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15 U.S.C. § 7262 — Fair funds for investors
Federal law — U.S. Code and appendices · legal_authorities
**(a) Civil penalties to be used for the relief of victims** If, in any judicial or administrative action brought by the Commission under the securities laws, the Commission obtains a civil penalty against any person for a violation of such laws, or such person agrees, in settlement of any such action, to such civil penalty, the amount of such civil penalty shall, on the motion or at the direction of the Commission, be added to and become part of a disgorgement fund or other fund established for the benefit of the victims of such violation.
**(b) Acceptance of additional donations** The Commission is authorized to accept, hold, administer, and utilize gifts, bequests and devises of property, both real and personal, to the United States for a disgorgement fund or other fund described in subsection (a). Such gifts, bequests, and devises of money and proceeds from sales of other property received as gifts, bequests, or devises shall be deposited in such fund and shall be available for allocation in accordance with subsection (a).
**(c) Study required**
(1) **Subject of study** — The Commission shall review and analyze—
(A) enforcement actions by the Commission over the five years preceding July 30, 2002, that have included proceedings to obtain civil penalties or disgorgements to identify areas where such proceedings may be utilized to efficiently, effectively, and fairly provide restitution for injured investors; and
(B) other methods to more efficiently, effectively, and fairly provide restitution to injured investors, including methods to improve the collection rates for civil penalties and disgorgements.
(2) **Report required** — The Commission shall report its findings to the Committee on Financial Services of the House of Representatives and the Committee o
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 7262
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Stable record: federal_law:legal_authorities:record_usc_1bd0002a473656b5f841f402
Source file: Laws/federal/codes/united-states-code/title-15/section-7262-fair-funds-for-investors--7087bbd47c.md
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Source location: Title 15, Chapter 98, § 7262; chapter-098-public-company-accounting-reform-and-corporate-responsibility.md
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**(a) Civil penalties to be used for the relief of victims** If, in any judicial or administrative action brought by the Commission under the securities laws, the Commission obtains a civil penalty against any person for a violation of such laws, or such person agrees, in settlement of any such action, to such civil penalty, the amount of such civil penalty shall, on the motion or at the direction of the Commission, be added to and become part of a disgorgement fund or other fund established for the benefit of the victims of such violation.
**(b) Acceptance of additional donations** The Commission is authorized to accept, hold, administer, and utilize gifts, bequests and devises of property, both real and personal, to the United States for a disgorgement fund or other fund described in subsection (a). Such gifts, bequests, and devises of money and proceeds from sales of other property received as gifts, bequests, or devises shall be deposited in such fund and shall be available for allocation in accordance with subsection (a).
**(c) Study required**
(1) **Subject of study** — The Commission shall review and analyze—
(A) enforcement actions by the Commission over the five years preceding July 30, 2002, that have included proceedings to obtain civil penalties or disgorgements to identify areas where such proceedings may be utilized to efficiently, effectively, and fairly provide restitution for injured investors; and
(B) other methods to more efficiently, effectively, and fairly provide restitution to injured investors, including methods to improve the collection rates for civil penalties and disgorgements.
(2) **Report required** — The Commission shall report its findings to the Committee on Financial Services of the House of Representatives and the Committee on Banking, Housing, and Urban Affairs of the Senate within 180 days after of 11 So in original. The word “of” probably should not appear. July 30, 2002, and shall use such findings to revise its rules and regulations as necessary. The report shall include a discussion of regulatory or legislative actions that are recommended or that may be necessary to address concerns identified in the study.
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Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** The Secretary is authorized to promulgate regulations to implement and administer the grant programs and undertakings authorized by this subchapter.
**(b) Regulatory authority** Regulations prescribed under this section may contain such classifications, differentiations, or other provisions, and may provide for such adjustments and exceptions for any class of grant programs, undertakings, or eligible entities, as, in the judgment of the Secretary, are necessary or proper to effectuate the purposes of this subchapter, to prevent circumvention or evasion of this subchapter, or to facilitate compliance with this subchapter.
