evidence. **(d) Stay of proceedings** Review by an administrative law judge or the Commission under this section shall not operate as a stay of a final civil sanction of the Authority unless the administrative law judge or Commission orders such a stay.

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Federal law — U.S. Code and appendices · legal_authorities

5 U.S.C. § 556 — Hearings; presiding employees; powers and duties; burden of proof; evidence; record as basis of decision

**(a)** This section applies, according to the provisions thereof, to hearings required by section 553 or 554 of this title to be conducted in accordance with this section. **(b)** There shall preside at the taking of evidence— (1) the agency; (2) one or more members of the body which comprises the agency; or (3) one or more administrative law judges appointed under [section 3105 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section3105&num=0&edition=prelim). This subchapter does not supersede the conduct of specified classes of proceedings, in whole or in part, by or before boards or other employees specially provided for by or designated under statute. The functions of presiding employees and of employees participating in decisions in accordance with [section 557 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section557&num=0&edition=prelim) shall be conducted in an impartial manner. A presiding or participating employee may at any time disqualify himself. On the filing in good faith of a timely and sufficient affidavit of personal bias or other disqualification of a presiding or participating employee, the agency shall determine the matter as a part of the record and decision in the case. **(c)** Subject to published rules of the agency and within its powers, employees presiding at hearings may— (1) administer oaths and affirmations; (2) issue subpenas authorized by law; (3) rule on offers of proof and receive relevant evidence; (4) take depositions or have depositions taken when the ends of justice would be served; (5) regulate the course of the hearing; (6) hold conferences for the settlement or simplification of the issues by consent of the parties or by the use of alternative mean

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Federal law — U.S. Code and appendices · legal_authorities

15 U.S.C. § 3055 — Horseracing anti-doping and medication control program

**(a) Program required** (1) **In general** — Not later than the program effective date, and after notice and an opportunity for public comment in accordance with [section 3053 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section3053&num=0&edition=prelim), the Authority shall establish a horseracing anti-doping and medication control program applicable to all covered horses, covered persons, and covered horseraces in accordance with the registration of covered persons under [section 3054(d) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section3054/d&num=0&edition=prelim). (2) **Consideration of other breeds** — In developing the horseracing anti-doping and medication control program with respect to a breed of horse that is made subject to this chapter by election of a State racing commission or the breed governing organization for such horse under section 3054(k) 11 So in original. Probably should be “section 3054(l)”. of this title, the Authority shall consider the unique characteristics of such breed. **(b) Considerations in development of program** In developing the horseracing anti-doping and medication control program, the Authority shall take into consideration the following: (1) Covered horses should compete only when they are free from the influence of medications, other foreign substances, and methods that affect their performance. (2) Covered horses that are injured or unsound should not train or participate in covered races, and the use of medications, other foreign substances, and treatment methods that mask or deaden pain in order to allow injured or unsound horses to train or race should be prohibited. (3) Rules, standards, procedures, and protocols regulating medication and

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Federal law — U.S. Code and appendices · legal_authorities

15 U.S.C. § 3058 — Review of final decisions of the Authority

Page 1984 TITLE 15—COMMERCE AND TRADE § 3058 oratory accredited in accordance with the standards established under paragraph (1) to test samples taken in the applicable State. (B) Selection by the authority If a State racing commission does not se- lect an accredited laboratory under subpara- graph (A), the Authority shall select such a laboratory to test samples taken in the State concerned. (c) Results management and disciplinary process (1) In general Not later than 120 days before the program effective date, the Authority shall establish in accordance with section 3053 of this title— (A) rules for safety, performance, and anti- doping and medication control results man- agement; and (B) the disciplinary process for safety, per- formance, and anti-doping and medication control rule violations. (2) Elements The rules and process established under paragraph (1) shall include the following: (A) Provisions for notification of safety, performance, and anti-doping and medica- tion control rule violations. (B) Hearing procedures. (C) Standards for burden of proof. (D) Presumptions. (E) Evidentiary rules. (F) Appeals. (G) Guidelines for confidentiality and pub- lic reporting of decisions. (3) Due process The rules established under paragraph (1) shall provide for adequate due process, includ- ing impartial hearing officers or tribunals commensurate with the seriousness of the al- leged safety, performance, or anti-doping and medication control rule violation and the pos- sible civil sanctions for such violation. (d) Civil sanctions (1) In general The Authority shall establish uniform rules, in accordance with section 3053 of this title, imposing civil sanctions against covered per- sons or covered horses for safety, performance, and anti-do

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