Arkansas Code

Browse every level of the installed Code, including titles, chapters, subchapters, articles and sections, or search all titles.

Subchapter 3 — Broker-Dealers, Agents, and Investment Advisers

• Section23-42-301. Registration required — Unlawful acts — Supervision requirements.
• Section23-42-302. Registration procedure.
• Section23-42-303. Minimum net capital requirement.
• Section23-42-304. Filing fees — Rules.
• Section23-42-305. Corporate surety bonds — Alternatives.
• Section23-42-306. Records and reports — Examinations.
• Section23-42-307. Unlawful acts by investment advisers.
• Section23-42-308. Denial, suspension, revocation, or withdrawal of registration, and other penalties.
• Section23-42-309. Protection of vulnerable adults from financial exploitation — Definitions.