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15 U.S.C. § 80c — Liaison between Securities and Exchange Commission and Small Business Administration
Federal law — U.S. Code and appendices · legal_authorities
**(a) Studies on needs, problems, and costs of businesses; availability** The Securities and Exchange Commission shall gather, analyze, and make available to the public, information with respect to the capital formation needs, and the problems and costs involved with new, small, medium-sized, and independent businesses.
**(b) Availability of studies to Small Business Administration** The Commission shall make the results of such studies available to the Small Business Administration and otherwise have regular communication and liaison with such Administration in these matters.
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Stable record: federal_law:legal_authorities:record_usc_790fd001664de71936e776e3
Source file: Laws/federal/codes/united-states-code/title-15/section-80c-liaison-between-securities-and-exchange-commission-and-small-business-ad--42d15885e6.md
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Passage SHA-256: 32568be9a4379deb36de750dbaad28a162b5fda2fffc78ac2122f51b359ee93c
Source location: Title 15, Chapter 2E, § 80c; chapter-2e-omnibus-small-business-capital-formation.md
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**(a) Studies on needs, problems, and costs of businesses; availability** The Securities and Exchange Commission shall gather, analyze, and make available to the public, information with respect to the capital formation needs, and the problems and costs involved with new, small, medium-sized, and independent businesses.
**(b) Availability of studies to Small Business Administration** The Commission shall make the results of such studies available to the Small Business Administration and otherwise have regular communication and liaison with such Administration in these matters.
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Rules and regulations** The Commission shall have authority from time to time to make, amend, and rescind such rules and regulations as may be necessary to carry out the provisions of this subchapter, including rules and regulations governing registration statements and prospectuses for various classes of securities and issuers, and defining accounting, technical, and trade terms used in this subchapter. Among other things, the Commission shall have authority, for the purposes of this subchapter, to prescribe the form or forms in which required information shall be set forth, the items or details to be shown in the balance sheet and earning statement, and the methods to be followed in the preparation of accounts, in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income, in the differentiation of investment and operating income, and in the preparation, where the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. The rules and regulations of the Commission shall be effective upon publication in the manner which the Commission shall prescribe. No provision of this subchapter imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule or regulation of the Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
**(b) Recognition of accounting standards**
(1) **In general** — In carrying out i
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 77s
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Responsibility of Securities and Exchange Commission** Pursuant to the consultation called for in [section 80c of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section80c&num=0&edition=prelim), the Securities and Exchange Commission (acting through the Office of the Advocate for Small Business Capital Formation and in consultation with the Small Business Capital Formation Advisory Committee) shall conduct an annual Government-business forum to review the current status of problems and programs relating to small business capital formation.
**(b) Participation in forum planning** The Commission shall invite other Federal agencies, such as the Department of the Treasury, the Board of Governors of the Federal Reserve System, the Small Business Administration, organizations representing State securities commissioners, and leading small business and professional organizations concerned with capital formation, to participate in the planning for such forums.
**(c) Preparation of statements and reports** The Commission may request any of the Federal departments, agencies, or organizations such as those specified in subsection (b), or other groups or individuals, to prepare statements and reports to be delivered at such forums. Such departments and agencies shall cooperate in this effort.
**(d) Transmittal of proceedings and findings** A summary of the proceedings of such forums and any findings or recommendations thereof shall be prepared and transmitted to the participants, appropriate committees of the Congress, and others who may be interested in the subject matter.
**(e) Review of findings and recommendations** The Commission shall—
(1) review the findings and recommendations of the forum; and
(2) each time the forum submits a f
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 80c–1
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Federal law — U.S. Code and appendices · legal_authorities
For fiscal year 1982, and for each of the three succeeding fiscal years, there are hereby authorized to be appropriated such amounts as may be necessary and appropriate to carry out the provisions and purposes of this chapter. Any sums so appropriated shall remain available until expended.
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 80c–2
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Federal law — U.S. Code and appendices · legal_authorities
**(a)** The Securities and Exchange Commission shall use its best efforts to identify and reduce the costs of raising capital in connection with the issuance of securities by firms whose aggregate outstanding securities and other indebtedness have a market value of $25,000,000 or less, through such means as studies, giving appropriate publicity to improved technology developments in fields such as printing, communications, and filing, and giving special attention to the effect of existing and proposed regulatory changes upon the small companies wishing to raise capital and independent broker-dealers which are in a key position with respect to the costs of underwriting and making markets in the securities of smaller companies.
**(b)** The Commission shall report on these efforts at the annual Government-business forum required by [section 80c–1 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section80c-1&num=0&edition=prelim).
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 80c–3
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Federal law — U.S. Code and appendices · legal_authorities
Page 619
TITLE 15—COMMERCE AND TRADE
§ 80c–1
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective 1 year after July 21, 2010, except
that any investment adviser may, at the discretion of
the investment adviser, register with the Commission
under the Investment Advisers Act of 1940 during that
1-year period, subject to the rules of the Commission,
and except as otherwise provided, see section 419 of
Pub. L. 111–203, set out as an Effective Date of 2010
Amendment note under section 80b–2 of this title.
§ 80b–19. Separability
If any provision of this subchapter or the ap-
plication of such provision to any person or cir-
cumstances shall be held invalid, the remainder
of the subchapter and the application of such
provision to persons or circumstances other
than those as to which it is held invalid shall
not be affected thereby.
(Aug. 22, 1940, ch. 686, title II, § 219, 54 Stat. 857.)
§ 80b–20. Short title
This subchapter may be cited as the ‘‘Invest-
ment Advisers Act of 1940’’.
(Aug. 22, 1940, ch. 686, title II, § 220, 54 Stat. 857.)
Statutory Notes and Related Subsidiaries
SHORT TITLE OF 2019 AMENDMENT
Pub. L. 115–417, § 1, Jan. 3, 2019, 132 Stat. 5438, provided
that: ‘‘This Act [amending sections 80b–3 and 80b–3a of
this title] may be cited as the ‘RBIC Advisers Relief
Act of 2018’.’’
SHORT TITLE OF 2010 AMENDMENT
Pub. L. 111–203, title IV, § 401, July 21, 2010, 124 Stat.
1570, provided that: ‘‘This title [enacting sections
80b–18b and 80b–18c of this title, amending sections
80b–2, 80b–3, 80b–3a, 80b–4, 80b–5, 80b–10, and 80b–11 of
this title, and enacting provisions set out as notes
under sections 77b and 80b–2 of this title] may be cited
as the ‘Private Fund Investment Advisers Registration
Act of 2010’.’’
SHORT TI
Source: Supplied 2024 U.S. Code historical extraction · 15 U.S.C. § 80c
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