Source: Supplied U.S. Code snapshot — release unconfirmed · 12 U.S.C. § 5301
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Federal law — U.S. Code and appendices · legal_authorities
Nothing in section 401, 402, or 404, the amendments made by those sections, or the rules of the Commission under those sections shall apply to any investment company registered under [section 80a–8 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section80a-8&num=0&edition=prelim).
Source: Supplied U.S. Code snapshot — release unconfirmed · 15 U.S.C. § 7265
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Federal law — U.S. Code and appendices · legal_authorities
**(a) Additional Financial Reporting.—**
(1) **In general.—** — The Postal Service shall file with the Postal Regulatory Commission beginning with the first full fiscal year following the effective date of this section—
(A) within 40 days after the end of each fiscal quarter, a quarterly report containing the information required by the Securities and Exchange Commission to be included in quarterly reports under sections 13 and 15(d) of the Securities Exchange Act of 1934 ([15 U.S.C. 78m](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title15-section78m&num=0&edition=prelim), 78o(d)) on Form 10–Q, as such Form (or any successor form) may be revised from time to time;
(B) within 60 days after the end of each fiscal year, an annual report containing the information required by the Securities and Exchange Commission to be included in annual reports under such sections on Form 10–K, as such Form (or any successor form) may be revised from time to time; and
(C) periodic reports within the time frame and containing the information prescribed in Form 8–K of the Securities and Exchange Commission, as such Form (or any successor form) may be revised from time to time.
(2) **Registrant defined.—** — For purposes of defining the reports required by paragraph (1), the Postal Service shall be deemed to be the “registrant” described in the Securities and Exchange Commission Forms, and references contained in such Forms to Securities and Exchange Commission regulations are incorporated herein by reference, as amended.
(3) **Internal control report.—** — For purposes of defining the reports required by paragraph (1)(B), the Postal Service shall comply with the rules prescribed by the Securities and Exchange Commission implementing section 404 of the Sarbanes-O
Source: Supplied U.S. Code snapshot — release unconfirmed · 39 U.S.C. § 3654
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Federal law — U.S. Code and appendices · legal_authorities
Page 2341
TITLE 15—COMMERCE AND TRADE
§ 7262
SUBCHAPTER IV—ENHANCED FINANCIAL
DISCLOSURES
§ 7261. Disclosures in periodic reports
(a) Omitted
(b) Commission rules on pro forma figures
Not later than 180 days after July 30, 2002, the
Commission shall issue final rules providing
that pro forma financial information included in
any periodic or other report filed with the Com-
mission pursuant to the securities laws, or in
any public disclosure or press or other release,
shall be presented in a manner that—
(1) does not contain an untrue statement of
a material fact or omit to state a material
fact necessary in order to make the pro forma
financial information, in light of the cir-
cumstances under which it is presented, not
misleading; and
(2) reconciles it with the financial condition
and results of operations of the issuer under
generally accepted accounting principles.
(c) Study and report on special purpose entities
(1) Study required
The Commission shall, not later than 1 year
after the effective date of adoption of off-bal-
ance sheet disclosure rules required by section
78m(j) of this title, complete a study of filings
by issuers and their disclosures to determine—
(A) the extent of off-balance sheet trans-
actions, including assets, liabilities, leases,
losses, and the use of special purpose enti-
ties; and
(B) whether generally accepted accounting
rules result in financial statements of
issuers reflecting the economics of such off-
balance sheet transactions to investors in a
transparent fashion.
(2) Report and recommendations
Not later than 6 months after the date of
completion of the study required by paragraph
(1), the Commission shall submit a report to
the President, the Committee on Banking,
Housing, and Urban Affairs of the
Source: Supplied 2024 U.S. Code historical extraction · 15 U.S.C. § 7262
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